People v. Gillis
People v. Gillis
Opinion of the Court
We granted leave to appeal to consider whether our state’s first-degree murder statute permits a felony-murder conviction “in the perpetration of” a first- or second-degree home invasion in which the homicide occurs several miles away from the dwelling and several minutes after defendant departed from the dwelling.
Following a jury trial, defendant was convicted of two counts of first-degree felony murder, MCL 750.316(l)(b), with home invasion in the first degree, MCL 750.110a, as the predicate felony. Defendant appealed the convictions, asserting that he was no longer “in the perpetration” of home invasion at the time of the automobile collision that killed the victims. The Court of Appeals concluded that the accident was not “part of the continuous transaction of or immediately
I. FACTS AND PROCEDURAL HISTORY
Just before 2:00 p.m. on May 24, 2001, Steven Albright observed a vehicle pull into his driveway, and then heard a noise in his garage. Upon investigating, he saw defendant standing in the doorway between the garage and the sunroom. When Albright confronted defendant, defendant closed the door and abruptly left the premises. Albright went back into the house, retrieved a handgun from his bedroom, and sought to confront defendant. As he went out of the front door, he observed defendant driving away in a small white car
At 1:51 p.m., Trooper Steven Kramer was driving west on 1-94, when he received a “be on the lookout” (BOL) call for a vehicle involved in a home invasion. Trooper Kramer testified that “a couple minutes before 2:00 o’clock” he observed defendant’s vehicle, which matched the BOL description, traveling east on 1-94. When Kramer first observed the vehicle, it was approximately ten miles from Albright’s home. Kramer also testified that it was “a little bit hazy out” when he observed the vehicle. Kramer turned around, pulled up next to defendant’s vehicle, and confirmed that both the vehicle and the driver matched the description provided in the BOL.
Kramer activated his vehicle’s emergency lights and attempted a traffic stop. Defendant pulled to the shoulder and slowed down to approximately 30 miles per hour, but failed to stop. After driving on the shoulder for about one mile, defendant suddenly accelerated and took an exit off the interstate. After driving on an overpass, defendant quickly reentered 1-94, and began driving east in the westbound lanes.
Defendant appealed, contending that the Ackermans’ deaths did not occur during the “perpetration or attempt to perpetrate” the home invasion. In a split decision, the Court of Appeals majority applied People v Thew, 201 Mich App 78, 85-86; 506 NW2d 547 (1993), which held that, to convict a defendant of felony murder, the murder must be “ ‘committed as a part of a continuous transaction with, or [must be] otherwise “immediately connected” with[] the underlying felony.’ ” (Citation omitted.) The Court of Appeals majority concluded that “defendant had already escaped from the scene of the home invasion” and, therefore, that the Ackermans’ deaths were not “part of the continuous transaction of or immediately connected to the home invasion.” Gillis, supra, slip op at 3. Judge METER, who concurred in part and dissented in part, also applied Thew, but concluded that because defendant was “engaged in the flight only minutes after committing the home invasion,” a rational jury could reasonably conclude that “defendant committed the murders ‘ “while attempting to escape from or prevent detection of the felony . . . [and] as part of a continuous transaction with . . . the .. . felony.” ’ ” Id., slip op at 2 (METER, J., concurring in part and dissenting in part), quoting Thew, supra at 85-86, quoting People v Smith, 55 Mich App 184, 189; 222 NW2d 172 (1974). The majority also concluded that the trial court erred in denying defendant’s request for an instruction on involuntary manslaughter, that “[defendant should properly have been charged with fleeing and eluding and second-degree murder,” and that the matter must be remanded for a new trial on those charges. Id., slip op at
II. STANDARD OF REVIEW
The first issue in this case concerns whether the trial court erred in denying defendant’s motion to quash under the felony-murder statute, MCL 750.316(l)(b). The proper meaning of a statute constitutes a question of law that this Court reviews de novo. People v Law, 459 Mich 419, 423; 591 NW2d 20 (1999). While defendant argues that the trial court committed error by failing to quash the information, where a defendant has received a fair trial, appellate review is limited to the trial court’s denial of the defendant’s motion for directed verdict. People v Hall, 435 Mich 599, 601-603; 460 NW2d 520 (1990). In reviewing the denial of a motion for a directed verdict of acquittal, this Court reviews the evidence in a light most favorable to the prosecution in order to “determine whether a rational trier of fact could have found that the essential elements of the crime were proved beyond a reasonable doubt.” People v Riley (After Remand), 468 Mich 135, 139-140; 659 NW2d 611 (2003).
The other issue concerns whether the trial court erred in denying defendant’s request for an instruction on involuntary manslaughter. “[J]ury instructions that involve questions of law are also reviewed de novo.” People v Schaefer, 473 Mich 418, 427; 703 NW2d 774 (2005). “But a trial court’s determination whether a jury instruction is applicable to the facts of the case is reviewed for an abuse of discretion.” People v Hawthorne, 265 Mich App 47, 50; 692 NW2d 879 (2005).
