United States v. City of Eastpointe
United States v. City of Eastpointe
Opinion of the Court
*593The City of Eastpointe, Michigan uses an "at-large" voting method to elect its City Council. The United States ("the government" or "Plaintiff") has filed a complaint challenging this voting method, claiming that it dilutes the voting strength of African Americans who reside in Eastpointe and thereby violates Section 2 of the Voting Rights Act of 1965, which prohibits any voting practice or procedure that "results in a denial or abridgement of the right of any citizen of the United States to vote on account of race or color."
The parties have filed several motions that have been fully briefed, argued, and are now before the Court: Defendants' motion for summary judgment (ECF No. 26 ); Defendants' motion to exclude a certain kind of research methodology and its data, known as Bayesian Improved Surname Geocoding ("BISG"), which was relied upon by one of the government's expert witnesses, Dr. Lisa Handley (ECF No. 25 ); Defendants' motion to strike the government's notice of supplemental exhibit and corresponding exhibit (ECF No. 45 ); and Plaintiff's motion to strike Defendants' purportedly untimely supplemental expert disclosures (ECF No. 42 ). For the reasons set forth in detail below, all of the pending motions will be denied.
BACKGROUND
Eastpointe is a compact municipality of slightly over five square miles located in Macomb County, Michigan, on the northeast border of the City of Detroit. In considering challenges under the Voting Rights Act, the Supreme Court in the seminal case of Thornburg v. Gingles ,
In accord with the Supreme Court's admonition, the Court will discuss in some detail one of the expert reports before the Court. The report, authored by Dr. *594Thomas J. Sugrue, a noted 20th Century American historian, details how racial segregation and discrimination have been intertwined with Eastpointe's residential patterns, schools, and civic life since at least the early 20th Century. See generally ECF No. 38-13. According to the report, a combination of discriminatory real estate practices and public as well as private discrimination discouraged African Americans from moving to Eastpointe for several decades.
Beginning in the 2000's, the City's African American population began to grow rapidly-part of a wave of what the expert report calls "black flight" out of the City of Detroit to the inner-ring suburbs.
Table 2: Total and Black Population in Eastpointe Year(s) Total VAP Black VAP Percent Black Census 2000 25744 1095 4.25% Census 2010 24103 6154 25.53% Total CVAP Black CVAP Percent Black ACS 2005-09 24360 5225 21.45% ACS 2006-10 24165 6034 24.97% ACS 2007-11 23590 6349 26.91% ACS 2008-12 23480 6945 29.58% ACS 2009-13 23371 7438 31.83% ACS 2010-14 23567 8034 34.09% ACS 2011-15 23670 8674 36.65%
*595ECF No. 38-2 PageID.1600 tbl. 2; see ECF No. 26 at PageID.614 ¶¶ 6-9 (indicating that Defendants accept these figures for summary judgment purposes).
Despite these rapidly changing demographics, Dr. Sugrue's report recounts that the City's long history of segregation and racial exclusion, as well as indifference towards integrating housing, prevented African Americans from becoming a cohesive part of the Eastpointe community. Complaints of harassment of African American residents remained troublingly common and at times violent. ECF No. 38-13 at PageID.1778-81, 1787-91. Additionally, statistics in the record demonstrate that major disparities exist between the City's black and white residents. Between 2006-2010, more than one in four of Eastpointe's black residents suffered unemployment, for example, compared to one in seven white residents.
Eastpointe elects five individuals to serve on its City Council: the mayor and four City Council members. ECF No. 26 PageID.614 ¶ 2. Members of the City Council are elected at-large by all voters in Eastpointe to serve staggered, four-year terms. Id. ¶ 3. Under an at-large voting system, all voters in the jurisdiction can cast ballots for as many seats as there are up for election. The candidates who receive the most votes will represent the entire political subdivision. In contrast, in a single-member system, the jurisdiction is divided into sections and each section elects, and is represented by, a single elected official. As explained by the United States Supreme Court in Rogers v. Lodge ,
At the time this lawsuit was filed, no African American can-didate had ever been elected to the Eastpointe City Council. ECF No. 1 PageID.5 ¶¶ 22-23. This is the case even though at least 39% of the City's total population and 34% of its CVAP are black, and black candidates have frequently run for City Council seats. ECF No. 26 PageID.614 ¶¶ 9-10, 25 (Defendants stipulate to the accuracy of these statistics solely for the purposes of considering this motion for summary judgment and reserve the right to contest them otherwise). Until the election of Council Member Monique Owens in the November 2017 election, after this lawsuit was filed, no black candidate had ever successfully run for Eastpointe's City Council.
