People v. Worrell
People v. Worrell
Opinion of the Court
The dissent in this case, as the decision of the Court of Appeals, is based on the premise that a charge of statutory rape or criminal sexual conduct is made out by evidence of penetration of a female under the statutory age without regard to her consent. This is not disputed. The law traditionally has held that the consent of a person of such tender years to such acts will not be recognized and accordingly that consent is no defense to such a charge.
Likewise, consent is no defense to a charge of attempt to effect such sexual penetration.
However, proof of penetration or attempt to penetrate will support conviction of the crime of assault with intent to effect such connection only if the assault be made out.
The cases cited by the Court of Appeals and the dissent, by and large, posit assault
*622 " 'An assault is any attempt or offer, with force or violence, to do a corporal hurt to another, whether from malice or wantonness, with such circumstances as denote, at the time, an intention to do it, coupled with a present ability to carry such intention into effect.’ 3 Cyc, p 1020.
" 'An assault is any unlawful physical force, partly or fully put in motion, creating a reasonable apprehension of immediate injury to a human being.’ 2 Bishop, Criminal Law (7th ed), § 23.” People v Carlson, 160 Mich 426; 125 NW 361 (1910).
If the other person is a willing partner to the physical act, there can be no assault because there is no reasonable apprehension of immediate injury. The McDonald Court apparently viewed the offense there charged as an attempted statutory rape. Yet no reason is given for ignoring the ordinary meaning of the word assault. We are not persuaded by the reasoning of McDonald. Instead, we feel constrained to accord the word assault in our present statute, MCL 750.520g; MSA 28.788(7), its commonly understood meaning, for to define assault as does the dissent makes the offense identical to attempted criminal sexual conduct in the third degree. This would make MCL 750.520g(l); MSA 28.788(7)(1) and MCL 750.92; MSA 28.287 redundant, and their provisions for penalties of ten years and five years, respectively, equally applicable with no principled basis for distinction. We will not ascribe such an intention to the Legislature.
Assault and consent are mutually exclusive. There can be no assault without proof of force or threat thereof. Accordingly, while consent will not amount to a defense to the charge of criminal sexual conduct or attempt to commit it, it is a defense to every charge of assault.
The suggestion that to require proof of force or
This is the protection the Legislature ordained. We are not free to enforce our own values in the name of construction even to provide some perceived greater protection.
Because the sexual activity here is not claimed to be other than consensual, there is no evidence to support a verdict of assault, and hence it was error to instruct on it.
This conviction is set aside, and the defendant discharged because the refusal of the jury to find the defendant guilty of criminal sexual conduct or attempted criminal sexual conduct precludes his retrial on those charges.
People v Courier, 79 Mich 366, 368; 44 NW 571 (1890). "Sexual intercourse is sufficient, and if an assault is made, with the design of sexual intercourse with a child under the statutory age, the crime of an assault with intent to carnally know and abuse the child is committed.” (Emphasis supplied.) People v Carlson, 160 Mich 426; 125 NW 361 (1910).
Dissenting Opinion
(dissenting).
I. Facts
The issue before the Court is whether actual force and violence is an essential element of the offense of assault with intent to commit sexual penetration with a person between the ages of 13 and 16.
Defendant-appellant Jack Worrell was charged with third-degree criminal sexual conduct, MCL 750.520d(l)(a); MSA 28.788(4)(l)(a), i.e., sexual penetration with a person at least 13 years of age and
Fairly characterized, the record reveals a situation in which the 13-year-old complainant may have had aspirations to be the "girlfriend” of the 34-year-old defendant. Consequently, although the criminal sexual conduct act characterizes young people between the ages of 13 and 16 as "victims” of sexual penetration, complainant’s testimony reflects her own ambivalence at being so identified. A next-door neighbor testified that she had seen the defendant and the complainant on the couch "loving it up” at her apartment a few days before the incident giving rise to this prosecution. On the night of the offense, the complainant and the defendant were again visiting the apartment of the next-door neighbor. Fifteen minutes after the defendant arrived, the complainant went upstairs to use the bathroom and she stayed to pick up some dirty clothes in the bedroom. Approximately ten minutes after the complainant went upstairs, the defendant went upstairs to use the bathroom. The defendant and the complainant were upstairs together for not quite half an hour. When the complainant did not come down after a time, the neighbor called the complainant twice. When she did not come downstairs, the neighbor went upstairs and opened the bathroom door. The neighbor testified that she saw the defendant and the complainant lying on the bathroom floor. Each was
The complainant testified on direct examination that the defendant had removed her clothing and had penetrated her. On cross-examination, she testified that it was "possible” that the defendant never penetrated her. Later the same evening, complainant was forcibly raped by a different person, and the encounter with the defendant came to light during the course of the police investigation of the forcible rape.