A. DEFENDANT’S MOTION FOR A DIRECTED VERDICT OF ACQUITTAL
MCL 750.316 states in pertinent part:
(1) A person who commits any of the following is guilty of first degree murder and shall be punished by imprisonment for life:
*
(b) Murder committed in the perpetration of, or attempt to perpetrate... home invasion in the first or second degree . . . .[4 ]
“[0]ur primary task in construing a statute, is to discern and give effect to the intent of the Legislature.” Sun Valley Foods Co v Ward, 460 Mich 230, 236; 596 NW2d 119 (1999). “The words of a statute provide ‘the most reliable evidence of its intent....’” Id., quoting United States v Turkette, 452 US 576, 593; 101 S Ct 2524; 69 L Ed 2d 246 (1981). The Court must consider “both the plain meaning of the critical word or phrase as well as ‘its placement and purpose in the statutory scheme.’ ” Sun Valley, supra at 237, quoting Bailey v United States, 516 US 137, 145; 116 S Ct 501; 133 L Ed 2d 472 (1995). “The statutory language must be read and understood in its grammatical context, unless it is
To describe under what circumstances a second-degree murder can be elevated to first-degree murder, the Legislature used the words “in the perpetration of, or attempt to perpetrate” an enumerated felony. MCL 750.316(l)(b). Home invasion in the first degree is one of these enumerated felonies. Id. “Perpetrate” is defined as “to carry out; enact; commit.” Random House Webster’s College Dictionary (1997), p 972. To “carry out” is defined as “to effect or accomplish; complete.” Id. at 201. Defendant argues that a felony is “complete” when the definitional elements of the crime have been satisfied. Thus, in the context of a home invasion, defendant argues that he was no longer “in the perpetration of” first-degree home invasion once he left Albright’s home. Indeed, defense counsel admitted under questioning at oral argument that under his interpretation of the statute, if defendant had shot and killed a police officer who was trying to arrest him on the street outside Albright’s home, the murder still would not have been “in the perpetration of” the home invasion.
In addition to its ordinary meaning, the phrase “in the perpetration of” has its roots in the common law. The crime of felony murder is derived from the English common law, which classified “ ‘all killing resulting from the commission of [a felony as] murder.’ ” Fisher v State, 367 Md 218, 248; 786 A2d 706 (1999), quoting Moreland, The Law of Homicide (1952), p 42. The felony-murder rule was adopted by the colonies and, following the American Revolution, “became a part of the common law or statutory provisions of [nearly] every American state.” Rodriguez v State, 953 SW2d 342, 346 (Tex App, 1997). In most states, including Michigan, felony-murder statutes are premised upon the 1794 felony-murder statute of Pennsylvania.
“[a]ll murder ... which shall be committed in the perpetration or attempt to perpetrate any arson, rape, robbery or burglary....” [Id., citing Keedy, History of the Pennsylvania statute creating degrees of murder, 97 U Pa L R 759 (1949).]
One of the first states to address the scope of “perpetration” for purposes of a felony-murder statute was Indiana in Bissot. In Bissot, the defendant shot and killed a town marshal who accosted him in the midst of a burglary. The defendant argued that, because the elements of burglary were complete before the shooting, the killing was not “in the perpetration of” that burglary. The Indiana Supreme Court opined:
In this case, take away the elements of burglary which surround it, and the prisoner might plausibly contend that he had committed nothing more than excusable homicide; for it appears that the deceased shot at him first, and thus put his life in immediate jeopardy. It could not be higher than manslaughter, at most; and in such cases it might be accidental, and then, if held not to be “in the perpetration” of the burglary, would be excusable. If the charge was murder committed “in the perpetration” of a robbery, as soon as the accused had forcibly and feloniously, or by violence or putting in fear, taken from the person of another any article of value, the robbery would be consummated; yet, if immediately afterwards, in the struggle to release himself and escape, he had killed his victim, the*119 degree of the homicide, unconnected with the robbery, would be no higher than manslaughter....
Although we must construe criminal statutes strictly, adhere closely to the definition of crimes, and interpret technical words according to their fixed meaning, yet we cannot give to the section under consideration the construction contended for by the appellant. In our opinion, where the homicide is committed within the res gestae of the felony charged, it is committed in the perpetration of, or attempt to perpetrate, the felony, within the meaning of the statute; and, being convinced in this case that the burglary charged was committed, and that the homicide was committed within the res gestae of the burglary, we must hold that it was committed in the perpetration of the burglary, within the true intent and fair meaning of the statute. It seems to us that such a construction is safe to the State and the citizen, and the only one by which the intention of the legislature can he practically carried into effect. And we think, according to this view, that the evidence in this case fairly warrants the conclusion, beyond a reasonable doubt, that the homicide alleged was committed “in the perpetration” of the burglary, as charged in the indictment. [Bissot, supra at 412-414.]
See, also, State v Brown, 7 Or 186, 208-209 (1879) (noting that in the context of a killing committed during the defendants’ escape from the scene of a robbery, “[w]hen a person takes with force or violence the goods of another from his person or presence and against his will, he has committed robbery. . . . [B]ut it does not necessarily complete the crime. It constitutes robbery so far as to render the perpetrator liable to conviction for it; but the act of robbery itself may be prolonged beyond the time when that liability is fixed.”).
In commenting on felony-murder statutes, Professor Francis Wharton opined that, in order for a murder to have been committed in the perpetration of a felony,
*120 it must have been done in pursuance of the unlawful act, and not collateral to it. The killing must have had an intimate relation and close connection with the felony, and not be separate, distinct, and independent from it; and when the act constituting the felony is in itself dangerous to life, the killing must be naturally consequent to the felony.... It is not enough that it occurred soon or presently after the felony was attempted or committed; there must have been such a legal relationship between the two that it could be said that the killing occurred by reason of, or as a part of, the felony, or that it occurred before the felony was at an end, and was concurrent with it, or at least part of it in an actual and material sense....
