Blank v. Department of Corrections
Blank v. Department of Corrections
Concurring Opinion
I write separately to concur in the holding and result of the lead opinion regarding the unconstitutionality of the legislative veto of §§ 45 and
Markman, J. Although I concur in the result reached by the lead opinion, I write separately because: (1) I do not agree with the lead opinion’s reliance on the rationale from Immigration & Naturalization Service v Chadha, 462 US 919; 103 S Ct 2764; 77 L Ed 2d 317 (1983),
This case arises from a dispute concerning whether the Michigan Department of Corrections (MDOC) could legitimately promulgate new rules pursuant to an enabling act
From its inception, the constitutionality of the Legislature’s involvement, pursuant to 1977 PA 108, at the implementation phase of agency rulemaking has been questioned, but this Court properly found it necessary to wait for the issue to arise in an actual case or controversy. See Request for Advisory Opinion on Constitutionality of 1977 PA 108, 402 Mich 83; 260 NW2d 436 (1977). In 1984, the voters rejected Proposal A, which would have amended Const 1963, art 4, § 37 to expressly permit the Legislature, or a joint
In 1995, the mdoc formulated rules to implement a new standardized visitation policy, and commenced the procedures for promulgating new administrative rules under the apa. This included holding public hearings and submitting the proposed rules to the jcar. The jcar did not initially approve the proposed rules, but, before a second scheduled hearing could be conducted, the MDOC withdrew the rules from JCAR consideration and forwarded them to the Governor and the Office of Regulatory Reform. The rules were then promulgated without approval by the JCAR or the Legislature when they were transmitted by the Office of Regulatory Reform to the Secretary of State.
Separate actions for mandamus and an injunction, seeking to block application of the new rules by the mdoc, were unsuccessful in the trial courts, and were consolidated in the Court of Appeals. The Court of Appeals found that the requirement that proposed agency rules be approved by the JCAR or the Legislature before becoming effective “fails to satisfy the enactment and presentation provisions of the Michigan Constitution,” and “[i]n a broader sense, . . . violates the doctrine of separation of powers.” 222 Mich App 385, 389, 398; 564 NW2d 130 (1997).
n
The analysis of whether it is constitutional for a statute to require that the jcar or the Legislature approve new administrative rules before they can
The lead opinion follows the reasoning of Chadha to determine that what the JCAR or the Legislature does when it blocks the promulgation of proposed agency rules is “legislative action,”
Without the Legislative veto, Congress is faced with a Hobson’s choice: either to refrain from delegating the necessary authority, leaving itself with a hopeless task of writing laws with the requisite specificity to cover endless special circumstances across the entire policy landscape, or in the alternative, to abdicate its law-making function to the executive branch and independent agencies. To choose the former leaves major national problems unresolved; to opt for the latter risks unaccountable policymaking by those not elected to fill that role. [Chadha, supra at 968 (White, J., dissenting).]
The history of the legislative veto also makes it clear that it has not been a sword with which Congress has struck out to aggrandize itself at the expense of the other branches— the concerns of Madison and Hamilton. Rather, the veto has been a means of defense, a reservation of ultimate authority necessary if Congress is to fulfill its designated role under Article I as the nation’s lawmaker. While the President has often objected to particular legislative vetoes, generally those left in the hands of congressional committees, the Executive has more often agreed to legislative review as the price for a broad delegation of authority. To be sure, the President may have preferred unrestricted power, but that could be precisely why Congress thought it essential to retain a check on the exercise of delegated authority. [Id. at 974.]
The Constitution does not directly authorize or prohibit the legislative veto. Thus, our task should be to determine*135 whether the legislative veto is consistent with the purposes of [US Const] art. I and the principles of Separation of Powers which are reflected in that Article and throughout the Constitution. We should not find the lack of a specific constitutional authorization for the legislative veto surprising, and I would not infer disapproval of the mechanism from its absence. From the summer of 1787 to the present the government of the United States has become an endeavor far beyond the contemplation of the Framers. Only within the last half century has the complexity and size of the Federal Government’s responsibilities grown so greatly that the Congress must rely on the legislative veto as the most effective if not the only means to insure their role as the nation’s lawmakers. [Id. at 977-978.]
The power to exercise a legislative veto is not the power to write new law without bicameral approval or presidential consideration. The veto must be authorized by statute and may only negative what an Executive department or independent agency has proposed. On its face, the legislative veto no more allows one House of Congress to make law than does the presidential veto confer such power upon the President. [Id. at 980.]
[T]he Framers were concerned with limiting the methods for enacting new legislation. The Framers were aware of the experience of Pennsylvania where the legislature had evaded the requirements attached to the passing of legislation by the use of “resolves,” and the criticisms directed at this practice .... There is no record that the Convention contemplated, let alone intended, that these Article I requirements would someday be invoked to restrain the scope of Congressional authority pursuant to duly-enacted law. [Id. at 981-982.]
I fear it will now be more difficult [as a result of the majority’s decision] “to insure that the fundamental policy decisions in our society will be made not by an appointed official but by the body immediately responsible to the people .. . .” [Id. at 1002-1003.]
The central difference between the lead opinion’s approach and my own is that, in my judgment, the lead opinion focuses only on the actual moment when the jcar or the Legislature attempts to participate in the promulgation of agency rules (i.e:, it examines only the legislative veto itself), rather than the validity of the authorization for such conduct by members of the legislative branch. Isolating this single moment in the process ignores the larger context. By contrast, I would examine the entire process to determine
Here, if the legislative veto had not been passed by both houses of the Legislature, or had not been presented to the Governor, I would have no difficulty agreeing that such a deficiency would be constitutionally fatal. Likewise, if the veto purported to bestow on the JCAR, or the Legislature as a whole, the power to enact new laws without approval of both houses and presentment to the Governor, I would not hesitate to strike it down on the basis of the enactment or presentment requirements of the constitution. However, I see no applicability of these requirements to statutorily authorized participation by the jcak or the Legislature in the implementation of previously enacted enabling statutes.
m
A
Clearly, determining whether 1977 PA 108 is constitutional requires us to interpret the Michigan Constitution. This Court’s obligation in that regard is to find the law that the people have made, see Reichenbach, supra at 119. This, of course, is consistent with the view expressed by Justice White when he stated that the Court’s “task should be to determine whether
“Separation of powers” under the Michigan Constitution is no more, and no less, than the sum of the specific constitutional provisions assigning or limiting particular powers and functions among the three separate branches of state government.
Hence, the starting point for determining whether 1977 PA 108 is consistent with the sum of the specific constitutional provisions assigning or limiting specific powers and functions among the three branches of state government, is the language and overall structure of the Michigan Constitution. The Michigan Constitution vests: (1) the legislative power of the state of Michigan in the Senate and House of Representatives, Const 1963, art 4, § 1, (2) the executive power in the Governor, Const 1963, art 5, § 1, and (3) the judicial power exclusively in one court of justice, Const 1963, art 6, § 1. Against this background, we should turn to consideration of more specific constitutional provisions granting or limiting powers. Of central importance to the instant analysis is art 4, § 37.
B
As the lead opinion notes when addressing whether the nondelegation doctrine has been violated, the
The legislature may by concurrent resolution empower a joint committee of the legislature, acting between sessions, to suspend any rule or regulation promulgated by an administrative agency subsequent to the adjournment of the last preceding regular legislative session. Such suspension shall continue no longer than the end of the next regular legislative session.
Like the lead opinion, I draw certain inferences from this limited grant of authority. Primarily, I infer that the people who adopted the 1963 Constitution, and chose to permit the Legislature to empower a legislative committee only to temporarily suspend rules, and only those promulgated between legislative sessions, did not intend to authorize their Legislature to unilaterally and permanently block the promulgation of agency rules by bestowing upon itself, through legislation, a significantly greater role in the implementation of agency rulemaking than the express limits contained in this provision.
Unlike the framers of the United States Constitution, the voters of Michigan who, in 1963, adopted our present state constitution were not constrained in their ability to envision the modem administrative state, yet the limited role for the Legislature described in Const 1963, art 4, § 37 is the one for which they expressly provided. Consequently, there is
This conclusion is buttressed by the Court of Appeals observation, with which I agree, “that the framers of the constitution were operating under the assumption that the Legislature only had the constitutional authority to affect agency rules by bills . . . .” 222 Mich App 400. Specifically, in 1958, an opinion of the Attorney General concluded that, despite a statute permitting it, “the legislature by the adoption of a concurrent resolution may not constitutionally suspend, alter or abrogate a rule or regulation promulgated by a state agency .... Neither can a joint committee of the legislature . ...” 2 OAG, 1958, No 3352, pp 246, 254 (October 8, 1958).
