People v. Childers
People v. Childers
Opinion of the Court
This Court is presented with the question whether Michigan’s Double Jeopardy Clause, Const 1963, art 1, § 15, precludes the state from trying defendant when he was previously convicted in the federal courts
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Defendant, a gunnery sergeant in the United States Marine Corps, was charged with violations of the Uniform Code of Military Justice on the basis of the sexual molestation of his minor daughter at various locations around the country, including Michigan. In August of 1992, defendant pleaded guilty in court-martial proceedings of rape, sodomy, and indecent liberty, for which he was sentenced to twenty-four months confinement. Two of the counts concerned events that occurred in the state of Michigan, specifi
In July of 1993, defendant was charged in state court with four counts of first-degree criminal sexual conduct. Defendant pleaded nolo contendere with respect to all four counts, reserving his right to appeal on the issue of double jeopardy. The circuit court imposed concurrent sentences of two to twenty years, to be served with defendant’s military sentence. The Court of Appeals affirmed two of the convictions, but reversed two convictions that were duplicative of the prior military convictions. 218 Mich App 431; 554 NW2d 336 (1996). We granted the prosecutor leave to appeal. 456 Mich 904 (1997).
The sole issue before us is whether the state prosecution violated the Michigan
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Defendant argues that the state prosecution is prohibited under People v Cooper, 398 Mich 450, 461; 247
It is clear that both the federal and state prosecutions were based on the same criminal acts. At his military court martial defendant pleaded guilty to one specification of raping his daughter in Troy, Michigan, in August 1990 and to one specification that he committed sodomy with his daughter in Troy, Michigan, in August 1990. In her testimony at the preliminary examination in the Michigan district court, the victim said that there was only one sexual encounter with her father during his visit to Michigan in July of 1990.
Therefore, the key point is whether the state and federal interests are substantially different. Cooper, supra at 461. Among the factors listed in Cooper that are pertinent to a determination whether a federal prosecution satisfies the state’s interest are: “whether the maximum penalties of the statutes involved are greatly disparate, whether some reason exists why
In the present case, the military statute and the Michigan statute both provide a maximum penalty of life imprisonment. However, under the military statute, defendant was only sentenced to twenty-four months. In contrast, under the Michigan statute, defendant received a two- to twenty-year sentence and is subject to incarceration beyond the minimum amount of time imposed. The disparity between the two sentences is evidenced by the fact that defendant, who was sentenced on the Michigan charges in 1994, currently remains incarcerated on these charges. Additionally, the Michigan prosecution subjects defendant to registration as a sex offender and mandatoiy mv testing. In short, the Michigan penalty is more comprehensive than the military penalty.
Secondly, the military prosecution does not, in real terms, seek to vindicate the victim’s interests.
The Court of Appeals held, and the parties do not dispute, that a military court conviction is tantamount to a conviction in federal court for double jeopardy purposes. See Grafton v United States, 206 US 333, 348; 27 S Ct 749; 51 L Ed 1084 (1907).
It is clear that the successive state prosecution does not violate the United States Constitution’s prohibition against double jeopardy. The United States Supreme Court has consistently held that successive state and federal prosecutions are not a violation of the Fifth Amendment. Heath v Alabama, 474 US 82; 106 S Ct 433; 88 L Ed 2d 387 (1985). It adheres to the dual sovereignty doctrine, which is founded on the common-law conception of crime as an offense against the sovereignty of government. When a defendant breaks the laws of two sovereigns in a single act, he has committed two distinct “offenses.” Accordingly, the offender has not been punished twice for the same offense, but rather he has committed two offenses by one act, for each of which he is subject to punishment. Id. at 88.
In People v Mezy, 453 Mich 269; 551 NW2d 389 (1996), a majority of this Court held that there was no need to address the merits of Cooper, while three justices voted to overrule Cooper.