The difficulty inherent in evaluating vote-dilution claims is that, because of the secrecy of the ballot, it is not possible to gather precise data showing how voters from different racial or ethnic groups actually cast their individual votes. ECF No. 38-2 PageID.1598. Ballots do not require voters to identify their race, nor does the *596U.S. Census track voting patterns by race, or at all.
Because no records are kept that specifically track the race of each voter
Applied to voting rights cases, ecological regression estimates to what degree, if any, the vote for a candidate increases in a linear manner as the concentration of voters of a given race in the precinct increases. ECF No. 26-2 PageID.725-26 (Expert Report of Dr. John Alford); ECF No. 38-2 PageID.1605-06. In layman's terms, "regression is a mathematical technique for estimating the single best-fitting straight line that could be drawn to describe the relationship between two variables in a scatter plot." ECF No. 26-2 PageID.725; see Luna v. County of Kern ,
Ecological inference, the second form of statistical analysis applied by the parties' experts, is largely regarded as an improvement upon ecological regression. City of Euclid ,
While the parties agree that ecological regression and ecological inference are the best techniques available to assess whether Eastpointe's atlarge scheme for electing city council members dilutes black citizens' votes, they disagree about the data sets to which these methodologies should be applied.
Specifically, Defendants take issue with Dr. Handley's use of data gathered using a method called Bayesian Improved Surname Geocoding ("BISG"). Dr. Handley used this data and method to estimate by race the number of Eastpointe voters who have participated in each City election since 2013. ECF No. 38-2 PageID.1602. BISG supplies a method to estimate the racial composition of a group of individuals in the absence of self-reported data on race.
While VAP data "is often used as a proxy for the demographic composition of the electorate in each precinct," such data does not necessarily match the reality of current demographics.
Dr. Handley used BISG to generate data on voter turnout by race for the 2013 and later elections. Since 2013, Eastpointe has required all voters, including those voting absentee, to fill out applications listing the voter's name, residential address, and precinct. ECF No. 38-2 PageID.1602 n.17. Voters visiting the polls on election day are required to fill out the applications and absentee voters attach completed applications to their absentee ballots.
The BISG analytical tool was first published in 2009, in Health Services and Outcomes Research Methodology, a peer-reviewed research journal. ECF No. 26-2 PageID.841 (Dr. Handley Deposition); Marc Elliott et al., Using the Census Bureau's Surname List to Improve Estimates of Race/Ethnicity and Associated Disparities , 9 HEALTH SERV. AND OUTCOMES RESEARCH METHODOLOGY 69 (2009). The Consumer Financial Protection Bureau has used this method to predict the race and ethnicity of mortgage applicants. And the agency reported that, in its experience, BISG produces data "that correlate[s] highly with self-reported race and national origin." CONSUMER FIN. PROT. BUREAU , USING PUBLICLY AVAILABLE INFORMATION TO PROXY FOR UNIDENTIFIED RACE AND ETHNICITY at 3. The Center for Medicare and Medicaid Services and several national health insurance companies also use BISG to refine race and ethnicity information in their data files. See generally Allen Fremont, et al., When Race/Ethnicity Data Are Lacking: Using Advanced Indirect Estimation Methods to Measure Disparities, 6 RAND HEALTH QUARTERLY (2016), https://www.rand.org/pubs/research_reports/RR1162.html; Dzifa Adjaye-Gbewonyo et al., Using the Bayesian Improved Surname Geocoding Method (BISG) to Create a Working Classification of Race and Ethnicity in a Diverse Managed Care Population: A Validation Study , 49 HEALTH SERV. RESEARCH 268 (2014).
