People v. Harper
People v. Harper
Opinion of the Court
We granted leave to appeal in these two cases to determine whether an “intermediate sanction” described in MCL 769.31(b) and MCL 769.34(4) constitutes a maximum sentence under Blakely v Washington, 542 US 296; 124 S Ct 2531; 159 L Ed 2d 403 (2004), for which the facts supporting a departure must be found by a jury beyond a reasonable doubt or admitted by the defendant. We conclude that because Michigan has a true indeterminate sentencing scheme, an intermediate sanction is not a maximum sentence that is governed by Blakely.
Under Michigan law, the maximum portion of a defendant’s indeterminate sentence is prescribed by MCL 769.8(1), which requires a sentencing judge to impose no less than the prescribed statutory maximum sentence as the maximum sentence for most felony convictions. Michigan’s unique law requiring the imposition of an intermediate sanction upon fulfillment of the conditions of MCL 769.34(4)(a) does not alter the maximum sentence that is required upon conviction and authorized by either the jury verdict or the guilty plea.
Finally, even if an intermediate sanction were a statutoiy maximum for purposes oí Blakely and the sentencing courts in these cases violated Blakely, we conclude that any error was harmless. In both cases, the facts used by the sentencing judges to support the sentence were uncontested and supported by overwhelming evidence, such that we are convinced beyond a reasonable doubt that a jury would have reached the same result. Accordingly, we affirm the defendants’ convictions and sentences.
I. FACTS AND PROCEDURAL HISTORY
A. PEOPLE v HAMPER
On February 14, 2005, defendant Harper pleaded guilty of larceny in a building, which is a class G offense that carries a statutory maximum sentence of four years’ imprisonment.
As part of the plea agreement, the prosecutor dismissed a related embezzlement charge.
Harper did not contest that his criminal record included two prior convictions for high severity felonies, three prior convictions for low severity felonies, and one prior misdemeanor conviction. Accordingly, he received an overall prior record variable (PRV) score of 72, based on scores of 50, 20, and 2 points, respectively, for PRV 1, PRV 2, and PRV 5.
Because his minimum sentence range had an upper limit of 18 months or less, the court was required to impose an intermediate sanction — which may include, for instance, a term of probation or a jail term of 12 months or less — unless the court stated on the record a
The Court of Appeals denied defendant’s delayed application for leave to appeal, citing lack of merit in the grounds presented. Harper then applied for leave to appeal in this Court. We granted leave to consider whether his sentence, as an upward departure from an intermediate sanction, violated his constitutional right to have “ ‘any fact that increases the penalty for a crime beyond the prescribed statutory maximum ... submitted to a jury, and proved beyond a reasonable doubt.’ ” Blakely, supra at 301, quoting Apprendi v New Jersey, 530 US 466, 490; 120 S Ct 2348; 147 L Ed 2d 435 (2000).
B. PEOPLE v BURNS
In July 2002, defendant Burns pleaded guilty of attempted breaking and entering of a building. His recommended minimum sentence range under the
In June 2005, Burns was charged with four counts of violating the terms of his probation: using alcohol, committing fourth-degree criminal sexual conduct, engaging in harassment, and engaging in assaultive behavior. Burns pleaded not guilty to the probation violation charges.
A probation violation hearing was held. Two 18-year-old women testified that Burns had approached them near a boat ramp on Lake Michigan in Ottawa County. After engaging in small talk, Burns asked one of the women if she gave “good head.” He also touched the woman on the buttocks and commented that it was “nice.” Burns asked the other woman similar sexual questions and put his arm around her. The two women wrote down Burns’s license plate number and reported the incident to the police.
A police officer came to investigate the complaint. The officer stopped Burns’s boat. The two women identified Burns as the person who had assaulted them. Although Burns initially denied that the incident had occurred, he eventually admitted to the officer that he had asked the women if they knew how to give “a blow job.” He also admitted that he had touched one woman on the buttocks and the other on the shoulder. He further told the officer that he had consumed about six beers and was “buzzed.” Burns was administered a preliminary breath test that registered a blood alcohol level above the legal limit.
At the probation violation sentencing, the trial court departed from the original guidelines recommendation of zero to 11 months and imposed a sentence of 18 months to 5 years. The court explained its decision:
Well, I’m glad to hear that you’ve found religion and the reason to — it can give some meaning to your life. It doesn’t however change what you did here. You know, there wasn’t any question but that you did this to these young girls. I don’t understand in a sense why you put them through taking the stand and testify [sic] to the whole thing, because there wasn’t any issue, you did it. It expresses an attitude to me that is very puzzling. It’s kind of a mean spirited thing that you did. Not that you didn’t have a perfect right to do it, I would never dispute your right to a hearing and to have testimony confirm it, but it wasn’t a close case, it was a clear cut case of a great deal of abuse on your part. You were about as intimidating and — to those young girls and you scared the devil out of them.
It’s a difficult thing to understand how you could publicly do that to people, young girls you didn’t even know, you didn’t have any — it was gross, it was very gross. Very intimidating.
I suspect because of the fact that you fondled the one young lady you’re probably going to be looking at some serious time in Holland if you’re convicted [of fourth-degree criminal sexual conduct]. I suspect you will be because the girls told the story very honestly in my opinion. You’re very likely going to get convicted and go to prison for that one.
I seldom ever exceed guidelines, in fact I can’t recall a time that I have, but I’m going to in your case. The*609 behavior that you exhibited here certainly is not or was not contemplated in arriving at your original guidelines. It was gross, it was abusive, and I believe there’s a compelling reason to exceed guidelines.
It’s the sentence of this Court that you be committed to the Michigan Department of Corrections for a term of 18 months to a maximum of 5 years. You have credit I believe for 142 days in the county jail.
On the departure evaluation form, the court stated that the original guidelines recommendation of zero to 11 months failed “to consider [defendant’s] violation behavior — which constitutes a substantial and compelling reason for a moderate departure ... .”
Burns moved for resentencing, arguing that the fact that his sentence exceeded the guidelines range on the basis of facts neither admitted by him nor found by a jury beyond a reasonable doubt violated his due process rights under Blakely. The trial court denied the motion because this Court had stated in People v Claypool, 470 Mich 715, 730 n 14; 684 NW2d 278 (2004), that Blakely did not apply to Michigan’s indeterminate sentencing system. The court further explained:
Therefore, the Court was not required to find Defendant guilty of 4th Degree Criminal Sexual Conduct beyond a reasonable doubt in order to consider that behavior for the purpose of exceeding guidelines. The Court found objective and verifiable evidence on the record, including Defendant’s admission to the public safety officer that he touched the victim’s “butt” and the uncontroverted testimony of the victims themselves that Defendant was harass*610 ing and intimidating. Such evidence was not considered in the original sentencing, and the Court maintains that Defendant’s behavior constituted substantial and compelling reasons for exceeding statutory guidelines.
The Court of Appeals denied Burns’s application for leave to appeal for lack of merit in the grounds presented. Bums then sought leave to appeal in this Court. We granted the application and directed the parties to address whether an intermediate sanction described in MCL 769.31(b) and MCL 769.34(4) is a statutory maximum sentence under Blakely “for which the departure reasons must be decided by a jury or admitted by the defendant, where the defendant is being sentenced for a violation of probation.” 477 Mich 933 (2006).
II. STANDARD OF REVIEW
We review de novo questions of constitutional law. People v Nutt, 469 Mich 565, 573; 677 NW2d 1 (2004).
III. ANALYSIS
A. MICHIGAN’S STATUTORY SENTENCING SCHEME UNDER BLAKELY
Under the Due Process Clause of the Fifth Amendment and the jury trial guarantees of the Sixth Amendment, any fact that increases the maximum penalty for a crime must be submitted to a jury and proven beyond a reasonable doubt.
The first question in this inquiry involves whether a state’s sentencing scheme is determinate or indeterminate. As we have previously explained, under a determinate scheme, conviction for an offense typically exposes a defendant to a sentence of a fixed term lying in a standard range for that offense.
In contrast, under an indeterminate scheme, a defendant receives a minimum sentence and a maximum sentence. In Michigan, for instance, the law provides that the maximum portion of a defendant’s indeterminate sentence must be the “maximum penalty provided by law . . . .”
