People v. Pulley
People v. Pulley
Opinion of the Court
James Corzel Pulley was charged with one count of unlawful delivery of heroin and one count of conspiracy to deliver heroin. He pled guilty of attempted possession with intent to deliver heroin,
Pulley appealed, raising one issue: whether his
I
At the outset of the in-court sentencing proceeding, the circuit judge addressed defense counsel, saying:
"Mr. Dodge, you have already discussed this matter with the court in chambers. Do you wish to respond any further to the presentence investigation report?”
It is thus apparent that the judge and defense counsel discussed the presentence report and, presumably, the sentence, in Pulley’s absence. The balance of the sentencing record shows that the prosecutor was also given the opportunity to respond to the presentence report, and that Pulley was accorded his opportunity for allocution.
Pulley asserts that his opportunity for allocution and to refute the contents of the presentence report was made ineffective by his absence from the presentence conference, and that the presentence conference is a critical stage of a criminal prosecution at which a defendant has a constitutional right to be present. The prosecutor maintains that Pulley had a full opportunity for allocu
II
While the power to set the range of punishment for a given offense is legislative,
" 'A leading principle that pervades the entire law of criminal procedure is that, after indictment found, nothing shall be done in the absence of the prisoner.’ ” People v Medcoff, 344 Mich 108, 114; 73 NW2d 537 (1955), quoting Lewis v United States, 146 US 370, 372; 13 S Ct 136; 36 L Ed 1011 (1892).
In 1882, this Court invalidated a statute prescribing the procedure applicable to persons convicted and imprisoned as disorderly by a justice of the peace.
*529 "Now surely it requires no argument at the present day, nor citation of authorities, to show that none of these things can be done by the circuit court unless the person convicted is personally present. It would be so clearly contrary to our fundamental law to permit evidence to be introduced and considered against a person convicted or accused; or to permit the sentence imposed to be increased, as this statute provides, in the absence of the person convicted, that we cannot think the Legislature contemplated such a thing. If attempted it would be clearly unconstitutional and of no force or effect.” In the Matter of Fowler, 49 Mich 234, 238; 13 NW 530 (1882).
An analysis of the character of the sentencing proceeding reveals its kinship to the process of determining guilt or innocence at trial, and the consequent need for defendant’s presence and participation. Michigan sentencing policy currently requires that
"the sentence should be tailored to the particular circumstances of the case and the offender in an effort to balance both society’s need for protection and its interest in maximizing the offender’s rehabilitative potential.” People v McFarlin, 389 Mich 557, 574; 208 NW2d 504 (1973).
To so tailor the sentence, the judge must gather complete and detailed information about the offender.
The lack of knowledge of what went on in conference denigrates the defendant’s personal right of allocution. GCR 1963, 785.8(2). What Pulley has argued may often be true:
"To provide the defendant with a chance to speak after extensive chamber discussions is worthless. If defendant has been excluded from this crucial sentencing discussion, he not only must challenge any preconceived determination, but must do so in the dark.”
Closely related to assuring the actual fairness and reliability of the proceeding is assuring the appearance of fairness and reliability so essential to maintaining confidence in courts as instruments of justice.
"That is a matter which cannot possibly be justified. I am not suggesting for one moment that the justices had any sinister or improper motive in acting as they did. It may be that they sent for this officer in the interests of the accused; it may be that the information which the officer gave was in the interests of the accused. That*531 does not matter. Time and again this court has said that justice must not only be done but must manifestly be seen to be done.” Rex v Bodmin Justices ex parte McEwen, [1947] KB 321, 325; [1947] 1 All Eng Rep 109 (emphasis supplied).
One has only to imagine a defendant sitting in the courtroom while his attorney, probably appointed by the state, and the judge are discussing his fate behind closed doors to see how easily the defendant’s predictable dissatisfaction with the fairness of his sentence will become dissatisfaction with the fairness of the system.
Of comparable importance to the defendant’s perception of fair treatment is society’s perception that the process by which it deprives certain of its members of their liberty is fair, just and reliable:
"Against the practical ease of administration associated with informality must be weighed the ceremonial value of solemn formality and procedural regularity as indices of society’s commitment to the principle that liberty and life ought not to be taken away cheaply or carelessly. Although it may be burdensome to society and, in rare cases, even disadvantageous to the defendant to allow him and his counsel to participate actively in the sentencing proceeding, recognition of their right to do so, whatever other justifications it may have, signifies a way of dealing with individuals which is fundamental to a free society.”13
Ill
A majority of the Court, however, is of the opinion that this defendant was not prejudiced by his absence from the sentence conference. There has been no showing, on this record, that what transpired at the conference was objectionable in
In light of our concerns, however, we are considering the adoption of a rule governing this area. A proposed rule is set forth in the appendix to this opinion. The proposal will be published for comment prior to our further consideration of it.
We have also examined the defendant’s claims that his absence from the sentence conference violated his constitutional rights. We find those contentions to have no merit.
The motion for leave to file a supplemental brief is denied.
The decision of the Court of Appeals is affirmed.
MCL 335.341(1)(a); MSA 18.1070(41)(1)(a); MCL 750.92; MSA 28.287.