While federal agencies and large-scale private sector corporations have found BISG to produce accurate data on race and ethnicity, the parties point out that no federal court has previously relied on this method to assess a claim for vote dilution under Section 2, or any other type of claim. See ECF No. 26-2 PageID.731 (Dr. Alford Expert Report); ECF No. 26-2 PageID.828, 842 (Dr. Handley Deposition). Dr. Handley stated in deposition testimony that a proprietary method similar to BISG, known as "Catalist," has been accepted by courts in vote suppression or voter identification cases. ECF No. 26-2 PageID.841-42. Dr. Eitan Hersch, a political scientist hired by the government to explain the use of BISG and BISG-type methods, explained that Catalist was accepted by the district court in Veasey v. Perry ,
Further, Dr. Handley noted that Dr. Alford, Defendants' expert, in his recent litigation work for the State of Texas, "conducted election analysis using Spanish surname registration data in place of census demographic data.... using the same census surname list probabilities utilized in BISG analysis." ECF No. 38-5 PageID.1665, 1602 (providing explanation of how analysis of Spanish surname data has been used in the State of Texas to estimate the number of Hispanics registered to vote and participating in elections). While the Fifth Circuit has elsewhere expressed skepticism about reliance on Spanish-surname registration data in the place of census data, those concerns appear focused on "its tendency to misidentify Hispanic persons as non-Hispanic and vice-versa." Rodriguez v. Bexar Cnty., Tex. ,
While Dr. Handley's use of BISG is put at issue by Defendants' Daubert motion to "exclude any evidence, opinion, or testimony related to the government's utilization of [BISG]" it is important to note that Dr. Handley did not rely only on BISG to analyze Eastpointe citizens' voting patterns by race. ECF No. 26 PageID.592. To the contrary, she created separate tables illustrating the results of her ecological regression and inference analyses as applied to CVAP data, and to data created with BISG. Compare ECF No. 38-2 PageID.1615-16 tbl. 4 with PageID.1617 tbl. 4a and ECF No. 38-5 PageID.1680 tbl. 1 with PageID.1681 tbl. 2 (Dr. Handley's Supplemental and Rebuttal Expert Report). Additionally, for purposes of their summary judgment motion, Defendants have decided to accept the BISG results contained in Dr. Handley's expert reports. ECF No. 26 PageID.592. Accordingly, the Court will assume the admissibility of BISG data for purposes of analyzing Defendants' motion for summary judgment and will consider separately the merits of Defendants' motion to exclude the government's BISG data.
DISCUSSION
I. Defendants' Motion for Summary Judgment
In Thornburg v. Gingles , the Supreme Court set out three "pre-conditions" that must be established in order for the government to show a violation of Section 2 of the Voting Rights Act of 1965. First, the party challenging the election system must demonstrate that the minority group purportedly disadvantaged by the system is sufficiently large and geographically compact to constitute a majority in a single-member district. Second, it must be shown that the minority group is politically cohesive. And third, the plaintiff must show that the majority group votes sufficiently as a bloc to enable it, in the absence of special circumstances, "usually to defeat the minority's preferred candidate." Gingles ,
Summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." See Fed. R. Civ. P. 56(a). A fact is material only if it might affect the outcome of the case under the governing law. See Anderson v. Liberty Lobby, Inc. ,
The moving party has the initial burden of demonstrating an absence of a genuine issue of material fact. See Celotex Corp. v. Catrett ,
To survive summary judgment, a plaintiff must present evidence sufficient to allow a finder of fact to conclude that three "necessary preconditions" to a successful Section 2 vote-dilution challenge are present. See Gingles ,
*602A. The First Gingles Precondition-Minority group size and geographic compactness
The first Gingles precondition is straightforward. It requires that the minority group alleging vote dilution "be able to demonstrate that it is sufficiently large and geographically compact to constitute a majority in a single-member district." Gingles ,
Satisfying the first Gingles precondition typically requires submitting a hypothetical redistricting plan that includes an electoral district with a greater-than-50-percent voting age minority population. NAACP v. Snyder ,
The compactness inquiry also demands consideration of "traditional districting principles such as maintaining communities of interest and traditional boundaries." League of United Latin Am. Citizens v. Perry ,
Here, it is undisputed that a single-member Eastpointe district could be drawn in which black residents would constitute the majority of both the VAP and CVAP (as explained above, VAP means "Voting Age Population," and is data gathered as part of the U.S. Census, while CVAP stands for "Citizen Voting Age Population," which is data gathered as part of the Census Bureau's American Community Survey). ECF No. 38-2 PageID.1595-97, 1613. Using data from the 2010 census and 2011-2015 American Community Survey, Dr. Handley created an illustrative four-district plan in which District 1 would include a black VAP and CVAP majority.
*603Under this illustrative redistricting plan, Eastpointe's black VAP would comprise 50.02% of District 1, 17.86% of District 2, 15.17% of District 3, and 18.79% of District 4. ECF No. 38-2 PageID.1597 tbl 1. And the City's black CVAP would be divided across the proposed districts as follows: 61.73% in District 1, 34.22% in District 2, 23.85% in District 3, and 26.19% in District 4.
Based on Dr. Handley's map and her analysis of both 2010 census and 2011-2015 American Community Survey data, which Defendants have accepted as true and accurate for summary judgment purposes only, the black voting population in Eastpointe is sufficiently large and geographically compact to constitute a majority in a single-member district. See ECF No. 26 PageID.596 ("For purposes of this motion, Eastpointe accepts the results of the DOJ's statistical analysis as provided in Dr. Handley's expert reports."). The government has therefore cleared the hurdle of the first Gingles precondition by demonstrating a material issue of fact regarding existence of this precondition.