Thus, under an indeterminate sentencing scheme like Michigan’s, judicial fact-finding does not present the same constitutional problems as judicial fact-finding used to exceed the statutory maximum under a determinate scheme,
[T]he Sixth Amendment by its terms is not a limitation on judicial power, but a reservation of jury power. It limits judicial power only to the extent that the claimed judicial*615 power infringes on the province of the jury. Indeterminate sentencing does not do so. It increases judicial discretion, to be sure, but not at the expense of the jury’s traditional function of finding the facts essential to lawful imposition of the penalty. Of course indeterminate schemes involve judicial factfinding, in that a judge (like a parole board) may implicitly rule on those facts he deems important to the exercise of his sentencing discretion. But the facts do not pertain to whether the defendant has a legal right to a lesser sentence — and that makes all the difference insofar as judicial impingement upon the traditional role of the jury is concerned. In a system that says the judge may punish burglary with 10 to 40 years, every burglar knows he is risking 40 years in jail. In a system that punishes burglary with a 10-year sentence, with another 30 added for use of a gun, the burglar who enters a home unarmed is entitled to no more than a 10-year sentence .... [Blakely, supra at 308-309.]
Similarly, as we observed in People v Drohan, 475 Mich 140, 162; 715 NW2d 778 (2006), in Michigan, “the trial court’s power to impose a sentence is always derived from the jury’s verdict, because the ‘maximum-minimum’ sentence will always fall within the range authorized by the jury’s verdict.” For this reason, a defendant’s constitutional rights are not violated when a sentencing judge exceeds the recommended minimum sentence range on the basis of a substantial and compelling reason, as the respective judges did in these cases; even an upward departure from the guidelines may not exceed the maximum penalty provided by law. Id. at 162 n 15. Therefore, we reaffirm our holding in Drohan that Michigan’s indeterminate sentencing scheme is valid under Blakely. Id. at 162-164.
B. MICHIGAN’S INTERMEDIATE SANCTION CELLS
Nonetheless, defendants argue that at least one aspect of Michigan’s sentencing scheme violates
A defendant’s recommended minimum sentence range under the guidelines is determined on the basis of the defendant’s record of prior convictions (the PRV score), the facts surrounding his crime (the OV score), and the legislatively designated offense class.
When the upper and lower limits of the recommended minimum sentence range meet certain criteria, a defendant is eligible for an intermediate sanction. If the upper limit of the minimum sentence range exceeds 18 months and the lower limit is 12 months or less, the defendant’s sentence range is in a “straddle cell.”
the court shall impose an intermediate sanction unless the court states on the record a substantial and compelling reason to sentence the individual to the jurisdiction of the*618 department of corrections. An intermediate sanction may include a jail term that does not exceed the upper limit of the recommended minimum sentence range or 12 months, whichever is less. [MCL 769.34(4)(a).]
MCL 769.31(b) defines “intermediate sanction” as “probation or any sanction, other than imprisonment in a state prison or state reformatory, that may lawfully be imposed. Intermediate sanction includes, but is not limited to, 1 or more of” several options, including probation with any conditions authorized by law, probation with jail, treatment for substance abuse or mental health conditions, and other options such as house arrest and community service.
Most significantly, they cite Cunningham v California, 549 US_; 127 S Ct 856; 166 L Ed 2d 856 (2007), in which the United States Supreme Court examined California’s determinate sentencing law (DSL), which contains language that is superficially similar to the language describing intermediate sanction cells in MCL 769.34(4)(a) quoted above.
The Cunningham Court concluded that the sentence violated the defendant’s rights because
an upper term sentence may be imposed only when the trial judge finds an aggravating circumstance.... An element of the charged offense, essential to a jury’s determination of guilt, or admitted in a defendant’s guilty plea, does not qualify as such a circumstance.... Instead, aggravating circumstances depend on facts found discretely and solely by the judge. In accord with Blakely, therefore, the middle term prescribed in California’s statutes, not the upper term, is the relevant statutory maximum. 542 U.S., at 303, 124 S.Ct. 2531 (“[T]he ‘statutory maximum’ for Apprendi purposes is the maximum sentence a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.” (emphasis in original)). Because circumstances in aggravation are found by the judge, not the jury, and need only be established by a preponderance of the evidence, not beyond a reasonable doubt,... the DSL violates Apprendi’s bright-line rule: Except for a prior conviction, “any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” 530 U.S., at 490, 120 S.Ct. 2348. [Cunningham, supra, 127 S Ct at 868.]
Defendants argue that MCL 769.34(4)(a), which similarly provides that the court “shall impose an intermediate sanction unless the court states on the
Statutes that address the same subject or share a common purpose are in pari materia and must be read together as a whole.
Michigan’s sentencing laws clearly require that the maximum portion of every indeterminate sentence be
MCL 769.8 describes a judge’s general sentencing powers and duties:
(1) When a person is convicted for the first time for committing a felony and the punishment prescribed by law for that offense may be imprisonment in a state prison, the court imposing sentence shall not fix a definite term of imprisonment, but shall fix a minimum term, except as otherwise provided in this chapter. The maximum penalty provided by law shall be the maximum sentence in all cases except as provided in this chapter and shall be stated by the judge in imposing the sentence.
*623 (2) Before or at the time of imposing sentence, the judge shall ascertain by examining the defendant under oath, or otherwise, and by other evidence as can be obtained tending to indicate briefly the causes of the defendant’s criminal character or conduct, which facts and other facts that appear to be pertinent in the case the judge shall cause to be entered upon the minutes of the court. [Emphasis added.]
Thus, the statute requires that a judge “shall fix a minimum term,” but “\t\he maximum penalty provided by law shall be the maximum sentence in all cases ....” MCL 769.8(1) (emphasis added). Although each mandate is modified by “except as otherwise provided in this chapter” or “except as provided in this chapter,” respectively, this or similar language has been included in the statute since it was enacted in 1927.
The Legislature explicitly described exceptions to indeterminate sentencing in our sentencing scheme. For example, MCL 769.9(1) provides: “The provisions of this chapter relative to indeterminate sentences shall not apply to a person convicted for the commission of an offense for which the only punishment prescribed by
To the contrary, intermediate sanctions are an explicit component of the statutory scheme for setting a defendant’s minimum sentence. A sentencing court calculates a defendant’s PRVs and OVs in order to determine “the recommended minimum sentence range.” MCL 777.21(1) (emphasis added). MCL 769.34 governs the courts’ application of the guidelines and consistently addresses the minimum sentence range. For instance, MCL 769.34(2) provides:
Except as otherwise provided in this subsection or for a departure from the appropriate minimum sentence range provided for under subsection (3), the minimum sentence imposed by a court of this state for a felony enumerated in part 2 of chapter XVII committed on or after January 1, 1999 shall be within the appropriate sentence range under the version of those sentencing guidelines in effect on the date the crime was committed.
Subsection 4 defines intermediate sanction cells on the basis of the upper and lower limits of the “recommended minimum sentence range.” MCL 769.34(4)(a) and (c) (emphasis added). The statutory maximum for the relevant offense — which is the maximum
That the statutory maximum is not altered by an intermediate sanction cell becomes particularly evident when we consider the range of intermediate sanctions available to the sentencing judge. Most significantly, judges commonly impose a term of probation, which may also be combined with other sanctions such as jail or substance abuse treatment.
MCL 771.1(1), originally enacted in 1927,
It is the intent of the legislature that the granting of probation is a matter of grace conferring no vested right to its continuance. If during the probation period the sentencing court determines that the probationer is likely again to engage in an offensive or criminal course of conduct or that the public good requires revocation of probation, the court may revoke probation. All probation orders are revocable in any manner the court that imposed probation considers applicable either for a violation or attempted violation of a probation condition or for any other type of antisocial conduct or action on the probationer’s part for which the court determines that revocation is proper in the public interest. Hearings on the revocation shall be summary and informal and not subject to the rules of evidence or of pleadings applicable in criminal trials. In its probation order or by general rule, the court may provide for the apprehension, detention, and confinement of a probationer accused of violating a probation condition or conduct inconsistent with the public good. The method of hearing and presentation of charges are within the court’s discretion, except that the probationer is entitled to a written copy of the charges constituting the claim that he or she violated probation and to a probation revocation hearing. The court may investigate and enter a disposition of the probationer as the court determines best serves the public interest. If a probation order is revoked, the court may sentence the probationer in the same manner and to the same penalty as the court might have done if the probation order had never been made. [Emphasis added.]
Thus, probation is, by definition, “a matter of grace conferring no vested right to its continuance.” When a judge imposes a sentence of probation, the Legislature intended that probation be revocable on the basis of a judge’s findings of fact at an informal hearing, and largely at the judge’s discretion. Indeed, a judge may
In accord, the United States Supreme Court has recently reaffirmed that probation revocation hearings may be “ ‘proceedings in which the trial rights of a jury and proof beyond a reasonable doubt, among other things, do not apply.’ ” Samson v California, 547 US 843,_; 126 S Ct 2193, 2198; 165 L Ed 2d 250 (2006), quoting United States v Knights, 534 US 112, 120; 122 S Ct 587; 151 L Ed 2d 497 (2001). “Inherent in the very nature of probation is that probationers ‘do not enjoy “the absolute liberty to which every citizen is entitled.” ’ ” Knights, supra at 119 (citations omitted). Cf. United States v Cranley, 350 F3d 617, 621 (CA 7, 2003) (“ [I]t has long been understood that a fundamental and unchallenged condition of probation is that the probationer surrender his right to trial by jury should the government seek revocation, and thus imprisonment.”).
