Brown 884735 v. Smith

District Court, W.D. Michigan

Brown 884735 v. Smith

Trial Court Opinion

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF MICHIGAN SOUTHERN DIVISION ______

DAVID J. BROWN,

Plaintiff, Case No. 1:24-cv-959

v. Honorable Sally J. Berens

B. SMITH et al.,

Defendants. ____________________________/ OPINION This is a civil rights action under

42 U.S.C. § 1983

, which Plaintiff initiated when he was a state prisoner. In a separate order, Plaintiff has been granted leave to proceed in forma pauperis. Pursuant to

28 U.S.C. § 636

(c) and Rule 73 of the Federal Rules of Civil Procedure, Plaintiff consented to proceed in all matters in this action under the jurisdiction of a United States magistrate judge. (ECF No. 1, PageID.4.) This case is presently before the Court for preliminary review under the Prison Litigation Reform Act,

Pub. L. No. 104-134, 110

Stat. 1321 (1996) (PLRA), pursuant to

28 U.S.C. §§ 1915

(e)(2) and 1915A(b), and 42 U.S.C. § 1997e(c). The Court is required to conduct this initial review prior to the service of the complaint. See In re Prison Litig. Reform Act,

105 F.3d 1131, 1131, 1134

(6th Cir. 1997); McGore v. Wrigglesworth,

114 F.3d 601

, 604–05 (6th Cir. 1997). Service of the complaint on the named defendants is of particular significance in defining a putative defendant’s relationship to the proceedings. “An individual or entity named as a defendant is not obliged to engage in litigation unless notified of the action, and brought under a court’s authority, by formal process.” Murphy Bros., Inc. v. Michetti Pipe Stringing, Inc.,

526 U.S. 344, 347

(1999). “Service of process, under longstanding tradition in our system of justice, is fundamental to any procedural imposition on a named defendant.”

Id. at 350

. “[O]ne becomes a party officially, and is required to take action in that capacity, only upon service of a summons or other authority-asserting measure stating the time within which the party served must appear and defend.”

Id.

(citations omitted). That is, “[u]nless a named defendant agrees to waive service, the

summons continues to function as the sine qua non directing an individual or entity to participate in a civil action or forgo procedural or substantive rights.”

Id. at 351

. Therefore, the PLRA, by requiring courts to review and even resolve a plaintiff’s claims before service, creates a circumstance where there may only be one party to the proceeding—the plaintiff—at the district court level and on appeal. See, e.g., Conway v. Fayette Cnty. Gov’t,

212 F. App’x 418

(6th Cir. 2007) (“Pursuant to 28 U.S.C. § 1915A, the district court screened the complaint and dismissed it without prejudice before service was made upon any of the defendants . . . [such that] . . . only [the plaintiff] [wa]s a party to this appeal.”). Here, Plaintiff has consented to a United States magistrate judge conducting all

proceedings in this case under

28 U.S.C. § 636

(c). That statute provides that “[u]pon the consent of the parties, a full-time United States magistrate judge . . . may conduct any or all proceedings . . . and order the entry of judgment in the case . . . .”

28 U.S.C. § 636

(c). Because the named Defendants have not yet been served, the undersigned concludes that they are not presently parties whose consent is required to permit the undersigned to conduct a preliminary review under the PLRA, in the same way they are not parties who will be served with or given notice of this opinion. See Neals v. Norwood,

59 F.3d 530, 532

(5th Cir. 1995) (“The record does not contain a consent from the defendants[; h]owever, because they had not been served, they were not parties to th[e] action at the time the magistrate entered judgment.”).1 Under the PLRA, the Court is required to dismiss any prisoner action brought under federal law if the complaint is frivolous, malicious, fails to state a claim upon which relief can be granted, or seeks monetary relief from a defendant immune from such relief.

28 U.S.C. §§ 1915

(e)(2),

1915A; 42 U.S.C. § 1997e(c). The Court must read Plaintiff’s pro se complaint indulgently, see Haines v. Kerner,

404 U.S. 519, 520

(1972), and accept Plaintiff’s allegations as true, unless they are clearly irrational or wholly incredible. Denton v. Hernandez,

504 U.S. 25, 33

(1992). Applying these standards, the Court will dismiss Plaintiff’s complaint for failure to state a claim. Discussion Factual Allegations When Plaintiff initiated this action, he was incarcerated with the Michigan Department of Corrections (MDOC) at the Earnest C. Brooks Correctional Facility, (LRF) in Muskegon Heights, Muskegon County, Michigan.2 The events about which he complains occurred at that facility.

