J & J Construction Co. v. Bricklayers & Allied Craftsmen, Local 1
J & J Construction Co. v. Bricklayers & Allied Craftsmen, Local 1
Dissenting Opinion
(dissenting).
I agree with the majority’s observation that the United States Supreme Court has never been squarely presented with the question whether the public-figure and private-figure dichotomy embodied in the case law on defamation involving First Amendment’s Free Speech Clause and Free Press Clause should extend to defamation cases involving the Petition Clause. However, I disagree with the majority’s conclusion that McDonald v Smith, 472 US 479; 105 S Ct 2787; 86 L Ed 2d 384 (1985), requires application of the public-figure and private-figure dichotomy to Petition Clause defamation cases. While, arguably, McDonald may allow application of the dichotomy to Petition Clause defamation cases, it certainly does not require it. Further, the principles expressed by our high court do not support the majority’s conclusion. Because I do not agree with the majority’s assertion that McDonald forces states to import the public-figure and private-figure dichotomy to Petition Clause defamation cases, and because I recognize the historical significance of the Petition Clause, as well as the fact that the text
I. THE PETITION CLAUSE: IS THERE A PUBLIC-FIGURE VERSUS PRIVATE-FIGURE DISTINCTION?
The majority acknowledges that the defamation action in McDonald was brought pursuant to North Carolina’s common law, which requires a showing of “actual malice” to recover for defamation, regardless of whether the plaintiff is a public or a private figure.
*757 In interpreting the federal constitution, state courts are not privileged to provide greater protections or restrictions when the Supreme Court of the United States has refrained from doing so. [Ante at 731 n 9.]
In Sullivan, the United States Supreme Court reversed the Arkansas Supreme Court’s holding that it was free to interpret the United States Constitution to provide greater protection than United States Supreme Court federal constitutional precedent provides. The Sullivan Court noted that such a possibility was foreclosed by Oregon v Hass, 420 US 714; 95 S Ct 1215, 43 L Ed 2d 570 (1975):
We reiterated in Hass that while “a State is free as a matter of its own law to impose greater restrictions on police activity than those this Court holds to be necessary upon federal constitutional standards,” it “may not impose such greater restrictions as a matter of federal constitutional law when this Court specifically refrains from imposing them.” [Sullivan at 772, quoting Hass at 719 (emphasis in original).]
The majority’s reliance on Sullivan is misplaced for two reasons. First, requiring all plaintiffs to prove that defamatory statements were made with actual malice in Petition Clause defamation cases would not impose a “greater restriction” than that imposed by the United States Supreme Court in McDonald. In fact, it would apply the same standard utilized by the Court in McDonald. The majority’s reliance on Sullivan is also misplaced because the United States Supreme Court has not “specifically refrained” from applying the actual-malice standard to private-figure plaintiffs in Petition Clause defamation claims. This remains, as acknowledged by the majority, a question not yet decided by the United States Supreme Court.
Moreover, the principles articulated in McDonald do not support the interpretation employed by the majority. The question the Court was presented with in McDonald was
whether the Petition Clause of the First Amendment provides absolute immunity to a defendant charged with expressing libelous and damaging falsehoods in letters to the President of the United States. [McDonald at 480.]
The Court repeatedly examined the claim of absolute immunity in light of the actual-malice standard. Reviewing early state libel cases, the McDonald Court determined that there were conflicting views of the privilege afforded petitioners: some states afforded petitioners absolute immunity, while others allowed recovery for petitioning activity performed “maliciously, wantonly, and without probable cause . . . .” Id. at 483, quoting, Gray v Pentland, 2 Serg & R 23 (Penn, 1815). The McDonald Court also noted that in White v Nicholls, 44 US (3 How) 266; 11 L Ed 591 (1845), it did not recognize an absolute privilege, rather it concluded that “the defendant’s petition was actionable if prompted by ‘express malice ....’”
As scholars have noted:
The text [of McDonald] merely requires proof of actual malice ‘defined ... in terms . . . consistent with New York Times v. Sullivan.’ If the Court had intended to establish the entire public/private figure [dichotomy] for Petition Clause [defamation] cases, [it] would have discussed Gertz v Robert Welch, Inc. [Gary, First Amendment Petition Clause immunity from tort suits: In search of a consistent doctrinal framework, 33 Idaho L R 67, 110 (1996) (citations omitted).]
McDonald is more commonly interpreted as employing the actual-malice standard of New York Times Co v Sullivan, 376 US 254; 84 S Ct 710; 11 L Ed 2d 686 (1964); to interpret McDonald as incorporating the public-figure and private-figure dichotomy is a misreading of the case. Gary at 109; see also, 4 Rotunda & Nowak, Treatise on Constitutional Law (3d ed), § 20.53, p 690 n 3 (The Petition Clause does not require state libel law to expand the qualified privilege already afforded by New York Times.).
