People v Bailey
People v Bailey
Opinion of the Court
We are asked to decide if the trial court erred in refusing defendant’s request to provide the jury with an instruction on assault with intent to do great bodily harm less than murder
i
A
This appeal arises from an incident that occurred on July 15, 1991, in the City of Detroit. Although somewhat differing accounts of the events were presented at trial, for present purposes, we rely primarily on the account of the incident provided by defendant. Richard Bailey testified that on the date noted above, he encountered the decedent, Charles Peoples, on the front porch of the apartment building
Defendant further testified that he then proceeded off the porch and across the street with his dog. At that time, defendant noticed his brother and sister-in-law driving up the alley. Defendant continued across the street, and upon turning to return to the apartment building, noticed his brother standing outside his car, with a baseball bat in his hands. Defendant also observed that his brother and Peoples, who was on the sidewalk on the passenger side of the car, were shouting at each other, although he could not tell what the discussion was about.
Bailey testified that he interpreted the events he observed as continued acts of harassment of his family by Peoples. Bailey alleged that throughout the three-week period that he had known the decedent, Peoples had continually harassed and made negative comments to Bailey and his family. Responding to the confrontation he witnessed between Peoples and his brother, Bailey walked back across the street, dropped his dog’s leash in front of his brother, and retrieved his brother’s baseball bat from the car. Bai
Although no witnesses observed Peoples immediately after entering the apartment building, it is uncontroverted that Peoples made his way up to the third floor. Defendant presented the testimony of Helen Noble, a resident of the apartment building who lived with defendant Bailey, who testified that she observed Peoples staggering down the third-floor hallway of the apartment for a few seconds and then saw him fall on his face. Noble further, stated that she summoned Gerald Coutier, another resident of the building, to the spot where Peoples had collapsed and then departed for work.
At trial, Coutier testified that when he first observed Peoples lying in the third-floor hallway, he asked Peoples if he was “okay,” to which Peoples responded affirmatively and said he was just going to his brother’s apartment.
Coutier testified that after his initial encounter, he passed by Peoples on two additional occasions. The final time he observed Charles Peoples lying in the hall, Coutier testified that Peoples’ brother, William, and Martha Anderson were also present. On this occasion, Coutier testified that he observed William kick Peoples two times on the left side, wearing a pair of blunt-toed dress shoes, both times stating “Come on, get up.” Coutier stated that when kicked, Peoples’ body rolled up and back. On rebuttal, Anderson testified that she had summoned William Peoples to the hallway, that William came into the hallway without shoes on, and that William never kicked the decedent.
The parties stipulated to the Wayne County medical examiner’s report, which was read into the record:
“I hereby certify that on the 16th day of July in the year 1991, at the Wayne County Medical Examiner’s Office, in accordance with the provisions of law, there was made an examination of the body and personal inquiry into the cause and manner of the death of Charles Peoples, a 45-year old white male who died at Detroit Receiving Hospital, Detroit, Michigan on the 15th day of July in the year 1991. It is my opinion that the decedent died of blunt force injuries sustained as a victim of assault. There was a purple contusion on the left side of the back, back of the left leg, and a laceration of the forehead. The internal examination showed left rib fractures involving 10 to 12, ruptured spleen with capsular hematoma and hemoperitonium [sic]. The manner of death is homicide.”
Defendant Bailey was charged with second-degree murder and tried before a jury. In addition to receiving instruction on the elements of the principal charge, the jury was instructed on the lesser included offense of voluntary manslaughter and with regard to the requisite factual finding to conclude that defendant’s act caused decedent’s death. The trial court refused defendant’s request that the jury be instructed on the lesser included offense of assault with intent to do great bodily harm less than murder.
During closing argument, defense counsel asserted that the jury lacked sufficient evidence to conclude that defendant’s admitted blows with the baseball bat caused decedent’s death. He also acknowledged that the jury lacked testimony about whether the kicks allegedly administered by decedent’s brother could have caused the injuries reported by the medical examiner. Nonetheless, counsel further argued that the kicks acted as an intervening cause of death.
Defendant appealed his conviction as of right in the Court of Appeals, arguing that the trial court had erred in refusing to instruct the jury on assault with intent to do great bodily harm less than murder and that reversal was required. The Court of Appeals reversed, citing this Court’s order peremptorily reversing the Court of Appeals and remanding the case for a new trial in People v Boles, 420 Mich 851 (1984), rev’g 127 Mich App 759; 339 NW2d 249 (1983).