1 But see Coleman v. Lab. & Indus. Rev. Comm’n of Wis.,

860 F.3d 461, 471

(7th Cir. 2017) (concluding that, when determining which parties are required to consent to proceed before a United States magistrate judge under

28 U.S.C. § 636

(c), “context matters” and the context the United States Supreme Court considered in Murphy Bros. was nothing like the context of a screening dismissal pursuant to

28 U.S.C. §§ 1915

(e)(2) and 1915A(b), and 42 U.S.C. § 1997e(c)); Williams v. King,

875 F.3d 500

, 503–04 (9th Cir. 2017) (relying on Black’s Law Dictionary for the definition of “parties” and not addressing Murphy Bros.); Burton v. Schamp,

25 F.4th 198

, 207 n.26 (3d Cir. 2022) (premising its discussion of “the term ‘parties’ solely in relation to its meaning in Section 636(c)(1), and . . . not tak[ing] an opinion on the meaning of ‘parties’ in other contexts”). 2 Under Sixth Circuit precedent, the complaint is deemed filed when handed to prison authorities for mailing to the federal court. Cook v. Stegall,

295 F.3d 517, 521

(6th Cir. 2002). Plaintiff indicates that he signed his complaint on September 13, 2024 (ECF No. 1, PageID.4); however, his complaint is postmarked September 10, 2024 (id., PageID.5). Therefore, it appears that Plaintiff handed his complaint to prison authorities for mailing prior to September 10, 2024. Plaintiff was subsequently paroled. See Michigan Department of Corrections Offender Tracking Information System, https://mdocweb.state.mi.us/otis2/otis2profile.aspx?mdocNumber=884735 (last visited Sept. 27, 2024). Plaintiff sues LRF Warden B. Smith and MDOC Director Heidi Washington in their official capacities. (ECF No. 1, PageID.2.) Plaintiff alleges that, on March 8, 2024, his legal mail was opened outside of his presence and passed to another cell. (Id., PageID.3.) Plaintiff also alleges that, on another occasion, non- party Corrections Officer Ward took Plaintiff’s bowl of food from him and refused to give it back

until the following day. (Id.) When Plaintiff asked Officer Ward for a grievance form, Officer Ward responded, “So you can sue me Snitch-Boy.” (ECF No. 1-1, PageID.13.) Each of Plaintiff’s grievances were denied. (ECF No. 1-1, PageID.7–14.) Plaintiff seeks monetary relief in the form of cryptocurrency. (ECF No. 1, PageID.4.) Failure to State a Claim A complaint may be dismissed for failure to state a claim if it fails “to give the defendant fair notice of what the . . . claim is and the grounds upon which it rests.” Bell Atl. Corp. v. Twombly,

550 U.S. 544, 555

(2007) (quoting Conley v. Gibson,

355 U.S. 41, 47

(1957)). While a complaint need not contain detailed factual allegations, a plaintiff’s allegations must include more than labels and conclusions. Id.; Ashcroft v. Iqbal,

556 U.S. 662, 678

(2009) (“Threadbare recitals of the

elements of a cause of action, supported by mere conclusory statements, do not suffice.”). The court must determine whether the complaint contains “enough facts to state a claim to relief that is plausible on its face.” Twombly,

550 U.S. at 570

. “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Iqbal,

556 U.S. at 679

. Although the plausibility standard is not equivalent to a “‘probability requirement,’ . . . it asks for more than a sheer possibility that a defendant has acted unlawfully.”

Id.

at 678 (quoting Twombly,

550 U.S. at 556

). “[W]here the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged—but it has not ‘show[n]’—that the pleader is entitled to relief.”

Id.

at 679 (quoting Fed. R. Civ. P. 8(a)(2)); see also Hill v. Lappin,

630 F.3d 468

, 470–71 (6th Cir. 2010) (holding that the Twombly/Iqbal plausibility standard applies to dismissals of prisoner cases on initial review under 28 U.S.C. §§ 1915A(b)(1) and 1915(e)(2)(B)(ii)). To state a claim under

42 U.S.C. § 1983

, a plaintiff must allege the violation of a right secured by the federal Constitution or laws and must show that the deprivation was committed by

a person acting under color of state law. West v. Atkins,

487 U.S. 42, 48

(1988); Street v. Corr. Corp. of Am.,

102 F.3d 810, 814

(6th Cir. 1996). Because Section 1983 is a method for vindicating federal rights, not a source of substantive rights itself, the first step in an action under Section 1983 is to identify the specific constitutional right allegedly infringed. Albright v. Oliver,