Justice Brennan’s concurrence in McDonald provides useful insight, he stated:
There is no persuasive reason for according greater or lesser protection to expression on matters of public importance depending on whether the expression consists of speaking to neighbors across the backyard fence, publishing an editorial in the local newspaper, or sending a letter to tire President of the United States. It necessarily follows that expression falling within the scope of the Petition Clause, while fully protected by the actual-malice standard set forth in New York Times Co v Sullivan, is not shielded by an absolute privilege. [McDonald at 490.]
Thus, while it is clear that the United States Supreme Court intended that a defendant claiming immunity from defamation on the basis of the Petition Clause not be afforded absolute immunity, it is not at all clear that the Court intended the qualified immunity to apply differently depending on whether the plaintiff is a public or a private figure. The majority’s assertion that McDonald requires the states to import the public-figure and private-figure dichotomy applicable in free-speech and free-press cases is simply not supported by a careful reading of that case.
II. MICHIGAN’S PETITION CLAUSE
While I recognize the principles underlying, and the historical significance of, the Petition Clause, as outlined by Justice Young in his concurring opinion, I am reluctant to question the wisdom of the United States Supreme Court in interpreting the federal constitution. However, on the basis of the principles noted in Justice Young’s concurring opinion, I think the bench and bar in this state would benefit from a thorough analysis of the protections afforded petitioners under the Michigan Constitution. Because this Court was not presented with such an analysis, I would request additional briefing from the parties.
Notably, the structure of Const 1963 differs from the federal constitution. Each right included in the federal constitution’s First Amendment is expressed as a separate clause in Const 1963, art 1, the Declara
Sec 2. No person shall be denied the equal protection of the laws; nor shall any person be denied the enjoyment of his civil or political rights or be discriminated against in the exercise thereof because of religion, race, color or national origin. The legislature shall implement this section by appropriate legislation.
Sec 3. The people have the right peaceably to assemble, to consult for the common good, to instruct their representatives and to petition the government for redress of grievances.
Sec. 4. Every person shall be at liberty to worship God according to the dictates of his own conscience. . . .
Sec. 5. Every person may freely speak, write, express and publish his views on all subjects, being responsible for the abuse of such right; and no law shall be enacted to restrain or abridge the liberty of speech or of the press.
By contrast, the First Amendment to the federal constitution provides:
Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances. [US Const, Am I.]
Because McDonald's determination that the rights to free speech and free press and the right to petition were inseparable was based on the structure of the Petition Clause, and because the structure of Michigan’s Petition Clause is decidedly different from the federal clause, I would inquire whether the framers of the Michigan Constitution intended to afford greater protection to petitioners by creating a distinct clause.
m. CONCLUSION
I do not agree with the majority that McDonald requires states to impose the public-figure and private-figure dichotomy when deciding Petition Clause defamation cases. Further, McDonald can be and has been interpreted as establishing that, whenever the right to petition is exercised, that right is afforded the protection of the actual-malice standard. Because I believe it may be significant that the text and structure of Michigan’s Petition Clause differs from the federal constitution’s First Amendment and because I recognize the historical significance of the right to petition in a democratic society, I would request additional briefing.
Plaintiff’s cause of action in this case, by contrast, arises under Michigan’s defamation statute, MCL 600.2911(7), which provides:
An action for libel or slander shall not be brought based upon a communication involving a private individual unless the defamatory falsehood concerns the private individual and was published negligently. Recovery under this provision shall be limited to economic damages including attorney fees.
Ante at 730-731.
Opinion of the Court
Plaintiff appeals the judgment of the Court of Appeals regarding several issues involving the Petition Clause of the First Amendment. We reverse that judgment and reinstate the judgment of the trial court.
I. FACTS AND PROCEDURAL HISTORY
Plaintiff, a construction company, submitted a bid to perform a masonry contract for the city of Wayne. Plaintiff was the low bidder for the contract. Pursuant to the Wayne City Charter, the city council was obligated to award the contract to the lowest qualified bidder unless it determined that the public interest would be better served by accepting a higher bid. Wayne City Charter, § 13.1(d).
Because of its concerns regarding the allegations defendant made against plaintiff, the city council referred plaintiffs bid to the city administration for further review. Following that review, the city council awarded the masonry contract to the second lowest bidder, stating in its resolution that “the Council had concerns as to the low bidder because of claims made about faulty workmanship and because of concerns about noncompliance with the payment of prevailing wages and fringe benefits . . . .”
Having lost the contract bid, plaintiff filed a complaint against defendant for defamation and tortious interference with business expectations. Applying an ordinary negligence standard, the trial court found
In addition, the trial court concluded that the defamation formed the foundation for tortious interference with business expectations. The court declined to protect defendant from liability from this claim on the basis of the principles of the Noerr-Pennington doctrine,
The trial court awarded plaintiff damages of $57,888, the loss of expected profits under the contract for both the claim of defamation and the claim of tortious interference with business expectations. Attorney fees of $104,286.95 and interest of $26,044.51 were also awarded to plaintiff.