A
Initially adopted as an interim measure until a court rule could be promulgated, People v Henry, 395 Mich 367, 374; 236 NW2d 489 (1975), the formula for instruction on lesser included offenses first articulated by this Court in a series of cases in 1975 continues to provide the basis for guidance regarding the propriety of such instruction.
When reviewing the propriety of a requested lesser included offense instruction, we first determine if the lesser offense is necessarily included in the greater charge, or if it is a cognate lesser included offense. Necessarily included lesser offenses “must be such that it is impossible to commit the greater without first having committed the lesser.” People v Ora
The distinction between necessarily included and cognate lesser offenses is important to a trial court determining whether to grant a properly requested lesser offense instruction, because it is only in the area of cognate lesser included offenses that the evidence adduced at trial need be reviewed to determine if it would support a conviction of the cognate offense. Beach, supra at 463-464. Before a cognate offense instruction is given, it is also necessary that the lesser offense be of the same class or category as the principal charge. Hendricks, supra at 444. If no reasonable jury could find a cognate offense because of the absence of evidence, “then the [trial] judge should not give the requested instruction.” Pouncey, supra at 387.
B
Defendant correctly characterizes the offense of assault with intent to do great bodily harm less than murder as a cognate lesser included offense of the principal charge of second-degree murder. The greater offense of second-degree murder can be committed without committing assault with intent to do great bodily harm less than murder, and both crimes are serious offenses against the person.
The elements of assault with intent to do great bodily harm less than murder are (1) an assault, i.e., “an attempt or offer with force and violence to do corpo
c
As Chief Justice Brickley’s analysis in Beach explains, when a cognate offense instruction is
More recently however, in Beach, Pouncey, and Hendricks, we have explained that in the context of cognate offenses, the jury’s mercy-dispensing power is not unlimited.
[U]nless there is some evidentiary protection against an appeal to the jury’s mercy-dispensing power, it is likely that the evidence introduced will be “whatever manner of evidence ... of use in obtaining a charge on the least punitive lesser included offense possible in order that the jury may have the opportunity to be merciful.” ... If the jury’s mercy-dispensing power is unrestrained, attention to the factfinding duty may be diverted, and the jury may assume the punishment prerogative of the court. [Hendricks, supra at 447.]
As we clarified in our examination of the same class or category requirement in Hendricks and the evidentiary issue in Beach and Pouncey, our included-
By necessary implication, the crime of assault with intent to do great bodily harm less than murder presupposes that the assailant’s act has not caused the death of the victim. If such harm has occurred, and the defendant’s admitted act constitutes a legally cognizable cause of the death, instruction of the jury regarding crimes not intended to punish acts causing such an egregious result are logically precluded. At the point a court has before it uncontested evidence that a criminal homicide has been caused by a defendant’s acts, there is no justification for instruc
D
In People v Edwards, the companion case to People v Beach, supra, we considered the propriety of instruction on the offense of involuntary manslaughter as a cognate lesser included offense of the principal charge of first-degree murder. In Edwards, a resident of a unit of an apartment building perished in a fire that originated on the front porch of the building. Evidence was presented that the defendant had argued several days before the fire with another resident, at which time the defendant threatened to bum the building down. The defendant admitted to several friends that he had set fire to the apartment building, and traces of gasoline were found on the shirt the defendant wore on the night of the fire. The defendant presented “virtually” no defense. Id. at 453-454.
In his appeal from his first-degree murder conviction, the defendant argued that an instruction on involuntary manslaughter was justified by the evidence of the location where the fire started. He asserted that the evidence that the fire started on the
In an opinion by Chief Justice BRICKLEY, a majority of the Court rejected the defendant’s argument, and found there was no evidence adduced at trial supporting a conviction of involuntary manslaughter. The form of involuntary manslaughter at issue in Edwards included, inter alia, the negative elements of a defendant acting without malice, and committing an unlawful act not naturally tending to cause death or great bodily harm. Id. at 477. No evidence had been presented by the defendant, however, tending to negate either the existence of malice, or that the criminal act of setting the fire naturally tended to cause death or great bodily harm. All that was available to the jury was the opportunity to reject the uncontested evidence of a wilful and malicious act of arson, which naturally tends to cause death or great bodily harm, and engage in “pure speculation” that the defendant accidentally started the fire. We found the lack of evidentiary support for the defendant’s contentions violative of the requirement that “[t]here must be some evidence on the record to support the elements of the requested lesser included (cognate) offense. . . . [T]here is no way of separating uncontested evidence of an intentional act of arson from a theory of unintentional death.” Id. at 480.