The relevant articles to which defendant pleaded guilty in court-martial proceedings read as follows:
10 USC 920, Art 120. Rape and carnal knowledge
(a) Any person subject to this chapter who commits an act of sexual intercourse, by force and without consent, is guilty of rape and shall be punished by death or such other punishment as a court-martial may direct.
(b) Any person subject to this chapter who, under circumstances not amounting to rape, commits an act of sexual intercourse with a person—
(1) who is not that person’s spouse; and
(2) who has not attained the age of sixteen years;
is guilty of carnal knowledge and shall be punished as a court-martial may direct.
*221 (c) Penetration, however slight, is sufficient to complete either of these offenses.
(d) (1) In a prosecution under subsection (b), it is an affirmative defense that—
(A) the person with whom the accused committed the act of sexual intercourse had at the time of the alleged offense attained the age of twelve years; and
(B) the accused reasonably believed that that person had at the time of the alleged offense attained the age of sixteen years.
(2) The accused has the burden of proving a defense under paragraph (1) by a preponderance of the evidence.
10 USC 925, Art 125. Sodomy
(a) Any person subject to this chapter who engages in unnatural carnal copulation with another person of the same or opposite sex or with an animal is guilty of sodomy. Penetration, however slight, is sufficient to complete the offense.
(b) Any person found guilty of sodomy shall be punished as a court-martial may direct.
Michigan’s first-degree criminal sexual conduct, MCL 750.520b; MSA 28.788(2), to which defendant pleaded guilty, provides in relevant p*rt:
(1) A person is guilty of criminal sexual conduct in the first degree if he or she engages in sexual penetration with another person and if any of the following circumstances exists:
(a) That other person is under 13 years of age.
(b) That other person is at least 13 but less than 16 years of age and any of the following:
(1) The actor is a member of the same household as the victim.
(ii) The actor is related to the victim by blood or affinity to the fourth degree.
(iii) The actor is in a position of authority over the victim and used this authority to coerce the victim to submit.
(2) Criminal sexual conduct in the first degree is a felony punishable by imprisonment in the state, prison for life or for any term of years.
MCL 750.520a et seq.-, MSA 28.788(1) et seq.
The victim was bom April 3, 1977, and the offenses took place in August of 1990.
(1) A person is guilty of criminal sexual conduct in the third degree if the person engages in sexual penetration with another person and if any of the following circumstances exists:
(a) That other person is at least 13 years of age and under 16 years of age.
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(2) Criminal sexual conduct in the third degree is a felony punishable by imprisonment for not more than 15 years.
Dissenting Opinion
I dissent from the conclusion reached by the majority. While it is apparent that the defendant did, in fact, receive different sentences from the federal and state courts on these charges, his potential sentencing exposure was substantially similar. The majority correctly declines the unwarranted invitation of the prosecution to overrule People v Cooper, 398 Mich 450; 247 NW2d 866 (1976), but then erroneously attempts to stretch this case to fit within Cooper's “substantially different” exception. Id. at 462. Because it is clear to me that the case does not fit within that exception, I would affirm the decision of the Court of Appeals.
i
Now and again, and more recently it seems, this Court is called on to revisit a longstanding doctrine in light of supposed changes in circumstances or logic. A scant two years ago, this Court reviewed a question nearly identical to the one we face today in People v Mezy, 453 Mich 269; 551 NW2d 389 (1996). While the Court did not reach the merits of the continuing vitality of Cooper, the lead opinion found cause to attack such vitality, compelling the dissent to defend the continuing applicability of Cooper. There were questions in Mezy regarding whether the defendant indeed had been charged twice for what was substantially
Appellant now calls on us to revisit the basic question of Cooper, whether this state will subscribe to the doctrine of “dual sovereignty” in resolving double jeopardy questions dealing with subsequent federal and state prosecutions, a question Cooper clearly answered in the negative. While, once again, the parties expend considerable effort disputing whether the acts charged under the state and federal prosecution were in fact the same, it seems the Court has resolved this question affirmatively.