Defendant appealed, and the Court of Appeals affirmed in part,
Regarding the claim of tortious interference with business expectations, the Court of Appeals held that “ ‘the Noerr-Pennington doctrine is a principle of constitutional law that bars litigation arising from injuries received as a consequence of First Amendment petitioning activity, regardless of the underlying cause of action asserted by the plaintiffs.’ ” 245 Mich App 730, quoting Azzar v Primebank, FSB, 198 Mich App 512, 517; 499 NW2d 793 (1993). Relying on Azzar, the Court of Appeals concluded that defamation is actionable on the basis of petition activity only where the petitioning was actually a “sham.” Further, the panel reversed the trial court’s application of the “market participant” exception to the Noerr-Pennington doctrine, writing that “[i]t is not obvious why different rights, duties, or immunities should apply when one is lobbying for political action in the form of outright commercial patronage, as opposed to legislation or enforcement actions.” 245 Mich App 736.
We granted leave to appeal. 466 Mich 859 (2002).
H. STANDARD OF REVIEW
Plaintiff’s appeal raises three issues of federal constitutional law
The protections provided by the First Amendment, including the Petition Clause, have been extended to the states by the Fourteenth Amendment. Whitehill v Elkins, 389 US 54, 57; 88 S Ct 184; 19 L Ed 2d 228 (1967). We review de novo issues of constitutional law. McDougall v Schanz, 461 Mich 15, 24; 597 NW2d 148 (1999).
HI. DISCUSSION
A. DEFAMATION
The first issue presented is whether the private-figure and public-figure dichotomy embodied in defamation case law on freedom of speech and freedom of the press from the United States Supreme Court extends to defamation involving the right to petition. The United States Supreme Court has never been squarely presented with, or decided, this question.
To accept petitioner’s claim of absolute immunity would elevate the Petition Clause to special First Amendment status. The Petition Clause, however, was inspired by the same ideals of liberty and democracy that gave us the freedoms to speak, publish, and assemble. These First Amendment rights are inseparable and there is no sound basis for granting greater constitutional protection to statements made in a petition to the President than other First Amendment expressions. [McDonald, supra at 485 (internal citations omitted; emphasis added).]
By this reasoning, at least regarding the constitutional law of defamation immunity, the Court has made clear that it considers the Petition Clause as offering no greater protection than that of the Free Speech Clause and the Free Press Clause. In so concluding, we believe the Court has strongly signaled its view that all the Free Speech Clause and Free Press Clause defamation doctrine developed in the past
Under long-settled constitutional principles concerning the First Amendment rights of freedom of speech and freedom of the press, a public-figure plaintiff must establish that a defendant made defamatory statements wdth “actual malice” in order to prevail in a defamation action. New York Times, supra (establishing the “actual malice” standard for liability for defamation of public officials); Curtis Publishing Co v Butts, 388 US 130; 87 S Ct 1975; 18 L Ed 2d 1094 (1967) (extending the “actual malice” standard to public figures). “Actual malice” exists when the defendant knowingly makes a false statement or makes a false statement in reckless disregard of the truth. New York Times, supra at 280. In other words, a defamation defendant is entitled to a qualified privilege in the form of a heightened “actual malice” standard required to be met by a public-figure plaintiff.
In contrast, a defamation defendant whose alleged defamatory statements pertained to a private figure receives no such constitutional protection under case law on freedom of speech and freedom of the press. Rather, the states are left to decide for themselves whether a private-figure plaintiff must establish more
Because the United States Supreme Court has concluded that the right to petition should be accorded no greater protection than the rights to free speech and free press, McDonald, supra at 485, we conclude that the private-figure and public-figure dichotomy that applies to defamation claims involving the Free Speech Clause and the Free Press Clause, Gertz, supra at 342-347, also applies to defamation claims
B. TORTIOUS INTERFERENCE WITH BUSINESS EXPECTATIONS
Although we maintain reservations about the judgment of the Court of Appeals regarding the claim of tortious interference with business expectations, concerning the Noerr-Pennington doctrine and any “market participant” exception to that doctrine, we need not review those issues here.
The trial court awarded damages for lost business profits under alternative theories of defamation and tortious interference with business expectations based on defamation. Attorney fees were awarded pursuant to MCL 600.2911(7), which pertains to defamation actions. In light of our reversal of the judgment, of the Court of Appeals regarding defamation and the resulting reinstatement of the trial court’s decision on that claim, the full judgment amount awarded by the trial court to plaintiff is restored.
For these reasons, we decline to address the federal constitutional issues presented concerning the Noerr-Pennington doctrine and the suggested “market participant” exception to that doctrine. Although we question the analysis of the Court of Appeals regarding those issues, our resolution of the case makes it unnecessary for us to address them.
