Herald Co. v. Eastern Michigan University Board of Regents
Herald Co. v. Eastern Michigan University Board of Regents
Concurring in Part
(concurring in part and dissenting in part). I agree with and sign all but part II of Justice Cavanagh’s dissenting opinion. Defendant did not carry its
I concur with the majority’s clarification of the standard of review in Freedom of Information Act
MCL 15.231 et seq.
The president at the time, Samuel Kirkpatrick, has since resigned.
Opinion of the Court
The question presented in this case is whether the Washtenaw Circuit Court (the circuit court) properly withheld from disclosure a letter (Doyle letter) written by Eastern Michigan University’s (EMU) Vice President of Finance Patrick Doyle to a member of defendant EMU Board of Regents, Jan Brandon. The circuit court held that the letter was exempt as a frank communication under the Freedom of Information Act (FOIA), MCL 15.231 et seq. The Doyle letter was written at Brandon’s request as part of defendant’s investigation of allegations that the then-president of EMU, Samuel Kirkpatrick, had run the construction of a new president’s house (University House project) precipitously over budget.
Applying the balancing test set forth in the statutory language of MCL 15.243(l)(m), the frank communica
We affirm the result reached by the Court of Appeals, but we take this opportunity to clarify the appropriate standard of review of discretionary determinations in FOIA cases. In Federated Publications, Inc v City of Lansing,
In this case, the parties do not dispute the underlying facts. Rather, they dispute the import of those facts as they factor into the weighted balancing test of the frank communication exemption. Accordingly, we review the circuit court’s decision to affirm the nondisclosure of the Doyle letter for an abuse of discretion. We hold that the circuit court reached a decision that was within the principled range of outcomes when it determined the
We also hold that, pursuant to MCL 15.244, the public body must “to the extent practicable, facilitate a separation of exempt from nonexempt information” and “make the nonexempt material available for examination and copying.” Accordingly, we remand this case to the circuit court to separate this material from the Doyle letter and make the nonexempt material available to plaintiff.
I. FACTS AND PROCEDURAL HISTORY
Established by the Michigan Constitution, which confers upon it “general supervision of the institution and the control and direction of all expenditures from the institution’s funds,”
Plaintiff Herald Company, Inc., doing business as Booth Newspapers, Inc., and the Ann Arbor News, sent FOIA requests to defendant on September 10 and 11, 2003, as it conducted its own investigation, seeking numerous documents related to the University House project.
On February 5, 2004, plaintiff filed simultaneously in the circuit court a complaint and an emergency motion to compel disclosure of the Doyle letter under the FOIA. After a hearing and viewing the letter in camera, the circuit court issued a written opinion and concluded that the Doyle letter met the statutory definition of a frank communication. In resolving the required statutory balancing test, the circuit court concluded that the balance favored nondisclosure. It permitted defendant to withhold the Doyle letter in its entirety.
II. STANDARD OF REVIEW
This Court reviews questions of statutory interpretation de novo.
In addition, certain FOIA provisions require the trial court to balance competing interests.
Federated inadvertently misstated the appropriate standard of review for discretionary determinations in FOIA cases.
III. THE FOIA AND THE FRANK COMMUNICATION EXEMPTION
The Legislature codified the FOIA to facilitate disclosure to the public of public records held by public bodies.
The frank communication exemption at issue in this case provides that a public body may exempt from disclosure as a public record
[c]ommunications and notes within a public body or between public bodies of an advisory nature to the extent that they cover other than purely factual materials and are preliminary to a final agency determination of policy or action. This exemption does not apply unless the public body shows that in the particular instance the public interest in encouraging frank communication between officials and employees of public bodies clearly outweighs the public interest in disclosureN20
The frank communication exemption ultimately calls for the application of a weighted balancing test where the circuit court must weigh the public interest in disclosure versus the public interest in encouraging frank communication. Under the plain language of the provision, these competing interests are not equally situated, and the Legislature intended the balancing test to favor disclosure. The Legislature’s requirement that the public interest in disclosure must be clearly outweighed demonstrates the importance it has attached to disclosing frank communications absent significant, countervailing reasons to withhold the document. Hence, the public record is not exempt under the frank communication exemption unless
In addition to the statutory language initially favoring disclosure of a frank communication, it is important to consider carefully other words and phrases in the statutory text. First, we must be cognizant of the competing interests at stake in the particular instance
Before the trial court may apply the balancing test, the public body must demonstrate to the satisfaction of the trial court that the public record is a “frank communication.”