The convention record reveals that, as originally proposed, art 4, § 37, would have expressly authorized delegations of authority to administrative agencies to establish rules or regulations of general applicability, reserving in the Legislature the power to sus
Whether the Attorney General was correct in concluding that the Legislature was previously unable to affect agency-promulgated rules except by legislation is not critical here. What is critical is that, while working under that presumption, a carefully limited grant of authority to only temporarily suspend agency rules is what the framers drafted, and it is what the voters ratified. Clearly, neither the framers of this new constitution, nor the ratifying voters, were precluded from changing what they then believed to be the state of the law, inasmuch as whatever constitutional language they adopted would be this state’s highest law. Hence, this history strongly supports the negative implication that flows naturally from the lim
The dissent examines this same convention record, focusing exclusively on the fact that the purpose of art 4, § 37 was to provide the Legislature with some means of checking executive rulemaking that occurs between legislative sessions, instead of also considering the inference drawn from the framers’ conclusion that such a grant of express authority was necessary in the first place. The dissent then concludes that “[t]he record does not support the concurrence’s ‘limited grant’ analysis.” Post at 163. However, this reasoning ignores the scope of legislative power to affect agency rulemaking that the framers understood to exist absent art 4, § 37, and instead implies that the framers’ understanding was wrong. Although I agree with the dissent’s statement that, with regard to art 4, § 37, “a majority of delegates were concerned with ensuring legislative power, rather than limiting it,” that concern arose from the limits on legislative power that those same delegates understood to be imposed by the sum of the other provisions of the constitution. Post at 163. How can one turn to the convention record in order to consider intent, accept that art 4, § 37 was intended to grant additional power to the Legislature, but not accept the framers’ view on the scope of legislative power absent art 4, § 37?
Consequently, I agree with the dissent’s recognition that art 4, § 37 serves only as a “stopgap” measure. However, I respectfully disagree with the dissent’s conclusion that this provision does not foreclose broader participation by the Legislature in rulemaking, or that Michigan’s presumption of statutory constitutionality requires that we interpret art 4, § 37 so as to reconcile it with the constitutionality of 1977 PA 108. Such a reconciliation would be contrary to the plain meaning of the words in art 4, § 37 as under
Every constitution has a history of its own which is likely to be more or less peculiar; and unless interpreted in the light of this history, is liable to be made to express purposes which were never within the minds of the people in agreeing to it. . . . [This Court’s] duty is to enforce the law which the people have made, and not some other law which the words of the constitution may possibly be made to express. [Harding, supra at 485 (emphasis added).]
If 1977 PA 108 could be reasonably reconciled to comport with art 4, § 37 and its history, I would not oppose doing so, but the authority relied on by the dissent cannot justify changing art 4, § 37 to comport with 1977 PA 108.
c
In assessing the constitutionality of 1977 PA 108, I am also guided by the fact that the ultimate source of political power in Michigan, the people—the same “we the people” who ratified the 1963 Constitution and whose constitutionally expressed intentions this Court is obligated to effectuate—were presented in 1984 with Proposal A, which would have amended art 4, § 37 to expressly permit the type of legislative approval of proposed agency rules at issue here. The voters rejected this proposed amendment, and I believe that significant weight must be accorded to that rejection.
I am cognizant of the often dubious exercise of attaching meaning to the inaction of a legislative body, particularly insofar as silence in the face of court decisions can be regarded as “legislative acquiescence.” See Donajkowski v Alpena Power Co, 460 Mich 243, 258-261; 596 NW2d 574 (1999) (“sound principles of statutory construction require that Michigan courts determine the Legislature’s intent from its words, not from its silence”). However, a rejection of a proposed constitutional amendment by a popular vote of the people cannot be equated, in my judg
To appreciate the distinction, one must appreciate why legislative acquiescence is such a weak indicator of legislative intent. A long line of cases, state and federal, has recognized with respect to congressional intent that “the views of a subsequent Congress form a hazardous basis for inferring the intent of an earlier one.” United States v Price, 361 US 304, 313; 80 S Ct 326; 4 L Ed 2d 334 (1960).
Although it is possible to speculate regarding the subjective motivations of those voting against Proposal A, the only reasonable inference, in my judgment, that can be drawn from this rejection is that the people did not want the proposed provision to become part of the Michigan Constitution. The dissent suggests that the defeat of Proposal A is “irrelevant” because voters reject proposals for a variety of reasons and that such defeated proposals do not become law. This argument focuses only on the direct legal ramifications of a defeat to the proposal itself, and ignores the legislative insight that can be drawn from this defeat as to the intent of the enduring political body that previously adopted the 1963 Constitution.
Apparently, in the eyes of the dissent, these voters were laboring under a misapprehension that the exercise of this authority was somehow relevant to the governance of this state. Little did they know, however, that only if they had approved the amendment would their decision have been deemed relevant later by some justices of this Court. Apparently because they made the “wrong” choice, their vote is now deemed by the dissent to be “irrelevant” in shedding
Further, contrary to the dissent’s characterization, I do not assert, or imply, that “we the people” directly rejected 1977 PA 108 because the language it added to the apa mirrors that of the defeated Proposal A. Rather, the vote on Proposal A obviously did not involve 1977 PA 108. The will of the electorate, as expressed by their rejection of the proposal, is relevant only inasmuch as it provides insight into what the people understood art 4, § 37 to mean when they ratified it. A rejected proposal does not “trump” legislation, but a constitutional provision does.
CONCLUSION
I find this to be a far closer case than do my colleagues with whom I concur, but nonetheless would also conclude that 1977 PA 108 is unconstitutional because: (1) it exceeds the express limitations on the Legislature’s involvement in agency rulemaking under Const 1963, art 4, § 37, and (2) it conflicts with the expressed will of the voters who rejected Proposal A in 1984.
Unlike the lead opinion, however, I would not focus strictly on the moment when the jcar or the Legislature attempts to veto rules in order to assess the constitutionality of such conduct. Rather, I would focus on the constitutionality of the larger process, which recognizes that the statutory authorization for such involvement fully complied with the enactment and presentation requirements. Further, I do not view a legislative veto, which serves only to preserve the constitutional role of the Legislature as the principal enactor of fundamental policy decisions, to be an invalid exercise in “legislating” without adherence to the enactment and presentation requirements of the Michigan Constitution. Rather, I believe that a system in which essentially legislative decisions are made by
I agree with the analysis in parts n(B), n(c), and h(d) of the lead opinion concerning the severability of the offending portions of §§ 45 and 46 of the apa, the constitutionality of the instant enabling act pursuant to current nondelegation doctrine, and the validity of the challenged rules in view of the scope of rulemaking authority granted to the MDOC by MCL 791.206; MSA 28.2276.
Specifically, subsections 8, 9, 10, and 12 of § 45 and the first sentence of subsection 1 of § 46
In Chadha, a majority of the United States Supreme Court invalidated a section of the Immigration and Nationality Act that permitted either House of Congress, by passing a resolution, to veto an Attorney General’s decision to suspend the deportation of an alien. The articulated basis for this holding was that the veto power sought to be exercised under the challenged section was “legislative action” overriding the Attorney General’s exercise of statutorily authorized discretion and, therefore, in violation of the bicameral and presentment requirements of US Const, art I, §§ 1 and 7.
The enabling act in question provides, inter alia, the director of the mdoc with the authority to promulgate rules for:
(a) The control, management, and operation of the general affairs of the department.
(d) The management and control of state penal institutions, correctional farms, probation recovery camps, and programs for the care and supervision of youthful trainees .... [MCL 791.206(1); MSA 28.2276(1).]
The Chadha majority presumed that when one House of Congress acts it is acting within the powers properly assigned to it under the United States Constitution; then it held that a one-house legislative veto was within the category of legislative actions subject to bicameral and presentment requirements because it: (1) altered the rights, duties, and relations of persons outside the legislative branch; (2) supplanted legislative action; (3) involved determinations of policy; and (4) was not among the situations enumerated in the United States Constitution where one House of Congress was authorized to act alone. Chadha, supra at 952-958.
The Michigan Constitution provides that “[a]R legislation shaR be by biR,” art 4, § 22, and that “[ejvery biR passed by the legislature shaR be presented to the governor before it becomes law,” art 4, § 33.
See City of Mesquite v Aladdin’s Castle, Inc, 455 US 283, 293; 102 S Ct 1070; 71 L Ed 2d 152 (1982); Sitz v Dep’t of State Police, 443 Mich 744, 758-759; 506 NW2d 209 (1993).
Justice Rehnquist authored a separate dissent in which Justice White also joined.
The current test to distinguish when agency rulemaking authority is an invalid delegation of legislative power and when it is a valid authorization to use discretion in the implementation of the law is whether the enabling act, together with any applicable administrative safeguards, provides sufficient standards “as reasonably precise as the subject matter requires or permits,” so that the rulemaking authority can be construed as “conferring administrative not legislative power and as vesting discretionary, not arbitrary authority.” People v Turmon, 417 Mich 638, 644; 340 NW2d 620 (1983), quoting Dep’t of Natural Resources v Seaman, 396 Mich 299, 309; 240 NW2d 206 (1976), quoting Argo Oil Corp v Atwood, 274 Mich 47, 53; 264 NW 285 (1935) (internal quotation marks omitted). See also Westervelt v Natural Resources Comm, 402 Mich 412, 436-437; 263 NW2d 564 (1978) (Williams, J.).
Given that we are interpreting the Michigan Constitution, Michigan-specific circumstances are of overriding importance. The lead opinion notes that the high courts of eight sister states have found legislative vetoes of agency rulemaking to be unconstitutional under their respective state constitutions, while two states have upheld them. However, like Michigan, none of these states is obligated to follow federal analysis when
That the legislative branch itself has been responsible for the delegation of what may be its own powers is no response to the instant proposition that this Court has not been equally vigilant in defending the prerogatives of the legislative branch as it is here in defending those of the executive branch. As Const 1963, art 4, § 1 states, “The legislative power of the State of Michigan is vested in a senate and a house of representatives.” The Legislature has no authority to delegate the “legislative power,” and the judiciary has no authority to countenance such a delegation.