Where a homicide is committed within the res gestae of a felony, however, it is committed in the perpetration of, or attempt to perpetrate, a felony within the meaning of such statutes. That the attempt to commit the felony was not far advanced does not lessen the offense. And a burglar who breaks into a building, or who shoots a person who discovers him in an effort to escape, cannot avoid punishment for murder in the first degree, upon the theory that the burglary consisted in breaking in, and was consummated before the killing. A burglar may be said to be engaged in the commission of the crime of burglary while making away with the plunder, and while engaged in securing it. So, a robbery within the meaning of a rule that a homicide committed in the perpetration of a robbery is murder in the first degree is not necessarily concluded by the removal of the goods from the presence of the owner; and it is not necessary that the homicide should be committed at the precise time and place of the robbery. As in the case of burglary, the robber may be said to be engaged in the commission of the crime while he is endeavoring to escape and make away with the goods taken. And a homicide committed immediately after a robbery, apparently for the purpose of preventing detection, is within the rule. [Wharton, Law of Homicide (3d ed), § 126, pp 184-186.]
Thus, both the common law, as it was understood when the crime of murder was codified, and the clear
Michigan courts have also routinely held that “perpetration” extends beyond those elements required to prove the predicate felony and includes a murder committed after the predicate felony has been committed or attempted. The res gestae principle, which holds that a murder committed during the unbroken chain of events surrounding the predicate felony is committed “in the perpetration of” that felony, was adopted by this Court in People v Podolski, 332 Mich 508; 52 NW2d 201 (1952). In Podolski, supra at 514, the defendant and two accomplices committed armed robbery at a bank and were attempting to escape, when they were intercepted by the police in the “immediate vicinity of the bank.” During the ensuing gun battle, an officer was killed by a bullet from a fellow officer’s gun. This Court expressly adopted the reasoning of the Pennsylvania Supreme Court in Commonwealth v Moyer, 357 Pa 181, 190-191; 53 A2d 736 (1947), which stated:
It is equally consistent with reason and sound public policy to hold that when a felon’s attempt to commit robbery or burglary sets in motion a chain of events which were or should have been within his contemplation when the motion was initiated, he should be held responsible for any death which by direct and almost inevitable sequence results from the initial criminal act.... Every robber or*122 burglar knows that a likely later act in the chain of events he inaugurates will be the use of deadly force against him on the part of the selected victim. For whatever results follow from that natural and legal use of retaliating force, the felon must be held responsible.
The Court, quoting Wharton, then concluded that because the homicide
[The trooper] was shot only a few miles away from the scene of the robbery within a half an hour after its commission. [The trooper] had his gun drawn and was approaching defendant’s car when Oliver discharged his revolver and then quickly sped away. It is incredible that the defendant even suggests that he had reached a point of temporary safety at this point. [Id. at 523.]
See, also, People v Bowen, 12 Mich App 438, 440-441; 162 NW2d 911 (1968) (relying on the dictionary definition of “perpetrate” as “ ‘[t]o carry through’ ” to conclude that a homicide committed while attempting to leave the bank was felony murder because “it cannot be said that the entire contemplated robbery, which would include escape, was as yet carried through”) (citation
The Court of Appeals has also applied the res gestae principle to murders committed “in the perpetration” of felonies other than armed robbery. In People v Gimotty, 216 Mich App 254; 549 NW2d 39 (1996), the codefendant stole six dresses from a clothing store and he and the defendant sped away in the defendant’s vehicle. The vehicle was identified by another driver, who called the police and then followed the vehicle until the police arrived. Once the police joined the pursuit, they identified the defendant’s vehicle and gave chase. During the pursuit, the defendant failed to stop at a red light and struck another vehicle. A three-year-old passenger in the other vehicle died as a result of the collision. The defendant argued that the codefendant’s commission of
defendant sped out of the store’s parking area and onto Coolidge Road, where he was observed by another driver, who called the police on his car phone and then followed defendant until the police began their pursuit. Defendant was in the midst of a high-speed police chase when the victim was killed; he had not reached a place of temporary safety. [Id. at 258-259.]
See, also, Thew, supra at 88 (holding that a murder committed 20 minutes after the commission of first-degree criminal sexual conduct was part of a continuous transaction and that “inculpatory inferences can be drawn that he killed the victim to prevent detection of the act of sexual intercourse with [the victim], and that the killing was ‘immediately connected’ with the act of sexual intercourse”).
To summarize, “perpetration” as used in the felony-murder statute contemplates something beyond the definitional elements of the predicate felony. Michigan courts have recognized this broader common-law meaning through the adoption of the “res gestae” principle, which holds that a murder committed during the unbroken chain of events surrounding the predicate felony is committed “in the perpetration of” that felony.
*127 [cjourts have usually required that the killing and the underlying felony be “closely connected in point of time, place and causal relation.” State v Adams, 339 Mo 926; 98 SW2d 632 (1936). The required relationship between the homicide and the underlying felony has been summarized as being “whether there is a sufficient causal connection between the felony and the homicide depends on whether the defendant’s felony dictated his conduct which led to the homicide.” LaFave & Scott, [Criminal Law, § 71, p 557.]
We hold that, to qualify as felony murder, the homicide must be incident to the felony and associated with it as one of its hazards. It is not necessary that the murder be contemporaneous with the felony. A lapse of time and distance are factors to be considered, but are not determinative.
Professor Wayne LaFave has also observed that a jury should look at four factors “in construing the scope of the expression ‘in the perpetration of (1) time; (2) place; (3) causation; and (4) continuity of action. 2 LaFave, Substantive Criminal Law (2d ed), § 14.5(f), p 463.
even if it is clear beyond question that the crime was completed before the killing, the felony-murder rule might still apply. The most common case is that in which the killing occurs during the defendant’s flight. A great many of the modern statutes contain language — typically the phrase “or in immediate flight therefrom” — making this absolutely clear. But even statutes without such language have rather consistently been construed to extend to immediate flight situations. [Id. at 464.]