Moreover, for this reason, federal courts observe that the rule of Blakely and Apprendi does not apply to probation revocation hearings. In the words of the Court of Appeals for the Second Circuit,
a sentence of supervised release by its terms involves a surrender of certain constitutional rights and this includes surrender of the due process rights articulated in Apprendi
... Given a prior conviction and the proper imposition of conditions on the term of supervised release, when a defendant fails to abide by those conditions the government is not then put to the burden of an adversarial criminal trial. [United States v Carlton, 442 F3d 802, 809 (CA 2, 2006), quoted with approval by United States v Cordova, 461 F3d 1184, 1187 (CA 10, 2006).]
We now join our sister circuits in holding that [United States v Booker, 543 US 220; 125 S Ct 738; 160 L Ed 2d 621 (2005), the counterpart to Blakely in the federad sentencing context,] does not define the “statutory maximum” as the high end of the Guidelines range for sentences imposed for violations of supervised release. Instead, the definition of “statutory maximum” continues to come from the United States Code. We may not modify Congress’ clear intent that the statutory maximum determines the allowable period of imprisonment after the revocation of supervised release, even if the Guidelines prescribed a lower maximum sentence for the particular defendant. [Id. at 1171.][51 ]
As a condition of probation, the court may require the probationer to do 1 or more of the following:
(a) Be imprisoned in the county jail for not more than 12 months, at the time or intervals, which may be consecutive or nonconsecutive, within the probation as the court determines. However, the period of confinement shall not exceed the maximum period of imprisonment provided for the offense charged if the maximum period is less than 12 months. [Emphasis added.]
Thus, first, the 12-month limitation, as restated in MCL 769.34(4)(a), is not a new, independent limit on jail time established by the sentencing guidelines in the intermediate sanction cell context. Second, the nature of a probationary sentence clearly reveals the Legislature’s intent that the 12-month limit on incarceration may be exceeded, even when jail time is imposed pursuant MCL 769.34(4)(a). “Probation with jail” is explicitly listed as an intermediate sanction in MCL 769.31(b)(ic). Yet if a judge imposes an initial jail term of 12 months or less with a term of probation, the term of probation effectively becomes meaningless.
In sum, we find no basis for the conclusion that the Legislature intended an intermediate sanction to become a new statutory maximum for Blakely purposes
Read together, McMillan [v Pennsylvania, 477 US 79; 106 S Ct 2411; 91 L Ed 2d 67 (1986)] and Apprendi mean that those facts setting the outer limits of a sentence, and of the judicial power to impose it, are the elements of the*633 crime for the purposes of the constitutional analysis. Within the range authorized by the jury’s verdict, however, the political system may channel judicial discretion — and rely upon judicial expertise — by requiring defendants to serve minimum terms after judges make certain factual findings.
Our Legislature clearly limits sentencing judges’ exercise of discretion when it sees fit to do so, as exemplified by the crimes for which judges must impose statutorily mandated terms, such as life in prison, MCL 769.9(1), or a determinate number of years, MCL 750.227b. Blakely does not foreclose the Legislature’s concomitant ability to define circumstances under which a judge may exercise sentencing discretion within the outer limit authorized by the jury verdict, as in the intermediate sanction context.
In Michigan, every offender is on notice of the maximum sentence to which he is subject on the basis of the elements of the crime when he is convicted either by a jury or as the result of a plea, as is exemplified by these cases. In Harper, for instance, before Harper pleaded guilty of larceny in a building the judge informed him, as required by MCR 6.302(B)(2), that the maximum penalty for the crime is four years in prison.
... I don’t know what your history is, I might wanna drop a big hammer on you or I might just decide to give you a feather and tell you to walk out of the door, I don’t know what I’m going to do and I’m not making any predictions today....
Now, I’ve asked you all those kinds of questions because you could file an appeal later on and you could say that there was something else going on, for example, like Mr. Harper could say that his lawyer promised him that he would get no worse than jail or probation and I decide to send him off to prison ....
Finally, just before Harper established the factual basis for his plea, the judge explained:
... I could sentence you to go to jail, or I could sentence you to probation, or I could fine you up to 5,000 dollars, I can make you pay a bunch of court cost[s], I could even send you off to prison as long as four years, do you understand?
Harper responded: “Yes, sir.”
In contrast, the defendant in Cunningham did not have the same expectation under California’s DSL. California’s determinate scheme was premised on a defendant’s right to a fixed, middle term sentence. The DSL then permitted the judge, after conviction, to sentence a defendant to a higher or lower term based on judicial fact-finding.
Michigan’s scheme is inherently different from California’s DSL, however, as we have explained. We need not attempt to invoke sentencing judges’ traditional discretion in order to avoid the plain language of our statute. Under the plain language of the DSL, the elements of the crime entitled a defendant to a presumptive middle term. Therefore, the DSL is like the hypothetical determinate system described in Blakely “that punishes burglary with a 10-year sentence, with another 30 added for use of a gun... .”
Our statutes clearly describe the range of intermediate options available to the sentencing judge, and the nature and effect of those options, when a defendant’s minimum sentence range under the guidelines is in an intermediate sanction cell. A defendant is not entitled to a circumscribed term of prison when he qualifies for an intermediate sanction, as was the case with the middle term prescribed by California’s DSL. Rather, a Michigan defendant expects a range of possible sanctions, including jail and probation. He is also clearly aware that probation may be revoked — and that additional incarceration may therefore be imposed — at a hearing subject to a lower standard of proof than that required at trial. These clear expectations on the part of defendants are what cause us to reject Justice Kelly’s contention that “[tjhere is no meaningful difference between a Michigan court departing from an intermediate sanction cell and a California court imposing the upper term available under [the DSL].” Post at 657. A Michigan defendant is fully on notice that he never gains an entitlement to a mere 12 months in jail.
In sum, as is exemplified by these cases, Michigan’s intermediate sanction cells are part of the legislative scheme for setting a minimum sentence that is tailored to the offender’s history and the circumstances of the
When a defendant’s minimum sentence range under the guidelines is in an intermediate sanction cell, the defendant has a statutory right to an intermediate sanction, conditioned on the absence of substantial and compelling reasons to depart upward. Therefore, a defendant may appeal an upward departure on the basis of an alleged violation of this statutory right by arguing that the sentencing judge did not state on the record a legally sufficient substantial and compelling reason to depart. But the defendant does not gain a constitutional right to an intermediate sanction under Blakely. Indeed, the essence of defendants’ arguments here is that Blakely entitles them to a sentence that is less than the maximum authorized by the jury verdict or the guilty plea. But Blakely, which prohibits a judge from exceeding the maximum authorized by the jury verdict or the guilty plea, does not require this result. Allowing judges to impose any sentence that is less than the authorized maximum does not implicate a defendant’s Sixth Amendment rights because it does not usurp the jury’s task of finding the facts that set the maximum sentence. Thus, in the intermediate sanction cell context, because the defendant’s sentence never exceeds the maximum sentence authorized by the jury verdict or the guilty plea, the sentencing judge may
In Harper, faced with intermediate options such as jail and probation, the sentencing judge observed several factors, including, most significantly, Harper’s record of bench warrants, his three parole revocations, and his history of absconding from parole. These factors were not included in Harper’s PRV score, and they certainly cast doubt on the appropriateness of a sentence that would again include probation. As a result, these factors alone constituted substantial and compelling reasons to sentence Harper to the jurisdiction of the Department of Corrections. Accordingly, we affirm Harper’s sentence.
In Burns, the judge found substantial and compelling reasons to exceed the guidelines on the basis of Burns’s admission to the officer that he had touched a young woman’s buttocks and the uncontroverted testimony of two young women that Bums had harassed and intimidated them. This evidence was not considered in scoring the guidelines for Bums originally because it occurred after the judge had originally sentenced Bums to three years of probation. Bums’s objective and verifiable behavior while on probation certainly provided substantial and compelling reasons to sentence Bums to the jurisdiction of the department of corrections rather than impose an intermediate sanction. Accordingly, we affirm Bums’s sentence.
C. HARMLESS ERROR UNDER BLAKELY
Finally, we find it important to note that Blakely errors are reviewed for harmless error. Accordingly, we add that even if an intermediate sanction is construed as a maximum sentence for Blakely purposes, in each of these cases, if an error occurred, it was harmless beyond a reasonable doubt.
Recuenco compared Blakely errors to the error analyzed in Neder v United States, 527 US 1; 119 S Ct 1827; 144 L Ed 2d 35 (1999). Neder involved a jury trial for charges that included tax fraud.