It may be trae that the only other way that the Legislature could block the promulgation of proposed rules would be to pass a bill and present it to the Governor. However, the current focus should be on what the Legislature actually did by enacting and attempting to use 1977 PA 108, and not on what the Legislature could or could not have done had it tried to accomplish the same objective by another method.
When viewed in this manner, it becomes clear that the powers of the three branches of government do not overlap, but their exercise often does. The legislative branch does not share any of the executive branch’s power to implement the law, and the executive branch does not share any of the legislative branch’s power to make the law, but in the exercise of these respective powers, there may be some overlap and, consequently, some amount of tension.
Const 1963, art 3, § 2, states:
The powers of government are divided into three branches; legislative, executive and judicial. No person exercising powers of one branch shall exercise powers properly belonging to another branch except as expressly provided in this constitution.
However, this “separation of powers” statement appears neither to add to, nor detract from, separation of powers principles already expressed or inherent in the Michigan Constitution by virtue of the specific provisions allocating or limiting the power of the government to be wielded by the separate branches of government.. In this sense, Const 1963, art 3, § 2 is analogous to the statement of the federalism principle set forth in Amendment X of the United States Constitution, a principle already made clear by the other more specific provisions of that constitution.
In answering these questions, it is important to bear in mind that the only separation of powers issue under consideration here is the constitutionality of legislative involvement in the promulgation of rules proposed by an administrative agency pursuant to authority bestowed by the Legislature under an enabling act. This is not a case where the MDOC contends that it wields inherent authority to promulgate internal rules regarding visitation policies at prisons that it administers. While it would seem self-evident that running a prison would necessarily require setting some internally enforceable “rules” with regard to visitation, which may not be on par with administrative rules as defined by the apa, see MCL 24.207; MSA 3.560(107), and that a legislative scheme permitting the Legislature to unilaterally involve itself in such day-to-day administrative decisions necessarily implicates the separation of powers doctrine, this is not our present concern. Nonetheless, when I consider 1977 PA 108 in view of MCL 24.207(k); MSA 3.560(107)(k), I understand that a reasonable argument might have been made in support of the proposition that some provisions of 1977 PA 108 encroach on the inherent assignment of executive power to the executive branch by Const 1963, art 5, § 1.
There is nothing unusual about the principle that language couched in terms of an affirmative grant can also reasonably imply a restriction. As an illustration, most drivers in Michigan are aware that, absent some posting to the contrary, it is permissible to make a right turn at a red light. Suppose a sign was posted at a particular intersection that read: “Right turn on red permitted 5:00 p.m. to 7:00 A.M.” Would it not be a reasonable inference to conclude that turning right on a red light is prohibited at that intersection between the hours of 7:00 a.m. to 5:00 p.m , even though the restriction is couched in terms of an affirmative grant of power and, without the sign, drivers would be able to turn right on red at any hour of the day?
I have already noted that my own reading of the balance of the provisions of the 1963 Constitution would not require a finding that the Legislature would be limited to enacting new legislation in order to block the promulgation of agency rules. But, unlike the dissent, I do not view myself to be at liberty to reject the framers’ opinion on that subject that is implicit in art 4, § 37.
Oddly, the dissent places reliance on the undisputed proposition that a statute enjoys a presumption of constitutionality, and that we are duty bound to construe statutes, if we can, so that they conform to constitutional requirements. See McDougall, supra at 24; People v Bricker, 389 Mich 524, 528; 208 NW2d 172 (1973). However, the dissent does not even purport to offer an interpretation of 1977 PA 108 that would accomplish such a reconciliation. Rather, the dissent simply announces this well-accepted rule of statutory construction as if, eo ipso, it supported the dissent’s interpretation of art 4, § 37 (“if the apa and art 4, § 37 can be reconciled, they must be”). Post at 158. It is no “reconciliation” to proclaim, as does the dissent, that this statute and constitutional provision address different circumstances and that nothing in art 4, § 37 prohibits the jcak review process. That is merely a conclusion drawn from the dissent’s own interpretation of art 4, § 37 and, hence, cannot logically be a premise for arriving at the conclusion from which it is drawn.
There is no rule of construction of which I am aware that requires the original meaning of a constitutional provision to yield in order to save a statute. Following the dissent’s logic, the Legislature could effectively rewrite the entire 1963 Constitution by enacting new statutes that would require this Court to accept only those constitutional interpretations that would preserve the new statutes. The meaning of art 4, § 37 cannot be affected by the enactment of new legislation.
As a political institution, the people are unique. “All political power is inherent in the people.” Const 1963, art 1, § 1. “We the people” may recall elective officers without subjecting the reasons for doing so to judicial review. Const 1963, art 2, § 8. “We the people” have the right to propose laws, and enact or reject proposed laws, or to approve or reject laws enacted by the Legislature. Const 1963, art 2, § 9. “We the people” are not subject to being replaced in the next election or being recalled. “We the people” face no term limits or quorum requirements, and “we the people” do not derive our power from the consent of those we serve. “We the people” may propose constitutional amendments, a function that requires a two-thirds majority of both houses to otherwise accomplish, and regardless of how such amendments are proposed, it is “we the people” who ultimately decide whether such amendments become effective. Const 1963, art 12, §§ 1 and 2.
See also, e.g., Jones v United States, 526 US 227, 236-240; 119 S Ct 1215; 143 L Ed 2d 311 (1999); Pension Benefit Guaranty Corp v LTV Corp, 496 US 633, 650; 110 S Ct 2668; 110 L Ed 2d 579 (1990).
Construing the rejection of Proposal A in any manner other than its most obvious implication, i.e., that the people desired not to add a more far-reaching legislative veto provision to their constitution, would be to ignore the historical context of the vote. As noted, the constitutionality of 1977 PA 108 had been in considerable doubt from its inception. See, e.g., Request for Advisory Opinion on Constitutionality of 1977 PA 108, supra. Subsequently, in 1983, the United States Supreme Court issued its opinion in Chadha. Given the relatively high incidence with which state courts tend to adopt the constitutional reasoning of the United States Supreme Court, even when not required to do so, it is a highly questionable proposition that anyone in Michigan in 1984 was truly certain that 1977 PA 108 could withstand a constitutional challenge. Hence, it is inconsistent with the historical reality to suggest that there may have been a more subtle reason for the people’s rejection of the proposal—namely, that even though the people truly desired this power in their Legislature, they were confident that the Michigan Constitution already permitted
The dissent disclaims any opinion on “whether the JCAR review process is prudent,” and suggests that it is my reasoning that is somehow concerned with “whether the voters’ rejection of Proposal A in 1984 was ‘right’ or ‘wrong.’ ” Post at 159-160, n 4. However, I believe that the dissent deeply misapprehends my point. I have simply pointed out the incongruous approach of the dissent’s willingness to attach significance to the voters’ approval of a proposal while wholly discounting the voters’ rejection of the same proposal. Despite its disclaimer, it is the dissent’s approach that purports to pass judgment on the substantive decision making of the people, by finding significance only in their approval of a measure, and ignoring the significance in their disapproval.
The dissent uses a metaphor about “Mary” and her favorite color to illustrate the proposition that, if the facts were different, no relevant inference could be drawn from the 1984 expression of will by “we the people.” However, substituting the actual facts, the same illustration would go something like this: On Monday, Mary gave some indication that her favorite color was blue. On Thursday, it becomes important to know what Mary’s favorite color was on Monday, and someone points out that on Wednesday, Mary unambiguously stated that her favorite color was blue. Because Mary is a constant, her expressed preference on Wednesday provides some relevant information regarding her likely expressed preference two days earlier. By comparison, if this was a metaphor about legislative acquiescence, an expression of a different person’s favorite color on Wednesday would provide no useful insight regarding Mary’s favorite color on Monday.
In a tripartite republican form of government, a primary check on the power of any particular branch is the resistance of the other two branches to being displaced. Hence, one practical result of this Court’s decision today may be that the Legislature will more scrupulously guard the authority that it bestows upon agencies. Agencies themselves, which must ultimately rely on the Legislature for funding and are susceptible to having their rules superseded by statute, may also find themselves subject to other more subtle means of legislative influence. Recognizing the foresight of James Madison at the federal constitutional convention, it is possible “ ‘that in doubtful cases the policy [will] soon take place of limiting the duration of [enabling acts] as to require renewal instead of repeal.’ ” Chadha, supra at 954, n 18, quoting 2 Farrand, The Records of the Federal Convention of 1787, p 587.
But see also n 13.
Opinion of the Court
We granted leave in this case to review a 1997 Court of Appeals decision
I. FACTUAL AND PROCEDURAL BACKGROUND
In 1977, the Legislature enacted an amendment to the apa. It required administrative agencies to obtain the approval of a joint committee of the Legislature or the Legislature itself before enacting new administrative rules. The statute now states in relevant part:
*109 (8) If the committee approves the proposed rule within the time period provided by subsection (6), the committee shall attach a certificate of its approval to all copies of the rale bearing certificates except 1 and transmit those copies to the agency.
(9) If, within the time period provided by subsection (6), the committee disapproves the proposed rule or the committee chairperson certifies an impasse after votes for approval and disapproval have failed to receive concurrent majorities, the committee shall immediately report that fact to the legislature and return the rule to the agency. The agency shall not adopt or promulgate the rale unless 1 of the following occurs:
(a) The legislature adopts a concurrent resolution approving the rale within 60 days after the committee report has been received by, and read into the respective journal of, each house.