The information charged that the defendant "[d]id engage in sexual penetration with another person, * * * said person being at least 13 years of age, but under 16 years; contrary to Section 750.520d(l)(a), Compiled Law 1970; Michigan Statutes Annotated 28.788(4)(l)(a)” (third-degree criminal sexual conduct). In addition to instructing the jury on the principal charge, the court, over defense objection, gave instructions on attempted criminal sexual conduct and assault with intent to commit criminal sexual conduct involving penetration. Defense counsel indicated that the defendant preferred to go ahead with a guilty or not guilty verdict on the principal charge. After the jury returned a verdict of guilty of assault with intent to commit criminal sexual conduct,
In affirming the conviction, the Court of Appeals relied on a long line of cases holding that force was not a necessary element of assault with intent to rape when the female is under the statutory age of consent.
It is well settled that under the now-repealed statutory provision for assault with intent to commit rape (formerly MCL 750.85; MSA 28.280), force, or lack of consent, was not a necessary element where the victim was under the age of consent. People v Eddy, 252 Mich 340; 233 NW 336 (1930); People v Kongeal, 212 Mich 307; 180 NW 636 (1920); People v Chamblin, 149 Mich 653; 113 NW 27 (1907); People v Goulette, 82 Mich 36; 45 NW 1124 (1890); People v McDonald, 9 Mich 150 (1861). The rationale for this rule was that the actual consent of the victim to the acts constituting the assault was ineffective because the underage female was conclusively presumed to be incapable of consenting to sexual intercourse. People v McDonald, supra, p 152.
"In cases of this kind it is not necessary that it should be shown, as in rape, that the accused intended to gratify his passion at all events. If he intended to have sexual intercourse with the child, and took steps looking towards such intercourse, and laid hands upon her for that purpose, although he did not mean to use any force, or to complete his intent if it caused the child pain, and desisted from his attempt as soon as it hurt, he yet would be guilty of an assault with intent to commit the crime charged in the information. Force, against the will of the female, is not a necessary element of the crime charged here. Sexual intercourse is sufficient, and if an assault is made, with the design of sexual intercourse with a child under the statutory age, the crime of an assault with intent to carnally know and abuse the child is committed.” People v Courier, 79 Mich 366, 368; 44 NW 571 (1890).
This is the prevailing view in the United States.
Thus under the former statutory scheme, any touching of a girl under the statutory age for a sexual purpose was unlawful, regardless of con
The policy underlying the majority rule with respect to assault with intent to rape a consenting person follows the policy of statutory rape laws. The policy expresses a societal judgment that although adolescents may have attained the physical capacity to engage in intercourse, they nevertheless are not sufficiently mature to fully apprehend the social, psychological, emotional, and physical consequences of sexuality. Thus, the Legislature may appropriately regard them as victims of sexual seduction, irrespective of their subjective state of mind.
In 1975 many of the statutory provisions relating to sexual crimes were repealed and were replaced by the criminal sexual conduct act, MCL 750.520a et seq.; MSA 28.788(1) et seq. Among other provisions repealed were the provisions con
Sexual penetration is either first-
Sexual contact is either second-
The act contains provisions concerning assault with intent to commit criminal sexual conduct, MCL 750.520g; MSA 28.788(7), involving penetration, MCL 750.520g(l); MSA 28.788(7)(1), and assault with intent to commit criminal sexual conduct in the second degree, MCL 750.520g(2); MSA 28.788(7)(2).
Defendant argues that because some consensual sexual contact with a person between ages 13 and 16 does not violate the act, an assault cannot be presumed from a physical manifestation of an intent to penetrate a person under the age of 16. It is asserted that an assault with intent to commit third-degree criminal sexual conduct requires some force or coercion. Plaintiff, on the other hand, distinguishes sexual contact from assault with intent to commit criminal sexual conduct involving penetration on the ground that sexual contact is limited to the desire and consummation of the desire to touch, whereas an assault must be combined with the specific intent to achieve penetration.
Under former law, assault with intent to rape was a lesser-included offense of carnal knowledge. The gist of the offense was the specific intent to commit rape. People v Phillips, 385 Mich 30; 187 NW2d 211 (1971); People v Oberstaedt, 372 Mich 521; 127 NW2d 354 (1964); People v Guillett, 342 Mich 1; 69 NW2d 140 (1955). Indecent liberties and assault with intent to commit rape were distinguished by the nature of the intent required, the former requiring express negation of the intent to commit rape, and the latter requiring the intent to rape. See People v Oberstaedt, supra, p 524. Whether the defendant intended sexual penetra
The criminal sexual conduct act prohibits consensual sexual penetration of persons under 16 years of age. Defendant argues, however, that even though he intended sexual penetration, his conduct was merely permissible consensual sexual contact. On the basis of defendant’s argument, no consensual sexual activity with a person between the ages of 13 and 16 would be prohibited until penetration is completed. We disagree.