Recuenco, in turn, concluded that a similar analysis is appropriate if a trial court fails to submit sentencing factors to a jury, because there is no distinction, for Sixth Amendment purposes, between an element of an offense and a sentencing factor that increases a sentence beyond the sentence authorized by the elements of the offense.
In Harper, defendant preserved the constitutional challenge to his sentence by raising this issue in a motion for resentencing before the circuit court. Thus, as in Neder, our review must consider whether the alleged error is harmless beyond a reasonable doubt.
The sentencing judge here exceeded the list of intermediate sanctions, and imposed a prison sentence on the basis of facts contained in the presentence investigation report (PSIR). Contrary to Justice Kelly’s contention that “Harper had no opportunity to present contrary evidence, ” post at 669, the judge permitted Harper and his attorney to review the PSIR and to challenge the accuracy of its contents, as required by MCL 771.14(5) and (6). The judge also specifically explained to Harper the importance of noting inaccuracies, saying: “Now, sometimes they make mistakes on those reports and if they do it’s important that you catch them, Mr. Harper, because we keep these reports for years and if there is a mistake now it could be used against you next year____” Harper stated that he had read the PSIR. When asked if he saw any mistakes, he pointed out that a prior felony conviction had not been included, previously, when his attorney estimated his PRV score. He agreed that he understood that the felony was properly added, however, and stated: “I’m not contesting anything____” Defense counsel also specifically indicated that “we ha[ve] reviewed this report, I have no additions, corrections or deletions to the report.”
Therefore, we conclude beyond a reasonable doubt that the facts used by the sentencing judge to support Harper’s sentence were “uncontested and supported by overwhelming evidence,” such that a jury would have reached the same result.
Similarly, in Bums, we conclude that if any Blakely error is found to have occurred, it would be harmless beyond a reasonable doubt.
IV CONCLUSION
For these reasons, we reaffirm our holding in Drohan that Michigan has a true indeterminate sentencing system in which the statutory maximum is prescribed by law and in which the sentencing guidelines are used only to determine a defendant’s minimum sentence. An intermediate sanction does not constitute a maximum sentence under Blakely, it bears no relation to the
Accordingly, we reject the Court of Appeals contrary conclusion in People v Uphaus, 275 Mich App 158; 737 NW2d 519 (2007).
As Justice Kennedy noted in Harris v United States, 536 US 545, 566; 122 S Ct 2406; 153 L Ed 2d 524 (2002), “[t]he Fifth and Sixth Amendments ensure that the defendant ‘will never get more punishment than he bargained for when he did the crime,’ but they do not promise that he will receive ‘anything less’ than that.” (Emphasis added; citation omitted.) See also Apprendi v New Jersey, 530 US 466, 498-499; 120 S Ct 2348; 147 L Ed 2d 435 (2000) (Scalia, J., concurring), indicating that the Sixth Amendment provides “the right to have a jury determine those facts that determine the maximum sentence the law allows,” and that a defendant receiving a lesser sentence “may thank the mercy of a tenderhearted judge (just as he may thank the mercy of a tenderhearted parole commission if he is let out inordinately early, or the mercy of a tenderhearted governor if his sentence is commuted).”
MCL 750.360; MCL 750.503; MCL 777.16r.
MCL 750.174(4)(a).
As a fourth-offense habitual offender, Harper’s potential maximum prison sentence for larceny in a building would have increased from 4 years to 15 years under MCL 769.12(l)(b).
MCL 777.51; MCL 777.52; MCL 777.55.
MCL 777.46(l)(c).
MCL 777.68.
MCL 769.34(4)(a); MCL 769.31(b).
477 Mich 933 (2006).
Contrary to the apparent assumptions of Justice Kelly, post at 648-650, and Justice Cavanagh, post at 646, the sentencing judge followed the proper procedure for stating his reasons for departure. A judge is required to “stateU on the record a substantial and compelling reason to sentence the individual to the jurisdiction of the department of corrections.” MCL 769.34(4)(a) (emphasis added); see also MCR 6.425(E)(1)(e). The judge did precisely this.
See People v Drohan, 475 Mich 140, 159-160; 715 NW2d 778 (2006), citing Claypool, supra at 730 n 14.
Blakely, supra at 299, citing Wash Rev Code 9.94A.320.
Blakely, supra at 299, citing Wash Rev Code 9.94A.120(2).
Blakely, supra at 299, citing Wash Rev Code 9.94A.120(3).
MCL 769.8(1); Drohan, supra at 160. Michigan’s habitual-offender statutes are an exception to the Legislature’s requirement that the maximum portion of a defendant’s indeterminate sentence be the maximum penalty provided by law. The habitual-offender statutes grant a sentencing judge the discretion to increase the maximum portion of a recidivist’s indeterminate sentence beyond the statutory limit on the basis of the fact of a prior conviction, as permitted by Apprendi and Blakely. Id. at 161 n 13; MCL 769.10(l)(a) (upon a second felony conviction, a judge may impose a maximum sentence of up to IV2 times the statutory maximum prescribed for a first conviction of the offense); MCL 769.11(l)(a) (upon a third felony conviction, a judge may impose a maximum sentence of up to twice the statutory maximum); MCL 769.12(l)(a) and (b) (upon a fourth or subsequent felony conviction, a judge may impose a maximum sentence of up to 15 years for offenses carrying statutory maximum terms of less than 5 years and a sentence of life in prison for offenses carrying maximum terms of 5 years or more). When a judge imposes an increased maximum sentence under these statutes, the defendant’s sentence remains an indeterminate sentence. Moreover, the judge is expressly prohibited from sentencing a recidivist to a maximum sentence that is less than the maximum term for a first conviction. MCL 769.10(2); MCL 769.11(2); MCL 769.12(2).
A very limited number of offenses carry determinate sentences in Michigan, such as first-degree murder, MCL 750.316 (life in prison without the possibility of parole), and carrying or possessing a firearm when committing or attempting to commit a felony, MCL 750.227b (two
MCL 769.34(3).
MCL 791.234; MCL 791.235; Drohan, supra at 163.
The United States Supreme Court has firmly established that, when a legislature defines the outer limit of an indeterminate sentence on the basis of the elements of an offense, judicial fact-finding may be employed to set the minimum sentence. McMillan v Pennsylvania, 477 US 79, 86-88, 93; 106 S Ct 2411; 91 L Ed 2d 67 (1986); see also Harris, supra at 567 (opinion of Kennedy, J.) (“Read together, McMillan and Apprendi mean that those facts setting the outer limits of a sentence, and of the judicial power to impose it, are the elements of the crime for the purposes of the constitutional analysis. Within the range authorized by the jury’s verdict, however, the political system may channel judicial discretion— and rely upon judicial expertise — by requiring defendants to serve minimum terms after judges make certain factual findings.”).
The fact that a defendant is always liable to serve the statutory maximum sentence in Michigan also distinguishes our scheme from the schemes Justice Kelly claims are indistinguishable. She compares, for instance, Ring v Arizona, 536 US 584, 592-593; 122 S Ct 2428; 153 L Ed 2d 556 (2002), in which the United States Supreme Court rejected an Arizona sentencing law allowing the sentencing judge to determine, at a separate posttrial hearing, whether the defendant would be subject to a maximum sentence of either death or life imprisonment. Post at 665-666. The state argued that the jury verdict authorized either sentence. The Ring Court disagreed, given that the maximum sentence of death could only be imposed if the judge found aggravating circumstances. Ring, supra at 603-604. An Arizona offender also could not know until sentencing was complete whether he would be subject to the death penally for his crime. In contrast, and contrary to Justice Kelly’s contention, Michigan’s indeterminate sentences do “have only one maximum sentence,” post at 659, and the statutes unambiguously notify Michigan offenders of the statutory maximum terms applicable to their crimes.
In her dissent in People v McCuller, 479 Mich 672; 739 NW2d 563 (2007), Justice Kelly also compares the federal sentencing system as it existed before the United States Supreme Court’s decision in United States v Booker, 543 US 220; 125 S Ct 738; 160 L Ed 2d 621 (2005). But the federal sentencing guidelines did not merely set a minimum sentence and leave a defendant liable to serve the statutory maximum, as in Michigan. Rather, in Booker, as Justice Kelly concedes, although a separate federal statute set an absolute maximum sentence of life in prison for the defendant’s offense, in Booker’s particular case “the guidelines required a maximum sentence of 21 years and 10 months’ imprisonment.” McCuller, supra at 714 (Kelly, J., dissenting) (emphasis added); see Booker, supra at 227. Accordingly, the judge’s upward departure from that range on the basis of his own findings was impermissible given the then-mandatory nature of the guidelines, although the 30-year sentence imposed was within the outer limit of the absolute maximum. Booker, supra at 226-227. As we will more fully explain later in this opinion, Michigan’s sentencing guidelines establish a defendant’s minimum sentence. Our statutory máximums for a given offense are static.