Therefore, a document is a “frank communication” if the trial court finds that it (1) is a communication or note of an advisory nature made within a public body or between public bodies, (2) covers other than purely factual material, and (3) is preliminary to a final agency determination of policy or action. If, in the trial court’s judgment, the document fails any one of these threshold qualifications, then the frank communication exemption simply does not apply. For example, if the document is composed entirely of purely factual materials, it is not a frank communication, and the public body must disclose the document to the requesting party unless it has asserted an alternate, valid basis for nondisclosure.
The circuit court then moved to the balancing test and concluded that the balance of interests favored nondisclosure. The court offered four reasons to support the balance it struck. Its third and fourth reasons specifically address the balance of interests favoring nondisclosure of the Doyle letter:
(1) The letter contains substantially more opinion than fact, and the factual material is not easily severable from the overwhelming majority of the contents: Doyle’s views concerning the President’s involvement with the University House project.
(2) The letter is preliminary to a final determination of policy or action. The communication was between officials of public bodies. The letter concerns Defendant’s investigation and ultimate determination of what action, if any, would be taken regarding the University House controversy.
(3) The public interest in encouraging frank communications within the public body or between public bodies clearly outweighs the public interest in disclosure. Plaintiffs specific need for the letter, apparently to “shed light on the reasons why a highly respected public official resigned in the wake of EMU being caught misleading the public as to the true cost of the President’s house”, or the public’s general interest in disclosure, is outweighed by*477 Defendant’s interest in maintaining the quality of its deliberative and decision-making process.
(4) Defendant conducted an investigation and recently published a “voluminous and exhaustive report” concerning its findings regarding the University House project, a copy of which was furnished to Plaintiff.
The circuit court identified the two competing interests. On one hand, plaintiff had an interest in obtaining the letter to “shed light” on President Kirkpatrick’s involvement in the University House project. On the other hand, defendant needed to preserve its “deliberative and decision-making process” to carry out an effective internal investigation. The circuit court found that defendant had published and distributed to plaintiff a “voluminous and exhaustive report” of financial data related to the controversy. Defendant hired Deloitte & Touche to audit the expenditures related to the University House project and disseminated this audit to plaintiffs about the time plaintiffs filed suit to obtain the Doyle letter. In the circuit court’s judgment, the wave of data related to the University House project flowing from this independent report lessened plaintiffs interest in disclosure of the Doyle letter and tipped the balance in defendant’s favor such that the public interest in encouraging frank communication clearly outweighed the public interest in disclosure.
IV THE CIRCUIT COURT DID NOT ABUSE ITS DISCRETION
Reiterating what we said in Federated, we note that the trial court must determine whether defendant met its burden of proof that a public record is exempt. In this case, the circuit court found that defendant met its burden of showing that the public interest in encouraging frank communication clearly outweighed the interest of disclosure in “the particular instance.” On appeal
Plaintiff claims that two “outcome determinative” facts tip the balance of interests decisively in favor of disclosure and should compel this Court to find the circuit court committed clear error. First, bringing to public light any criticism supposedly leveled by Doyle against President Fitzgerald in the letter would foster accountability and facilitate good government, which plaintiff contends is the core purpose of the FOIA. Second, Doyle wrote the letter in view of his impending departure, so in this “particular instance” defendant has a relatively weak interest in encouraging frank communication. According to plaintiff, because the balancing test is already tilted in favor of disclosure, it is inconceivable that the circuit court’s decision to withhold the Doyle letter did not amount to error requiring reversal.
Reviewing the circuit court’s decision for an abuse of discretion rather than clear error, we reject, first, plaintiff s blanket assertion that every frank communication that criticizes a public official must be disclosed to assure good governance and accountability and accomplish the “core purpose” of the FOIA. That a frank communication contains criticism of a public official or a public body, which is unremarkable considering that these are frank communications, certainly factors into the balancing test, but it cannot singularly serve to outweigh the public interest in nondisclosure. Were we to adopt such a rule, we would eviscerate the frank communication exemption. We doubt that officials within a public body would offer candid, written feedback, or that they would do so for very long, if that feedback would invariably find its way into the public
As for plaintiffs second “outcome determinative” consideration, we are not persuaded that Doyle’s retirement marginalized the public interest in encouraging frank communication within the public body. In plaintiffs view, Doyle’s retirement diminished the public interest in nondisclosure because, with Doyle departing, he would suffer no employment-related retribution by disclosing his honest feedback. By emphasizing this fact, plaintiff erroneously conflates the interests of the disclosing person, one member of the public body, with the public body’s need, as an institution, to encourage frank communication in this “particular instance.”