Defendants do not dispute that a geographically compact, single-member district in which black voters are a majority could be drawn in Eastpointe.
"The ultimate end of the first Gingles precondition is to prove that a solution is possible, and not necessarily to present the final solution to the problem." Bone Shirt v. Hazeltine ,
*604Dickinson v. Ind. State Election Bd. ,
Defendants further urge that the Supreme Court's recent decision in Abbott v. Perez , --- U.S. ----,
Because it is undisputed that black voters in Eastpointe are a sufficiently large and geographically compact group to constitute a majority in a single-member district, and Defendants' arguments to the contrary are unavailing, the government has met its burden of proof on the first Gingles precondition sufficient to survive summary judgment.
B. The Second Gingles Precondition-Political cohesion
The second Gingles precondition mandates that "the minority group must be able to show that it is politically cohesive." Gingles ,
To meet this condition at trial, the government will have the burden of establishing that black voters in Eastpointe have a candidate that they as a minority group would prefer to elect. Mallory ,
C. The Third Gingles Precondition-Majority bloc-voting
The final Gingles precondition requires that "the minority must be able to demonstrate that the white majority votes sufficiently as a bloc to enable it-in the absence of special circumstances, such as the minority candidate running unopposed-usually to defeat the minority's preferred candidate." Gingles ,
Critically, the inquiry under the third Gingles precondition "is not whether white candidates do or do not usually defeat black candidates, but whether minority-preferred candidates, whatever their race, usually lose." Cousin ,
In light of Monique Owens's election to the Eastpointe City Council in 2017, it is notable that the Gingles Court specified that "the success of a minority candidate in a particular election does not necessarily prove that the district did not experience polarized voting in that election." Gingles ,
*606Clarke v. City of Cincinnati ,
Material issues of disputed fact make summary judgment on the third Gingles precondition inappropriate in this case. Defendants on the one hand say they have accepted the government's version of the material facts and the analysis of its expert, Dr. Handley, for summary judgment purposes. ECF No. 26 PageID.592 ("For purposes of this motion, Eastpointe accepts the DOJ's analysis. It accepts their facts."); ECF No. 53 PageID.2544-45 (reiterating that Defendants accept the government's facts and use of BISG data for the summary judgment phase). On the other hand, however, Defendants take issue with the government's analysis of key elections and in their motion for summary judgment urge the Court to credit the findings of their expert over the government's when it comes to assessing whether black voters were able to elect their preferred candidates in some of the most recent and probative elections. Compare, e.g., ECF No. 27 PageID.620 ¶ 57 ("Eastpointe's ecological inference analysis using ACS [American Community Survey] data indicates the white candidate [DeMonaco] received the highest point estimate from black voters in the February 2015 special election.") with ECF No. 38 PageID.1542-53 ¶ 146 ("Black voters supported Owens [the black candidate]" in the February 2015 special election.). Because there are factual disputes about whether, and in which elections, black voters in the City of Eastpointe have been able to elect their preferred candidates, summary judgment on the final Gingles precondition is inappropriate. The Court will discuss these factual disputes in greater detail below.
1. Endogenous elections in which both black and white candidates ran.
Both parties agree that "endogenous elections" with black and white candidates on the ballot are the most probative in assessing whether the government can meet the third Gingles precondition. ECF No. 38-2 PageID.1598; ECF No. 53 PageID.2546. "Endogenous elections" are those for the office at issue in the challenged voting process, here-elections for the Eastpointe City Council. ECF No. 38-2 PageID.1598. There have only been six Eastpointe City Council contests since 2007 in which both black and white candidates ran. ECF No. 26 PageID.617 ¶ 26.
Based on their respective experts' analyses of CVAP data (and Dr. Handley's BISG analysis), the parties agree black and white voters generally voted for the same candidates in the 2009 and 2011 Eastpointe City Council elections, and that those candidates won the open city council seats. ECF No. 26 PageID.617 ¶¶ 27, 30-31, 34; ECF No. 38 PageID.1543 ¶ 147; ECF No. 38-2 PageID.1616 tbl. 4. According to the government, while these elections included black candidates, those candidates were relatively unknown and did not garner significant support from black or white voters. ECF No. 38 PageID.1543 ¶ 147; ECF No. 38-2 PageID.1616. Accordingly, in at least two of the six elections considered most probative by the parties, black voters were able to elect their preferred candidates; but those candidates were white.