510 U.S. 266, 271

(1994). Here, the Court liberally construes Plaintiff’s complaint to bring First Amendment claims for interference with Plaintiff’s mail and for retaliation, Eighth Amendment claims related to non-party Corrections Officer Ward’s confiscation of Plaintiff’s food and verbal harassment, and a Fourteenth Amendment due process claims related to the denial of Plaintiff’s grievances. A. Official Capacity Claims As noted above, Plaintiff has sued Defendants Ward and Washington in their official

capacities only. (ECF No. 1, PageID.2.) Although an action against a defendant in his or her individual capacity intends to impose liability on the specified individual, an action against the same defendant in his or her official capacity intends to impose liability only on the entity that they represent. See Alkire v. Irving,

330 F.3d 802, 810

(6th Cir. 2003) (citing Kentucky v. Graham,

473 U.S. 159, 165

(1985)). A suit against an individual in his official capacity is equivalent to a suit brought against the governmental entity: in this case, the MDOC. See Will v. Mich. Dep’t of State Police,

491 U.S. 58, 71

(1989); Matthews v. Jones,

35 F.3d 1046, 1049

(6th Cir. 1994). The states and their departments are immune under the Eleventh Amendment from suit in the federal courts, unless the state has waived immunity or Congress has expressly abrogated Eleventh Amendment immunity by statute. See Pennhurst State Sch. & Hosp. v. Halderman,

465 U.S. 89

, 98–101 (1984); Alabama v. Pugh,

438 U.S. 781, 782

(1978); O’Hara v. Wigginton,

24 F.3d 823, 826

(6th Cir. 1994). Congress has not expressly abrogated Eleventh Amendment immunity by statute, Quern v. Jordan,

440 U.S. 332, 341

(1979), and the State of Michigan has not consented to civil rights suits in federal court. Abick v. Michigan,

803 F.2d 874, 877

(6th Cir. 1986). In numerous opinions, the

United States Court of Appeals for the Sixth Circuit has specifically held that the MDOC is absolutely immune from a Section 1983 suit under the Eleventh Amendment. See, e.g., Harrison v. Michigan,

722 F.3d 768, 771

(6th Cir. 2013); McCoy v. Michigan,

369 F. App’x 646

, 653–54 (6th Cir. 2010). Plaintiff seeks monetary damages. Because official capacity defendants are absolutely immune from monetary damages, see Will,

491 U.S. at 71

; Turker v. Ohio Dep’t of Rehab. & Corr.,

157 F.3d 453, 456

(6th Cir. 1998), the Court will dismiss Plaintiff’s claims against Defendants in their official capacities. B. Individual Capacity Claims Even liberally construing Plaintiff’s complaint as bringing claims against Defendants in

their individual capacities, as well, Plaintiff fails to state a claim. Plaintiff names LRF Warden Ward and MDOC Director Washington as Defendants but does not include any substantive factual allegations against either Defendant. Plaintiff’s claims against Defendants Ward and Washington appear to stem from their supervisory roles as Warden and Director of the MDOC, respectively, and possibly Defendant Ward’s actions in upholding the denial of Plaintiff’s grievances. Government officials may not be held liable for the unconstitutional conduct of their subordinates under a theory of respondeat superior or vicarious liability. Iqbal,

556 U.S. at 676

; Monell v. New York Dep’t of Soc. Servs.,

436 U.S. 658, 691

(1978); Everson v. Leis,

556 F.3d 484, 495

(6th Cir. 2009). A claimed constitutional violation must be based upon active unconstitutional behavior. Grinter v. Knight,

532 F.3d 567

, 575–76 (6th Cir. 2008); Greene v. Barber,

310 F.3d 889, 899

(6th Cir. 2002). The acts of one’s subordinates are not enough, nor can supervisory liability be based upon the mere failure to act. Grinter,

532 F.3d at 576

; Greene,

310 F.3d at 899

; Summers v. Leis,

368 F.3d 881, 888

(6th Cir. 2004). Moreover, Section 1983 liability may not be imposed simply because a supervisor denied an administrative grievance or failed to act based

upon information contained in a grievance. See Shehee v. Luttrell,

199 F.3d 295, 300

(6th Cir. 1999). “[A] plaintiff must plead that each Government-official defendant, through the official’s own individual actions, has violated the Constitution.” Iqbal,