CONCLUSION
The Court of Appeals incorrectly concluded that the private-figure and public-figure dichotomy present in freedom of speech and freedom of the press, case law is inapplicable to defamation claims involving the right to petition. In McDonald, supra at 485, the United States Supreme Court stated that “there is no sound basis for granting greater constitutional protection to statements made in a petition . . . than other First Amendment expressions.” Accordingly, it is clear that the constitutional rules regarding defamation claims involving the Free Speech Clause and the Free Press Clause are applicable to defamation claims involving the Petition Clause.
For these reasons, we reverse and vacate the judgment of the Court of Appeals and reinstate the judgment of the trial court.
Section 13.1(d) specifically provides:
Purchases shall be made from the lowest qualified bidder meeting specifications, unless the Council shall determine that the public interest will be better served by accepting a higher bid, sales shall be made to the bidder whose bid is most advantageous to the City. In any case where a bid, other than the lowest, is accepted, the Council shall set forth its reasons therefor in its resolution accepting such bid.
Because the trial court found that King was acting in his capacity as a union representative and thus on behalf of the defendant union during the events at issue, we will refer to both defendants in the singular.
MCL 600.2911(7) provides:
An action for libel or slander shall not be brought based upon a communication involving a private individual unless the defamatory falsehood concerns the private individual and was published negligently. Recovery under this provision shall be limited to economic damages including attorney fees.
The Noerr-Pennington doctrine is derived from two United States Supreme Court cases pertaining to the Petition Clause and antitrust laws: Eastern Railroad Presidents Conference v Noerr Motor Freight, Inc, 365 US 127; 81 S Ct 523; 5 L Ed 2d 464 (1961), and United Mine Workers of America v Pennington, 381 US 657; 85 S Ct 1585; 14 L Ed 2d 626 (1965).
The “market participant” exception to the Noerr-Pennington doctrine, adopted in some jurisdictions, but rejected in others, generally provides that a petitioner is not insulated from liability for defamation while petitioning the government where the governmental entity is acting as a market participant, as opposed to making policy. 245 Mich App 722, 733-734; 631 NW2d 42 (2001), citing George R Whitten, Jr, Inc v Paddock Pool Builders, Inc, 424 F2d 25 (CA 1, 1970) (adopting an exception to NoerrPennington where the government is performing a proprietary function); Greenwood Utilities Comm v Mississippi Power Co, 751 F2d 1484, 1505 n 14 (CA 5, 1985) (expressly rejecting Whitten).
The trial court also rejected defendant’s argument that plaintiff’s claims are preempted by the National Labor Relations Act, 29 USC 151 et seq. The Court of Appeals affirmed the trial court’s decision regarding this federal preemption issue. Defendant has not cross-appealed on this issue or moved to have it added as an issue of dispute before this Court. Accordingly, we will not address that portion of the judgment of the Court of Appeals.
Const 1963, art 1, § 3 provides that “[t]he people have the right peaceably to assemble, to consult for the common good, to instruct their representatives and to petition the government for redress of grievances.” However, the parties have neither rested their arguments on this state constitutional right nor suggested that this provision is interpreted any
While in this opinion we conclude that McDonald v Smith, 472 US 479; 105 S Ct 2787; 86 L Ed 2d 384 (1985), provides sufficient guidance to resolve the pending issues, we believe the Supreme Court has never directly addressed whether the private-figure and public-figure doctrine of free speech and free press defamation law announced in Gertz v Robert
The Court had no cause to discuss the Gerlz doctrine in McDonald, inasmuch as the McDonald plaintiff was a public figure and, thus, defendant was constitutionally entitled to the qualified immunity “actual malice” standard of New York Times, as a result of the McDonald Court holding that the Petition Clause provided no greater defamation protection than the Free Speech Clause and the Free Press Clause. In addition, under the state common law of North Carolina, which was at issue in McDonald, “actual malice” was the governing standard for both private-figure and public-figure defamation actions. As a result, the fact pattern in McDonald did not invite or require a discussion of the private-figure and public-figure dichotomy.
In interpreting the federal constitution, state courts are not privileged to provide greater protections or restrictions when the Supreme Court of the United States has refrained from doing so. Arkansas v Sullivan, 532 US 769, 772; 121 S Ct 1876; 149 L Ed 2d 994 (2001).
Gertz specifically held that “so long as they do not impose liability without fault, the States may define for themselves the appropriate standard of liability for a publisher or broadcaster of defamatory falsehood injurious to a private individual.” Id. at 347. Accordingly, defamation against a private figure still requires that fault be established. In addition, private-figure plaintiffs may only recover actual damages under a negligence standard for defamation. In order to recover any presumed or punitive damages, Gertz requires proof of actual malice. Id. at 350.
Where the alleged defamation concerns both a private figure and a matter of private concern, the burden of proving that the statement was not false rests with the defendant. However, where the statements are of public concern, the private-figure plaintiff bears the burden of proving falsity. Rouch, supra at 181, citing Philadelphia Newspapers, Inc v Hepps, 475 US 767; 106 S Ct 1558; 89 L Ed 2d 783 (1986). In this case, plaintiff proved falsity at trial.