Quite simply, Doyle’s resignation does not negate defendant’s need to investigate thoroughly this controversy and future controversies. That one out-going member of defendant’s administration might not be inhibited by the possibility of disclosure does not allay the concern that every other member of defendant’s administration may harbor if Doyle’s communications, and possibly theirs, are disclosed for public consumption. This Court has recognized, in a related FOIA
“1. Internal investigations are inherently difficult because employees are reluctant to give statements about the actions of fellow employees.
“2. If their statements would be a matter of public knowledge they might refuse to give any statements at all or be less than totally forthcoming and candid.
“3. Also, disclosure could be detrimental to some employees.
“4. Public disclosure of records relating to internal investigations into possible employee misconduct would destroy or severely diminish the Sheriff Department’s ability to effectively conduct such investigations.”[27 ]
Defendant was investigating the possible misconduct of the most senior member of management, President Kirkpatrick, and, in doing so, sought Doyle’s candid observations regarding the matter. Disclosure of Doyle’s letter would foster a fear among university officials that they could no longer communicate candidly about a sensitive topic without their written communications being disclosed to the public. This would create a chilling effect that would surely dry up future frank communications. Thus, the departure of Doyle has very little bearing on the institutional interests protected by the frank communication exemption.
Plaintiff would transform the weighted balancing test of the frank communication exemption into an irrebuttable presumption of disclosure. We decline to adopt plaintiffs position. The plain language of the balancing test requires the public interest in encourag
We do not minimize the general public interest in the disclosure of frank communications. The Legislature explicitly codified within the frank communication exemption its policy determination that a frank communication must be disclosed to the public unless the public interest in disclosure is clearly outweighed. Moreover, the public has a keen interest in receiving information regarding the alleged misuse of public funds, which, if such misuse were true, might undermine the public’s trust and confidence in the public body. If public resources are squandered under their watch, then it calls into question whether members of the public body are fit to discharge the responsibilities that have been committed to them on behalf of the general public.
However, we do not hypothesize generally whether the public interest in disclosure should prevail over the public interest in nondisclosure. We only consider the balance struck by the circuit court in the context of this “particular instance.” The circuit court reviewed the evidence and made appropriate findings of fact pertaining to the Doyle letter. It found that defendant had released a “voluminous and exhaustive report” that tipped the balance in favor of nondisclosure because the Deloitte audit disclosed for the public record pertinent financial data related to the University House project.
V SEPARATION OF EXEMPT AND NONEXEMPT MATERIAL
For the foregoing reasons, we affirm the circuit court’s conclusion that the Doyle letter is exempt as a frank communication. However, pursuant to MCL 15.244, we hold that the exempt and nonexempt material within the Doyle letter must be separated and the latter disclosed to plaintiff.
The FOIA requires that
[i]f a public record contains material which is not exempt under section 13, as well as material which is exempt from disclosure under section 13, the public body shall separate the exempt and nonexempt material and make the nonexempt material available for examination and copying.[28 ]
The public body is assigned the responsibility, “to the extent practicable, [to] facilitate a separation of exempt from nonexempt information.”
The circuit court did not abuse its discretion by determining that the public interest in frank communication clearly outweighed the public interest in disclosure. In this “particular instance,” defendant had a strong interest in preserving candid internal investigatory communications. Although Doyle may have retired soon after writing the letter, defendant maintained its interest in preventing a ripple effect of chilled communications during this or subsequent investigations. The public interest in disclosure is favored initially in the weighted balancing test. However, the circuit court found that defendant’s release of financial data mitigated that interest. As such, we cannot conclude that the circuit court abused its discretion. Accordingly, we affirm the grant of summary disposition in favor of defendant and remand this matter to the circuit court to separate the exempt and nonexempt information in the Doyle letter, to the extent practicable, and make the nonexempt material available to plaintiff.