(b) The committee subsequently approves the rale.
(10) If the time permitted by this section expires and the committee has not taken action under either subsection (8) or (9), then the committee shall return the proposed rules to the agency. The chairperson and alternate chairperson shall cause concurrent resolutions approving the rale to be introduced in both houses of the legislature simultaneously. Each house of the legislature shall place the concurrent resolution directly on its calendar. The agency shall not adopt
. or promulgate the rule unless 1 of the following occurs:
(a) The legislature adopts a concurrent resolution approving the rale within 60 days after introduction by record roll call vote. The adoption of the concurrent resolution requires a majority of the members elected to and serving in each house of the legislature.
(b) The agency resubmits the proposed rale to the committee and the committee approves the rale within the time permitted by this section.
* * *
(12) If the committee approves the proposed rale within the time period provided by subsection (6), or the legislature adopts a concurrent resolution approving the rale, the*110 agency, if it wishes to proceed, shall formally adopt the rule pursuant to any applicable statute and make a written record of the adoption. Certificates of approval and adoption shall be attached to at least 6 copies of the rule. [MCL 24.245; MSA 3.560(145).]
An agency shall not file a rule . . . until at least 10 days after the date of the certificate of approval by the committee or after the legislature adopts a concurrent resolution approving the rule. [MCL 24.246(1); MSA 3.560(146)(1).]
Governor Milliken promptly requested an advisory opinion on the constitutionality of the amendments, but this Court declined, stating; “The Court stands ready to examine carefully, and to resolve expeditiously, any controversy that comes to it out of application of 1977 PA 108 in a factual setting.” Request for Advisory Opinion on Constitutionality of 1977 PA 108, 402 Mich 83, 87; 260 NW2d 436 (1977). That opportunity is now before us.
In 1995, the Department of Corrections (DOC) proposed a series of administrative rules that limited the number and type of persons who could visit a prison inmate. Doc then submitted its proposed rules to the Joint Committee on Administrative Rules (jcar). At public hearings before jcar, prisoner rights groups, prisoners’ relatives, and other interested persons expressed vigorous opposition to the proposed rules. Jcar did not approve the rules and scheduled more hearings.
Doc then withdrew the proposed rules from jcar and adopted them without jcar’s approval. Doc forwarded the rules to the Governor and the Office of Regulatory Reform, which, in turn, sent them to the Secretary of State. The rules then became effective without a certificate of legislative or jcar approval.
After consolidating the two cases, the Court of Appeals affirmed. It held that §§45 and 46 of the apa are unconstitutional and void. The procedures they establish, that effectively empower jcar to veto administrative rules, fail to satisfy the enactment and presentment requirements of the Michigan Constitution.
The panel went on to hold that the authority granted to JCAR violates the doctrine of separation of powers. It contains no provision for presentment to the Governor for approval of the Legislature’s veto of a rule. Id. at 398. The panel’s holding severed §§45 and 46 from the APA and rendered them void. Id. at 402. In addition, the Court of Appeals found doc’s new visitation rules valid and enforceable. They were promulgated in compliance with doc’s enabling statute, as well as with the procedures enunciated in the apa. Id.
We granted leave. 459 Mich 879 (1998).
II. ANALYSIS
A. CONSTITUTIONALITY OF PARTS OF §§ 45 AND 46
The first issue before us is whether §§45 and 46 of the apa violate the Michigan Constitution by requiring
The Michigan Constitution contains a provision that separates the powers of the state among three branches of state government. It provides:
The powers of government are divided into three branches: legislative, executive and judicial. No person exercising powers of one branch shall exercise powers properly belonging to another branch except as expressly provided in this constitution. [Const 1963, art 3, § 2.]
The Michigan Constitution vests the legislative power in the Senate and the House of Representatives. Const 1963, art 4, § 1. The constitution provides that “[n]o bill shall become law without the concurrence of a majority of the members elected to and serving in each house.” Const 1963, art 4, § 26. In addition, “[e]very bill passed by the legislature shall be presented to the governor before it becomes law . . . .” Const 1963, art 4, § 33. These provisions of Const 1963, art 4, are the enactment and presentment requirements of the Michigan Constitution.
The United States Supreme Court has ruled that such oversight is not permissible because of the bicameralism and presentment requirements of the federal constitution. Immigration & Naturalization Service v Chadha, 462 US 919, 956; 103 S Ct 2764; 77 L Ed 2d 317 (1983). In Chadha, the Court addressed the constitutionality of a resolution passed by the United States House of Representatives pursuant to § 244(c)(2)
The Court found that the House of Representatives’ action was inherently legislative in nature. For sup
The Court then held § 244(c)(2) unconstitutional, because it authorized a house of Congress to exercise legislative power without adhering to the Enactment and Presentment Clause of the United States Constitution.
1. CHADHA APPLIES TO THIS CASE
We have the discretion to interpret or apply a provision in our state constitution differently than the United States Supreme Court has done with a parallel
Petitioners argue that Chadha should not be applied to this case. They note that Chadha stands for the proposition that it is improper for Congress to delegate authority to an executive branch agency, then let one house summarily override that authority. Petitioners assert that this case differs in that, here, the Legislature is not withdrawing any authority. Instead, it is conditioning its delegation of authority on the agency’s compliance with apa mandates, including jcar review.
I disagree. The Legislature passed and the Governor signed the legislation that delegated to DOC the authority to promulgate rules. MCL 791.206; MSA 28.2276. If the Legislature or jcar invalidates a rule proposed by DOC, it effectively overrides the authority the Legislature has delegated to doc. In essence, pursuant to §§ 45 and 46, the Legislature has the power to render illusory its delegation of rulemaking authority. Therefore, I find that the provisions of the apa at issue in this case are similar to the legislative veto struck down in Chadha.
2. SECTIONS 45 AND 46 OF THE APA AUTHORIZE LEGISLATIVE ACTION
When applying Chadha to this case, I find that the action of JCAR or the Legislature in exercising the authority granted by §§ 45 and 46 of the apa is inherently legislative. Therefore, it is subject to the enactment and presentment requirements of the Michigan
First, if jcar or the Legislature can block the implementation of doc rules, it has the power to alter the rights, duties, and relations of parties outside the legislative branch. The Legislature assigned to the director of doc the duty to supervise and control the doc. MCL 791.203; MSA 28.2273. It also delegated to the director the authority to promulgate rules for “[t]he management and control of state penal institutions.” MCL 791.206(l)(d); MSA 28.2276(l)(d). Consistent with that statutory assignment and delegation, doc promulgated the rules at issue in this case. If enforced, the authority of JCAR or the Legislature to block implementation of the rules would effectively interfere with the duty of the director to administer the department. By affecting the duty of the doc director, who is an individual outside the legislative branch, the action becomes legislative in nature. Chadha, supra at 952.
Second, jcar’s failure to approve the rules promulgated by doc involves policy determinations. Policy determinations are fundamentally a legislative function. American States Ins Co v DAIIE, 117 Mich App 361, 367; 323 NW2d 705 (1982). Jcar conducted hearings on the proposed rules. During the hearings, it took testimony and received comments from prisoner rights groups, prisoners’ relatives, and other interested parties. After the hearings, jcar did not approve the rules. Instead, it scheduled another hearing. I do not know to a certainty the rationale behind its failure to approve the rules. However, I reasonably can infer that JCAR considered the testimony and comments received at the hearings. Those deliberations
Third, jcar’s action in failing to approve the rules proposed by doc is inherently legislative in nature, because it supplants other legislative methods for reaching the same result. If jcar lacked its statutory authority, then the only way that the Legislature could influence the promulgation of the rules would be to enact new legislation. Therefore, I find that the authority vested in jcar and the Legislature by §§ 45 and 46 of the apa is, in essence, the authority to perform legislative acts.
I have considered the amicus curiae brief of the Michigan State Employees Association. It notes that the Michigan Constitution, unlike its federal counterpart, is a limitation on the Legislature’s power, not a grant of power to it. Advisory Opinion on Constitutionality of 1976 PA 240, 400 Mich 311, 317-318; 254 NW2d 544 (1977). Absent a limitation in the Michigan Constitution, “the Legislature has the power to legislate within a particular field.” Federated Publications v MSU Bd of Trustees, 460 Mich 75, 83; 594 NW2d 491 (1999). Therefore, the msea asserts, there is no constitutional limitation on the Legislature’s authority to approve or disapprove proposed agency rules.
Furthermore, I find that § 37 of article 4 does not support petitioners’ position. First, § 37 grants the Legislature the independent authority to temporarily suspend the implementation of a rule promulgated by an administrative agency between regular legislative sessions; § 37 does not grant it the authority permanently to block implementation of a rule. Indeed, a fair reading of § 37 of article 4 suggests that it serves merely as a stopgap measure. It prevents a proposed
Second, I infer from the limited grant of independent authority in § 37 of article 4 that the people of Michigan intended to restrict the Legislature’s power over agency rulemaking. The enactment and presentment requirements, as well as the separation of powers provision, restrict that power.
I conclude that, in this case, a committee of the Legislature acted in an inherently legislative manner without adhering to the enactment and presentment requirements of the constitution. Const 1963, art 4, §§ 1, 22, 26, 33. As a consequence, it violated Michigan’s Separation of Powers Clause. Const 1963, art 3, §2.