In the four more recent contested City Council elections, which took place between 2015 and 2017, black and white voters may have supported different candidates-the parties are not entirely in agreement. Compare ECF No. 38 PageID.1540 ¶ 136 ("... black voters have cohesively supported black candidates.... White voters have cohesively supported white candidates, and each white candidate has finished with more votes than any black candidate.") with ECF No. 41 PageID.2115 *607¶ 136 (disputing that the government's data supports the conclusion that white and black voters supported candidates of their own race in these elections, and that white candidates received more votes).
In the February 2015 special election, one white candidate, Cardi DeMonaco, Jr., and two black candidates, Monique Owens and Serina Pinkston, ran for the single open seat. ECF No. 38-2 PageID.1609, 1615 tbl. 4. DeMonaco was the incumbent. ECF No. 38-14 PageID.1882 (Cardi DeMonaco Deposition). The government's expert, Dr. Handley, found that most black voters supported Owens, who received 53.4% of black votes according to CVAP demographic data and 94.7% of black votes based on ecological inference analysis of BISG data.
Dr. Alford's analysis of CVAP data yielded somewhat different results for the February 2015 election (although he describes them as "extremely similar to the [CVAP] estimates reported by Dr. Handley."). ECF No. 26-2 PageID.732. Applying ecological regression to CVAP data, Dr. Alford determined that 52.8% of black voters cast ballots for Owens while 40.5% voted for DeMonaco, the winning candidate. ECF No. 26-2 PageID.733 tbl. 1. Yet his use of ecological inference yielded opposite results, suggesting 60.1% of black voters actually voted for DeMonaco while only 29.7% voted for Owens.
In addition to the fact that Dr. Alford's and Dr. Handley's studies of the February 2015 election yielded largely inconsistent results, the parties differ in their conclusions on the critical question of which candidate black voters supported in this election. Defendants urge the Court to accept their ecological inference estimates, which "indicate the white candidate, DeMonaco, was the black-preferred candidate."
The parties also disagree to some extent on whether black voters were able to elect their preferred candidate in the November 2015 City Council election for two open full-term seats. Three candidates ran in that election: Sarah Lucido and John Marion, who are white, and Alexandria Bibb Williams, who is black. ECF No. 38 PageID.1541 ¶ 142. According to the government, Williams was black voters' preferred candidates and Lucido their second choice. Id. ¶ 144. Defendants, however, assert "[b]lack voters' first choice for the November 2015 elections [was] Lucido." ECF No. 26 PageID.616 ¶ 20. Lucido, who won 47.7% of the overall vote, and Marion, who won 31.8%, were elected to the city council. ECF No. 38-2 PageID.1615 tbl. 4. Williams received only 20.5% of the overall vote and accordingly did not win a City Council seat. Id.
Both Dr. Handley and Dr. Alford's ecological inference and ecological regression analyses of CVAP data show Lucido received the most support among black as well as white voters, while Williams received the second-most support from black voters (but minimal support from white voters). Id. ; ECF No. 2602 PageID.733 tbl. 1. Specifically, Dr. Handley's application of ecological inference and ecological regression to CVAP data shows Lucido received between 42.3% and 44.6% of black votes, and Williams between 30.5% and 32.2%. ECF No. 38-2 PageID.1615 tbl. 4. But Dr. Handley's BISG analysis suggests Williams-not Lucido-was black voters' first-choice candidate, and that Williams received between 79.2% and 87.1% of black votes while Lucido received between 66.9% and 70.6%. ECF No. 38-2. PageID.1617 tbl. 4a.
Defendants' analysis of the November 2015 election equivocates between the ability of Eastpointe's black voters to elect their first-choice as opposed to second-choice candidate. While Defendants say they have accepted the results of Dr. Handley's BISG methodology for summary judgment purposes, their analysis largely ignores the fact that BISG shows Williams, the black candidate, (not Lucido) was black voters' preferred candidate. ECF No. 26 PageID.618 ¶ 44, PageID.619 ¶ 49. Specifically, Defendants conclude that because Lucido was elected to the City Council, black voters were able to elect their preferred candidate in the November 2015 election. But this fails to consider the BISG data showing that Lucido was black voters' second-choice candidate, not their first. ECF No. 38-2 PageID.1617 tbl. 4a.