MCL 777.21(1). The range for the minimum sentence may also be increased on the basis of a defendant’s status as an habitual offender. MCL 777.21(3).
MCL 769.34(2)(a).
MCL 769.34(3).
People v Babcock, 469 Mich 247, 258; 666 NW2d 231 (2003) (internal quotations and citation omitted).
MCL 769.34(3)(a).
MCL 769.34(2)(b). MCL 769.34 does not apply when a defendant is convicted of an offense punishable by a prison sentence of “life or any term of years” because the minimum will never exceed 2/s of the statutory maximum sentence of life authorized by the jury verdict. Drohan, supra at 162 n 14.
People v Stauffer, 465 Mich 633, 636 n 8; 640 NW2d 869 (2002).
MCL 769.34(4)(c).
The nonexhaustive list of intermediate sanction options includes:
(i) Inpatient or outpatient drug treatment or participation in a drug treatment court under chapter 10A of the revised judicature act of 1961, 1961 PA 236, MCL 600.1060 to 600.1082.
(ii) Probation with any probation conditions required or authorized by law.
(iii) Residential probation.
(in) Probation with jail.
(u) Probation with special alternative incarceration.
(ui) Mental health treatment.
(vii) Mental health or substance abuse counseling.
(uiii) Jail.
(ix) Jail with work or school release.
(x) Jail, with or without authorization for day parole under 1962 PA 60, MCL 801.251 to 801.258.
(xi) Participation in a community corrections program.
(xii) Community service.
*619 (xiii) Payment of a fine.
(xiv) House arrest.
(xv) Electronic monitoring. [MCL 769.31(b).]
Id., 127 S Ct at 861, citing Cal Penal Code 288.5(a) (stating that a person convicted of continuous sexual abuse of a child “shall be punished by imprisonment in the state prison for a term of 6, 12, or 16 years”).
Cunningham, supra, 127 S Ct at 861, quoting Cal Penal Code 1170(b) (emphasis added).
Cunningham,, supra, 127 S Ct at 861-862, quoting Cal Penal Code 1170(b).
People v Buehler, 477 Mich 18, 26-27; 727 NW2d 127 (2007).
See also Sears v Cottrell, 5 Mich 251, 259 (1858):
No rule of construction is better settled in this country, both upon principle and authority, than that the acts of a state legislature are to be presumed constitutional until the contrary is shown; and it is only when they manifestly infringe some provision of the constitution that they can be declared void for that reason. In cases of doubt, every possible presumption, not clearly inconsistent with the language and the subject matter, is to be made in favor of the constitutionality of the act.
Blakely, supra at 303 (emphasis in original).
As we have explained, the habitual-offender statutes provide a slight exception to this rule by permitting a sentencing judge to increase a maximum sentence on the basis of the fact of prior conviction. See n 21 of this opinion; see also Drohan, supra at 161 n 13.
1927 PA 175. The language originally read “except as hereinafter provided” and “except as herein provided.” It was modified to its current form by 1978 PA 77.
1994 PA 445; MCL 769.34(2), as amended by 1998 PA 317.
See MCL 769.31(b)(t), (¿¿), and (iv), concerning drug treatment, probation with any conditions required or authorized by law, and probation with jail, respectively.
1927 PA 175.
MCL 771.1(1) provides in full:
In all prosecutions for felonies, misdemeanors, or ordinance violations other than murder, treason, criminal sexual conduct in the first or third degree, armed robbery, or major controlled substance offenses, if the defendant has been found guilty upon verdict or plea and the court determines that the defendant is not likely again to engage in an offensive or criminal course of conduct and that the public good does not require that the defendant suffer the penalty imposed by law, the court may place the defendant on probation under the charge and supervision of a probation officer.
Justice Kelly contends that differences between Michigan’s sentencing scheme and the federal sentencing scheme preclude any comparison in this context. She observes that, under the federal scheme, a judge need not adhere to the originally established guidelines range when resentencing a defendant after he violates the conditions of probation. Post at 659-660, citing United States v Goffi, 446 F3d 319, 322 (CA 2, 2006).
We fail to see how the differences between the two schemes “completely undermineD [our] argument.” Post at 660-661. The federal system affords a judge general discretion to exceed the original guidelines range when sentencing a defendant who has violated probation as long as the judge consults relevant guidelines or policy statements. The Michigan system affords such discretion as long as the judge gives legally sufficient substantial and compelling reasons for departure. In both systems, the statutory maximum authorized by jury verdict or the defendant’s guilty plea has not changed and may not be exceeded. Neither system grants a defendant a special right to a sentence limited to the initial guidelines range merely because he was initially afforded probation and chose to violate the probationary conditions.
The 12-month limit placed on jail time by MCL 771.3(2)(a) has been effective since 1981, when it was increased from six months by 1980 PA 514.
Justice Kelly contrasts a situation in which a defendant is sentenced only to 12 months or less of jail time without a period of probation. Post at 660 n 12. A judge may simply sentence a defendant to jail with no further monitoring or evaluation. But the statute also empowers the judge to impose both jail and probation. It is this latter option that Justice Kelly’s analysis would render impossible to exercise.
People v Sturdivant, 412 Mich 92; 312 NW2d 622 (1981), mod People v Whiteside, 437 Mich 188 (1991); see also North Carolina v Pearce, 395 US 711; 89 S Ct 2072; 23 L Ed 2d 656 (1969), overruled in part on other grounds by Alabama v Smith, 490 US 794 (1989).
Justice Kelly essentially treats the 12-month jail term as the only meaningful measure of an intermediate sanction, saying that the term “defines the upper limit of an intermediate sanction cell sentence!.]” Post at 658. But because intermediate sanctions can include a jail term added to other sanctions, any characterization of the “upper limit” of an intermediate sanction must take into account the nature and effect of additional sanctions such as probation.
Moreover, we disagree with Justice Kelly that, “[e]ven if the Legislature intended [that probation violators be punished with more than 12 months in jail], it is irrelevant.” Post at 663. As we have explained, the Legislature has successfully conveyed its intent — and therefore has also put potential offenders on notice — that no defendant is guaranteed a sentence of only 12 months’ jail time merely because his minimum sentence range under the guidelines falls into an intermediate sanction cell. Thus, even under Justice Kelly’s theory that the legislative scheme appears to improperly shift sentencing discretion to judges under limited circumstances, the Legislature’s clear intent in this area would require a result like the one employed in Booker. There the United States Supreme Court rendered the offending portions of the federal sentencing guidelines advisory in order to best effectuate Congress’s intent in enacting them. Booker, supra at 245, 265.
See MCL 777.16r.
The record in Burns does not contain a transcript of the plea hearing, but Burns does not contend that the trial judge failed to advise him of the five-year maximum prison sentence for attempted breaking and entering, as the judge was required to do under MCR 6.302(B)(2).
Recuenco, supra, 126 S Ct at 2552-2553.
Id., 126 S Ct at 2550.
Id., 126 S Ct at 2553. Justice Kelly’s position would ultimately render Blakely errors in Michigan harmful per se because Michigan “has no process for criminal juries to make special findings of fact.” She states that “the procedural discussion in Recuenco suggests that the prosecution could not carry its burden in this case to prove the Blakely error harmless beyond a reasonable doubt.” Post at 667-668. When the defendant posed this argument in Recuenco, the United States Supreme Court did not need to resolve the question. Rather, the question before the Court was “whether Blakely error can ever be deemed harmless.” Recuenco, supra, 126 S Ct at 2550-2551. Contrary to Justice Kelly’s contention, it was unclear whether Washington “state law specifically allowed juries to make findings of fact.” Post at 668. The high court left this question to the Washington courts on remand. Recuenco, supra, 126
Similarly, Michigan law is not perfectly clear on this point. Justice Kelly points to two nineteenth eentuiy cases in which this Court refused to allow the use of special questions in criminal cases because such questions “limit[] • • • the right of the jury to find a general verdict,” People v Roat, 117 Mich 578, 583; 76 NW 91 (1898), and because the then-governing statutes did not clearly permit it, People v Marion, 29 Mich 31, 40-41 (1874). We note that, more recently, Justice Levin observed, in his dissent in People v Ramsey, 422 Mich 500, 536; 375 NW2d 297 (1985), that many jurisdictions have concluded that not all use of special verdicts is error per se because specific findings of fact may be necessary to determine the nature of the conviction or the sentence. Indeed, the Michigan Court of Appeals has implicitly condoned the use of special verdict forms enabling a jury to find a particular fact under some circumstances. See People v Matuszak, 263 Mich App 42, 51; 687 NW2d 342 (2004); People v Kiczenski, 118 Mich App 341, 345; 324 NW2d 614 (1982).