My holding is consistent with the decisions of the majority of other jurisdictions that have considered this issue. The high courts of eight different states have declared that legislative oversight of executive branch rulemaking is unconstitutional. Alaska v ALIVE Voluntary, 606 P2d 769 (Alas, 1980); State ex rel Stephan v Kansas House of Representatives, 236 Kan 45; 687 P2d 622 (1984); Opinion of the Justices, 121 NH 552; 431 A2d 783 (1981); New Jersey General Assembly v Byrne, 90 NJ 376; 448 A2d 438 (1982); State ex rel Barker v Manchin, 167 W Va 155; 279 SE2d 622 (1981); Missouri Coalition for the Environment v Joint Committee on Administrative Rules, 948 SW2d 125 (Mo, 1997); Gilliam Co v Oregon Dep’t of Environmental Quality, 316 Or 99; 849 P2d 500 (1993), rev’d on other grounds sub nom Oregon Waste Systems, Inc v Oregon Dep’t of Environmental Quality, 511 US 93; 114 S Ct 1345; 128 L Ed
The high courts of two states have decided the matter differently. In Martinez v Dep’t of Industry, Labor & Human Relations,
In Mead v Amell,
I decline to follow Mead, because the Idaho court failed to recognize that passing a resolution to override rules promulgated by an executive branch agency is an inherently legislative action. As I have pointed out, such action has the same purpose and effect as legislation. The Michigan Constitution requires that legislative acts adhere to the enactment and presentment requirements of the constitution. Const 1963, art 4, §§ 1, 22, 26, 33.
In this case, the “legislative acts” did not comply with the enactment and presentment requirements embodied in the Michigan Constitution. Therefore, the acts usurped the role of the Governor in the lawmaking process and violated the separation of powers provision. Const 1963, art 3, § 2. Accordingly, jcar’s and the Legislature’s authority under §§45 and 46 is unconstitutional.
B. SEVERABILITY OF §§ 45 AND 46
Having determined that jcar’s and the Legislature’s authority to approve or disapprove agency-promulgated rules is unconstitutional, I address whether the offending sections can be severed from the APA. The alternative is to strike down the entire act as unconstitutional. The general rule favors severability:
In the construction of the statutes of this state the following rules shall be observed, unless such construction would be inconsistent with the manifest intent of the legislature, that is to say:
If any portion of an act or the application thereof to any person or circumstances shall be found to be invalid by a court, such invalidity shall not affect the remaining portions*123 or applications of the act which can be given effect without the invalid portion or application, provided such remaining portions are not determined by the court to be inoperable, and to this end acts are declared to be severable. [MCL 8.5; MSA 2.216.]
In Maki v East Tawas,
Turning to the relevant portions of §§ 45 and 46, I find that there is no express provision in the APA that prohibits the Court from severing the offending portions.
Next, I find that we can sever the invalid portions of §§ 45 and 46 without adversely affecting the remainder of the apa. Without the provisions authorizing jcar or legislative approval, the apa continues to provide for public notice and an opportunity to be heard. MCL 24.208; MSA 3.560(108) requires the Mich
I find it significant, also, that the apa, as originally enacted, did not include the provisions for JCAR or legislative review of agency-promulgated rules. See 1969 PA 306. Those provisions were not added until the Legislature amended the APA in 1971. See 1971 PA 171. Thus, I find that the original provisions of the APA can remain effective even after the unconstitutional portions from the remainder of the act are severed.
I would sever the offending portions of §§ 45 and 46 from the APA, specifically subsections 8, 9, 10 and 12 of § 45
C. CONSTITUTIONALITY OF THE ENABLING ACT
The next issue is whether the enabling act that gives DOC the authority to promulgate rules is an unconstitutionally broad delegation of legislative power. The Legislature must provide standards to an administrative agency for the exercise of power delegated to it. In Blue Cross & Blue Shield of Michigan v Governor, 422 Mich 1, 51-52; 367 NW2d 1 (1985), the Court stated:
*125 The criteria this Court has utilized in evaluating legislative standards are set forth in Dep’t of Natural Resources v Seaman, 396 Mich 299, 309; 240 NW2d 206 (1976): 1) the act must be read as a whole; 2) the act carries a presumption of constitutionality; and 3) the standards must be as reasonably precise as the subject matter requires or permits. The preciseness required of the standards will depend on the complexity of the subject. Argo Oil Corp v Atwood, 274 Mich 47, 53; 264 NW 285 (1935). Additionally, due process requirements must be satisfied for the statute to pass constitutional muster. State Highway Comm v Vanderkloot, 392 Mich 159, 174; 220 NW2d 416 (1974).
In Blue Cross & Blue Shield, the Court considered the constitutionality of a delegation of power to the Insurance Commissioner. It found that, where the delegation simply provided the commissioner with the discretion to “approve” or “disapprove” risk factors proposed by health care corporations, it was unconstitutional.
Here, the statutory delegation of authority to the Director of doc contains many more limitations on that authority than were present in Blue Cross & Blue Shield. The provisions at issue state:
1) The director may promulgate rules pursuant to the administrative procedures act . . . which may provide for all of the following:
a) The control, management, and operation of the general affairs of the department.
* :|: *
d) The management and control of state penal institutions ....
x x x
3) The director may promulgate further rules with respect to the affairs of the department as the director con*126 siders necessary or expedient for the proper administration of this act. [MCL 791.206; MSA 28.2276.]
When the delegation of authority to doc is examined in total, I find that it contains sufficient guidelines and restrictions. First, the director must abide by the terms of the apa in promulgating new rules. MCL 791.206(1); MSA 28.2276(1). Second, the director may promulgate rules only for the effective control and management of DOC. MCL 791.206(l)(a); MSA 28.2276(l)(a). Third, the director may not promulgate rules that apply to jails owned by municipalities that detain persons fewer than seventy-two hours. MCL 791.206(l)(d); MSA 28.2276(l)(d). Fourth, the director may promulgate rules only as “necessary or expedient for the proper administration of this act.” MCL 791.206(3); MSA 28.2276(3). Fifth, the director may not promulgate rules that prohibit a probation or parole officer from carrying a firearm on duty or that allow a prisoner to have his name changed. MCL 791.206(4); MSA 28.2276(4).
These are but a few of the “guidelines” contained in the enabling statute. Accordingly, I find that the powers delegated to the director of doc, when read as a whole, are sufficiently limited to pass constitutional muster.
Furthermore, the constitution does not require the enabling act to specify in great detail the standards that an executive branch agency must follow in promulgating rules. West Ottawa Public Schools v Director, Dep’t of Labor, 107 Mich App 237; 309 NW2d 220 (1981). The Legislature may provide standards in “ ‘quite general language, as long as the exact policy is clearly made apparent ....’” Id. at 243 (citation omitted).
D. CONSTITUTIONALITY OF THE PROMULGATED RULES
The final issue is whether the visitation rules promulgated by DOC exceed the scope of authority that the enabling act delegated to it. In making its determination, the Court considers: “(1) whether the rule is within the subject matter of the enabling statute; (2) whether it complies with the legislative intent underlying the enabling statute; and (3) whether it is arbitrary and capricious.” Dykstra v Dep’t of Natural Resources, 198 Mich App 482, 484; 499 NW2d 367 (1993), citing Luttrell v Dep’t of Corrections, 421 Mich 93, 100; 365 NW2d 74 (1984).
I find that the rules are within the subject matter of the enabling act. The enabling act delegates authority to DOC to promulgate rules for the management and control of DOC and the state’s prisons. MCL 791.206; MSA 28.2276. The rules at issue limit who may visit prisoners and how many times a prisoner may have visitors. Such rules are directly related to the director’s responsibility to manage and control the state’s prisons. Therefore, the doc’s rules meet the first prong of the test.
Finally, I find that the rules that doc promulgated are not arbitrary and capricious. A rule is not arbitrary or capricious if it is rationally related to the purpose of the enabling act. Dykstra, supra at 491. Doc has proffered that it set forth the rules “to increase the security of the state’s penal institutions, to assure the safety of both the residents of and the visitors to these facilities, and to reduce the incidence of contraband smuggled into such facilities.”
I find that rules promulgated for such purposes are rationally related to the authority of DOC to manage and control the state’s prison facilities. MCL 791.206; MSA 28.2276. Therefore, the DOC rules at issue in this case meet the Dykstra/Luttrell test for validity, and I would uphold them as proper.
Petitioners’ final argument is that doc’s rules limiting visitation violate prisoners’ rights to due process, free exercise of religion, and the effective assistance of counsel. I find petitioners’ argument unfounded for the reasons set forth in the Court of Appeals opinion. 222 Mich App 408-409; see also Bazzetta v McGinnis, 124 F3d 774 (CA 6, 1997), supplemented 133 F3d 382 (CA 6, 1998); Bazzetta v Dep’t of Corrections Director, 231 Mich App 83; 585 NW2d 758 (1998). Accordingly, I would affirm the Court of Appeals holding on that issue.
The Legislature’s reservation of authority to approve or disapprove rules proposed by executive branch agencies violates the Michigan Constitution. Action taken pursuant to that authority is inherently legislative in nature and does not comply with the enactment and presentment requirements of the constitution. Accordingly, it usurps the role of the Governor in the legislative process and violates the separation of powers provision. Therefore, I would hold that subsections 8, 9, 10, and 12 of § 45 and the first sentence of subsection 1 of § 46 are unconstitutional.