For example, in Oliver, the Court of Appeals concluded that the defendant was still in immediate flight from an armed robbery when he murdered a State Police trooper 30 minutes after the commission of an armed robbery. See, also, Thew (affirming a felony-murder conviction for a murder committed 20 minutes after the predicate felony). At the same time, the Tennessee Supreme Court held that a killing that took place almost a month after the commission of the predicate felony was too remote in time to support a conviction of felony murder. State v Pierce, 23 SW3d 289, 297 (Tenn, 2000). In Pierce, the defendant’s girlfriend stole her parents’ vehicle in Florida. The vehicle was reported stolen and a nationwide bulletin was issued for the vehicle. Twenty days later, while driving the vehicle, the defendant was identified by a Virginia police officer, who gave chase. When the defendant crossed into Tennessee, the Virginia police officer notified Tennessee law enforcement officers, who took over the pursuit. During the pursuit, the defendant struck a
The second factor to be considered by a jury pertains to the physical distance between the scene of the predicate felony and the scene of the murder. For example, in State v Squire, 292 NC 494, 512; 234 SE2d 563 (1977), the defendants’ vehicle was stopped for a traffic violation by a North Carolina State Police trooper 13 minutes after and ten miles away from the scene where the defendants had robbed a bank. A codefendant, under the apparent mistaken belief that the trooper was investigating the robbery, shot and killed the trooper. The North Carolina Supreme Court upheld the defendants’ felony-murder convictions, holding that,
[o]bviously, the defendants had not reached what they regarded as a place of temporary safety from pursuing officers when the shooting of [the trooper] occurred. Thus, the robbery was still in progress and the shooting occurred in the perpetration of it and was first degree murder. [Id. at 512-513.]
At the same time, the Virginia Supreme Court held that a killing that took place 280 miles from the scene of the predicate felony was too remote to support a conviction of felony murder. Doane v Commonwealth, 218 Va 500, 502-503; 237 SE2d 797 (1977). In Doane, the defendant stole a vehicle from a car dealership. The next day, the defendant disobeyed a stop sign, striking another vehicle and killing the driver. The accident occurred 280 miles away from the scene of the predicate felony. The prosecutor argued that, because the defen
However, “more than a mere coincidence of time and place is necessary” for a murder to qualify as a felony murder. LaFave, supra at 465. The third factor to be considered by the jury pertains to whether there is “some causal connection” between the murder and the predicate felony. Id. For example, in Gimotty, the defendant collided with the victim’s vehicle while attempting to avoid capture by the police after fleeing from the scene of a larceny. Likewise, in Podolski, the defendant engaged in a gun battle with the police in order to avoid capture after robbing a bank. However, in Allen v State, 690 So 2d 1332, 1334 (Fla Dist Ct App, 1997), the Florida District Court of Appeals held that a vehicle accident that occurred outside the context of a pursuit was not causally connected to the predicate felony. In Allen, the defendant stole a vehicle and, while driving the vehicle that evening, struck another car, killing the driver. At the time of the accident, the defendant was not being pursued by the police. The Florida court noted that, while the killing was close in time and place to the commission of the predicate felony, the prosecutor failed to show “that the death was causally related to the grand theft.” Id. Thus, the Florida court held that because the killing did not occur while the defendant was trying to escape, “the death did not occur as a result of the perpetration of the grand theft.” Id. at 1335.
[has] consistently been construed to extend to immediate flight situations. In assessing what flight is sufficiently immediate, courts require that there have been “no break in the chain of events,” as to which a most important consideration is whether the fleeing felon has reached a “place of temporary safety.” [LaFave, supra at 464-465.]
In Oliver, supra at 523, the Court of Appeals rejected the defendant’s claim that he had reached a point of “temporary safety” by driving unpursued at normal highway speeds, holding that there was no interruption in the chain of events between the robbery and the murder of a State Police trooper who had stopped the defendant’s vehicle for a traffic infraction. The Oklahoma Court of Criminal Appeals reached a similar conclusion in addressing a situation bearing a strong resemblance to the instant case in Lampkin v State, 808 P2d 694 (Okla Crim App, 1991). In Lampkin, the defendant had left the scene of an armed robbery when a police officer observed him disobey a stop sign. The defendant was spotted in the vicinity of the scene of the robbery, just minutes after he had committed the crime. When the officer attempted a traffic stop, the defendant accelerated and a high-speed chase ensued. It was only after the chase began that the officer learned that the defendant was a suspect in a robbery. The chase ended when the defendant struck another vehicle, killing the passengers. The Oklahoma court rejected the defendant’s assertion that the robbery was “complete” at the time of the accident, noting that he “had not yet completed the robbery when the chase started; he was not yet in a safe haven, but rather was still in the
In contrast, there can be no conviction for felony murder where an intervening act has broken the chain of events “between the killing and the crime committed or attempted. . . .” State v Diebold, 152 Wash 68, 72; 277 P 394 (1929). In Diebold, the defendant and his friend stole a vehicle and drove it to a café five miles away. The defendant testified that, during the meal, he decided to return the vehicle. On the way back to the scene of the larceny, the defendant lost control of the vehicle, striking and killing a pedestrian. The Washington Supreme Court determined that, because the killing took place after the defendant had stopped at the café, “[i]t cannot be held that, at the time appellant drove his car against the unfortunate victims of his carelessness, he was committing, or attempting to commit, or withdrawing from the scene of, a felony.” Id. at 73-74. See, also, Lester v State, 737 So 2d 1149, 1151-1152 (Fla Dist Ct App, 1999) (The defendant, driving in a vehicle he had stolen the night before, saw a police car and drove away unpursued, eventually disobeying three stop signs before hitting another vehicle and killing the passen
In light of this analysis, we conclude that the trial court here did not err in denying defendant’s motion for a directed verdict of acquittal. The relevant question in the instant case is whether, viewing the evidence in a light most favorable to the prosecutor, a reasonable juror could conclude beyond a reasonable doubt that defendant was still in the midst of his escape from the home invasion when he struck and killed the Ackermans. After its review of the case law, and in particular Gimotty, the trial court correctly instructed the jury as follows:
Actions immediately connected with the felony of home invasion in the first degree, including attempts to escape or prevent detection[,] are a continuous part of the commission or perpetration of the felony of home invasion in the first degree.... [E]seape ceases to be a continuous part of the felony of home invasion in the first degree if and when the Defendant reaches a point of at least temporary safety.