Throughout their analysis of the third Gingles precondition, Defendants lean heavily on their assertion that "black-preferred candidates win 60% of the time in the most probative elections - elections involving black and white candidates for the Eastpointe City Council. Id. PageID.590. Closer examination of this figure reveals that it in fact includes this February 2015 election in which, based on BISG data, black voters were only able to elect their second-choice candidate, Lucido, who happened to also be white voters' first-choice candidate. ECF No. 38-2 PageID.1615 tbl. 4; ECF No. 26-2 PageID.733 tbl. 1; ECF No. 38-2 PageID.1617 tbl. 4a. Marion, who was white *609voters' second-choice candidate, won the other open seat. ECF No. 38-2 PageID.1615 tbl. 4. Accordingly, based on both CVAP and BISG data, white voters successfully elected both their first and second-choice candidates to the City Council in this election while black voters, as indicated by BISG data, were only able to elect their second-choice candidate to one of the available seats; the other seat was won by black voters' last-preferred candidate, Marion. Id. PageID.1617 tbl. 4a. Disagreement between the parties as to whether black voters were able to elect their preferred candidate in the November 2015 election is another dispute of material fact that weighs in favor of denying summary judgment on the third Gingles precondition in this case.
The most recent endogenous elections in which both black and white candidates ran are the November 2017 Eastpointe City Council elections to fill one partial-term seat, and two full-term seats. ECF No. 38-5 PageID.1658 (Supplemental and Rebuttal Expert Report of Dr. Lisa Handley). Defendants' expert has not provided any analysis of the 2017 elections, nor do Defendants address those elections in detail in their brief. ECF No. 26. Because Defendants have accepted Dr. Handley's analysis for summary judgment purposes, the Court relies only on the data set forth in her reports concerning the 2017 election. See ECF No. 26 PageID.596.
Two candidates competed for the available partial-term seat in the 2017 election: Tonia Gladney, who is African American, and Michael Klinefelt, who is white. ECF No. 38-5 PageID.1658. It is undisputed that black voters supported Gladney over Klinefelt. ECF No. 26 PageID.619 ¶ 46; ECF No. 38 PageID.1542 ¶ 141. Dr. Handley's analysis of CVAP data shows between 52.6% and 60% of black voters supported Gladney while white voters overwhelmingly supported Klinefelt. ECF No. 38-5 PageID.1680 tbl.1. BISG data indicates as many as 79.3% of black voters supported Gladney. Id. PageID.1681 tbl. 2. Both Dr. Handley's CVAP and BISG results thus demonstrate Gladney was black voters' preferred candidate in the 2017 election for a single partial-term seat. Yet Klinefelt received 65% of the overall vote, and Gladney only 35%. Id. PageID.1680 tbl.1. The results of this 2017 election therefore suggest that Eastpointe's white voters were able to elect their preferred candidate over black voters' preferred candidate in the 2017 election for one partial-term seat.
Six candidates initially entered the competition for two fullterm seats up for election in the general November 2017 City Council race. ECF No. 38 PageID.1541-42 ¶ 137. Only two candidates, Cardi DeMonaco, Jr. and Michael Klinefelt, are white, and Klinefelt dropped out of the race to run instead for the open partial-term seat. Id. The remaining candidates: Clarence Duren, Edward Williams, Monique Owens, and R.J. Johnson, are all black. Id. Dr. Handley's CVAP analysis shows black voters' first-choice candidate was Owens, and their second choice Johnson. ECF No. 38-5 PageID.1680 tbl. 1. Those two candidates received the least support among white voters, whose first-choice candidate was DeMonaco, the only white candidate left in the race after Klinefelt dropped out. Id. BISG analysis yields similar conclusions for this election but suggests black voters slightly preferred Johnson to Owens. Id. PageID.1681 tbl. 2. Analyses of both data sets establish Owens and Johnson were the two preferred candidates among black voters while white voters by a great margin supported DeMonaco, the only remaining white candidate. It was DeMonaco who ultimately received the most overall votes, winning 30% of the electorate in Eastpointe. Id. Because there were two City *610Council seats up for election, and only one white candidate in the running, the election of an African American candidate to one of the two seats was essentially a foregone conclusion. Owens came in second in the election, winning 23.1% of the vote and thereby securing the second available City Council seat. Id. With two open seats, and only one white, but three black, candidates running, Monica Owens became the first African American to be elected to the Eastpointe City Council. ECF No. 38 PageID.1562.
Because there were fewer white candidates than open seats in the 2017 general City Council election, the government contends Owens won election under "special circumstances" and therefore that her election should not weigh against finding that Eastpointe's white majority votes sufficiently as a bloc to enable it usually to defeat the minority-preferred candidate. See Gingles ,
Factual disputes about whether black voters were able to elect their preferred candidates in recent endogenous elections involving both black and white candidates-undisputedly the most probative here-preclude summary judgment on the third Gingles precondition. The Court's finding that Owens, the only black candidate to successfully run for the Eastpointe City Council, was elected in an election characterized by special circumstances also weighs in favor of denying summary judgment on the final Gingles prerequisite.