467 Mich 98; 649 NW2d 383 (2002).
City of Novi v Robert Adell Children’s Funded Trust, 473 Mich 242, 254; 701 NW2d 144 (2005), quoting People v Babcock, 469 Mich 247, 269; 666 NW2d 231 (2003) (“Discretion is abused when the decision results in ‘an outcome falling outside this principled range of outcomes.’ ”).
Const 1963, art 8, § 6.
MCL 390.553.
In the September 10, 2003, FOIA request, plaintiff sought two categories of correspondence:
*469 1. Copies of all correspondence, including but not limited to letters, reports, memos and e-mails, to and from the following parties since Jan. 1, 2002, regarding the new University House on campus:
• Vice President for Business and Finance Patrick Doyle or other staff members of the Office of Business and Finance.
• The EMU Board of Regents.
• EMU President Samuel Kirkpatrick.
2. Copies of all correspondence, including but not limited to letters, reports, memos and e-mails, between Vice President for Business and Finance Patrick Doyle to and from the EMU Board of Regents, EMU President Samuel Kirkpatrick and/or the Office of Human Resources, regarding Doyle’s recent resignation and-or retirement.
In the September 11, 2003, FOIA request, plaintiff sought all (1) budgets, (2) bank accounts, (3) invoices, (4) change orders, (5) bids, (6) funding sources, (7) board of regents resolutions, (8) and fees, salary, or other income paid to Pamela Kirkpatrick, wife of EMU President Samuel Kirkpatrick, related to the University House project.
265 Mich App 185; 693 NW2d 850 (2005).
472 Mich 928 (2005). The parties were instructed to brief: (1) whether the Court of Appeals correctly applied the appropriate standard of review; (2) whether the Washtenaw Circuit Court clearly erred in applying the § 13(l)(m) FOIA exemption, MCL 15.243(l)(m), to the public record in question; and (3) whether purely factual materials, if any, contained within the public record were properly included within the scope of the exemption.
State Farm Fire & Cas Co v Old Republic Ins Co, 466 Mich 142, 146; 644 NW2d 715 (2002).
For example, in addition to the weighted balancing test in the frank communication exemption, the Legislature codified FOIA balancing tests at MCL 15.243(l)(c), (k), (n), (s), and (y).
We disagree with Justice Cavanagh’s argument that the abuse of discretion standard is inappropriate because the plaintiff has not and cannot view the contents of the withheld document. Although the plaintiff does not know the factual content of a requested document, such is the nature of litigation under the FOIA. This asymmetry does not reveal a defect in the abuse of discretion standard of review.
Justice Cavanagh does not disagree that, under Michigan’s traditional jurisprudence, discretionary determinations are reviewed for abuse of discretion, and he does not answer how, under the clear error standard, the plaintiff could better challenge facts of which it is unaware. Consistent with our law, it is more appropriate for appellate courts to consider whether the trial court abused its discretion when it makes a discretionary determination in light of the constellation of known facts that form the “particular instance.” Both parties concede that the Doyle letter contains Doyle’s written impressions about the University House project, and hence its legal status as a “frank communication,” and that the audit released a flood of financial information also pertaining to the project. It is the importance of the former in light of the latter that is disputed by the parties. Resolving this dispute in the context of the statutory weighted balancing test requires the trial court to make a judgment call. Therefore, we review that judgment call for an abuse of discretion.
See, e.g., Federated, supra at 106; In re Miller, 433 Mich 331, 337; 445 NW2d 161 (1989); MCR 2.613(C).
See, e.g., Babcock, supra at 265, 268-270; People v Jendrzejewski, 455 Mich 495, 500; 566 NW2d 530 (1997); Frank W Lynch & Co v Flex Technologies, Inc, 463 Mich 578, 583; 624 NW2d 180 (2001).
Cf. Babcock, supra at 265 (“whether a factor exists [fact question] is reviewed for clear error ... whether a reason is substantial and compelling [discretionary determination] is reviewed for abuse of discretion”) (emphasis added).
MCL 15.231(2) (“It is the public policy of this state that all persons, except those persons incarcerated in state or local correctional facilities, are entitled to full and complete information regarding the affairs of government and the official acts of those who represent them as public officials and public employees, consistent with this act. The people shall be informed so that they may fully participate in the democratic process.”).
See MCL 15.243.
MCL 15.243(l)(m) (emphasis added).