The Court of Appeals said:
"The in-chambers off-the-record sentencing conference between the trial court and defense attorney did not violate defendant’s rights. The record affirmatively shows that both defense counsel and defendant were given the opportunity to challenge the presentence report pursuant to GCR 1963, 785.12 and the right to allocution pursuant to GCR 785.8.”
People v Hall, 396 Mich 650, 658; 242 NW2d 377 (1976); People v Palm, 245 Mich 396, 404; 223 NW 67 (1929).
People v Cook, 147 Mich 127, 133; 110 NW 514 (1907).
See, generally, Faretta v California, 422 US 806; 95 S Ct 2525; 45 L Ed 2d 562 (1975).
In the Matter of Fowler, 49 Mich 234; 13 NW 530 (1882).
People v Triplett, 407 Mich 510, 514; 287 NW2d 165 (1980).
United States v Weston, 448 F2d 626 (CA 9, 1971).
People v Triplett, supra.
United States v Tucker, 404 US 443; 92 S Ct 589; 30 L Ed 2d 592 (1972); People v Provost, 403 Mich 843; 271 NW2d 777 (1978); People v Anderson, 391 Mich 419; 216 NW2d 780 (1974); People v Grimmett, 388 Mich 590; 202 NW2d 278 (1972); People v Earegood, 383 Mich 82; 173 NW2d 205 (1970).
People v Lee, 391 Mich 618; 218 NW2d 655 (1974); People v Malkowski, 385 Mich 244; 188 NW2d 559 (1971); People v McIntosh, 62 Mich App 422; 234 NW2d 157 (1975); People v Zachery Davis, 41 Mich App 683; 200 NW2d 779 (1972). See Townsend v Burke, 334 US 736; 68 S Ct 1252; 92 L Ed 1690 (1948).
United States v Gregorio, 497 F2d 1253, 1258 (CA 4, 1974).
Note, Procedural Due Process at Judicial Sentencing for Felony, 81 Harv L Rev 821, 832 (1968).
Concurring Opinion
We concur in the Court’s conclusion that the defendant was not prejudiced by his absence from the sentence conference.
Appendix
In the Matter of the Proposed Amendment of GCR 1963, 785.8.
Rule 785. Criminal Procedure.
.1 — .7 (Unchanged.)
.8 Sentencing.
(1) Sentence Conferences. A defendant has the right to be present at any conference between the
(2) Sentence Proceedings. Before sentence is imposed, the court shall
(a) give. defendant and his lawyer a reasonable opportunity to advise the court of any circumstances they believe the court should consider in imposing sentence; and
(b) state the minimum and maximum sentence imposed by the court, together with any credit for time served to which the defendant may be entitled.
(3) Absence of Defendant’s Lawyer. Sentence may not be imposed in the absence of the defendant’s lawyer unless the defendant affirmatively waives the lawyer’s presence.
(4) Failure to Comply With Rule. The provisions of subrule 785.8 are mandatory and failure to comply shall require resentencing.
.9 — .13 (Unchanged.)
Concurring in Part
(concurring in part; dissenting in part). With my colleagues’ determination to consider a court rule to guarantee defendants’ right to be personally present at every stage of the trial where their substantial rights may be affected, including in-chambers conferences with the judge, I am in full concurrence.
However, I respectfully differ with my colleagues’ finding that the defendant in this case was not deprived of constitutional due process. I believe he was and would have reversed the decision of the Court of Appeals and remanded for resentencing.
In People v Medcoff, 344 Mich 108; 73 NW2d 537
"the right to be personally present at every stage of the trial where their substantial rights may be affected by the proceedings and where their presence relates to the fullness of their opportunity to defend against the charge.”3
Although the examination of the jurors at issue in Medcoff occurred during the trial, the Court observed that
"when considering what is the 'trial’ for purposes of this question [defendant’s right to be present] we can exclude formal and preliminary matters or matters occurring after the hearing on the merits or rendition of the verdict, as well as other matters.” (Emphasis supplied.)
Relying on this dictum,
A right as fundamental as the right to be personally present is not subject to such formalistic confinement.
A proper analysis of when a defendant has the right to be present should depend on the character of the proceeding and whether the reasons supporting a defendant’s right to be present at trial are equally applicable to that proceeding. Of particular concern are whether substantial interests of the defendant may be affected, and whether the defendant’s presence bears a reasonably substantial relation to his opportunity to affect the reliability or fairness of the judicial process being exerted upon him.
One part of Medcoff’s holding, that prejudice is conclusively presumed to have resulted from defendant’s absence, was rejected in People v Morgan, 400 Mich 527, 536; 255 NW2d 603 (1977), in favor of the standard of "any reasonable possibility of prejudice”.
Medcoff, supra, p 115. See also Faretta v California, 422 US 806, 819, fn 15; 95 S Ct 2525; 45 L Ed 2d 562 (1975):
"It is now accepted * * * that an accused has a right to be present at all stages of the trial where his absence might frustrate the fairness of the proceedings, Snyder v Massachusetts * *
The prosecution also relies on People v Ormsby, 48 Mich 494; 12
Reference
- Cited By
- 21 cases
- Status
- Published