Application of the LaFave factors lends further support to the jury’s verdict. First, addressing the time and
Likewise, the “causal connection” and “continuity of action” factors also support the jury’s conclusion that defendant was “in the perpetration of” the home invasion when he murdered the Ackermans. The common thread running through the cases finding a lack of causal connection is that the defendant was not being pursued by the police when the defendant committed the murder. Doane, supra; Allen, supra; Franks v State, 636 P2d 361, 365 (Okla Crim App, 1981); Diebold, supra; Lester, supra. However, in the instant case, the
B. FAILURE TO INSTRUCT
Manslaughter is a necessarily included lesser offense of murder. People v Mendoza, 468 Mich 527, 544; 664 NW2d 685 (2003). “[W]hen a defendant is charged with murder, an instruction for voluntary and involuntary manslaughter must be given if supported by a rational view of the evidence.” Id. at 541. In the instant case, defendant requested an instruction on involuntary
“the sole element distinguishing manslaughter and murder is malice,” Mendoza at 536, and that “[i]nvoluntary manslaughter is a catch-all concept including all manslaughter not characterized as voluntary: ‘Every unintentional killing of a human being is involuntary manslaughter if it is neither murder nor voluntary manslaughter nor within the scope of some recognized justification or excuse.’ ” [People v Datema, 448 Mich 585, 594-595; 533 NW2d 272 (1995).] (Citation omitted.) If a homicide is not voluntary manslaughter or excused or justified, it is, generally, either murder or involuntary manslaughter. If the homicide was committed with malice, it is murder. If it was committed with a lesser mens rea of gross negligence or an intent to injure, and not malice, it is not murder, but only involuntary manslaughter.
“Malice” is defined as an act done “with either an intent to kill, an intent to commit great bodily harm, or an intent to create a very high risk of death or great bodily harm with knowledge that death or great bodily harm was the probable result.” Mendoza, supra at 540. Thus, defendant was entitled to an involuntary manslaughter instruction only if a rational view of the evidence would have supported a finding that the Ackermans’ deaths were caused by an act of “gross negligence or an intent to injure, and not malice . . . .” Holtschlag, supra at 21-22.
The Court of Appeals majority concluded that it was “possible for a rational trier of fact to determine from the evidence that defendant only possessed the mindset of gross negligence.” Gillis, supra, slip op at 5. We
Because the evidence does not support the conclusion that defendant drove the wrong way by accident or
IV CONCLUSION
We conclude that “perpetration” encompasses acts by a defendant that occur outside the definitional elements of the predicate felony and includes acts that occur during the unbroken chain of events surrounding that felony. Thus, a felon “is engaged in the perpetration of the crime ‘while he is endeavoring to escape ... [a]nd a [murder] committed immediately after a [felony], apparently for the purpose of preventing detection,’ is felony murder.” Smith, supra at 189, quoting Podolski, supra at 518 (emphasis omitted). In determining whether the defendant is still “in the perpetration of” the predicate felony when the defendant commits a murder, factors to be evaluated by the jury include: (1) the length of time between commission of the predicate felony and the murder; (2) the distance between the
Trooper Kramer testified that the exit ramp from westbound 1-94 was clearly marked with “Do Not Enter” and “Wrong Way” signs.
Kramer testified that defendant “appeared not [to he] generally interfering with traffic or not trying to interfere with traffic other than the fact that he was going the wrong way on the road.”
Defendant suffered a closed-head injury and had amnesia regarding the events of May 21, 2001.
The use of the term “perpetrate” within the context of the crime of felony murder dates back nearly to statehood. Michigan’s original murder statute, 1838 RS, part 4, title 1, ch 3, § 1, defined first-degree murder as follows:
All murder which shall be perpetrated by means of poison or lying in wait, or any other kind of wilful, deliberate and premeditated killing, or which shall be committed in the perpetration or attempt to perpetrate any arson, rape, robbery, or burglary, shall be deemed murder of the first degree, and shall be punished by death .... [Emphasis added.]
Defense counsel was asked, “[I]f there had been a successful home invasion here and Mr. Gillis had left the home and was about to enter his car and the police had arrived upon the scene and he had shot one of the police, your view is that would not be ‘in the perpetration of the home invasion. Is that correct?” After clarifying that the hypothetical shooting occurred outside the curtilage of the home, defense counsel responded, “I think it can’t take place there.”
While not at issue in this case, we also note that a defendant’s plan to “carry out” the predicate felony may also include acts leading up to the commission of that felony. Professor Wayne LaFave notes:
“Where a causal connection between the killing and the underlying felony exists, courts generally have held that a killing may take place sometime before or after, as distinguished from during, the felony and yet still qualify as a killing ‘in the commission or attempted commission of the felony.” [Thew, supra at 86, quoting People v Goddard, 135 Mich App 128, 135; 352 NW2d 367 (1984), quoting LaFave & Scott, Criminal Law, § 71, p 555 (emphasis supplied).]