Michigan is not alone in valuing and protecting frank communication. As aptly noted by the Court of Appeals majority, other state legislatures and the United States Congress have recognized that a public agency’s sensitive, internal deliberations must be granted some level of protection from public disclosure to promote the quality of those deliberations and to ensure overall good governance by the public agency. See, e.g., 5 USC 552(b)(5); Cal Gov’t Code 6254(a); Colo Rev Stat 24-72-204(2)(a)(XIII); Conn Gen Stat l-210(b)(l); Hawaii Rev Stat 92F-13(3); Ind Code 5-14-3-4(b)(6); Ky Rev Stat Ann 61.878(l)(j); Wash Rev Code 42.17.310(1)6); W Va Code 29B-l-4(a)(8); Wyo Stat Ann 16-4-203(b)(v).
Cf. Federated, supra at 110, interpreting “in the particular instance” in a different FOIA context.
If the public body denies the requesting party access to a public record, and the requesting party commences an action in the trial court, “the burden is on the public body to sustain its denial.” MCL 15.240(4) (emphasis added).
See Herald Co, Inc v Ann Arbor Public Schools, 224 Mich App 266, 274; 568 NW2d 411 (1997), citing Milford v Gilb, 148 Mich App 778, 782; 384 NW2d 786 (1985).
Plaintiff concedes that the Doyle letter is a frank communication. It challenges only the application of the weighted balancing test.
Herald Co, 265 Mich App 202-203, 205.
Kent Co Deputy Sheriffs Ass’n v Kent Co Sheriff, 463 Mich 353, 365-366; 616 NW2d 677 (2000) (citation omitted).
MCL 15.244(1).
MCL 15.244(2).
Concurring in Part
(concurring in part and dissenting in part). I concur with part II of the majority’s opinion, correcting the standard of review in Freedom of Information Act
MCL 15.231 et seq.
Dissenting Opinion
(dissenting). Today’s majority decision is an example of a court properly articulating the law, yet failing to apply it correctly. Because I strongly disagree with the majority’s position that the trial court did not abuse its discretion when it held that defendant Eastern Michigan University Board of Regents met its burden under the Freedom of Information Act (FOIA), MCL 15.231 et seq., I must respectfully dissent.
I. FACTS AND PROCEEDINGS
Plaintiff Herald Company, Inc., doing business as Booth Newspapers, Inc., and Ann Arbor News, sought disclosure of a number of public records related to the building of the Eastern Michigan University president’s new house.
(1) The letter contains substantially more opinion than fact, and the factual material is not easily severable from the overwhelming majority of the contents: Doyle’s views concerning the President’s involvement with the University House project.
(2) The letter is preliminary to a final determination of policy or action. The communication was between officials of public bodies. The letter concerns Defendant’s investigation and ultimate determination of what action, if any, would be taken regarding the University House controversy.
(3) The public interest in encouraging frank communications within the public body or between public bodies clearly outweighs the public interest in disclosure. Plaintiffs specific need for the letter, apparently to “shed light on the reasons why a highly respected public official resigned in the wake of EMU being caught misleading the public as to the true cost of the President’s house”, or the public’s general interest in disclosure, is outweighed by Defendant’s interest in maintaining the quality of its deliberative and decision-making process.
(4) Defendant conducted an investigation and recently published a “voluminous and exhaustive report” concerning its findings regarding the University House project, a copy of which was furnished to Plaintiff.
The Court of Appeals affirmed in a split decision. 265 Mich App 185; 693 NW2d 850 (2005). This Court granted plaintiffs application for leave to appeal. 472 Mich 928 (2005).
Summary disposition was granted to defendant on the basis of the FOIA. This Court reviews the grant or denial of summary disposition de novo. Herald Co v Bay City, 463 Mich 111, 117; 614 NW2d 873 (2000). Similarly, the proper interpretation of a statutory provision is a question of law that this Court reviews de novo. Id. Application of FOIA exemptions involving legal determinations are also reviewed under a de novo standard of review. Federated Publications, Inc v City of Lansing, 467 Mich 98, 106; 649 NW2d 383 (2002). Exemptions involving discretionary determinations, such as an exemption requiring a court to engage in a balancing of public interests, are reviewed under the clearly erroneous standard of review. Id. at 107.