See n 3.
Concurring Opinion
(concurring).
Given that we are constrained to follow our best understanding of the United States Supreme Court’s direction concerning the Petition Clause, I write separately to suggest that a proper application of the rules of constitutional interpretation produces a result contrary to that reached in McDonald v Smith, 472 US 479; 105 S Ct 2787; 86 L Ed 2d 384 (1985). I believe that, under an originalist interpretation of the Petition Clause, the defendant union and union representative would enjoy an absolute immunity from plaintiff’s suit for their petitioning activity. Should the Supreme Court of the United States seek to revisit its Petition Clause jurisprudence, there is significant, persuasive historical evidence suggesting that the contemporary under
If our majority has correctly determined that McDonald stands for the proposition that, at least concerning defamation immunity, the sibling clauses of the First Amendment have no distinctive meaning under our Constitution, I believe McDonald was incorrectly decided. Further, an attempt to import constitutional law on defamation involving free speech and free press to situations involving the right to petition raises questions about the soundness of such a principle, as exemplified by our application of the private-figure and public-figure dichotomy to the present case.
Accordingly, by laying out the historical record supporting a conclusion based on an originalist understanding of the Petition Clause, it is my hope that the United States Supreme Court may choose an alternative course to the one suggested by McDonald.
I. THE PETITION CLAUSE
A. THE RULES OF CONSTITUTIONAL INTERPRETATION
In interpreting a constitution, the primary objective is to discern the original intent of the constitutional text. See, e.g., Utah v Evans, 536 US 452, 491; 122 S Ct 2191; 153 L Ed 2d 453 (2002) (Thomas, J., concurring in part and dissenting in part, joined by Kennedy, J.); McIntyre v Ohio Elections Comm, 514 US 334, 359; 115 S Ct 1511; 131 L Ed 2d 426 (1995) (Thomas, J., concurring in judgment, quoting South Carolina v United States, 199 US 437, 448; 26 S Ct 110; 50 L Ed 261 [1905]); Michigan United Conserva
The questions presented in this case concern the meaning of the Petition Clause of the First Amendment. Accordingly, a thorough analysis of both the history of the practice of petitioning the government before its codification in 1791 as a part of the First Amendment and the common understanding of the text of the Petition Clause at that time is in order.
1. THE PRE-1791 HISTORY OF THE PETITION RIGHT
The right to petition has historical roots in Anglo-American constitutional history dating back to 1013. Smith, “Shall make no law abridging . . . An analysis of the neglected, but nearly absolute, right of petition, 54 U Cin L R 1153, 1154-1155 (1986) (discussing English nobles’ petition to Aethelred the Unready in 1013). Even before democracy was practiced in Great Britain, petitioning was recognized as a right granted by the royal sovereign to his subjects, as evidenced in the Magna Carta of 1215. Id. at 1155. Developing through the centuries, “petitioning reached enormous popularity” during the era of the Civil War and Interregnum in England. Id. at 1157. In fact, James I expressly provided “the Right of his subjects to make their immediate Addresses to him by Petition.” Id., quoting 5 Pari Hist Eng App ccxiv (1701) (Proclamation 10 July, 19 Jac). Charles I followed suit and it is documented as late as 1644 that he invited petitioning and promised that such petitioning would be heard. Id.
In the case of Lake v King, 1 Wms Saund 131, 85 Eng Rep 137 (1668), whether a defamation action could lie where the alleged defamatory statements were made while petitioning Parliament was at issue.
If there were any question that petitioners in England were protected from defamation liability following Lake, The Case of the Seven Bishops, 12 Howell’s State Trials 183 (1688), and the monumental pivot in English constitutional history that immediately followed Seven Bishops appear to have resolved the matter. In April 1688, James II decreed that all churches read a declaration, “Liberty of Conscience,” at divine services, which directive many bishops and clergy refused to follow. After seven bishops petitioned to be relieved from the king’s mandate, they were prosecuted for seditious libel. Smith, supra at 1160-1161.
A central inquiry in Seven Bishops was whether the defendants were “petitioning” the king. Seven Bishops, supra at 320-321. Defense counsel advanced that the king’s indicting document — the information — was insufficient inasmuch as it presented the bishops’ allegedly libelous statements in an excerpted fashion, separated from the petition as a whole. The king’s prosecutors argued that the defamatory statements were delivered in the pretense of a petition and thus only the libelous paragraphs were germane. The reso
Notwithstanding the verdict in Seven Bishops, James II appealed to the army to enforce his Liberty of Conscience decree. In response to the king’s appeal, much of the army declined, laying down their arms. Thereafter,
[a] convention of the peers and representatives of the realm resolved on January 28-29, 1689, that James II had broken the “original contract between King and people.” The crown was offered to William and Mary upon the condition that they accept the Declaration of Rights; acceptance was given on February 13, 1689. The Declaration of Rights provided “that it is the right of the subjects to petition the king, and all commitments and prosecutions for such petitioning is illegal.” [Smith, supra at 1162 (emphasis added).]