See, e.g., State v Nelson, 65 NM 403, 411; 338 P2d 301 (1959) (rejecting the defendant’s argument that a murder that precedes the predicate felony cannot be felony murder on the basis that “[i]f a killing is committed within the res gestae of the felony charged, whether the homicide occurred before or after the felony, is not determinative”).
See, e.g., MCL 750.316(l)(b); Cal Penal Code § 189 (murder “committed in the perpetration of, or attempt to perpetrate” an enumerated felony is first-degree murder); Idaho Code § 18-4003(d) (“Any murder committed in the perpetration of, or attempt to perpetrate” an enumerated felony is first-degree murder.).
Podolski was decided before People v Aaron, 409 Mich 672, 727-728; 299 NW2d 304 (1980). In Aaron, we held that a homicide that occurred during the commission of a felony constitutes murder only if the prosecutor specifically proves the existence of malice. Thus, the more precise statement of Podolski, in light of Aaron, is that a murder “committed immediately after a robbery, apparently for the purpose of preventing detection, is [felony murder].” Podolski, supra at 518.
Defendant argues that the res gestae principle is no longer applicable in light of this Court’s decision in People v Randolph, 466 Mich 532; 648 NW2d 164 (2002). In Randolph, this Court addressed the issue whether a completed larceny could be “elevated” to unarmed robbery if the defendant uses force before reaching a point of temporary safety. In a divided decision, this Court held that this “transactional approach” was contrary to the language of the statute and that in order for a larceny to be elevated to unarmed robbery, the force and the felonious taking must occur contemporaneously. According to defendant, Randolph applies by analogy to this case. The crime of home invasion was complete at the moment defendant entered the building, and the murders took place after defendant left the home and in a place several miles away. The crimes, he argues, were not contemporaneous and, therefore, the felony-murder statute should not apply.
However, we believe that Randolph has no applicability in the present context. The murder statute, unlike the unarmed robbery statute in Randolph, contains the word “perpetration”— a word that encompasses a broader range of activities than the core elements of robbery at issue in Randolph. We note that the Legislature responded to our decision in Randolph by amending the robbery statute, MCL 750.530, to include circumstances where force was used “in flight or attempted flight after the commission of the larceny, or in an attempt to retain possession of the property.” 2004 PA 128.
The concurrence/dissent would define “perpetration” to require that the police either be in hot pursuit following commission of the underlying felony or that they take up a chase initiated by a civilian. Post at 144-146. However, it fails to cite any authority for its definition, and, in fact, its definition has been rejected by a number of courts. See, e.g., Oliver, supra at 523 (rejecting as “incredible” the defendant’s assertion that he had reached a point of temporary safety by driving unpursued for half an hour after committing a bank robbery and holding that his subsequent murder of a State Police trooper was committed “in the perpetration of”
The concurrence/dissent attempts to explain the nearly universal rejection of its novel definition of “perpetration” by theorizing that the term has a different meaning in the context of felonies involving the asportation of stolen property. Post at 146 n 4. Specifically, it suggests that a defendant “must be engaged in some act that is required for the full execution of the underlying crime for the defendant to be considered still in perpetration of that felony.” Id. (emphasis deleted), citing Franks v State, 636 P2d 361, 365 (Okla Crim App, 1981). Because defendant here was not transporting stolen property, he “was not engaged in some act required for the full execution of a home invasion when the trooper attempted to stop him.” Id. However, in almost every circumstance escape is part of a defendant’s plan to commit a felony. Kelly, supra at 175. Thus, the instant home invasion, as with any other felony, was not “fully executed” until defendant effected his escape.
While Professor LaFave only lists the first three factors, he makes clear that a jury must also consider whether the murder was committed within the same “ ‘chain of events’ ” as the predicate felony. Id. at 464-465. Thus, “continuity of action” is a distinct factor that should be considered by a jury. See, e.g., State v Pierce, 23 SW3d 289, 295 (Tenn, 2000) (citing LaFave and stating that “we must evaluate the sufficiency of the evidence to determine if the [killing] and the felony . .. are closely connected in time, place, and causation, and continuity of action”).
While the LaFave factors have not been considered as a whole by Michigan courts, we note that the individual factors have been separately addressed in a number of cases. See, e.g., Thew, supra (discussing the time between the defendant’s commission of criminal sexual conduct and the murder of the victim); Gimotty, supra (noting the causal connection between the commission of retail fraud and a murder committed while the defendant was attempting to flee from the scene); Oliver, supra
But see Franks v State, 636 P2d 361 (Okla Crim App, 1981). In Franks, the defendant was stopped by a police officer for a traffic violation ten blocks away from the scene of an armed robbery. The officer was unaware of the robbery at the time of the stop. The defendant managed to disarm the officer and leave without being arrested. While the defendant was driving unpursued, he disobeyed a stop sign, striking another vehicle and killing the driver. The Oklahoma Court of Criminal Appeals held that the accident was unrelated to the robbery, primarily because the defendant “was not pursued as he left the grocery store robbery nor was he being chased by a police car at the time of the accident.” Id. at 365.
We are not holding that the jury may consider defendant’s subjective understanding of whether he had reached a point of temporary safety Instead, we are merely holding that the jury may consider all the objective facts surrounding defendant’s flight, including reasonable inferences that may be drawn from this evidence. The question whether defendant has reached a point of temporary safety is a question of fact for the jury. Here, a juror could reasonably infer from defendant’s actions that he was aware that Albright had spotted him at the scene of the home invasion. The jury properly considered this inference as evidence that defendant had not truly reached a point of temporary safety.