Most significantly, the Recuenco Court did not reach the question whether the unavailability of a particular procedure in the trial court necessarily renders all errors harmful, in essence transforming Blakely errors into structural errors for all defendants in a given state. As Justice Kelly ultimately concedes, at most Recuenco “advises [that] the lack of a procedure for special findings will increase the difficulty of the prosecution’s burden to prove any error harmless beyond a reasonable doubt.” Post at 668 n 18. Moreover, any conclusion on our part — based on dicta in Recuenco — that the lack of a procedure is alone dispositive would run counter to the crux of the harmless error analysis that forms the basis of the Recuenco Court’s holding. The central question remains whether the facts used by a sentencing judge to support a sentence were “uncontested and supported by overwhelming evidence,” such that a jury would have reached the same result. Neder, supra at 17. To illustrate, as we will explain further in parts 111(C)(1) and (2) of this opinion, neither defendant in the cases before us seriously contends that a jury would have returned findings different from those of the sentencing judge, given the overwhelming evidence presented at each proceeding. Thus, even if the sentencing judges erred under Blakely, the errors in these cases would be precisely the sort of technical errors that do not require reversal under a harmless error analysis because they do not affect the substance or outcome of the proceedings.
Chapman v California, 386 US 18; 87 S Ct 824; 17 L Ed 2d 705 (1967); People v Shepherd, 472 Mich 343; 697 NW2d 144 (2005).
We also note, first, that Michigan courts have long held that a sentencing court may presume that unchallenged facts contained in a PSIR are accurate. People v Grant, 455 Mich 221, 233-234; 565 NW2d 389 (1997). Second, we do not need to reach the question whether Harper effectively admitted the facts contained in the PSIR or waived his rights
As in Harper, the defendant in Bums preserved the Blakely issue by raising it in a motion for resentencing. Thus, we review whether the alleged error is harmless beyond a reasonable doubt.
Concurring in Part
{concurring in part and dissenting in part). I concur with the result reached by the majority in People v Harper. Facts admitted by a defendant may be used by a trial court to determine the relevant statutory maximum. See Blakely v Washington, 542 US 296, 303; 124 S Ct 2531; 159 L Ed 2d 403 (2004). In light of the guidance and admonitions given by the trial court, I believe that defendant Harper admitted to the facts used by the trial court to sentence defendant when he pleaded guilty and stated that he did not contest the information in the presentence investigation report.
Dissenting Opinion
(dissenting). The Court heard oral argument in these cases along with People v McCuller, which was on remand to us from the United States Supreme Court. Michigan v McCuller,_US_; 127 S Ct 1247 (2007). My dissenting opinion in McCuller contains my most thorough analysis of the application of the Sixth Amendment
With respect to Burns, this Court should not even reach the constitutional issue. The trial court failed to articulate substantial and compelling reasons to exceed
In Harper, the majority continues to exempt Michigan from the Sixth Amendment precedent set by the United States Supreme Court in Jones v United States
I. PEOPLE v BURNS
A. PROCEDURAL FACTS
In July 2002, Burns pleaded guilty of attempted breaking and entering. MCL 750.110; MCL 750.92. It is undisputed that the guidelines range for his minimum sentence was zero to 11 months. This range falls in what is properly referred to as an intermediate sanction cell. MCL 769.34(4) (a) creates these cells. It provides:
If the upper limit of the recommended minimum sentence range for a defendant determined under the sentencing guidelines set forth in chapter XVII is 18 months or less, the court shall impose an intermediate sanction unless the court states on the record a substantial and compelling reason to sentence the individual to the jurisdiction of the department of corrections. An intermediate sanction may include a jail term that does not exceed the upper limit of the recommended minimum sentence range or 12 months, whichever is less.
In 2005, the court found, by a preponderance of the evidence, that Burns had violated his probation. At sentencing, the court noted that the original range had been zero to 11 months.
Because the court did not impose an intermediate sanction as a sentence, it had to articulate a substantial and compelling reason for the departure. MCL 769.34(4)(a). The court completed a sentencing information report departure evaluation form stating its reason:
The original SGL of 0-llmonths [sic] fails to consider his violation behavior — which constitutes a substantial and compelling reason for a moderate departure from this range.
No additional reasons were given.
B. SUBSTANTIAL AND COMPELLING REASONS FOR THE GUIDELINES DEPARTURE
The trial court’s statement in support of its departure does not constitute a substantial and compelling reason to exceed the sentencing guidelines range.
The phrase “substantial and compelling reason” has, in our judgment, acquired a peculiar and appropriate meaning in the law and, thus, it must be construed according to*649 such meaning. That is, a “substantial and compelling reason” must be construed to mean an “objective and verifiable” reason that “ ‘keenly’ or ‘irresistibly’ grabs our attention”; is “of ‘considerable worth’ in deciding the length of a sentence”; and “exists only in exceptional cases.” [People v Babcock, 469 Mich 247, 257-258; 666 NW2d 231 (2003), quoting People v Fields, 448 Mich 58, 62, 67-68; 528 NW2d 176 (1995).]
Whether a reason for departure is objective and verifiable is a question of law subject to review de novo. Babcock, 469 Mich at 265.
In this case, the court relied solely on Burns’s postprobation conduct to exceed the guidelines range. A sentencing court may consider postprobation conduct when determining whether substantial and compelling reasons exist to depart upward. But the fact that probation was violated does not automatically constitute a substantial and compelling reason. People v Hendrick, 472 Mich 555, 562-563; 697 NW2d 511 (2005). The trial court’s statement on the departure evaluation form does not satisfy Hendrick’s requirement.
By simply referring to Burns’s “violation behavior,” the court did nothing more than repeat the fact that Burns had violated the terms of his probation. The statement did not explain why his behavior separated Burns from the typical probation violator. It did not explain why this particular departure was warranted, or why this is an “exceptional case[]” warranting a departure. Babcock, 469 Mich at 258. And it said nothing about why this case should “keenly or irresistibly” seize our attention. Id. Without such detail, the stated reason for departure is insufficient. Id.; Hendrick, 472 Mich at 563. And Burns must be remanded to the trial court for resentencing. MCL 769.34(11).
The majority turns to the sentencing transcript to bolster the trial court’s stated reason for departure.
But even if we were to refer to the sentencing transcript, a substantial and compelling reason justifying the departure cannot be found. The only statement in the record that might constitute a reason for departure is the following statement by the court:
I seldom ever exceed guidelines, in fact I can’t recall a time that I have, but I’m going to in your case. The behavior that you exhibited here certainly is not or was not contemplated in arriving at your original guidelines. It was gross, it was abusive, and I believe there’s a compelling reason to exceed guidelines.
One could infer from this that the court intended to depart because Burns’s behavior was “gross” and “abusive.”
These are subjective words. Whether conduct is “gross” and “abusive” is a determination that changes depending on who is reviewing it. It could vary drastically according to a person’s culture, upbringing, religion, and education. Because of its subjective nature, a finding that actions were “gross” and “abusive” cannot be a substantial and compelling reason to depart from the sentencing guidelines. Babcock, 469 Mich at 257-258. Burns must be resentenced. MCL 769.34(H).
II. PEOPLE v HARPER
A. PROCEDURAL FACTS
Harper pleaded guilty of larceny in a building under MCL 750.360, which provides:
Any person who shall commit the crime of larceny by stealing in any dwelling house, house trailer, office, store,*652 gasoline service station, shop, warehouse, mill, factory, hotel, school, barn, granary, ship, boat, vessel, church, house of worship, locker room or any building used by the public shall be guilty of a felony.
This is a class G offense with an absolute maximum sentence of four years in prison. MCL 750.503; MCL 777.16r.
Before imposing sentence, the trial court calculated a score for both the prior record variables (PRVs) and the offense variables (OVs). It scored 50 points for PRV 1 because of defendant’s two prior high-severity felony convictions. MCL 777.51(l)(b). It scored 20 points for PRV 2 because of defendant’s three prior low-severity felony convictions. MCL 777.52(l)(b). And it scored 2 points for PRV 5 because of defendant’s prior misdemeanor conviction. MCL 777.55(l)(e). The court also scored 5 points for OV 16. To do so, it made a finding of fact using a preponderance of the evidence standard. It found that the stolen property in question “had a value of $1,000.00 or more but not more than $20,000.00.” MCL 777.46(l)(c). Harper did not admit the value of the stolen property.
MCL 777.68 sets forth the class G sentencing grid. On this grid, a PRV level of 72 points and an OV level of 5 points converge in cell E-I. This cell provides a minimum sentence range of zero to 17 months. MCL 777.68. Had the trial court not scored 5 points for OV 16, Harper’s OV level would have been zero points. This would not have changed his minimum sentence range under the guidelines. A PRV level of 72 points and an OV level of zero points still converge in cell E-I. MCL 777.68. Because the judicial findings necessary to score OV 16 did not change the range, they are immaterial to this case.