I also would hold that the offending portions of §§45 and 46 may be severed from the rest of the apa without declaring the entire apa unconstitutional. I would distinguish this holding from that of the Court of Appeals, because it would not strike down §§45 and 46 in their entirety. This holding would sever only the specified portions of the sections. The remaining portions would remain effective.
In addition, I would hold that the Legislature provided sufficient standards in its statutory grant of authority to doc to promulgate administrative rules so that the delegation passes constitutional muster. Finally, I would hold that the rules at issue in this case are valid and constitutional.
222 Mich App 385; 564 NW2d 130 (1997).
Discussed below, part n(A).
The United States Supreme Court discussed the similar requirements of the federal constitution in Immigration & Naturalization Service v Chadha, 462 US 919, 957-958; 103 S Ct 2764; 77 L Ed 2d 317 (1983):
The bicameral requirement, the Presentment Clauses, the President’s veto, and the Congress’ power to override a veto were*113 intended to erect enduring checks on each Branch and to protect the people from the improvident exercise of power by mandating certain prescribed steps. To preserve those checks, and maintain the separations of powers, the carefully defined limits on power of each Branch must not be eroded.
Unlike the dissent, I find this issue to be quite different from that of the constitutionality of delegation of rulemaking authority to executive branch agencies.
8 USC 1254(c)(2).
The United States Constitution requires that, before a bill becomes law, both houses of Congress pass it and, then, that it be presented to the President. US Const, art I, § 7.
I agree with the dissent that not every action resembling legislation requires the passing of a law, and, therefore, that the Legislature may constitutionally delegate rulemaking authority to executive agencies. However, I find that there is a distinction between executive rulemaking and the JCAR approval process.
When an executive agency such as the doc interprets a statute it administers by promulgating a rule, the action must be taken within the confines of the enabling statute. In that sense, the agency’s action is “checked” by the statute. However, when the Legislature, as here, reserves to itself the power to block agency rules from taking effect, there is no corresponding check. See Chadha, supra at 954, n 16. Instead, the Legislature’s action exerts a “policy-making effect equivalent to amending or repealing existing legislation. ” New Jersey General Assembly v Byrne, 90 NJ 376, 388; 448 A2d 438 (1982) (emphasis added). Therefore, such actions are subject to the enactment and presentment requirements of our 1963 Constitution. As the Alaska Supreme Court explained in Alaska v ALIVE Voluntary, 606 P2d 769, 777 (Alas, 1980), “[t]he fact that [the Legislature] can delegate legislative power to others who are not bound by [the enactment and presentment requirements] does not mean that it can delegate the same power to itself and, in the process, escape from the constraints under which it must operate.”
There is also a distinction between the JCAR review process and a proposal that is introduced into a legislative committee. Unlike an executive branch agency with statutory authorization to promulgate rules, a representative or senator has no independent discretionary authority to pass bills. Thus, when a proposal introduced into a legislative committee does not become a bill, the Legislature has not infringed upon any authority granted to a particular legislator. When the jcar or the Legislature blocks the promulgation of an administrative rule, that action limits or effectively revokes the authority granted by the Legislature to an executive branch
The dissent states that I misapprehend the argument of petitioner and amici curiae. Yet the dissent simply restates what I have identified here as the argument made by them.
The constitutional provision states:
The legislature may by concurrent resolution empower a joint committee of the legislature, acting between sessions, to suspend any rule or regulation promulgated by an administrative agency subsequent to the atfjoumment of the last preceding regular legislative session. Such suspension shall continue no longer than the end of the next regular legislative session.
165 Wis 2d 687; 478 NW2d 582 (1992).
117 Idaho 660; 791 P2d 410 (1990).
385 Mich 151; 188 NW2d 593 (1971).
MCL 24.245(8>(10), (12); MSA 3.560(145)(8)-(10), (12).
MCL 24.246(1); MSA 3.560(146)(1). The sentence reads: “An agency shall not file a rule . . . 'until at least 10 days after the date of the certificate of approval by the committee or after the legislature adopts a concurrent resolution approving the rule.”
I would not go as far as the Court of Appeals holding that struck down both §§ 45 and 46 in their entirety.
Dissenting Opinion
(dissenting).
I. INTRODUCTION
I cannot join the lead opinion because it fails to recognize important distinctions between state and federal law. It further fails to distinguish the factual situation presented in INS v Chadha, 462 US 919; 103 S Ct 2764; 77 L Ed 2d 317 (1983), from that presented
H. ISSUE
The central issue comes down to this: when an executive agency proposes rules pursuant to a limited delegation of authority, may a joint legislative committee disapprove the rules as part of a statutorily mandated rule-creation process? The defendants assert that the doc rules are valid because §§45 and 46 of the apa are unconstitutional. The plaintiffs counter that §§45 and 46 are constitutional, and if found unconstitutional, are not severable from chapter 3 of the apa. If §§ 45 and 46 are found constitutional and severable, the plaintiffs contend that the delegation of authority must fail as overbroad.
The argument does not hinge on whether the exertion of power by an agency is unconstitutional even though it conforms with the apa. Instead, the question is: (1) whether the delegation can still be considered constitutional if §§ 45 and 46 are invalidated, and (2)
IE. MICHIGAN LAW
A. RELEVANT HISTORY
The questionable DOC rules put into force without Joint Committee on Administrative Rules (JCAR) review came to fall on the courthouse steps after being tossed between the legislative and executive branches. In order to examine the validity of APA §§45 and 46, it is imperative to understand the history that necessarily attaches to an agency rule. The genesis of the DOC rules can be traced to the enactment of the apa. The APA became law as a product of the normal legislative process: enactment by introduction and passage of a bill that was eventually presented to and signed by the Governor. MCL 24.201 et seq.-, MSA 3.560(101) et seq. The enabling statute that conferred rulemaking power upon the DOC in the first place was also enacted pursuant to constitutional procedures. MCL 791.206; MSA 28.2276. From that point, the ball bounced to the executive branch, and the DOC had the power to promulgate rules within the bounds of authority delegated by the Legislature. Limitations were placed on the DOC by the enabling statute as well as by the apa. Here, the doc crafted rules and submitted them to JCAR as required by the APA. By determining that the doc stepped outside its delegated power, the Legislature volleyed the ball back to the executive branch. In response, the DOC then decided to play by its own rules. The DOC failed to comply
From a legal perspective, the enactment of the APA and the enactment of the enabling statute providing for doc rule creation clearly constituted “legislation” for the purposes of the Enactment and Presentment Clauses. They were introduced by bill, presented to the Governor, and were enacted. When the enabling statute delegated power to the DOC, constitutional rules governing delegation became applicable. The DOC failed to comply with the apa by submitting rules for filing without a certificate of JCAR approval. A question of rule validity then arose. Now the debate turns on whether the rules should be upheld on the grounds that the apa is unconstitutional, or whether the rules should be invalidated because of a procedural failure. I believe that §§45 and 46 are constitutional because JCAR review is not equivalent to “legislation.” Further, the doc rules should be invalidated in conformity with Michigan cases recognizing that procedural safeguards must be followed during the rulemaking process. See, e.g., Detroit Base Coalition for the Human Rights of the Handicapped v Dep’t of Social Services, 431 Mich 172; 428 NW2d 335 (1988); Clonlara, Inc v State Bd of Ed, 442 Mich 230; 501 NW2d 88 (1993); People v Turmon, 417 Mich 638; 340 NW2d 620 (1983).
The lead opinion correctly recognizes that this Court may only declare a statute unconstitutional in the face of a clear violation. Ante at 112, citing Gauthier v Campbell, Wyant & Cannon Foundry Co, 360 Mich 510, 515; 104 NW2d 182 (1960). Similarly, statutes are presumed to be constitutional, and the
B. CONSTITUTIONAL PROVISIONS
The lead opinion points to the following state constitutional provisions as key to the determination of the present case: (1) the Enactment and Presentment Clauses of Const 1963, art 4, §§ 1, 22, 26, and 33, (2) the Separation of Powers Clause found at Const 1963, art 3, § 2, and (3) the rule suspension provision of Const 1963, art 4, § 7. I agree that these constitutional provisions are relevant to our determination, but disagree that a collective reading of these constitutional provisions leads to the conclusion that §§45 and 46 of the apa are unconstitutional.
In determining whether the Legislature has the authority to enact a particular statute, we begin with the proposition that it has the power to do so unless an express constitutional prohibition is in place. See, e.g., In re Brewster Street Housing Site, 291 Mich 313, 333; 289 NW 493 (1939); Advisory Opinion on Constitutionality of 1976 PA 240, 400 Mich 311, 317-318; 254 NW2d 544 (1977); Attorney General ex rel
The Constitution of the State of Michigan is not a grant of power to the legislature, but is a limitation upon its powers, while the Constitution of the United States is a delegation of power to the Federal government. [Citations omitted.]
In other words, under state law, that which is not prohibited is presumed to be permitted. Under federal law, that which is not permitted is prohibited.
These principles lead me to disagree with the position of the lead opinion that art 4, § 37 indicates an intent to restrict the Legislature’s authority to pass laws governing the delegation of rulemaking power. The lead opinion correctly concludes that art 4, § 37 serves as a “stopgap” measure. It does not follow, however, that § 37 forecloses the possibility that the apa is constitutional. Rather, Michigan’s presumption of statutory constitutionality weighs in favor of the plaintiffs. Under principles of statutory construction, if the apa and art 4, § 37 can be reconciled, they must be.