The concurrence/dissent asserts that we have created “a rule that there is no rule and the question whether defendant has reached a place of temporary safety always goes to the jury.” Post at 145. However, we simply hold that “perpetration” constitutes an element of first-degree murder. As with any other element of any other crime, the trial court may direct a verdict in favor of the defendant when the prosecutor fails to "introduce sufficient evidence which could justify a trier of fact in reasonably concluding that defendant is guilty beyond a reasonable doubt. . . .” People v Hampton, 407 Mich 354, 368; 285 NW2d 284 (1979). But, where a reasonable juror could find that a defendant was “in the perpetration of” the underlying felony when the defendant committed the murder, as is the case here, the question whether the defendant has reached a place of temporary safety does constitute a question for the finder of fact. Smith, supra at 190.
The Court of Appeals did not reach defendant’s other claims of instructional error— that the trial court denied defendant’s request for instructions on first-degree fleeing and eluding (causing death) and voluntary manslaughter.
Even if defendant was entitled to an involuntary manslaughter instruction, the trial court’s failure to so instruct constituted harmless error. Harmless error analysis is applicable to instructional errors involving necessarily included lesser offenses. People v Cornell, 466 Mich 335, 361; 646 NW2d 127 (2002). Such errors are deemed non-constitutional errors. Id. at 363. “[A] preserved, non-constitutional error is not a ground for reversal unless ‘after an examination of the entire cause, it shall affirmatively appear’ that it is more probable than not that the error was outcome determinative.” People v Lukity, 460 Mich 484, 495-496; 596 NW2d 607 (1999). Here, defendant was charged with both first- and second-degree murder. The jury convicted of first-degree murder, the greater offense. Given the jury’s refusal to either acquit or convict of the lesser offense, defendant has failed to demonstrate that a “miscarriage of justice” occurred when the trial court failed to instruct on involuntary manslaughter.
We also directed the parties to address the issue whether the Court of Appeals order of remand for a new trial violated the separation of powers doctrine. Const 1963, art 3, § 2. The power to determine whether to charge a defendant and what charge should be brought is an executive power, which vests exclusively in the prosecutor. People v Williams, 244 Mich App 249, 252-253; 625 NW2d 132 (2001), citing Genesee Prosecutor v Genesee Circuit Judge, 386 Mich 672, 683; 194 NW2d 693 (1972). The exercise of judicial power over the discharge of the prosecutor’s duties “is limited to those activities or decisions by the prosecutor that are unconstitutional, illegal, or ultra vires.” People v Morrow, 214 Mich App 158, 161; 542 NW2d 324 (1995).
When the Court of Appeals remanded this case to the trial court, it noted that “[djefendant should properly have been charged with fleeing and eluding and second-degree murder.” Gillis, supra, slip op at 4. We do not believe that this statement constitutes a usurpation of the prosecutor’s powers. Rather, the Court of Appeals was simply advising the trial court as to the new trial in accordance with its holding that defendant could not be charged with first-degree felony murder. Had the Court of Appeals purported to substitute its judgment for that of the prosecutor by determining what criminal charges should be
Concurring in Part
(concurring in part and dissenting in part). I concur with the majority opinion that a defendant is no longer “in the perpetration of” an enumerated felony when he or she has reached a place of temporary safety. I also agree with the majority that “perpetration” may encompass acts beyond the definitional elements of the predicate felony to include acts committed within the res gestae of that felony. I dissent, however, from the majority’s application of this test to the facts of this case.
i
The facts are straightforward. Defendant was discovered by the homeowner right after he broke into the garage. Defendant fled the scene. The homeowner called 911 and was unsuccessful in an attempt to follow defendant, who got away in his car. Ten to fifteen minutes later, at a distance of at least ten miles from the scene of the home invasion, the police spotted a car matching the one the homeowner described and attempted to stop defendant. He did not stop, but fled and soon thereafter crashed into the Ackermans’ car, resulting in their deaths.
Defendant was charged with two counts of felony murder, with first-degree home invasion as the enumerated felony. Defendant waived his right to a preliminary examination. Before trial defendant moved to quash the felony-murder charges, arguing that he was no longer “in the perpetration of” the home invasion when the
At trial, after the prosecutor rested his case, defense counsel moved for a directed verdict on the felony-murder charges, asserting that there was no nexus between the home invasion and the Ackermans’ deaths. The trial court denied the motion, stating that one could determine beyond a reasonable doubt that defendant, while in the perpetration of or attempt to perpetrate the home invasion, murdered the Ackermans.
As previously noted, the jury subsequently convicted defendant of two counts of felony murder. On appeal, the Court of Appeals reversed the felony-murder convictions in a split decision because defendant had already escaped from the scene of the home invasion and the Ackermans’ deaths were not a part of the continuous transaction of or immediately connected to the home invasion.
At the time of defendant’s trial, MCR 6.419(A) provided:
After the prosecutor has rested the prosecution’s case in chief and before the defendant presents proofs, the court on its own initiative may, or on the defendant’s motion must, direct a verdict of acquittal on any charged offense as to which the evidence is insufficient to support conviction.
When ruling on a motion for a directed verdict of acquittal, the trial court must determine whether, considering the evidence in a light most favorable to the prosecution, a rational trier of fact could have found that the essential elements of the crime were proven beyond a reasonable doubt. People v Hampton, 407 Mich 354, 368; 285 NW2d 284 (1979) (opinion by COLEMAN, C.J.). The test is not whether there was any evidence to support the conviction, but whether there was sufficient evidence to justify a rational trier of fact in finding guilt beyond a reasonable doubt. Id.
MCL 750.316 states in pertinent part:
(1) A person who commits any of the following is guilty of first degree murder and shall be punished by imprisonment for life:
(b) Murder committed in the perpetration of, or attempt to perpetrate,... home invasion in the first or second degree....