2. Endogenous elections in which only white candidates ran.
The parties agree that Eastpointe City Council contests involving only white candidates generally have not been racially polarized. ECF No. 38-2 PageID.1612; ECF No. 26 PageID.623 ¶¶ 78-79. These elections are, however, less probative because the fact that black voters also support white candidates acceptable to the majority does not negate instances in which a white voting majority operates to defeat the candidate preferred by black voters when that candidate is a minority. See Clarke ,
Since 2007, there have been three contests for City Council seats and three City mayoral elections where only white candidates competed. ECF No. 26 PageID.623 ¶ 76. According to Dr. Handley, black and white voters supported the same candidates in the 2007, 2001, and 2015 mayoral contests, and also appear to have supported the same two candidates in the November 2007 and 2013 general City Council elections,
3. Exogenous Elections
While not as instructive as endogenous elections, "exogenous elections"-those elections for offices other than those which are at issue in this lawsuit-still hold some probative value. See Cousin ,
Dr. Handley analyzed the following exogenous elections: 2009 and 2014 East Detroit school board elections; August 2016 primary election and November 2016 general elections for Macomb County Circuit Court Judge; 2010, 2012, and 2014 elections for the Michigan Supreme Court; and the 2012 Macomb Community College Board contest. ECF No. 38-2 PageID.1618-25 tbls. 5-8. Exogenous elections that "occurred on the same day as City Council elections, involved the same citywide electorate, and featured African-American candidates" are more probative than other exogenous elections. See City of Euclid ,
The November 2009 East Detroit School Board election was the only exogenous contest to include a black candidate that was held contemporaneously with a City Council election and involved the same electorate. ECF No. 38 PageID.1545 ¶ 156. Dr. Handley's analysis of this election using CVAP data and applying both ecological regression and ecological inference shows black voters' preferred candidate was Calvin Washington, an appointed incumbent and the only black candidate in the race. ECF No. 38-2 PageID.1618 tbl. 5. But white voters preferred the other four candidates, all of whom are white.
The Court has examined the parties' respective analyses of the remaining exogenous elections examined by Dr. Handley but finds that material issues of fact remain as to whether African American voters in Eastpointe were able to elect their preferred candidates in exogenous elections. For instance, Dr. Handley, the government's expert, asserts that all six of the contested exogenous elections that included black candidates were racially polarized and that, while black-preferred candidates were more successful in these exogenous contests than in Eastpointe City Council races, these were elections that coincided with a presidential race. ECF No. 38-2 PageID.1612. In those elections, she contends that black voters made up a larger share of the electorate than in other elections.
There are genuine disputes between the parties as to numerous facts material to assessing the third Gingles precondition. Principally, while Defendants say they accept the analysis of the government's expert, Dr. Handley, for summary judgment purposes, including her use of BISG data, they repeatedly dispute her factual findings, or rely on different factual findings that contravene Dr. Handley's analysis. This is particularly true for endogenous elections involving black and white candidates. Because the parties disagree about material facts central to the elections undisputedly most probative here, the Court declines to enter summary judgment in favor of Defendants on the third Gingles precondition.
II. Defendants' Motion to Exclude BISG Data and Methodology
Defendants next ask the Court "to exclude any evidence, opinion, or testimony related to [the government's] use of the BISG method in this case." ECF No. 25 PageID.161. Specifically, Defendants argue BISG-created data is inadmissible under Rule 702 of the Federal Rules of Evidence because Dr. Handley's analysis relies on "insufficient, untested, and unreliable methods to arrive at its conclusions."
The admissibility of expert testimony under Rule 702 "entails a flexible inquiry, and is addressed to the trial judge's discretion." Rochow v. Life Ins. Co. of N. Am. , No. 04-73628,
If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified *613as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the testimony is the product of reliable principles and methods, and (3) the witness has applied the principles and methods reliably to the facts of the case.
Rule 702 thus allows the trial court to act as a gatekeeper in barring unsupported, unreliable and speculative expert opinion from trial. See Daubert v. Merrell Dow Pharmaceuticals ,
"The task for the district court in deciding whether an expert's opinion is reliable is not to determine whether it is correct, but rather to determine whether it rests upon a reliable foundation, as opposed to, say, unsupported speculation." In re Scrap Metal Antitrust Litigation ,
Because the parties have agreed to a bench trial of this matter, traditional gatekeeping concerns that might arise in a jury trial are diminished. Dr. Handley, who applied the BISG data-creation method at issue in Defendants' motion to exclude, has provided sufficient facts and data to support the reliability of BISG data in this case, and to show that it was applied in a reliable manner. See, e.g. , ECF No. 38-2 PageID.1632-34 (Appendix to Dr. Handley Expert Report). The explanation contained in her three expert reports, as well as the peer-reviewed analysis of BISG contained in articles she cites, satisfies the Court that her testimony will be the product of reliable principles and methods, applied reliably to the facts of this case. See generally ECF Nos. 38-2, 38-5, 38-7; see also infra at 12-19. Similarly, Dr. Hersch's report on the increasing prevalence of methods of predicting racial identity to reduce uncertainty in racial bloc voting analyses addressed some of the Court's concerns about reliance on BISG. See ECF No. 38-6.