We contrasted the lack of evidence supporting Edwards' theory with People v Boeder, 79 Mich App 595; 262 NW2d 872 (1977), in which a lesser included
Where the evidence suggests only that the criminal act naturally tends to cause death or great bodily harm, an instruction on the lesser included offense of involuntary manslaughter is simply not justified. [Id.]
In the present case, as in Beach, we must determine if the defendant has done more than merely invite the jury to engage in “pure speculation” that defendant’s admitted blow to the decedent’s side was not a legally proximate cause of decedent’s death. In order for instruction on the lesser offense of assault with intent to do great bodily harm less than murder to be justified by the evidence, there must be some evidentiary basis on the record for the jury to conclude, first, that the defendant did not cause decedent’s death, and, second, that defendant did not act with malice. Like the defendant in Beach, defendant in this case presented no evidence that his acts did not cause the victim’s death. Further, while his testimony may have negated the “intent to kill” prong of malice, it did not create an issue of fact with respect to the nonexistence of an act naturally tending to cause death or great bodily harm. Beach, supra at 477. Where there is no such evidence on the record,
“The element [this] Court . . . found essential to a fair trial was not simply a lesser included offense instruction in the abstract, but the enhanced rationality and reliability the existence of the instruction introduced into the jury’s deliberations. Where no lesser included offense exists, a lesser included offense instruction detracts from, rather than enhances, the rationality of the process.” [Beach, supra at 480-481, quoting Spaziano v Florida, 468 US 447, 455; 104 S Ct 3154; 82 L Ed 2d 340 (1984).]
See also People v Mills, 450 Mich 61, 81-82; 537 NW2d 909 (1995), modified and remanded 450 Mich 1212 (1995) (A trial court is not required to provide the jury with an instruction requested by a defendant where the record is devoid of any evidence supporting such an instruction).
The dissent’s reading of Ora Jones disregards the clarification and evolution of the cognate law of lesser included offenses since 1975 and overlooks the fact that in Ora Jones, there was evidentiary support
E
In assessing criminal liability for some harm, it is not necessary that the party convicted of a crime be the sole cause of that harm, only that he be a contributory cause that was a substantial factor in producing the harm. The criminal law does not require that there be but one proximate cause of harm found. Quite the contrary, all acts that proximately cause the harm are recognized by the law.
If a certain act was a substantial factor in bringing about the loss of human life, it is not prevented from being a proximate cause of this result by proof of the fact that it alone would not have resulted in death, nor by proof that another contributory cause would have been fatal even without the aid of this act. [Perkins & Boyce, Criminal Law (3d ed), p 783.]
In Holsemback v State, 443 So 2d 1371, 1381-1382 (Ala Crim App, 1983), the Court of Criminal Appeals of Alabama considered the separate arguments of two defendants, each of whom had inflicted knife wounds
“Two persons acting independently may contribute to the death of another, so that each will be guilty of the homicide .... And where a fight occurred between two persons, and a third took part in it in favor of one of them, and both inflicted injuries upon the other by blows and kicks, and the latter died, the cause of death being a rupture of an artery in the head caused by the blows or lacks received from them, both are to be regarded as equally guilty of causing death.” [Holsemback at 1381.]
See also United States v Hamilton, 182 F Supp 548, 550-551 (D DC, 1960).
Where an independent act of a third party intervenes between the act of a criminal defendant and the harm to a victim, that act may only serve to cut off the defendant’s criminal liability where the intervening act is the sole cause of harm. Perkins & Boyce, supra at 784; People v Elder, 100 Mich 515; 59 NW 237 (1894) (The trial court erroneously instructed the jury that it could find the defendant guilty of manslaughter for knocking the decedent to the ground and putting him in a position in which he
If the deceased died of the combined effect of a wound inflicted with malice and of a disease disconnected from the wound, the accused is guilty. An intervening cause must be the efficient cause of death, or at least more than a contributing cause, before the accused in [sic] not guilty for such reason. [Houston v State, 70 So 2d 338, 339 (Miss, 1954).]
For the same reason, the contributory negligence of a decedent will not exonerate a defendant of criminal responsibility, where the defendant’s negligence is a proximate cause of the decedent’s death, People v Tims, 449 Mich 83; 534 NW2d 675 (1995). These classic principles dictate that the defendant was not entitled to an instruction on assault with intent to murder absent a factual foundation for a finding by the jury that the intervening act was the sole cause of the harm.
The present case may be analogized to those cases in which a defendant claims that his criminal liability for inflicting a nonmortal injury on a victim should be relieved as a result of negligent medical treatment interceding between the injury and the decedent’s death. In those cases, it is only where there is evidence that the medical treatment was grossly negligent that such treatment may be considered as an intervening cause of death, cutting off the defendant’s liability.