The adoption of this petition right in the English Bill of Rights evinces a clear understanding that the rule of Lake, that petitions to Parliament may not be the subject of defamation actions, was also the rule concerning petitions to the king. As the English codified petition right provided in 1689, it is the “right of the subjects to petition the king, and all commitments and prosecutions for such petitioning are illegal.”
Thus, Lake, the dispositive inquiry in Seven Bishops regarding whether the defendants’ speech was in petition form, and the historical effect of Seven Bishops are instructive about the scope and meaning of the petition right before 1791. First, they crystalize the common-law understanding in late seventeenth-century England that speech was absolutely immune when made in petition form. Second, the historical role that Seven Bishops had in inducing the creation of the English Bill of Rights (Declaration of Rights) and the explicit inclusion of the right to petition in the English Bill of Rights immediately following the Seven Bishops decision reinforce the foundational understanding of the importance and full scope of the right to petition. Finally, the elementary distinctions maintained between the freedoms of speech and press and the right to petition in the seventeenth century is evident in Lake and Seven Bishops, where the outcomes were influenced by whether the defendants’
“The American colonies adopted and adapted the right to petition from petition’s English precursors.” Mark, The vestigal constitution: The history and significance of the right to petition, 66 Fordham L R 2153, 2161 (1998). “In no case did the colonial affirmation of the right narrow the English right.” Id. at 2175. Indeed, our Declaration of Independence is the most famous example of the colonists’ commonplace use of petitioning as a recognized political right:
We have Petitioned for Redress in the most humble terms: Our repeated Petitions have been answered only by repeated injury.
Following the drafting of the Constitution in 1787 and its ratification in 1789, it became clear that the Anti-Federalists would demand amendments to the Constitution to assure the continued protection of the well-understood natural rights that a self-governing people do not forfeit to their government. Mark, supra at 2207. Regarding consideration of the petition right, what arose was a focus on the role of the petition right in the new national governmental experiment and, more directly, an exhaustive dialogue regarding whether any petitioning should be accompanied by the power to instruct the people’s representatives. Instruction was ultimately rejected.
No discussion is recorded that challenged the protective scope of the petition right recognized under English law and practiced in the colonies, including the protection from defamation under the case law of
In fact, even codified qualifications on the petition right found in several colonial and early state declarations of rights were not included in the First Amendment Petition Clause.
This conclusion is fortified by the contentious debate that occurred regarding the lack of a Bill of
Therefore, the 1787-1789 debate whether to include a bill of rights in the Constitution reveals that neither the Federalists nor Anti-Federalists questioned the vitality of the various rights specifically proposed to be listed in such a bill of rights, rights that were eventually adopted in 1791. Rather, these rights were admitted to exist and be preserved as rights natural to all men in the new Constitution, and the debate on these rights concerned only whether they should be constitutionally codified. Accordingly, this 1787-1789 discussion of the rights that were eventually incorporated as the Bill of Rights in 1791 is persuasive support for the proposition that the drafters and ratifiers of the Petition Clause clearly understood what the petition right meant: what it had always meant.
This broad availability of the right of petitioning government was contemporaneous with explicit statutory limitations on freedom of speech and press that were enacted and practiced in colonial America. Smith, supra at 1171 (discussing licensing of the press and punishment for offensive political speech in Massachusetts, Pennsylvania, and New York as late as the early 1720s); see also Garry, The American Vision of a Free Press (New York: Garland Publishing, 1990). “Seditious libel laws existed in all of the colonies, and
In addition, while there is a clear indication that the First Amendment drafters rejected the idea that the people could “instruct” their representatives, the understanding of the petition right in 1787 was that petitioning was such an influential force in the idea of self-government that it included the right to consideration and response. Mark, supra at 2204-2212. In other words, the filing of a petition with the government entitled the petitioner to legislative consideration of the petition, as well as a legislative response to the petition.
Interestingly, one of the most powerful indications of the breadth of, and political importance attached to, the right of petition in the early days of the United States occurred within its first years of founding and immediately before the adoption of the Bill of Rights. The filing of the Quaker petitions in the 1st Congress in 1790, concerning demands for ending the practice of slavery, occasioned what many congressional members considered a constitutional crisis that might destroy the fragile new national government. See
It is well understood that one of the significant constitutional compromises that was struck in order to gain approval within the Constitutional Convention (and eventually among the colonies that were to adopt the proposed constitution) was the Sectional Compromise. The question of how to address the slavery issue in a national government proved to be impossible for the drafters to wholly resolve. Ellis, supra at 85-86. Consequently, the Sectional Compromise placed the issue of the slave trade beyond the powers of the federal government until 1808, by adding article I, § 9, cl 1, to the Constitution.