In People v Langworthy, 416 Mich 630, 644; 331 NW2d 171 (1982), this Court recognized that one of the purposes of the criminal sexual conduct act was to strengthen the laws against sexual violence by removing certain evidentiary obstacles to the prosecution of sexual assaults. In that case, this Court reasoned that this purpose made it unlikely that a new element of proof
The criminal sexual conduct act continues the policy of the predecessor statutory provisions of prohibiting sexual activity with persons who are conclusively presumed, because of age or other circumstances,
From this statutory scheme we find that, while the Legislature intended to give persons between 13 and 16 some sexual freedom, it intended to continue the absolute prohibition of sexual penetration which existed under prior law. Defendant’s argument, that the Legislature’s recognition of changing social mores and the decriminalization of consensual sexual contact with persons 13 to 16 years old indicate a legislative intent to permit such activity where there is an intent to penetrate, cannot be accepted. We are not convinced that the policy behind the statutory rape laws of protecting children from sexual exploitation and possible physical and psychological harm by engaging in sexual intercourse is outmoded. It is clear that the statute does not decriminalize consensual sexual penetration in this age group. It is within the Legislature’s prerogative to further that determination by making criminal those activities which fall short of penetration, but which are undertaken with the prohibited criminal intent. Thus, we hold that the Legislature did not intend to change the prior law concerning assault with intent to rape a consenting underage person.
The act recognizes a qualitative difference between sexual contact and sexual penetration. The intent required for each type of activity is different, just as the intent elements for indecent liberties and rape were mutually exclusive under prior law. People v Oberstaedt, supra. Under the criminal sexual conduct act, the specific intent to achieve prohibited sexual penetration, combined with some physical manifestation of the intent, constitutes the crime of assault with intent to commit criminal sexual conduct involving sexual
Thus, we hold that in the case of a victim under 16 years of age and over 13 years of age the elements of assault with intent to commit third-degree criminal sexual conduct may be made out by evidence sufficient to permit the factfinder to conclude that the defendant had the specific intent to commit sexual penetration, and that a showing of force or coercion is not required in the case of an underage victim. If force or coercion were necessary elements of the offense in the case of an underage victim, then the young victim would have no greater protection from sexual assaults than an adult victim. We believe this result to be inconsistent with the criminal sexual conduct act’s provisions which provide greater protection from sexual conduct for persons under 16 years of age.
Defendant argues that the conclusive presumption of an assault for the 13- to 16-year-old group violates due process because there is no rational connection between the intent to penetrate and the fact to be presumed, i.e., incapacity to consent to touching whenever the defendant intends penetration. The criminality of the defendant’s conduct, however, depends on the defendant’s intent and conduct, not on what the victim thought he
The overt act necessary to establish the offense of assault with intent to commit criminal sexual conduct involving penetration must be a criminal assault, i.e., "either an attempt to commit a battery or an unlawful act which places another in reasonable apprehension of receiving an immediate battery”. People v Joeseype Johnson, 407 Mich 196, 210; 284 NW2d 718 (1979). Moreover, the defendant must have present ability to carry out the intended act. People v Sanford, 402 Mich 460; 265 NW2d 1 (1978); People v Carlson, 160 Mich 426; 125 NW 361 (1910); People v Lilley, 43 Mich 521; 5 NW 982 (1880). That the defendant must have "present ability” means that the act done must have been sufficiently proximate to the thing intended, i.e., "it must have proceeded far enough towards a consummation thereof’, Lilley, p 525, so as to be an actual assault. Sanford, p 474, fn 1. See also People v Smith (On Rehearing), 89 Mich App 478, 485; 280 NW2d 862 (1979), cert den 452 US 914 (1981). Thus, assault with intent to commit criminal sexual conduct involving penetration is distinguished from attempted third-degree crimi
Because we reject the defendant’s argument that force and violence are necessary elements of the offense of assault with intent to commit sexual penetration with a consenting person under 16 years old, we hold that on these facts this is a necessarily lesser included offense of third-degree criminal sexual conduct. Accordingly, the trial court did not err in giving this instruction. People v Chamblis, 395 Mich 408; 236 NW2d 473 (1975); People v Phillips, supra, pp 36-37. Nor did the information fail to give the defendant adequate notice that the defendant would be required to defend against the assault charge. People v Ora Jones, 395 Mich 379, 388; 236 NW2d 461 (1975).