Defendant cannot exonerate himself from criminal liability by showing that under a different or more skilful treatment the doctor might have saved the life of the deceased and thereby have avoided the natural consequences flowing*679 from the wounds. Defendant was not entitled to go to the jury upon the theory claimed unless the medical treatment was so grossly erroneous or unskilful as to have been the cause of the death, for it is no defense to show that other or different medical treatment might or would have prevented the natural consequences flowing from the wounds. [People v Townsend, 214 Mich 267, 279; 183 NW 177 (1921) (emphasis added).]
In the medical treatment setting, evidence of grossly negligent treatment constitutes evidence of a sole, intervening cause of death. Anything less than that constitutes, at most, merely a contributory cause of death, in addition to the defendant’s conduct. Similarly, in the present case, in order to justify submitting to the jury the issue whether defendant should be convicted of assault with intent to do great bodily harm less than murder, the record must contain some evidence that an injury inflicted on the decedent after the defendant’s attack constituted a sole, intervening cause of death. Defendant relies on the evidence of kicks administered by decedent’s brother as sufficient for this purpose.
F
We find that defendant failed to introduce evidence that defendant’s acts were not a legally recognizable cause of decedent’s death. We thus hold that instruction on the lesser included offense of assault with intent to do great bodily harm less than murder was unwarranted.
At the time of jury deliberation, there was an evidentiary void precluding defendant’s lesser included offense instruction. The jury had been presented with an admission by the defendant that he had inflicted blunt-force injuries on the defendant, consistent with the injuries that caused death, and that the blows administered by the defendant caused serious injuries leading to decedent’s collapse shortly before death.
in
Defendant failed to present any evidence that his assault of the decedent with a baseball bat did not constitute a proximate cause of decedent’s death. Because defendant’s act stood uncontested as a cause of such harm, the defendant failed to present evidence warranting instruction on the lesser included offense of assault with intent to commit serious bodily harm less than murder, an assaultive offense inappropriate where defendant’s acts caused the death of another. We therefore reverse the decision of the Court of Appeals, and remand to that Court for consideration of the remaining issues raised by the defendant in the Court of Appeals, but not addressed in its opinion.
MCL 750.84; MSA 28.279.
MCL 750.317; MSA 28.549.
Defendant testified that the building owner had asked him to keep an eye out to make sure there was compliance with the rule.
Defendant’s brother testified that Peoples had approached the car and asked if they wanted to go smoke some cocaine with him.
Charles Peoples’ brother resided in an apartment on the third floor.
William Peoples died later on the same day as the incident before us from unrelated causes.
In his closing argument, defense counsel stated, in pertinent part:
[Defendant] did it hard enough, apparently, to do some damage, obviously. Now, you have in evidence also, you don’t have any testimony for that but what you have is a report.
You don’t have any testimony as to whether or not the kicking could have caused in this particular case the rupture of the spleen.
You don’t have that testimony. You don’t have testimony about whether or not the kicking could have caused injury, fractures to the ten to twelfth ribs.
And based upon what is said here, unless you have some other knowledge, you don’t really know what capsillary hematoma or what hemoperiteneum [sic] is.
What you [have] then is not enough to say that it was by the bat that the — the bat was the instrument. And it was not [by] the bat that the deceased met his death. There was, we submit to you, an intervening cause here, something that happened after that, the
207 Mich App 8; 523 NW2d 798 (1994).
Statutory authorization for allowing a trier of fact to convict a defendant of lesser degrees of an offense charged, except where the defendant is charged with certain drug offenses, is provided by MCL 768.32; MSA 28.1055.
The dissent argues that our decision allows “the trial judge to usurp the jury’s determination of all essential elements of the offense” because “the jury could choose to believe or disbelieve any or all the evidence.” Post at 688. This indictment is incorrect for two reasons. First, defendant presented no evidence to permit the jury to conclude that he did not act with malice or that his act was not the factual and legal cause of decedent’s death. Second, simply because the jury has the power to dispense mercy and reach conclusions contrary to the weight of the evidence does not mean it has the right to do so. The jury “has the power to acquit on bad grounds, because the government is not allowed to appeal from an acquittal by a jury. But jury nullification [like the jury’s ability to convict a defendant of a lesser crime than the evidence proves] is just a power, not also a right . . . .” United States v Kerley, 838 F2d 932, 938 (CA 7, 1988) (emphasis added).