Guidelines do not include at least 3 parole revocations, abscondings from probation, Bench warrants from various courts and stealing from a charity that serves freezing children[.]
B. SUBSTANTIAL AND COMPELLING REASONS FOR THE UPWARD DEPARTURE
In this case, the reasons stated for departure survive review under Babcock. The parole revocations, the abscondings from probation, and the bench warrants could be objectively verified using court files and the records of the Department of Corrections. These facts were of “considerable worth” in determining Harper’s sentence because they demonstrated a pattern of failing to meet legally imposed expectations and minimum societal behavioral requirements. Therefore, they provided substantial and compelling reasons to exceed an intermediate sanction at sentencing. Babcock, 469 Mich at 257-258.
The trial court complied with the sentencing guidelines requirements and stated substantial and compelling reasons to depart from an intermediate sanction. The discussion now must turn to the constitutionality of doing so.
C. BLAKELY S BRIGHT-LINE RULE
As I explain in McCuller,
Except for a prior conviction, “any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” [Cunningham v California, 549 US 127 S Ct 856, 868; 166 L Ed 2d 856 (2007), quoting Apprendi v New Jersey, 530 US 466, 490; 120 S Ct 2348; 147 L Ed 2d 435 (2000).]
The “statutory maximum” sentence is not always the absolute maximum sentence set by statute.
*655 The dispositive question, we said, “is one not of form, but of effect.” If a State makes an increase in a defendant’s authorized punishment contingent on the finding of a fact, that fact — no matter how the State labels it — must be found by a jury beyond a reasonable doubt. A defendant may not be “expose[d] ... to a penalty exceeding the maximum he would receive if punished according to the facts reflected in the jury verdict alone.” [Ring v Arizona, 536 US 584, 602; 122 S Ct 2428; 153 L Ed 2d 556 (2002), quoting Apprendi, 530 US at 483, 494 (citations omitted; emphasis in Apprendi) i\
Therefore, the statutory maximum sentence for Sixth Amendment purposes is the maximum sentence permissible based on the jury’s verdict, the defendant’s prior criminal record, and any admissions that the defendant made. It is irrelevant that the trial court could have found additional facts that could have increased the sentence. Blakely v Washington, 542 US 296, 303-304; 124 S Ct 2531; 159 L Ed 2d 403 (2004). This rule is necessary to properly protect the people’s control of the judiciary, as intended by the Framers of the United States Constitution. Id. at 313.
When a defendant is entitled to a sentence that is within the range specified in an intermediate sanction cell, MCL 769.34(4)(a) sets his or her maximum sentence. That maximum sentence is a jail term of either the upper limit of the recommended minimum sentence range or 12 months, whichever is shorter. Under the guidelines statutes, the court may not exceed this maximum sentence, unless it can state substantial and compelling reasons to do so. MCL 769.34(4)(a). Therefore, unlike a typical sentencing in Michigan, the process no longer is concerned with the defendant’s minimum sentence. Under the Supreme Court’s bright-line rule, this alteration in focus changes what has become known as the defendant’s “statutory maximum.”
D. WHY HARPER’S SENTENCE VIOLATES THE SIXTH AMENDMENT
As I explain in McCuller,
*657 California’s DSL, we note in this context, resembles pre-Booker federal sentencing in the same ways Washington’s sentencing system did: The key California Penal Code provision states that the sentencing court “shall order imposition of the middle term” absent “circumstances in aggravation or mitigation of the crime,” [Cal Penal Code] 1170(b) (emphasis added), and any move to the upper or lower term must be justified by “a concise statement of the ultimate facts” on which the departure rests, [Cal Ct R] 4.420(e) (emphasis added). [Cunningham, 127 S Ct at 866 n 10 (emphasis in original).]
MCL 769.34(4)(a) contains similar mandatory language: “[T]he court shall impose an intermediate sanction unless the court states on the record a substantial and compelling reason to sentence the individual to the jurisdiction of the department of corrections.” (Emphasis added.) Therefore, just like a defendant in California, a defendant in Michigan is entitled to an intermediate sanction cell sentence. And the court is authorized to depart from the sentence only through judicial fact-finding after the jury verdict. As in California, these findings of fact need be based only on a preponderance of the evidence.
Hence, as in the California scheme, a sentence resulting from an intermediate sanction cell in Michigan constitutes a “statutory maximum” for purposes of Apprendi. Cunningham, 127 S Ct at 868. There is no meaningful difference between a Michigan court departing from an intermediate sanction cell and a California court imposing the upper term available under that state’s penal code. It follows that reversal is mandated in this case.
The majority effectively attempts to rewrite MCL 769.34(4) (a) to make it provide for no more than a minimum sentence. As I explain in McCuller, the attempt falls short of its goal. The language of the statute
The majority tries to change this fact by turning to MCL 769.8(1). MCL 769.8(1) states that there are cases in which the sentencing court will not fix the minimum sentence and in which the absolute maximum sentence will not apply. It notes that other provisions in that chapter of the Code of Criminal Procedure state the exceptions to the general rule. MCL 769.34 is in the same chapter. And MCL 769.34(4)(a) provides that the sentencing court sets the maximum sentence. Therefore, these statutes, read together, show that intermediate sanction cells do not merely set minimum sentences. The Legislature intended that intermediate sanction cells set maximum sentences. MCL 769.34(4)(a); MCL 769.8(1). This Court has no right to change this fact.
E. MICHIGAN’S MIXED DETERMINATE/INDETERMINATE SENTENCING SCHEME
The majority attempts to justify its conclusion in this case by claiming that Michigan has a traditional indeterminate sentencing scheme. See id. at 308-309. The United States Supreme Court has noted that such schemes do not violate the Sixth Amendment. But because intermediate sanction cells set maximum sentences, Michigan’s sentencing scheme is distinct from the traditional indeterminate scheme. For Sixth Amendment purposes, it is properly viewed as a mixed determinate/indeterminate sentencing scheme. This is because, as discussed in Blakely, a traditional indeterminate scheme can have only one maximum sentence. Id. at 308-309. The fact that Michigan’s scheme is different in this way mandates that it be treated differently. Again, this makes Michigan’s system strikingly similar to California’s system, which the Supreme Court found unconstitutional in Cunningham.
As I discuss in McCuller, the majority also attempts to distinguish the Michigan system from a wholly determinate scheme by noting that one possible intermediate sanction is probation. MCL 769.31(b). To sup
The Court of Appeals for the Second Circuit explained why Blakely does not apply to sentencing after a federal probation violation:
The statutory scheme thus requires a sentencing court to consider a variety of factors, including the non-binding policy statements applicable to probation violations, in determining an appropriate sentence. Nowhere, however, does it require a court to sentence within the Guidelines range for the underlying conviction in determining punishment for separate and distinct malfeasance by the defendant —violation of probation.... United States v. Pena, 125 F.3d 285, 287 (5th Cir. 1997). (“Because there are no guidelines for sentencing on revocation of probation, and because the district court was not limited to the sentencing range available at the time of the initial sentence, we find no error in the trial court’s failure to employ the analysis normally required in departure case[s].”).... (Goffi, 446 F3d at 322-323 (emphasis added).]
These fundamental differences between the Michigan system and the federal system mandate different results when Blakely’s bright-line rule is applied. Because none of the factors relied on by the federal courts exists in Michigan, Blakely continues to apply after probation revocation in Michigan. This completely undermines the majority’s argument that, because of the possibility of probation as an intermediate sanction, intermediate sanction cells produce a minimum sentence rather than a maximum sentence.
The majority further argues that intermediate sanctions must be minimum sentences because a defendant subject to them can be given a sentence of probation with jail. It argues that recognizing that intermediate sanction cell sentences are statutory maximum sentences will limit the effectiveness of imposing such sentences. Although it is true that MCL 769.31(b)(iu) allows
The Legislature has determined that a sentence of 12 months in jail is an appropriate statutoiy maximum sentence for defendants who merit an intermediate sanction.
For example, those who believe that 12 months is insufficient incarceration to punish probation violators could petition the Legislature to change Michigan’s probation system to mimic the federal system. The Legislature could follow the lead of Goffi and treat a probation violation as a separate malfeasance. It could make probation violation subject, not to the guidelines for the underlying offense, but to independent punishment. See Goffi, 446 F3d at 322-323; Pena, 125 F3d at 287. If the Legislature effected such a change, it could eliminate the Sixth Amendment violation now lurking in the Michigan system. But, again, this decision must be left to the Legislature.