Defendant also claims that the trial court erred in failing to recognize and exercise its discretion in sentencing the defendant. Specifically, defendant claims that the habitual offender statute, MCL 769.10; MSA 28.1082, which allows the sentencing court to increase the maximum sentence to not more than 1-1/2 times the longest term prescribed for the first conviction, requires that the trial judge exercise his discretion in setting the maximum term. The defendant concedes that a 15-year maximum habitual offender sentence is permissible under the statutory provision for assault with intent to commit criminal sexual conduct involving penetration, MCL 750.520g(l); MSA 28.788(7)(1). Nevertheless, defendant complains that the sentencing court did not recognize its discretion to control the maximum, pointing to the court’s statement:
"The court sets a minimum at two and one-half years; the maximum is set by the statute here under the supplemental charge of fifteen years. That is named as the maximum.”
Plaintiff responds that the sentencing transcript demonstrates that the trial judge exercised his discretion in imposing the maximum sentence. The Court of Appeals agreed with plaintiff:
"While the cited excerpt from the sentencing transcript is subject to interpretation, the fact that the court specified that the offense was against public morals and against a young child lends credence to the position that the trial court recognized its discretion and exercised it by setting the maximum term as the maximum allowed under the statute.” Ill Mich App 39.
Accordingly, defendant’s conviction and sentence are affirmed.
MCL 750.520g(l); MSA 28.788(7X1).
Formerly MCL 750.336; MSA 28.568.
Comment on Rape, Involuntary Sodomy, Sexual Abuse, and Related Offenses, Working Papers of the National Commission on Reform of Federal Criminal Laws, Vol 2, p 871 (1970), quoted in 3 Wharton, Criminal Law (C. Torcia ed), § 291, p 46, fn 8.
MCL 750.520; MSA 28.788.
MCL 750.336; MSA 28.568.
MCL 750.85; MSA 28.280.
MCL 750.520b; MSA 28.788(2).
MCL 750.520d; MSA 28.788(4).
MCL 750.520b(l)(a); MSA 28.788(2)(l)(a).
MCL 750.520d(l)(a); MSA 28.788(4)(l)(a).
MCL 750.520c; MSA 28.788(3).
MCL 750.520e; MSA 28.788(5).
MCL 750.520c(l)(a); MSA 28.788(3)(l)(a).
In Langworthy this Court held that first-degree criminal sexual conduct is a general-intent crime, like the predecessor, rape.
E.g., the victim is mentally defective, mentally incapacitated, or physically helpless. MCL 750.520d(l)(c); MSA 28.788(4)(l)(c).
The maximum sentence for assault with intent to commit criminal sexual conduct involving penetration is 10 years, MCL 750.520g(l); MSA 28.788(7X1), whereas the maximum sentence for attempted third-degree criminal sexual conduct would be five years, MCL 750.520d(2); MSA 28.788(4)(2); MSA 750.92; MSA 28.287.
In relevant part, the trial judge commented at sentencing:
"The Court: I have considered now what your lawyer advances. Of course, that is what the judge’s duty is, to try to balance the good and the bad. I certainly have tried to do this in this case and in all.
"We have said sufficient concerning the offense, I believe. You are a man of thirty-four?
"The Defendant: Yes, sir.
"The Court: You are divorced. You do have a prior felony record, having served a term of two to five years; and your parole expired only a few months before this offense was committed. That, certainly, indicates, I am afraid, that you had not made a full facing-up to the need to keep away from such things. There have been, certainly, a lot of prior offenses. Your lawyer has referred to them briefly. There were eleven or so convictions. Assaultive, some of them, behavior. Mostly involving excessive consumption of intoxicants.
"Now, I know you claim, Mr. Worrell, you believe, or you say that you have gotten the problem under control. The reports we have from the agencies, though, do not indicate that you have fully cooperated with them. I hope you have gotten it under control, but those things come back, you know?
"The Defendant: Yes sir.
"The Court: That takes constant work, I imagine from what all the studies show.
"Now, here we have an offense against public morals and also against a young child, a girl of thirteen, which does, the court finds, require a prison sentence. The court sets a minimum at two and one-half years; the maximum is set by the statute here under the supplemental charge of fifteen years. That is named as the maximum. You are credited with all the time already served computed to be eighteen days. The court does recommend on your behalf counseling. Further, alcoholic counseling and treatment, if necessary, and vocational training. I hope when you are released, as you will be much sooner than you know — maximum could have been set much longer, the minimum, rather, than this — that you will have corrected the problems in your prior experience and made a good life for yourself.”
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