Even if the test were sufficiency of the evidence to support the verdict, the only reason defendant could not prevail on the claim is tautological. Having asked for the instruction, where the evidence is more than sufficient to show he committed it, defendant will not be heard to say he did not. In point of fact and law, the evidence is supportive of the verdict in that it demonstrates defendant is guilty of at least the offense for which he was convicted; it does not support the verdict.
Although the trial court instructed the jury on the element of causation, we do not find such instruction to be dispositive of the issue whether evidence of a superseding cause was presented at trial.
Witness Gerald Coutier testified that he thought the decedent was intoxicated when Coutier observed him in the apartment building hallway, but acknowledged on cross-examination that his conclusion was based solely upon seeing the decedent collapsed in the hallway. Defense counsel acknowledged at sentencing that there was “ [absolutely nothing to indicate [the decedent] was intoxicated.”
Defense counsel’s argument at closing, in which he acknowledged that the blows inflicted by the defendant were hard enough to “do some damage” and that the decedent was “in bad shape” at the time he was kicked, are arguably consistent with our conclusion that defendant’s actions constituted a proximate cause of decedent’s death.
To the extent our holding in this case is inconsistent with our holding in Boles, supra, we overrule that holding.
Dissenting Opinion
I dissent from the majority’s conclusion that the trial court properly refused to instruct the jury regarding the cognate lesser included offense of assault with intent to do great bodily harm less
I. REQUESTED INSTRUCTION WAS IMPROPERLY REFUSED
I agree with the majority’s conclusion that the defendant correctly categorizes assault with intent to do great bodily harm less than murder as a cognate lesser included offense to the principal charged offense of second-degree murder. Further, I agree with the majority’s recitation of the rule explaining when cognate lesser included offense instructions are required to be given. However, I do not agree with the majority’s conclusion that, in this case, the trial court properly refused the requested instruction regarding the assault offense.
Ora Jones and its progeny have conclusively provided when a cognate lesser included offense instruction must be given:
The duty of the trial judge to instruct on lesser included offenses is determined by the evidence. If evidence has*684 been presented which would support a conviction of a lesser included offense, refusal to give a requested instruction is reversible error.
In the area of “cognate” lesser offenses, the evidence in each case adduced at the particular trial must be examined to determine whether that evidence would support a conviction of the lesser offense. . . .
[If] the evidence adduced at trial would have supported a guilty verdict on the [requested] offense . . ., the trial court was required to accede to defendant’s request to instruct the jury that such offense was a lesser included offense of the charge of second-degree murder. [Id. at 390 (citations omitted).]
Thus, in this case, the proper inquiry is whether the evidence adduced at trial would have supported a conviction for the assault offense. The majority only should have looked at the elements of the assault offense and the evidence adduced at trial when determining whether that threshold was met.
In order to convict a defendant of assault with intent to do great bodily harm less than murder, the prosecution must prove the elements of that crime beyond a reasonable doubt. As noted by the majority, the elements of that offense are “(1) an assault, i.e., ‘an attempt or offer with force and violence to do corporal hurt to another’ coupled with (2) a specific intent to do great bodily harm less than murder.” See part ii(b), ante, pp 668-669 (citation omitted).
In the instant case, the prosecution introduced evidence that an assault occurred. At trial, even the defendant admitted that he hit Mr. Peoples twice with a bat. The only other relevant question then becomes whether evidence was introduced at trial from which
At trial, the prosecution’s theory was that the defendant possessed the requisite intent for second-degree murder.
As stated in People v Mack, 112 Mich App 605, 611; 317 NW2d 190 (1981) (citation omitted), “[t]he specific intent necessary to constitute the offense may be found in conduct as well as words.” Similarly, the jury may infer the defendant’s specific intent from the circumstantial evidence. People v Eggleston, 149 Mich App 665; 386 NW2d 637 (1986), citing People v Vicuna, 141 Mich App 486; 367 NW2d 887 (1985). The key point is that the jury could have rejected both theories and instead found, considering the surrounding circumstances, including the number and location of the blows, that the defendant acted with the specific intent to do great bodily harm less than murder when he struck the decedent with the bat.
The trial judge’s refusal to give the requested assault instruction was not harmless error because the jury did not convict the defendant of the charged offense of second-degree murder. Instead, the jury chose to convict him of the cognate lesser included offense of voluntary manslaughter. Thus, we are uncertain whether the jury possibly would have convicted him of the assault offense rather than voluntary manslaughter had that instruction been given.
n. CAUSATION ISSUE IS IRRELEVANT
The analysis of the majority opinion began with the recitation of the Ora Jones rule and should have ended with the conclusion that evidence would have supported a guilty verdict for the assault offense. The causation issue presented by the facts in the instant case is irrelevant to the determination whether the requested assault instruction should have been given.
it is neither necessary nor sound policy to require the trial court to blind itself to uncontroverted proof of an element of the greater crime that would necessarily raise a defendant’s culpability to that of the more serious crime, if all elements common to the two offenses were found to be proven beyond a reasonable doubt. Where a defendant admits activity that, as a matter of law, constitutes proof of the distinguishing element, [here, death] the basis for instruction on the lesser crime evaporates. [Part n(c), ante, p 671.]