The concurring opinion correctly acknowledges that the state of the law remains intact when a proposal is rejected by the voters. Nonetheless, the concurrence raises proposal rejection as a sword, making it relevant under the guise of ascertaining insight into voter intent. I cannot agree that the ballot-box rejection of a proposal almost twenty years after the passage of our state’s constitution provides any relevant insight into the “intent of the enduring political body that previously adopted the 1963 Constitution.” Ante at 149.
Moreover, the judiciary has developed established rules for discerning the intent behind the laws of this state. The concurrence’s novel approach fits nowhere within those rules. We are bound to interpret constitutional provisions with a presumption of constitutionality, Johnson, supra, and in such a way that the words are interpreted “ ‘in the sense most obvious to the common understanding . . . .’ ” Traverse City School Dist v Attorney General, 384 Mich 390, 405; 185 NW2d 9 (1971). A “plain” reading of art 4, § 37 does not support the position of either the lead opinion or the concurrence. Instead, a plain reading of art 4, § 37 provides only that
[t]he legislature may by concurrent resolution empower a joint committee of the legislature, acting between sessions, to suspend any rule or regulation promulgated by an administrative agency subsequent to the adjournment of the last preceding regular legislative session. Such suspension shall continue no longer than the end of the next regular legislative session.
The language of art 4, § 37 does not even mention review of agency rules during the regular legislative session. The concurrence essentially injects words into art 4, § 37.
If we are to consider intent, I would turn to the records of the constitutional convention rather than making an abstract, negative inference from the rejection of a ballot proposal. I disagree with the concurrence’s representation of the constitutional record, and with the concurrence’s assessment of the fram
C. LEGISLATION DEFINED
In Michigan, the constitution requires that all legislation must be by bill, art 4, § 22, and that all bills must be presented to the Governor in order to become law, art 4, § 33. Logically, if an action of the Legislature is something other than “legislation,” then the action need not be by bill and need not be presented to the Governor.
1. WESTERVELT v NATURAL RESOURCES COMMISSION
Michigan law supports a finding of apa constitutionality. This Court, in Westervelt v Natural Resources Comm, 402 Mich 412, 440; 263 NW2d 564 (1978), offered the following definition of legislation: “the concept of ‘legislation,’ in its essential sense, is the power to speak on any subject without any specified limitations.” Under this definition, I would conclude that the JCAR review process does not constitute “leg
Westervelt’s definition of legislation is noticeably absent from the lead opinion. Although Westervelt was a plurality opinion, I find its reasoning useful, and would take guidance from the wisdom of our predecessors. I cannot agree with the lead opinion’s casual dismissal of Westervelt nor its conclusion that the jcar is empowered to act without limitation. Rather, Westervelt’s discussion of “legislation” sprang from a long line of cases that support a conclusion contrary to that reached by the lead opinion.
The lead opinion makes various references to actions that are “legislative” in nature, but fails to distinguish a “legislative action” from “legislation.” Instead, the lead opinion concludes, without citing any authority, that “[w]hen the Legislature engages in ‘legislative action’ it must do so by enacting legislation.” Ante at 119. To the contrary, Michigan law recognizes that actions that are “legislative” in nature do not necessarily constitute “legislation.” Westervelt, supra at 440-441.
In Michigan, the delegation doctrine provides that the Legislature may delegate power that is legislative in nature but may not delegate the ability to create “legislation.” Id. Westervelt was thus an example of the delegation doctrine in action. There, this Court determined that the executive branch did not usurp legislative power in violation of the separation of powers doctrine when it promulgated rules in compliance with the apa precisely because there is a distinction between a “legislative act” and “legislation.” Id. If there were no distinction, the Legislature could not validly delegate its authority. See, e.g., Osius v St
2. LEGISLATIVE ACTION AND THE DELEGATION DOCTRINE
This Court is not hard pressed to find an example of a case in which a separation of powers challenge was launched in response to a rule promulgated by the executive branch. The question today focuses on whether JCAR review of agency rules violates the separation of powers doctrine because the Legislature is “legislating.” In the past, the debate generally examined whether the exercise of rulemaking authority by the executive branch constituted the usurpation of a legislative function. Osius, supra at 698. The focus was on whether the executive branch violated the separation of powers doctrine by “legislating.” Cases that addressed yesterday’s question are useful today.
This Court’s decision in Osius is a good starting place for examining the state of modem law. Although Osius was decided before the ratification of Michigan’s Constitution of 1963, the principles enunciated in Osius have been consistently referred to in post-1963 constitutional jurisprudence. See, e.g., Dep’t of Natural Resources v Seaman, 396 Mich 299, 309; 240 NW2d 206 (1976); Turmon, supra. Osius ex
In Westervelt, this Court examined the continuing validity of Osius. The Westervelt Court adhered to the Osius standard, and explained how the delegation doctrine related both to the separation of powers doctrine and to due process. Westervelt, supra at 437-438. At the end of the day, Westervelt held that, while lawmaking power cannot be delegated, the Legislature can delegate power to an administrative agency as long as certain guidelines are observed. Id. at 441. Westervelt used Osius as a starting point, concluding that when Osius standards were met, legislative authorization and limitation had occurred. Id. According to the Court, the act of delegation provided rules within which the delegate was required to operate and confined the scope of the delegate’s power. Id. Further, rulemaking did not constitute “legislation” because the delegate executive agency was required to act within limits. Id.
Westervelt’s rule was then strengthened in Michigan Farm Bureau, supra. There, the Court probed the definition of a rule under the APA and concluded that an administrative rule could only be valid if it was (1) within the scope of granted power, (2) issued pursuant to the proper procedures, and (3) was reasonable. Michigan Farm Bureau, supra at 149. By
In Twrmon, supra, this Court examined the definition of “sufficient guidelines” in the context of constraining and directing delegation. Turmon held that, when an agency appropriately exerts legislatively delegated power, the delegation fits within Michigan’s constitutional framework because the Legislature retains policymaking control. Id. at 647. The Court specifically noted that “inclusion of the apa provision as mandatory procedure to be followed in the board’s rulemaking further insures against possible abuse of delegated power . . . .” Id. at 648.
Finally, Clonlara, discussed the effect of the apa more directly. There, the Court specifically stated that if an agency attempts to adopt a rule without following the procedure outlined by the apa, then the rule will not have the force and effect of law. Id. at 239. Legislatively delegated power can only be validly exercised pursuant to proper procedure. Id.
From these cases, it becomes clear that rulemaking pursuant to appropriate statutory procedure, though legislative in character, is not “legislation.” Yet, executive agencies have rulemaking power only to the extent that they act within the bounds of power conferred upon them by the Legislature. Thus, the following three rules apply. (1) if the delegation of authority is sufficiently specific, then the delegation of power will be valid, but the executive agency must nonetheless act within prescribed boundaries; (2) if the delegation is not sufficiently specific for the subject matter, then the delegation will be constitutionally invalid; and (3) if the delegation is valid, but the executive
Clearly, the DOC director’s authority to promulgate rules was at least partially derived from the enabling statute, found at MCL 791.206; MSA 28.2276. That statute expressly provides, “[t]he director may promulgate rules pursuant to the administrative procedures act . . . .” MCL 791.206(1); MSA 28.2276(1). Therefore, the delegation of authority under the enabling act is necessarily linked to the delegation of authority under the apa.
Michigan cases have repeatedly recognized that JCAR review is relevant to the delegation process. See, e.g., Clonlara, Turmon, and Michigan Farm Bureau, swpra. By declaring §§45 and 46 unconstitutional and then severing those sections from the apa, the lead opinion fails to recognize fully the relationship between the apa and the enabling statute. It simply is not logical to conclude that an agency is not “legislating” when it creates “legislative” rules outside procedural boundaries and beyond its scope of authority, but that the Legislature is “legislating” by reviewing those same rules within procedural boundaries.
Even though this Court has concluded that an agency does not violate the separation of powers doctrine when it promulgates rules in compliance with
I would hold that the exertion of the jcar’s veto power does not constitute “legislation.” Michigan case law provides that an agency meeting the Osius standard need not comply with enactment and presentment procedures during the rulemaking process because the agency is not “legislating.” See, e.g., Seaman, supra at 309. The process does not magically evolve into “legislation” simply because the rules pass from the desk of an executive officer to a legislator.
IV. THE LEAD OPINION
Even though today’s case fits naturally within the framework of state case law, the lead opinion relies primarily on Chadha when concluding that JCAR review constitutes a “legislative act.” Also, in the
In Chadha, the Immigration and Nationality Act, 8 USC 1254(c)(2), was at issue. The act provided that either house of Congress could pass a resolution invalidating the United States Attorney General’s decision to allow a deportable alien to remain in the United States. Chadha, supra at 923. Section 244(a)(1) conferred upon the Attorney General the discretion to suspend deportation. Section 244(c)(2) allowed a single house of Congress to override the suspension and order that the alien be deported.