Because the Court is well equipped to weigh Dr. Handley's application of BISG in relation to other evidence submitted in this matter, and finds that the parties have thoroughly informed it of the benefits and risks of BISG, the Court denies without prejudice Defendants' motion to exclude evidence, opinion, and testimony related to the methodology and data, including Defendants' alternative request to appoint an independent expert to evaluate the government's BISG methodology and data. See ECF No 53 PageID.2538 (denying without prejudice Defendants' motion to exclude BISG methodology and testimony in open court). Prior to trial, should they wish to do so, Defendants may refile their Daubert motion in limine.
III. Defendants' Motion to Strike the Government's Notice of Supplemental Exhibit and Corresponding Exhibit
The Court denies with prejudice Defendants' motion to strike Plaintiff's supplemental exhibit, which is a copy of *614the court-appointed expert's report in Anthony v. Michigan ,
IV. The Government's Motion to Strike
The Court also denies without prejudice Plaintiff's motion to strike Defendants' supplemental expert disclosures and briefing that Plaintiff contends were untimely filed. See ECF No. 53 PageID.2540 (statement by the Court during Aug. 1, 2018 hearing that Plaintiff's motion to strike is denied without prejudice). Again, in the interest of developing a complete record, the Court will consider Defendants' supplemental expert disclosures and briefing.
CONCLUSION
For the foregoing reasons, this Court DENIES Defendants' Motion for Summary Judgment (ECF No. 26 ), DENIES without prejudice Defendants' Motion to Exclude BISG Data and Methodology (ECF No. 25 ), DENIES with prejudice Defendants' Motion to Strike Notice of Supplemental Exhibit and Supplemental Exhibit (ECF No. 45 ), and DENIES without prejudice Plaintiff's Motion to Strike (ECF No. 42 ).
SO ORDERED.
Dr. Handley points out that "only a handful of Southern states" collect pre-cinct-by-precinct data showing voter turnout by race and voter registration data by race. No such data is available for Eastpointe. ECF 38-2 PageID.1598.
A third statistical methodology, homogenous precinct analysis, is frequently applied in vote-dilution cases and has also been relied on by courts. See, e.g. , Rural W. Tenn. African-Am. Affairs Council v. Sundquist ,
Dr. Handley provides at least one concrete reason why turnout may have been lower among black voters in Eastpointe. Michigan law until 2019 limited no-excuse absentee voting to registered voters 60 years or older. 25.8% of Eastpointe's white population is over the age of 60 as compared to 11.2% of the city's black population. ECF No. 38-2 PageID.1601-02 n.13. Accordingly, a greater percentage of the City's white voters benefitted from easier access to absentee voting during the elections at issue in this case and thus may have been more likely to vote in those elections. ECF No. 38-2 PageID.1601 n.11.
Census-block groups are statistical divisions of census tracts. "A block group consists of clusters of blocks within the same census tract that have the same first digit of their four-digit census block number." U.S. Census Bureau , Geographic Terms and Concepts - Block Groups (2010), https://www.census.gov/geo/reference/gtc/gtc_bg.html.
On appeal, the State of Texas did not dispute the underlying data or methodologies relied on by the district court. Abbott ,
Plaintiff's expert only conducted ecological regression analysis of American Community Survey data for the February 2015 election because she determined ecological inference estimates based on American Community Survey data alone were not plausible. Defendants' expert conducted both ecological regression and inference analyses of the February 2015 election; the results of the former indicate Owens was the black-preferred candidate while the latter suggested DeMonaco was. ECF No. 26-2 PageID.733 tbl. 1.
Defendants provide no explanation as to why the Court should give greater weight to Dr. Alford's ecological inference results than his ecological regression results.
At another point in their brief, Defendants state they will accept that Owens was black voters' preferred candidate in the February 2015 election for purposes of their summary judgment motion. ECF No. 26 PageID.601.
Dr. Handley expressed that there is a lack of clarity regarding whether white-preferred candidates won both City Council seats in the November 2013 election. ECF No. 38-2 PageID.1612; ECF No. 38 PageID.1583 ¶ 82.
Reference
- Full Case Name
- United States v. CITY OF EASTPOINTE
- Cited By
- 4 cases
- Status
- Published