“A finding is ‘clearly erroneous’ if, after reviewing the entire evidence, the reviewing court is left with the definite and firm conviction that a mistake has been made.” Id. (citation omitted). As stated by the United States Supreme Court, this is the foremost of the general principles governing the clearly erroneous standard. Anderson v City of Bessemer City, 470 US 564, 573; 105 S Ct 1504; 84 L Ed 2d 518 (1985). The Supreme Court further explained that as long as a trial court’s “account of the evidence is plausible in light of the record viewed in its entirety, the [reviewing court] may not reverse it even though convinced that had it been sitting as the trier of fact, it would have weighed the evidence differently.” Id. at 574 (emphasis added). “Where there are two permissible views of the evidence, the factfinder’s choice between them cannot be clearly erroneous.” Id. This standard, however, does not suggest that the mere fact that a court has viewed the evidence in a particular manner necessarily amounts to a permissible view of the evidence. Rather, “[d]ocu
Yet even more important is that the standard of review as articulated in Federated Publications is correct. The majority now states “that the clear error standard of review is appropriate in FOIA cases where a party challenges the underlying facts that support the trial court’s decision.” Ante at 472. “However, where the parties do not dispute the underlying facts but rather challenge the trial court’s exercise of discretion,” the proper standard of review is abuse of discretion. Id. at 467. In this case, the majority asserts that the parties do not dispute the underlying facts, they only dispute the import of those facts as they factor into the weighted balancing test of the frank communication exemption. Ante at 467. Therefore, the majority asserts the proper standard of review is abuse of discretion.
But the majority ignores the obvious reason why clear error is the proper standard of review when a court is analyzing FOIA exemptions requiring a determination of a discretionary nature. Simply, the party challenging the exemption has never seen the document
Plaintiff challenges the claim that the letter is not relevant in light of the “exhaustive” public report defendant issued. Plaintiff argues that all the facts in the Doyle letter are not contained in the public report, contrary to the trial court’s opinion.
III. ANALYSIS
This case involves an issue of statutory interpretation. The primary goal of statutory interpretation is to give effect to the intent of the Legislature. In re MCI Telecom Complaint, 460 Mich 396, 411; 596 NW2d 164 (1999). The first step is to review the language of the statute. Id. If the statutory language is unambiguous, the Legislature is presumed to have intended the meaning expressed in the statute and judicial construction is not permissible. Id.
The FOIA starts from a basic premise — the disclosure of public documents is the cornerstone of responsible government. The FOIA provides, “It is the public policy of this state that all persons ... are entitled to full and complete information regarding the affairs of government and the official acts of those who represent them as public officials and public employees, consistent with this act.” MCL 15.231(2) (emphasis added). The FOIA also recognizes that the public has a strong interest in ensuring that it receives information to make sure that those individuals in government who are entrusted with the operation of public institutions do so in a responsible manner. To this end, the FOIA provides, “The people shall be informed so that they may fully participate in the democratic process.” Id. This Court has consistently held that the FOIA is
Accordingly, under the FOIA, unless expressly exempt, a public body must disclose a public record if provided with a written request that sufficiently describes the record. MCL 15.233(1). A person has a right to inspect, copy, or receive a copy of the requested record. Id. If a public body denies access to a public record, the public body has the burden to prove that its denial comports with the law. MCL 15.240(4).
In this case, defendant is the governing body of a Michigan public university and is a public body as defined by the FOIA. See MCL 15.232(d). Plaintiff provided defendant with a specific written request for the Doyle letter, and defendant denied this request claiming that the letter was exempt under MCL 15.243(l)(m) as a “frank communication.”
MCL 15.243(1)(m) states, in relevant part, that a public body may exempt from disclosure the following:
Communications and notes within a public body or between public bodies of an advisory nature to the extent that they cover other than purely factual materials and are preliminary to a final agency determination of policy or action. This exemption does not apply unless the public body shows that in the particular instance the public interest in encouraging frank communication between officials and employees of public bodies clearly outweighs the public interest in disclosure. [Emphasis added.]
If a court determines that the document should not be disclosed because the public body has met its burden of showing that in the particular instance the public interest in encouraging frank communication between officials and employees of public bodies clearly outweighs the public interest in disclosure, see MCL 15.243(l)(m), then the court must next determine if fact can be separated from opinion in the document. If so, then the document must be redacted and factual information disclosed. MCL 15.244.