Thus, in Chadha, Congress conferred upon the Attorney General the authority to make a decision regarding the deportation of a particular alien. By exercising its “legislative veto,” it nullified the Attorney General’s decision. The result was that the “delegation of authority” conferred no authority at all because one house of Congress could unilaterally take away the effect of the Attorney General’s deci
Further, Chadha held that the Immigration and Nationality Act was constitutionally flawed because Congress’ ability to order deportation was “legislative in its character and effect” and “had the purpose and effect of altering the legal rights, duties and relations” of persons outside the legislative branch. Id. at 952. Today’s lead opinion similarly opines that allowing JCAR review of administrative rules would affect the rights of individuals outside the legislative branch. Specifically, the lead opinion argues that the jcar review process interferes with the doc director’s ability to administer his department. Yet, the director only has power to enact rules “pursuant to the administrative procedures act . . . .” MCL 791.206(1); MSA 28.2276(1). Jcar review does not limit the director’s
Michigan’s apa is quite different than the Immigration and Nationality Act. Under Michigan law, rules do not become effective until they undergo jcar review. MCL 24.245, 24.246; MSA 3.560(145), 3.560(146). The “puipose and effect” of jcar review is not to “legislate.” Rather, jcar disapproval maintains the status quo ante. Persons who would otherwise be affected by the rules retain the same status because the rules have never been in effect at the time when the jcar disapproves. The rights of the executive branch similarly remain unchanged because the executive agency never had the authority to promulgate rules outside the scope of jcar review. Instead, jcar review is part of the required process. If the agency ignores the procedural requirements imposed by the terms of delegation, then the executive has exceeded the power delegated to it. As such, the analysis simply returns to whether the DOC rules must be invalidated. Michigan law clearly provides that agency rules must be invalidated if procedural standards are not satisfied. Here, the doc failed to satisfy the constitutionally valid procedural standards of the apa when it proceeded without jcar approval. Therefore, the rules cannot stand.
B. ENACTMENT AND PRESENTMENT
When examining enactment and presentment, it is important to recognize the reasons that the Enactment and Presentment Clauses of the United States Constitution were key to Chadha. Chadha depended on the separation of powers doctrine—by using the legislative veto to alter individual rights other than by
The lead opinion concludes that jcar review involves policy determinations akin to those at issue in Chadha. Ante at 116-117. Yet, I find that the lead opinion misses the mark. The question is not simply whether the Legislature is engaged in making policy determinations, but whether the Legislature is engaged in making the type of policy determinations that need to be made in the form of legislation. The analysis of the lead opinion is tied to its misconception that any “legislative” action taken by a subset of the Legislature is “legislation.” I disagree for the reasons stated in part m of this opinion.
C. BICAMERALISM
Chadha is also clearly distinguishable because it repeatedly made reference to “the one-house veto,” and placed importance on the bicameralism requirement of the United States Constitution. Jcar review is clearly not the same thing as a one-house veto.
V. CONCLUSION
Regardless of the Chadha view to which one subscribes, it is clear that the constitutional analysis in Chadha was directly tied to the text of the United States Constitution and the federal Immigration and
An interesting twist in this case is that the doc, an executive agency, refused to comply with a statute because it felt that the statute was unconstitutional. It is the action of the doc in violation of the statute that gave rise to the plaintiffs’ claims, while statutory constitutionality is raised as a defense. Thus, it is the defendant, as statutory challenger, who carries the burden of overcoming the presumption of constitutionality.
Contrary to the assertion of the concurrence, I do not suggest that the constitution must yield to a statute. Rather, a statute must be deemed constitutional unless it is clearly unconstitutional. In my view, if a statute can be reconciled with the constitution, then it is not clearly unconstitutional. Unlike the concurrence, I am aware of a great deal of authority that requires us to interpret a statutory provision as constitutional if it can
In any event, voter distaste is not the standard for determining statutory constitutionality.
The concurrence dangerously associates its argument with the question whether the voters’ rejection of Proposal a in 1984 was “right” or
Thinking of the equation in more common terms clearly illustrates the logical error: Monday, I asked Mary what her favorite color was, and she said blue. On Tuesday, 1 again asked what her favorite color was, and she said green. Mary is a constant, but her intentions are not. Mary’s response on Tuesday does not lead to the conclusion that, on Monday, she intended to say her favorite color was green.
The concurrence tries to refute this example, but the example provided by the concurrence is imperfect. It necessarily rests on the idea that Mary’s favorite color never changes. In the concurrence’s example, Mary’s decision on Monday would be the equivalent of the people’s decision dur
As explained in the body of this opinion, I do not believe that the rejection of Proposal a creates any useful inference. However, if we are to refer to the rejection of Proposal a, I would note that a different construction is possible. One could say that, in 1963, “we the people” intended to impose a restriction on executive rulemaking power. In 1977, the apa was passed by the Legislature on behalf of “we the people.” In 1984, “we the people” chose not to change the state of the law. Thereafter, “we the people” never expressed a desire to change the law even though “we the people” became aware of the implications of the apa in 1984. The concurrence suggests that any interpretation other than its own is at odds with “historical reality.” I see no support for such a proposition. I see no reason to conclude that the Legislature may choose to reject proposed legislation for a variety of reasons, but that the voters are so one-dimensional that they could vote against a proposal for only a single reason. Even if one concedes that the only permissible inference to be made from ballot rejection is that the people did not want the proposal to become a part of the constitution, it does not necessarily follow that the people also did not want the proposal to be part of the statutory law of this state. Despite the concurrence’s efforts to demonstrate otherwise, I see no meaningful distinction between legislative acquiescence (of which my brother Markman disapproves) and the “popular acquiescence” doctrine created by the concurrence today. Neither logic nor authority support the concurrence.
Legislators undertake many actions that do not rise to the level of “legislation.” Resolutions and committee work are common examples. The courts and Attorney General have both recognized a distinction between introducing bills and acting by resolution. See, e.g., Boyer-Campbell Co v Fry, 271 Mich 282; 260 NW 165 (1935); OAG, 1976, No. 4936 (February 3, 1976).
Like the concurrence, I am unpersuaded by the lead opinion’s reference to the law of our sister states.
Recently, the link was expressed more clearly by the Legislature. In 1996, the enabling statute was amended in part as follows:
If the Michigan supreme court rules that sections 45 and 46 of the administrative procedures act are unconstitutional, and a statute requiring legislative review of administrative rules is not enacted within 90 days after the Michigan supreme court ruling, the department shall not promulgate rules under this section. [MCL 791.206(5); MSA 28.2276(5) (citations omitted).]
Although, I disagree with the concurrence that Michigan-specific circumstances render §§ 45 and 46 unconstitutional, I agree that the balance of power between the legislative and executive branches is endangered by concluding that the executive branch may regulate pursuant to a delegation without satisfying the Enactment and Presentment Clauses, but that the Legislature may not check the executive’s use of legislative power through the use of the legislative veto. Ante at 136-137.
Further, although Chadha addressed some of the issues we are faced with today, it should be acknowledged that Chadha’s discussion looked
The lead opinion asserts that the jcar review process must be invalidated because it allows legislative action to go unchecked. Instead, the lead opinion concludes, “the Legislature’s action exerts a ‘policy-making effect equivalent to amending or repealing existing legislation.’ ” Ante at
I do not agree that jcar review is akin to the process of amending or repealing legislation. Rather, jcar review holds the status quo ante in place. If an analogy is to be made, jcar review would be more akin to a proposal introduced into a legislative committee than to an amendment to legislation. A proposal will only later become subject to the Enactment and Presentment Clauses if it passes and follows the appropriate procedural rules. Surely, the lead opinion would not hold that every failed proposal must be submitted to the Governor. In fact, the constitution states, and the lead opinion acknowledges, that the Enactment and Presentment Clauses require that all bills passed by the Legislature be presented to the Governor. Article 4 provides examples of actions taken by the Legislature that need not be done by bill. A perfect example is art 4, § 37, which allows the Legislature to act by concurrent resolution. Similarly, jcar review is a legislative action that does not constitute “legislation.”
As a matter of terminology, it is important to recognize that Michigan’s “Legislature” is the entire bicameral legislative branch, consisting of the House of Representatives and the Senate.
The lead opinion misapprehends the enactment and presentment arguments put forth by petitioner and amici curiae. I understand the argument as being that the apa should be presumed constitutional because nothing in Michigan’s constitution limits the Legislature’s ability to enact
The statute provides as follows:
(9) If, within the time period provided by subsection (6), the committee disapproves the proposed rule or the committee chairperson certifies an impasse after votes for approval and disapproval have failed to receive concurrent majorities, the committee shall immediately report that fact to the legislature and return the rule to the agency. The agency shall not adopt or promulgate the rule unless 1 of the following occurs:
(a) The legislature adopts a concurrent resolution approving the rule within 60 days after the committee report has been received by, and read into the respective journal of, each house.
(b) The committee subsequently approves the rule.
(10) If the time permitted by this section expires and the committee has not taken action under either subsection (8) or (9), then the committee shall return the proposed rules to the agency. The chairperson and alternate chairperson shall cause concurrent resolutions approving the rule to be introduced in both houses of the legislature simultaneously Each house of the legislature shall place the concurrent resolution directly on its calendar. The agency shall not adopt or promulgate the rule unless 1 of the following occurs:
(a) The legislature adopts a concurrent resolution approving the rule within 60 days after introduction by record roll call vote. The adoption of the concurrent resolution requires a majority of the members elected to and serving in each house of the legislature.
(b) The agency resubmits the proposed rule to the committee and the committee approves the rule within the time permitted by this section. [Emphasis added.]
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