That said, the majority having declined to reach Cooper, I will refrain from yet another defense of it, continuing to favor the view of Justice Levin in part n
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Turning to the matter as decided by the majority, the majority correctly notes that “the key point is whether the state and federal interests are substantially different.”
As the majority again agrees, the maximum penalties under both the military and state statutes are identical — life imprisonment. The majority falters,
As to the second factor, the majority has pointed to no reason why the federal system could not be entrusted to vindicate Michigan’s interests, and, likewise, I can find none to exist. The last factor, how
With regard to whether the differences in the statutes are “merely jurisdictional or are more substantive,” the majority seemingly answers with references to the Michigan sex-offender registry and mandatory hiv testing. Such differences are of the sort that seem to clearly be “merely jurisdictional,” which is to say, no two jurisdictions are likely to penalize a crime identically. The fact that minor differences may exist between the various federal and state statutes is exactly what Cooper was referring to in its exclusion of “merely jurisdictional” differences.
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While the majority, appropriately, has declined an unwarranted invitation to overrule Cooper, I fear that in doing so it seeks to carve an exception to the rule of Cooper that would soon leave it but a hollow shell. Cooper contains an inherent recognition that the fed
I would, therefore, affirm the decision of the Court of Appeals.
It is clear that both the federal and state prosecutions were based on the same criminal acts. [Ante at 219.]
I do not disagree with this conclusion.
Defendant has applied for leave to appeal from this portion of the holding of the Court of Appeals. By order of this Court, the defendant’s application is being held in abeyance for our decision in this case.
Justice Levin’s dissent in Mezy contained a reference that was particularly appropriate to our return to this area of law, even before the Court granted leave in the instant matter:
There is a limit to the amount of error that can plausibly be imputed to prior Courts. If that limit should be exceeded, disturbance of prior rulings would be taken as evidence that justifiable reexamination of principle had given way to drives for particular results in the short term. The legitimacy of the Court would fade with the frequency of its vacillation. [Planned Parenthood of Southeastern Pennsylvania v Casey, 505 US 833, 866; 112 S Ct 2791; 120 L Ed 2d 674 (1992). Mezy at 303 (Levin, J., dissenting).]
Ante at 219.
These are the factors listed in Cooper that a prosecutor could point to in order to show that the state’s interests were not sufficiently vindicated by the federal prosecution. Id. at 461. The general teaching of Cooper is that, “[w]hen state and Federal interests do coincide, prosecution by one sovereign will satisfy the need of the other.” Id. at 460.
It is further inappropriate to compare the specific sentences imposed in this case when one considers that the Michigan sentences were imposed pursuant to a negotiated plea of nolo contendere under People v Cobbs, 443 Mich 276; 505 NW2d 208 (1993). The plea was specifically negotiated so that all four sentences would be served concurrently. Additionally, the trial court agreed that the minimum sentence imposed would be one equal to the defendant’s military sentence. While the majority would focus on the maximum sentence imposed, the point of this discussion is that the sentence itself was negotiated. Such a case and fact-specific event does not provide an adequate basis for comparing the interests of two jurisdictions in prohibiting a certain type of conduct. Conversely, to the extent the sentencing judge, over the initial objection of the prosecutor, agreed to impose a sentence equal to the federal sentence, it would seem the trial court did not view the federal sentence to be one insufficient to vindicate the state’s interests.
Indeed, it is most likely that such differences exist in nearly all cases, and on both sides of the equation. The military system, for example, has shown a greater preference for including hard labor in its incarceration penalties than has our state’s system. See, e.g., United States v Cuellar, 22 MJ 529 (NM CMR, 1986), aff'd 27 MJ 50 (CMA, 1988), and United States v Carter, 22 MJ 771 (ACMR, 1986), aff’d 26 MJ 428 (CMA, 1988).
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