Further, a prior decision
*689 [i]f [death] has occurred, and the defendant’s admitted act constitutes a legally cognizable cause of the death, instruction of the jury regarding crimes not intended to punish acts causing such an egregious result are logically precluded. At the point a court has before it uncontested evidence that a criminal homicide has been caused by a defendant’s acts, there is no justification for instruction on merely assaultive offenses. If a lesser cognate instruction is to be justified in such an instance, there must be some evidentiary basis for the jury to conclude that the causation chain leading from the greater harm back to defendant’s admitted acts has been broken by an independent, intervening cause. [Part n(c), ante, pp 671-672 (emphasis added).]
By focusing on whether the defendant presented evidence of an independent, intervening cause of the decedent’s death, the majority does not remain faithful to the rule announced in Ora Jones. According to Ora Jones, the instruction should have been given because the jury could have found the defendant guilty of the assault offense on the basis of the evidence presented at trial. Evidence was presented that an assault occurred, as well as evidence from which the jury could have inferred that the defendant acted with the specific intent to do great bodily harm less than murder.
Additionally, although the majority seems to acknowledge that this Court rejected a similar argument in People v Chamblis, 395 Mich 408; 236 NW2d
in. CONCLUSION
The court’s refusal to instruct the jury regarding the cognate lesser included offense of assault with intent to do great bodily harm less than murder was error requiring reversal. The refusal removed an appropriate lesser offense from the jury’s consideration. Because the jury chose to acquit the defendant of the charged offense of second-degree murder and instead convicted him of another lesser included offense, the error was not harmless. Thus, I would affirm the holding of the Court of Appeals and remand for a
The majority criticizes our adherence to the rule in Ora Jones, stating that we disregard the clarification and evolution of the law of lesser included offenses since it was decided. We acknowledge that the law in this area has evolved; however, no post-1975 cases have eroded the rule established in Ora Jones to an extent that we would consider the disputed instruction improperly given.
As the majority noted, the requisite intent for second-degree murder is the intent to kill, intent to inflict great bodily harm, or intent to create a very high risk of death with the knowledge that the act probably will cause death or great bodily harm. Part 11(B).
In People v Chamblis, 395 Mich 408, 420-421; 236 NW2d 473 (1975) (citations omitted; emphasis added), this Court noted:
The jury is the sole judge of all of the facts presented. It may choose to believe or disbelieve any or all of the evidence. That is the essence of the right to a jury trial. To speak of a requirement that the jury ‘justify” its conclusion that the defendant is not guilty of the higher charge before “allowing” it to convict of the lesser is antithetical to the nature of a jury trial.
“It is the policy of the law to allow juries a latitude which is not hemmed in by absolute logic. Many considerations enter into a jury’s verdict which cannot be itemized and weighted in a chart of legal instructions. A jury is expected to stay within the bounds of reason, yet they may indulge tender mercies even to the point of acquitting the plainly guilty. Similarly they may, on almost any excuse, convict of a lower degree of crime although conviction of a higher degree is clearly warranted.”
As stated in Chamblis:
Directed verdicts of guilt in criminal jury trials are forbidden by the Sixth and Fourteenth Amendments:
“Once a plea of not guilty is entered, the defendant ‘has an absolute right to a jury determination upon all essential elements of the offense. This right, emanating from the criminal defendant’s constitutional right to trial by jury, is neither depleted nor diminished by what otherwise might be considered the conclusive or compelling nature of the evidence against him .... [F\urthermore, in a situation wherein an understandingly tendered waiver is not forthcoming from the defendant, under no circumstances may the trial
Because the jury is the sole judge of all the facts, it can choose, without any apparent logical basis, what to believe and what to disbelieve. What may appeal to the judge as “undisputed” need not be believed by a jury.
“When [defendant\ exercised his constitutional right to a jury, he put the government to the burden of proving the elements of the crimes charged to a jury's satisfaction, not to ours or to the district judge’s.” [Id., n 3 supra at 420-421 (citations omitted; emphasis added).]