Again, even given the constitutional crisis that the Quaker petitions posed for the new national government, the remarkable thing about this historic episode is that there does not appear to be any indication that the 1st Congress believed it could simply ignore the petitions, despite Article I, § 9, cl 1. More important, these petitioners were not prosecuted for what at least the southern members of Congress
2. THE TEXT OF THE PETITION CLAUSE
As a textual matter, I note that although the United States Supreme Court has stated that all the First Amendment rights are cut from the same cloth, McDonald v Smith, supra at 482, the clauses are nonetheless distinct in their natures.
Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.
Inasmuch as the First Amendment protects the “freedom of speech,” the word “speech” has often been dissected in order to determine what constitutes speech. In this pursuit, the United States Supreme Court has often focused on the subject of the speech. See, e.g., Miller v California, 413 US 15; 93 S Ct 2607; 37 L Ed 2d 419 (1973) (obscenity); Virginia State Bd of Pharmacy v Virginia Citizens Consumer Council, Inc, 425 US 748; 96 S Ct 1817; 48 L Ed 2d 346 (1976)
However, while the text of the Free Speech Clause fairly invites an analytical focus on the subject of speech, the text of the Petition Clause, the right “to petition,” denotes a focus not on the identity of the speaker or subject matter, but the identity of the listener. The text of the First Amendment accordingly implies that where the government is the listener, the speaker’s right to petition the government is at issue.
This textual distinction is not, in my opinion, without significance. Rather, it signals the original intent of the Petition Clause to protect citizen input when presented in the form of a petition to government, regardless whether it would be considered “speech” or “press” under the sibling clauses of the First Amendment.
3. POST-1791 DEVELOPMENT
While petitioning in colonial America afforded even the disenfranchised access to the People’s representatives, petitioning eventually atrophied as a popular tool of self-governance at the center of our republican form of government with the increased emphasis on voting and the expansion of rights of enfranchisement
4. RESOLUTION
Although I would adhere to the principle that a constitutional provision is to be interpreted consist
However, I believe the history and text of the petition right, as analyzed above, support an interpretation that the Petition Clause is distinct from its First Amendment siblings and therefore deserves consideration regarding whether distinct treatment in the constitutional law of defamation is warranted under the Petition Clause. For this reason, I believe McDonald was incorrectly decided.
II. APPLICATION OF THE MCDONALD PRINCIPLE
While I concur in the majority opinion because of the clear direction provided by McDonald, in addition to my original-intent analysis, I believe there are meritorious arguments for declining to extend the private-figure and public-figure defamation distinction to cases involving the right to petition. Further, the flaw
The rationale for the private-figure and public-figure dichotomy announced in Gertz v Robert Welch, Inc, 418 US 323; 94 S Ct 2997; 41 L Ed 2d 789 (1974), seems potentially misplaced in petition settings where the alleged defamation damages derive from the resulting actions of the government. Gertz reasoned that private individuals are more vulnerable to defamation than public figures because public figures have “significantly greater access” to the media and can use the media to counteract false statements. Gertz, supra at 344.
It is arguable that the Gertz “access to the media” rationale in the free speech and free press contexts is ill-fitted to the right to petition context, particularly where a plaintiffs damages are a product of the adverse actions of government, albeit induced by a third party. Unlike falsehoods disseminated by or in
In fact, the access to respond to defamatory statements in a petition context is evident in the present case, where plaintiff was given the opportunity at the city council meeting to answer defendant’s assertions. Further, the Petition Clause itself protected plaintiff’s right to deliver a written petition to the city council in order to answer the defamatory statements made by defendant. For these reasons, it is questionable whether the rationale for the private-figure and public-figure dichotomy announced in Gertz, and applied in defamation actions involving freedom of speech or freedom of the press, provides a solid foundation for the private-figure and public-figure standard in the right to petition context. This extension is particularly questionable where the damages are a result of a decision made by the listener, a city council, to which both plaintiff and defendant have constitutionally guaranteed access under the Petition Clause.
III. CONCLUSION
An analysis of the original understanding of the Petition Clause leads to the conclusion that McDonald was incorrectly decided. Consistent with its preratification history and its text, I believe that the Petition Clause offers protections distinct from its sibling clauses under the First Amendment and that the
However, McDonald provides this Court with clear direction about whether the private-figure and public-figure dichotomy of free speech and free press defamation law is to be extended to petition right defamation cases. As this Court is bound by McDonald because of the Supremacy Clause of the United States Constitution,
Although I realize that the Supreme Court in White v Nichols, 44 US (3 How) 266, 289; 11 L Ed 591 (1845), labeled Lake “anomalous” and inconsistent with “modern adjudications,” I note that constitutional interpretation inquiries are directed at the original understanding of a provision. Accordingly, that Lake proved to be inconsistent with post-1791 adjudications should be of no consequence where there is no record of Lake's vitality being questioned before 1791. Nor does the absence of any pre-1791 challenge to Lake warrant that its rule of law be considered “anomalous.” This is particularly evident where subsequent events can be
Defense counsel in Seven Bishops proclaimed to the Court that the dispute was “a case of the greatest consequence that ever was in Westminster-hall ... or in this court.” Seven Bishops, supra at 239.