Whether a defendant is still “in the perpetration of” an enumerated felony when a homicide occurs is either a question of law or a question of fact depending on the
This case implicates what it means to be in a place of temporary safety and should be a vehicle for establishing usable rules for cases in which a defendant takes flight in a car. I believe the majority in its opinion has really established no rule, or perhaps has created a rule that there is no rule and the question whether defendant has reached a place of temporary safety always goes to the jury. This uncabined rule is unwise because it obliterates any meaning that the point of temporary safety jurisprudence may have had. At least in situations in which the underlying enumerated felony does not involve the asportation of stolen property, I believe the rule should be as follows. Whether a defendant who is being chased has reached a point of temporary safety and, thus, is no longer engaged “in the perpetration of an enumerated felony” should be gauged by objectively assessing the state of the investigation at the time the arrest is attempted. If the investigation at that point
Here, there is no question that defendant was spotted by the trooper after the victim’s attempt to follow defendant had ended. The trooper, unlike the officers in many of the cases cited by the majority,
Whether a defendant has reached a place of temporary safety should be based on what the state of the investigation was at the time immediately before the eventual attempt at apprehension. The question that must be asked is: Were the pursuers single-mindedly, without need of additional information, aware of whom they were after and where he was, or were they unclear on these things? If they were unclear and, as here, putting together available information to reestablish the pursuit, the defendant would be in a position of temporary safety.
Here, this defendant, lost among the cars on the highway, was, as a matter of law, in a place of temporary safety. The police had lost the scent and were using other techniques to find him. Thus, he was no longer “in the perpetration of” the crime. Indeed, when defendant refused to stop, he moved on to the new crime of fleeing and eluding, and it was “in the perpetration of” that crime, not the home invasion, that the Ackermans were killed.
hi
In conclusion, the Court of Appeals properly vacated defendant’s felony-murder convictions because defendant was no longer “in the perpetration of” first-degree home invasion when the Ackermans were killed. I believe the home invasion ended as a matter of law when defendant reached a point of temporary safety, i.e., driving unnoticed and unpursued in traffic. It was only after defendant had reached this point of temporary safety that defendant was spotted by the state trooper and fled when the trooper attempted to stop defendant. Given that fleeing and eluding is not an enumerated felony under our felony-murder statute, the felony murder charges should have been dismissed as a result of defendant’s motion for directed verdict. Thus, defendant was improperly convicted of felony murder.
The trial court’s decision after the evidentiary hearing was akin to a decision whether there was sufficient evidence to bind a defendant over for trial after a preliminary examination. The Court of Appeals concluded that the motion to quash should have been granted. I agree, but, given that defendant went to trial, appellate review is properly limited to the trial court’s denial of his motion for directed verdict. People v Yost, 468 Mich 122, 124 n 2; 659 NW2d 604 (2003), citing People v Hall, 435 Mich 599, 601-603; 460 NW2d 520 (1990) (an evidentiary deficiency at the preliminary examination is not a ground for vacating or reversing a subsequent conviction where the defendant received a fair trial and was not otherwise prejudiced by the error). See also People v Wilson, 469 Mich 1018 (2004). In light of this principle, the Court of Appeals erred in analyzing whether the motion to quash should have been granted.
As stated in Anno: What constitutes termination of felony for purpose of felony-murder rule, 58 ALR3d 851, 857:
[T]he facts of a particular case may be such that there can be no doubt whether the felony and killing are part of one transaction, so that the question should not be submitted to the jury but should be decided by the court as a matter of law.
See, e.g., Allen v State, 690 So 2d 1332 (Fla App, 1997), Doane v Commonwealth, 218 Va 500; 237 SE2d 797 (1977), and Franks v State, 636 P2d 361 (Okla Crim App, 1981), all cases that determined as a matter of law that a defendant was no longer “in the perpetration of” a felony when a homicide occurred.
I have no objection to the four factors the majority cites from Professor LaFave for determining whether a defendant is still “in the perpetration of” a felony, i.e., time, place, causation, and continuity of action, but simply contend that their application shows, as a matter of law, that defendant was no longer “in the perpetration of” the home invasion when defendant decided to flee rather than stop for the trooper.
I note that many of the cases cited by the majority in which a defendant was determined to still have been “in the perpetration of” a felony involved situations in which the homicide occurred at, or immediately near, the scene of the crime or as a result of a hot pursuit. See, e.g., People v Podolski, 332 Mich 508, 514; 52 NW2d 201 (1952), which indicates that the bank robbers were about to escape when the police arrived. See, also, People v Gimotty, 216 Mich App 254, 258-259; 549 NW2d 39 (1996), in which the defendant sped from the store’s parking lot onto a road where he was observed by another driver who called the police on his car phone and followed the defendant until the police took over the pursuit. To the extent that People v Oliver, 63 Mich App 509; 234 NW2d 679 (1975), is to the contrary, I would not follow it. But, I note that in Oliver, as in most of the cases cited by the majority, the underlying felony was a robbery where the defendant was making away with stolen goods. Under such circumstances, i.e., one of the elements of the underlying crime involves asportation of stolen property, a defendant may be considered to still be “in perpetration of” the underlying crime for a longer period than when a defendant, as here, commits a crime that is over no later than when the defendant leaves the scene. But, we are not required to decide that question here.
I agree with the Court of Appeals that defendant could be charged with second-degree murder regarding the Ackermans’ deaths, but not felony murder.
Concurring in Part
{concurring in part and dissenting in part). I concur with the opinion written by Chief Justice TAYLOR. I write separately only to reiterate my belief that when the evidence produced at a preliminary examination is legally insufficient to support binding a
Reference
- Cited By
- 271 cases
- Status
- Published