As stated in Chamblis, n 3 supra at 415, “[n] either the defense nor the prosecution has the option of precluding the court from carrying out [its duty to instruct the jury with respect to the law applicable to the case] in hopes of forcing an ‘all or nothing’ verdict.”
The majority states that the defendant did not present any evidence to permit the jury to determine that he did not act with malice or that his act was not the cause of decedent’s death. See ante, p 671, n 10. That is incorrect. First, at trial, the defendant testified that his only intent was to hit the decedent. He testified that he did not intend to kill the decedent. If the jury chose to believe the defendant, it could have found that he did not act with malice. Second, at trial, there was testimony elicited from a defense witness that the decedent’s brother kicked the decedent twice in the left side after the defendant hit the decedent with a bat. Thus, if the jury chose to believe that testimony, it could have found that the defendant was not the cause of the decedent’s death.
I do not agree with the majority’s decision to reverse People v Boles, 420 Mich 851; 358 NW2d 894 (1984), to the extent that its instant holding is inconsistent with it. Rather, I would reaffirm our decision in Boles, because that is what Ora Jones requires. Further, I note that our decision
Dissenting Opinion
(dissenting). I have signed Justice Cavanagh’s dissenting opinion.
I write separately to express my disagreement with the majority’s redefinition of the crime of assault with intent to do great bodily harm less than murder.
The majority states that the Legislature did not intend, where the victim of an assault with intent to do great bodily harm dies, that the jury be instructed respecting the offense of assault with intent to do great bodily harm less than murder.
The majority acknowledges that assault with intent to do great bodily harm less than murder is a cognate lesser offense of second-degree murder,
i
The jury was instructed that it might find Bailey guilty of second-degree murder if it found that he intended to do great bodily harm to Charles Peoples and Peoples died.
The judge had found that there was sufficient evidence that Bailey acted on adequate provocation in the heat of passion to justify an instruction on voluntary manslaughter. The jury was so instructed, and found Bailey guilty of voluntary manslaughter. He was sentenced to serve five to fifteen years.
In refusing an instruction on assault with intent to do great bodily harm less than murder, the court precluded the jury from finding an admittedly cognate lesser offense of second-degree murder that carries a maximum penalty of ten years.
Where there is no evidence that the defendant acted on adequate provocation in the heat of passion, but there is, as here, evidence that the defendant did not intend to kill, the defendant would ordinarily be entitled to an instruction on involuntary manslaughter
Nevertheless, the Legislature has decided that there shall be an offense less than either second-degree murder or manslaughter dubbed assault with intent to do great bodily harm less than murder, carrying a maximum ten-year penalty rather than the fifteen-year maximum for manslaughter.
Since a jury is not instructed that it must convict a person of second-degree murder if it finds that he intended to cause great bodily harm and death resulted, there is no reason why a jury, unwilling to find the requisite malice (from the intent to do great bodily harm) to support a conviction of second-degree murder, should be left with no alternative choice other than acquittal unless it finds the requisite elements to convict the defendant of manslaughter.
It is within the province of the jury, as trier of fact, to conclude that, although the defendant intentionally committed great bodily harm that resulted in death, he is not a murderer or manslaughterer, and, accordingly, acquit him of second-degree murder, reject manslaughter, and convict him of assault with intent to do great bodily harm less than murder. That is at least as logical as the majority’s assumption that the Legislature did not intend, where the victim dies, that there be an instruction on assault with intent to do great bodily harm.
The prosecutor has not argued that a jury should not be instructed on assault with intent to do great bodily harm if the victim dies. The prosecutor’s argument in this Court is that the jury should not be so instructed where a rational view of the evidence indicates that the accused is guilty of second-degree murder. The majority correctly rejects the prosecutor’s argument that Michigan “adopt a rational view of the evidence approach to included offenses . . . .”
The majority thus casts a new spin on the elements of assault with intent to do great bodily harm less than murder without the benefit of briefing of counsel.
The argument that assault with intent to do great bodily harm less than murder should not be given where the victim dies was the view espoused by the Court of Appeals in People v Boles, 127 Mich App 759, 771; 339 NW2d 249 (1983). This Court, after issuing an order to show cause to the prosecutor,
Regardless of how one thinks this case should be decided on the merits, the majority’s opinion is disturbing because it appears to alter the law without bringing the change to the reader’s attention.