In this case, the letter at issue is a communication of an advisory nature within a public body. It covers materials other than purely factual materials because it contains facts and the vice president’s opinions, and the letter, when written, was preliminary to a final agency determination about the house controversy. The trial court used this set of facts as one of its reasons to support the decision to grant summary disposition to defendant. The trial court stated that nondisclosure was favored because the letter was preliminary to a final determination of policy or action, the communication was between officials of public bodies, and the letter concerned defendant’s investigation and ultimate determination of what action, if any, would be taken regarding the university housing controversy. However, this “finding” does not favor disclosure or nondisclosure. It is merely a recitation of the circumstances that must initially be met for a document to fall within the “frank communication” exemption. Even when all the above circumstances are met, the public body must still show that in that particular instance, the public interest in encouraging frank communication between officials and employees of public bodies clearly outweighs the public interest in disclosure. See MCL 15.243(l)(m).
Based on the facts of the case, defendant has not met its burden to prove that the public interest in nondisclosure to encourage frank communication in this particular instance clearly outweighs the public interest in disclosure, and the trial court abused its discretion when it held otherwise.
This Court examined the phrase “in the particular instance” as it relates to the FOIA law enforcement exemption, MCL 15.243(l)(s), and a request for records relating to various subjects in Federated Publications, supra at 110. We stated that the word “particular” means “ ‘pertaining to a single or specific person, thing, group ... not general,’ ” and “instance” “means ‘a case or occurrence of something.’ ” Id., quoting Random House Webster’s College Dictionary (2001). We noted that “a FOIA request may be general and entail a request for records relating to varied subjects, arguably impheating several different aspects of the public interest.” Id. at 111. When a request is made for records relating to varied subjects, a “court may be required to conduct a ‘particular instance’ categorization of records to enable it to identify and weigh similar aspects of the public interest in favor of disclosure or nondisclosure.” Id. However, “[i]n some cases, it may be clear that the FOIA request is comprised of a sufficiently precise or narrow category of records that the circuit court can adequately balance the public interests at stake without the need of further ‘particular instance’ categorization.” Id. at 110.
In this case, the request was not for records related to varied subjects, but for documents related to the vice
The majority’s acceptance of the generalized arguments proffered by defendant results in the “frank communication” exemption being effectively eliminated. See, e.g., Evening News Ass’n v City of Troy, 417 Mich 481, 492; 339 NW2d 421 (1983) (“We hold that a ‘generic determination’ does not satisfy the FOIA.”). It
In this case, defendant is a public body, and there was much criticism and concern about the high cost of the president’s new residence. The public’s interest in who approved the costs associated with the house and how expenditures were authorized is certainly an important matter. It is not merely a matter of “morbid public curiosity,” as expressed by one amicus curiae. The letter at issue was written by the vice president of finance at the university. The letter provides information about how expenditures were authorized and reviewed, as well as the president’s level of involvement in the expenditures. The vice president’s insights are undoubtedly relevant to the possible misuse of tuition, fundraising, and taxpayer dollars. The public has an interest in learning if those who have been charged with administering a public university are doing so properly and responsibly.
The fact that defendant had released a report on the matter was not a sufficient reason to find that the public interest favored nondisclosure, contrary to the trial court’s holding. Defendant’s investigation and release of a report does not lessen the public interest in disclosing a letter written by the vice president of finance. As the vice president of finance, Doyle was in a unique position to comment on how funds were spent, who was involved, and what exactly happened. The fact
As it specifically relates to Vice President Doyle, he had already decided to retire when the letter was written, and defendant has presented no specific evidence explaining how keeping the letter undisclosed would encourage further communications. Notably, Doyle’s letter has a section labeled in bold “Why did I decide to retire?” The vice president then goes on to detail in the letter itself the reasons why he decided to retire. Contrary to the majority’s assertion, this fact is critical in examining whether the public interest in nondisclosure clearly outweighs the public interest in disclosure in this particular instance. In this particular instance, defendant has not provided specific evidence that disclosure of the letter would inhibit frank communication. The letter writer had decided to retire, and there is certainly no evidence that disclosing the letter would inhibit any future frank communications from him. Notably, there is also no evidence that disclosing the letter would inhibit anyone from offering additional insight. There is no indication that any employee was reluctant to share information because of a fear of retribution.
The majority has stated that Doyle’s retirement “does not allay the concern that every other member of
Notably, there is also no indication that defendant was continuing its investigation and would need to seek additional information from other employees. In fact, in an attempt to show that the release of the letter is unnecessary, defendant argues that it released an “exhaustive” report on its findings. However, the release of this report indicates that defendant’s investigation into the housing matter was complete.