556 U.S. at 676

. The Sixth Circuit repeatedly has summarized the minimum required to constitute active conduct by a supervisory official: “[A] supervisory official’s failure to supervise, control or train the offending individual is not actionable unless the supervisor either encouraged the specific incident of misconduct or in some other way directly participated in it.” Shehee,

199 F.3d at 300

(emphasis added) (internal quotation marks omitted). We have interpreted this standard to mean that “at a minimum,” the plaintiff must show that the defendant “at least implicitly authorized, approved, or knowingly acquiesced in the unconstitutional conduct of the offending officers.” Peatross v. City of Memphis,

818 F.3d 233, 242

(6th Cir. 2016) (quoting Shehee,

199 F.3d at 300

, and citing Phillips v. Roane Cnty.,

534 F.3d 531, 543

(6th Cir. 2008)); see also Copeland v. Machulis,

57 F.3d 476, 481

(6th Cir. 1995) (citing Rizzo v. Goode,

423 U.S. 362

, 375–76 (1976), and Bellamy v. Bradley,

729 F.2d 416

, 421 (6th Cir. 1984)); Leach v. Shelby Cnty. Sheriff,

891 F.2d 1241, 1246

(6th Cir. 1989). Here, Plaintiff fails to allege any facts suggesting that Defendants Ward and Washington encouraged or condoned the conduct of any of their subordinates, or knowingly acquiesced in that conduct to the extent that it could be said that they actions caused a violation of Plaintiff’s constitutional rights. To the extent Plaintiff avers that Defendants Ward and Washington failed to act upon his grievances, that is insufficient to impose Section 1983 liability. See Summers,

368 F.3d at 888

; Shehee,

199 F.3d at 300

. Moreover, Plaintiff has no due process right to file a grievance. The courts repeatedly have held that there exists no constitutionally protected due process right to an effective prison grievance procedure. See Hewitt v. Helms,

459 U.S. 460, 467

(1983); Walker v. Mich. Dep’t of

Corr.,

128 F. App’x 441, 445

(6th Cir. 2005); Argue v. Hofmeyer,

80 F. App’x 427, 430

(6th Cir. 2003); Young v. Gundy,

30 F. App’x 568

, 569–70 (6th Cir. 2002); Carpenter v. Wilkinson, No. 99- 3562,

2000 WL 190054

, at *2 (6th Cir. Feb. 7, 2000); see also Antonelli v. Sheahan,

81 F.3d 1422, 1430

(7th Cir. 1996); Adams v. Rice,

40 F.3d 72, 75

(4th Cir. 1994) (collecting cases). Michigan law also does not create a liberty interest in the grievance procedure. See Olim v. Wakinekona,

461 U.S. 238, 249

(1983); Keenan v. Marker,

23 F. App’x 405, 407

(6th Cir. 2001); Wynn v. Wolf, No. 93-2411,

1994 WL 105907, at *1

(6th Cir. Mar. 28, 1994). Because Plaintiff has no liberty interest in the grievance process, Defendants Ward and Washington did not deprive Plaintiff of due process by rejecting his grievances.

For each of these reasons, the Court will also dismiss Plaintiff’s individual capacity claims against Defendants. Conclusion Having conducted the review required by the PLRA, the Court determines that Plaintiff’s complaint will be dismissed for failure to state a claim, under

28 U.S.C. §§ 1915

(e)(2) and 1915A(b), and 42 U.S.C. § 1997e(c). The Court must next decide whether an appeal of this action would be in good faith within the meaning of

28 U.S.C. § 1915

(a)(3). See McGore,

114 F.3d at 611

. Although the Court concludes that Plaintiff’s claims are properly dismissed, the Court does not conclude that any issue Plaintiff might raise on appeal would be frivolous. Coppedge v. United States,

369 U.S. 438, 445

(1962). Accordingly, the Court does not certify that an appeal would not be taken in good faith. Should Plaintiff appeal this decision, the Court will assess the full appellate filing fee pursuant to Section 1915(b)(1), see McGore,

114 F.3d at 610-11

, unless Plaintiff is barred from proceeding in forma pauperis, e.g., by the “three-strikes” rule of Section 1915(g). If he is barred, he will be required to pay the appellate filing fee in one lump sum. This is a dismissal as described by

28 U.S.C. § 1915

(g).

A judgment consistent with this opinion will be entered.

Dated: September 30, 2024 /s/ Sally J. Berens SALLY J. BERENS United States Magistrate Judge

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