The majority relied primarily on four cases: People v Stephens, 416 Mich 252; 330 NW2d 675 (1982), People v Beach, 429 Mich 450; 418 NW2d 861 (1988), People v Pouncey, 437 Mich 382; 471 NW2d 346 (1991), and People v Hendricks, supra. It maintains that these cases have “developed and refined”
While these cases may have “developed and refined” the law in the sense that they applied the dictates of Ora Jones and People v Chamblis, 395 Mich 408; 236 NW2d 473 (1975), to factually distinguisha
In Stephens, this Court eliminated the misdemeanor cutoff rule set forth in Chamblis. As stated in footnote 9 of Stephens, this Court’s decision in that case did not alter the state of the law concerning when an instruction should be given on a separate, lesser included felony charge.
In Beach and its companion case, People v Edwards, both defendants sought instructions on cognate lesser offenses. This Court reaffirmed, as a general rule applicable in both cases, that when evidence is presented that would support the requested charge, an instruction is required.
■ Similarly in Pouncey, defendant sought a voluntary manslaughter instruction. The Court reaffirmed that “if there is evidence which would support a conviction of the cognate lesser offense, then the trial judge, if requested, must instruct on it.”
Lastly in Hendricks, defendant sought an instruction on unauthorized driving away of an automobile as a cognate lesser offense of armed robbery. Again this Court, citing Ora Jones, reaffirmed that an instruction is required when the evidence presented would support the charge. The Court held that it was proper to deny the instruction, however, because the lesser offense was not “ ‘of the same class or category, [or] closely related’ ” to the originally charged offense.
Returning to the test articulated in Ora Jones and reaffirmed in Beach, Pouncey, and Hendricks, the majority should have asked, assuming, as the majority concludes, that second-degree murder and the cognate lesser offense are in the same class or category of crimes, whether evidence was presented in this
As the majority notes, the elements of assault with intent to do great bodily harm less than murder are: “(1) an assault, i.e., ‘an attempt or offer with force and violence to do corporal hurt to another’ coupled with (2) a specific intent to do great bodily harm less than murder.”
Sufficient evidence was introduced to show an assault (the defendant admitted he struck the victim with the bat) and the requisite intent (defendant testified that he intended to hurt the victim). The instruction should have been given.
By necessary implication, the crime of assault with intent to do great bodily harm less than murder presupposes that the assailant’s act has not caused the death of the victim. If such harm has occurred, and the defendant’s admitted act constitutes a legally cognizable cause of the death, instruction of the jury regarding crimes not intended to punish acts causing such an egregious result are logically precluded. At the point a court has before it uncontested evidence that a criminal homicide has been caused by a defendant’s acts, there is no justification for instruction on merely assaultive offenses. If a lesser cognate instruction is to be justified in such an instance, there must be some evidentiary basis for the jury to conclude that the causation chain leading from the greater harm back to defendant’s admitted acts has been broken by an independent, intervening cause. [Ante, pp 671-672.]
Id., p 671.
Id., p 669.
Id., pp 671-672.
The likelihood is that if the judge had instructed on this cognate lesser offense, and the jury had convicted Bailey of that offense, the sentence would have been five to ten years rather than five to fifteen years for voluntary manslaughter. Bailey’s earliest date of release would be the same.
Id.
Id., p 667.
Unpublished order entered May 25, 1984 (Docket No. 72499).
420 Mich 851 (1984).
Justices Brickley, Cavanagh, and Levin.
Justices Williams, Kavanagh, and Ryan.
The majority acknowledges the effect of its opinion in a footnote following the very last word of the opinion. It states, “To the extent our holding in this case is inconsistent with our holding in Boles, supra, we overrule that holding.” Ante, p 682, n 15.
Ante, p 667.
Id, pp 667-668.
Id. at 258, n 9.
429 Mich 464-465.
This Court has partially defined involuntary manslaughter as “ ‘the unintentional killing of another without malice in . . . the commission of some unlawful act not amounting to a felony and not naturally tending to cause death or great bodily harm.’ ” Beach, 429 Mich 477, quoting People v Richardson, 409 Mich 126, 135-136; 293 NW2d 332 (1980).
Id. at 387.
Id. at 451. Whether the lesser offense is “of the same class or category” is the second prong of the two-pronged test established in Ora Jones concerning when an instruction is proper for a cognate lesser included offense. 395 Mich 388.
The majority cites United States v Kerley, 838 F2d 932, 938 (CA 7, 1988), for the proposition that jury nullification is a power and not a right. I do not dispute this statement, but comment only that nullification is not implicated here. Kerley did not involve the question under what circumstances an instruction should be given.
Ante, pp 668-669, quoting People v Smith, 217 Mich 669, 673; 187 NW 304 (1922).
Reference
- Full Case Name
- People v. Bailey
- Cited By
- 127 cases
- Status
- Published