In an attempt to support its flawed analysis, the majority offers only generalizations. The majority states, “We doubt that officials within a public body would offer candid, written feedback, or that they would do so for very long, if that feedback would invariably find its way into the public sphere.” Ante at 478-479 (emphasis in original). The majority further asserts, “Disclosure of Doyle’s letter would foster a fear among university officials that they could no longer communicate candidly about a sensitive topic without their written communications being disclosed to the public.
Vague and rote arguments about the chilling effect of disclosing the letter are insufficient to satisfy the Legislature’s clear mandate that a public body offer evidence pertinent to the particular instance at issue. See, e.g., Evening News Ass’n, supra at 501-503, 506-507 (Generic claims that revealing names would have a chilling effect on the investigation in that matter were entirely conclusory because no reasons were given.). The majority’s decision grants public bodies almost complete control over determining what is and what is not in the public interest. Abdicating this control to a public body is not consistent with the FOIA, which was enacted to ensure disclosure to prevent abuses in the
Because defendant has not met its burden to prove that, in this particular instance, the public interest in nondisclosure to encourage frank communication clearly outweighs the public interest in disclosure, I believe the entire requested document must be disclosed. Therefore, while fact can be separated from opinion in the letter, it is unnecessary to do so because I believe the whole letter must be released.
IV CONCLUSION
Our citizens’ full participation in the democratic process requires openness and accountability. Today, the majority has ignored the language of the statute and embraced generalizations that are not supported in any manner by the evidence presented by defendant. The impact of such a decision is to effectively abolish the
As plaintiff stated, “Indeed, at oral argument the only person in the courtroom who will not have seen the Doyle letter will be undersigned counsel, who must rely upon the public Opinions of the reviewing courts to know anything about what is in the letter.” (Reply Brief of Plaintiff-Appellant, p 4.)
This argument is supported by Chief Judge Whitbeck’s thorough dissent in the Court of Appeals. Herald, supra at 222.
MCL 15.244 provides the following:
(1) If a public record contains material which is not exempt under section 13, as well as material which is exempt from disclosure under section 13, the public body shall separate the exempt and nonexempt material and make the nonexempt material available for examination and copying.
(2) When designing a public record, a public body shall, to the extent practicable, facilitate a separation of exempt from nonexempt information. If the separation is readily apparent to a person requesting to inspect or receive copies of the form, the public body shall generally describe the material exempted unless that description would reveal the contents of the exempt information and thus defeat the purpose of the exemption.
I note that plaintiff also argued that defendant did not meets its burden under the statute based on the facts of the case. I disagree with the majority that plaintiff advocated a “blanket exemption” for every frank communication that contains criticism of a public official or public body.
The September 10, 2003, request was for the following:
1. Copies of all correspondence, including but not limited to letters, reports, memos and e-mails, to and from the following parties since Jan. 1, 2002, regarding the new University House on campus:
• Vice President for Business and Finance Patrick Doyle or other staff members of the Office of Business and Finance.
• The EMU Board of Regents.
• EMU President Samuel Kirkpatrick.
2. Copies of all correspondence, including but not limited to letters, reports, memos and e-mails, between Vice President for Business and Finance Patrick Doyle to and from the EMU Board of Regents, EMU President Samuel Kirkpatrick and/or the Office of Human Resources, regarding Doyle’s recent resignation and-or retirement.
It is not relevant whether the letter contains more opinion than fact, as the trial court stated. The statute applies to communications and notes that cover “other than purely factual materials ... .” MCL 12.243(l)(m). The letter in this case covers other than purely factual material because it contains both fact and the vice president’s opinions; therefore, it is analyzed under the “frank communication” exemption. The statute does not provide different standards based on how much opinion is in the document as opposed to how much factual material is in the document. The statute merely refers to documents that “cover other than purely factual materials,” which this document does. Therefore, the trial court abused its discretion in using the fact that there was more opinion than fact in the letter as a basis to deny disclosure because the statute applies to all documents that contain “other than purely factual materials” and provides for no further categorization.
Reference
- Full Case Name
- Herald Company, Inc v. Eastern Michigan University Board of Regents
- Cited By
- 132 cases
- Status
- Published