While there existed a few qualifications on the form and manner of presentation of petitions that were unique to individual colonial states, none addressed defamation. Several colonies and states required that a petition be submitted in an “orderly and peaceable manner.” Smith, supra at 1181-1182. This requirement was consistent with statutory requirements that accompanied the English Bill of Rights, but it did not concern the content of the petition.
At least in colonial Virginia, the right to petition was not limited by class, sex, or race. Bailey, supra at 43. In fact, Bailey documents that after the Virginia legislature was given authority over the manumission of slaves in 1776, petitions increased from blacks both free and enslaved. Id. at 44.
“The Migration or Importation of such Persons as any of the States now existing shall think proper to admit, shall not be prohibited by the Congress prior to the Year one thousand eight hundred and eight, but a Tax or duty may be imposed on such Importation, not exceeding ten dollars for each Person.” US Const, ait I, § 9, cl 1.
A good deal of the congressional time and activity was devoted to the debate on the Quaker petitions, with veiled threats of secession made by southern members of Congress if any aspect of slave practices were disturbed by the federal legislature. Ellis, supra. Eventually, by resolution, the 1st Congress adopted an amended recommendation of the committee formed to consider the Quaker petitions. Ellis, supra at 118 (citing De Pauw, 3 Documentary History of the First Federal Congress of the United States [Baltimore: John Hopkins Univ Press, 1972], p 341). That resolution forbade not only congressional consideration of the issue of slavery until 1808, but banned its consideration forever. Ellis, supra at 118.
At the least, the presentation of the Petition Clause as one separate from the clauses concerning freedom of speech in the First Amendment alerts us textually that the purpose and intent of the Petition Clause must be distinct from its sibling clauses. Higginson, A short history of the right to petition government for the redress of grievances, 96 Yale L J 142, 155-156 (1986). Further, I note that whereas the Free Speech Clause and the Free Press Clause are separated by a comma, both are separated from the Petition Clause by a semi-colon. See Kesavan & Paulsen, Is West Virginia constitutional?, 90 Cal L R 291, 334-352 (2002) (discussing, inter alia, the interpretation of the sixty-five semi-colons contained in the original constitution, particularly the punctuation of US Const, art IV, § 3 concerning the creation of new states).
See, e.g., the Fifteenth, Nineteenth, and Twenty-Sixth Amendments, which extended the right to vote to individuals regardless of race, color, or previous servitude and to women and citizens eighteen years old and older.
Further, it seems illogical that the founders, wary of an overpowering and unaccountable federal government, would create immunity from defamation for governmental actors under the Speech and Debate Clause, US Const, art I, § 6, cl 1, but expose the People to defamation when petitioning. Barr v Mateo, 360 US 564; 79 S Ct 1335; 3 L Ed 2d 1434 (1959). Consider a mutually libelous exchange between a citizen and a congressman at a congressional hearing. While the congressman would be absolutely immune from liability because of the Speech and Debate Clause, under McDonald’s inteipretation of the Petition Clause, the citizen would face potential liability. Such an outcome seems incompatible with the founders’ understood view that the People are the masters and the government the servant.
While I acknowledge that contemporary, postratification judicial interpretations of a constitutional provision could permissibly aid an effort to determine the original intent of a provision, I suggest that such consideration is misplaced where the original intent can be surmised from the preratification understanding of the provision’s meaning. Inasmuch as McDonald essentially ignores the preratification understanding of the petition right, I find its concentration on the postratification case law insufficient and unjustified. Schnapper, supra (stating that McDonald fails “to discuss any seventeenth-or eighteenth-century materials that might reveal the contemporaneous understanding of the petition clause, but relies instead solely on postratification materials,” id. at 305, and concluding that “[h]ad McDonald written his letter ... to President Washington or to George III, rather than to President Reagan, a libel action by Smith would have been dismissed out of hand,” id. at 343).
I recognize that Gertz also opined that public figures deserve less protection against defamation because they have “voluntarily exposed themselves to increased risk of iiy'ury from defamatory falsehood[s],” Gertz, supra at 345, unlike private persons. While this reasoning would appear to provide an alternative Gerfe-based avenue for extending the private-figure and public-figure dichotomy to the Petition Clause, I suggest that this rationale is also perhaps misplaced in a petition setting like the present one.
Although it is well established in the case law on freedoms of speech and press that a private figure who throws himself into a public dispute can become a limited purpose public figure for defamation qualified immunity purposes, Gertz, supra at 351, plaintiff in this case petitioned the city council to award him a public contract. It appears questionable to me that one who invites comment from his fellow citizens by petitioning the government on a public issue, seeking the fruits of a taxpayer-funded construction project, remains a private figure.
US Const, art VI, cl 2.
Reference
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