Ultimately, our decision cannot turn on whether or to what degree trial by jury impairs the efficiency or fairness of criminal justice. One can certainly argue that both these values would be better served by leaving justice entirely in the hands of professionals; many nations of the world, particularly those following civil-law traditions, take just that course. There is not one shred of doubt, however, about the Framers’ paradigm for criminal justice: not the civil-law ideal of administrative perfection, but the common-law ideal of limited state power accomplished by strict division of authority between judge and jury. As Apprendi held, every defendant has the right to insist that the prosecutor prove to a jury all facts legally essential to the punishment. [Blakely, 542 US at 313 (emphasis in original).]
It might be easier to continue the current modus operandi: to punish probation violators by allowing judges to increase their statutory maximum sentence by using findings of fact not supported by the violators’ prior record or admissions or the jury’s verdict. But the Sixth Amendment does not allow courts to disregard defendants’ rights just because to make a correction would require the judicial system to undergo change. Id.
The majority is also incorrect in relying on its belief that the Legislature intended that probation violators be punished with more than 12 months in jail. Even if the Legislature intended that punishment, it is irrelevant. This fact is made obvious by the decision in Ring. The Arizona legislature intended that a sentence of death should be imposed in first-degree murder cases in
Moreover, the proper application of the Sixth Amendment to Michigan’s intermediate sanction cells need not weaken an intermediate sanction cell sentence of probation with jail. The system easily could be made to comply with Blakely. For example, this Court could amend our court rules to provide for a jury to be impaneled after a court found a probation violation. If the jury then found beyond a reasonable doubt the facts necessary to move the defendant from an intermediate sanction cell, there would be no Sixth Amendment violation. Therefore, Michigan could both retain its current probation system and protect a defendant’s constitutional rights.
The majority contends that the imposition of an intermediate sanction cell sentence does not affect the absolute maximum statutory sentence. It reasons that a defendant is not entitled to an intermediate sanction cell sentence until after the court decides that substantial and compelling reasons to depart from it do not exist. Therefore, it reasons, there is only one statutory
In an effort to reconcile its capital sentencing system with the Sixth Amendment as interpreted by Apprendi, Arizona first restates the Apprendi majority’s portrayal of Arizona’s system: Ring was convicted of first-degree murder, for which Arizona law specifies “death or life imprisonment” as the only sentencing options, see Ariz. Rev. Stat. Ann. § 13-1105(0) (West 2001); Ring was therefore sentenced within the range of punishment authorized by the jury verdict. See Brief for Respondent 9-19. This argument overlooks Apprendi’s instruction that “the relevant inquiry is one not of form, but of effect.” 530 U.S., at 494. In effect, “the required finding [of an aggravated circumstance] expose[d] [Ring] to a greater punishment than that authorized by the jury’s guilty verdict.” Ibid.; see 200 Ariz., at 279, 25 E 3d, at 1151. The Arizona first-degree murder statute “authorizes a maximum penalty of death only in a formal sense,” Apprendi, 530 U.S., at 541 (O’Connor, J., dissenting), for it explicitly cross-references the statutory provision requiring the finding of an aggravating circumstance before imposition of the death penalty. See [Ariz Rev Stat Ann] 13-1105(0 (“First degree murder is a class 1 felony and is punishable by death or life imprisonment as provided by [Ariz Rev Stat Ann] 13-703.” (emphasis added)). If Arizona prevailed on its opening argument,*666 Apprendi would be reduced to a “meaningless and formalistic” rule of statutory drafting. [Id. at 603-604.]
The Supreme Court made clear that the majority’s argument in this case must fail. The Arizona court in Ring was imposing a statutory maximum sentence by sentencing the defendant to a life sentence rather than the death penalty. Similarly, a Michigan court imposes a statutory maximum sentence when sentencing a defendant to an intermediate sanction cell sentence rather than to the absolute maximum sentence. Both systems set statutory maximum sentences. And, in both situations, judicial fact-finding by the sentencing court increasing this sentence violates the Sixth Amendment, no matter what formalistic gloss is placed on the fact-finding.
In summary, Michigan’s intermediate sanction cells set maximum sentences. They can be increased only through judicial fact-finding after the jury’s verdict. Because of this fact, intermediate sanction cell sentences equate to the middle term of California’s DSL system. Cunningham, 127 S Ct at 868. Both constitute a statutory maximum sentence for Apprendi purposes.
P. HARMLESS ERROR
The Supreme Court concluded that Blakely errors are not structural errors requiring automatic reversal. Washington v Recuenco,_US_; 126 S Ct 2546, 2553; 165 L Ed 2d 466 (2006). The Court reasoned that sentencing factors were equivalent to the elements of the crime. Both must be proved to a jury beyond a reasonable doubt. Id. at 2552. The appropriate standard of review for this constitutional issue is whether the omission of an element of the offense was harmless beyond a reasonable doubt. Neder v United States, 527 US 1, 18-19; 119 S Ct 1827; 144 L Ed 2d 35 (1999).
Michigan has no process for criminal juries to make special findings of fact. See MCR 6.420. This procedural problem is no small issue. In Recuenco, the United States Supreme Court considered the consequences of there being no procedure by which a jury could have made a finding. It suggested that a defendant would be more likely to demonstrate successfully that the Blakely violation was not harmless in such a situation. Recuenco, 126 S Ct at 2550. This case evidences the procedural problem noted in Recuenco.
The jury convicted Recuenco of second-degree assault on the basis of its finding that he had assaulted his wife with a deadly weapon. Id. at 2549. He objected to the judicial finding that was made after the verdict that the deadly weapon was a firearm. Id. Thus, in Recuenco,
In this case, no procedure was available for the jury to make special findings. The United States Supreme Court has not addressed the application of a harmless error analysis to Blakely questions in such situations. But the procedural discussion in Recuenco suggests that the prosecution could not carry its burden in this case to prove the Blakely error harmless beyond a reasonable doubt. See id. at 2550.
Even if procedures for special jury findings existed here, the prosecution could not prove that the failure to submit these issues to the jury was harmless beyond a reasonable doubt.
*669 Of course, safeguarding the jury guarantee will often require that a reviewing court conduct a thorough examination of the record. If, at the end of that examination, the court cannot conclude beyond a reasonable doubt that the jury verdict would have been the same absent the error— for example, where the defendant contested the omitted element and raised evidence sufficient to support a contrary finding — it should not find the error harmless. [Id. at 19.]
In this case, Harper had no opportunity to present contrary evidence. The majority relies on the fact that he did not object to the presentence investigation report (PSIR). But this reliance is misplaced.
“[T]he prosecution’s burden to prove every element of the crime is not relieved by a defendant’s tactical decision not to contest an essential element of the offense.” Estelle v McGuire, 502 US 62, 69; 112 S Ct 475; 116 L Ed 2d 385 (1991). The right to trial by jury is a basic right that cannot be waived, unless the waiver is fully informed and publicly acknowledged. Taylor v Illinois, 484 US 400, 418 n 24; 108 S Ct 646; 98 L Ed 2d 798 (1988). Harper decided not to object at sentencing to the information in his PSIR. When he did that, he could not have known that he was entitled to have the prosecution prove the statements contained in the PSIR beyond a reasonable doubt. Had he known that, and had he known that this Court would treat his failure to object as a waiver, he likely would have put the prosecution to its proofs. And it is not certain that the prosecution could have proved the information in the PSIR beyond a reasonable doubt.
In any event, the information in the PSIR does not support the judicial findings in this case beyond a reasonable doubt. The trial court’s reasons for departure were:
*670 Guidelines do not include at least 3 parole revocations, abscondings from probation, Bench warrants from various courts and stealing from a charity that serves freezing children[.]
The PSIR only briefly mentions a bench warrant in the investigating agent’s evaluation. Nothing in the PSIR talks of freezing children. In fact, the prosecution has presented no evidence to this Court to support either finding on these matters beyond a reasonable doubt. It is unknown if children were harmed by Harper’s actions. And it is unclear what defenses Harper may have had against the unknown bench warrants. Therefore, the prosecution has not proved beyond a reasonable doubt that the error in this case was harmless. Neder, 527 US at 19. Resentencing is mandated.
III. CONCLUSION
There was no need for the majority to reach the Sixth Amendment issue in Burns. The trial court failed to
Harper’s sentence does viólate the Sixth Amendment. The trial court based its departure sentence on facts that a jury never decided were true and that Harper never admitted. But for those findings, Harper would have received an intermediate sanction cell sentence, which could not have exceeded 12 months in jail. MCL 769.34(4)(a). But his sentence was four years in prison. This violated the Sixth Amendment, and it requires resentencing.
The Harper case illustrates that a grave constitutional problem arises in this state when Blakely is correctly applied. In its effort to save the Michigan sentencing guidelines, the majority fails to pay respect to the United States Supreme Court’s Sixth Amendment precedent. When this precedent is properly applied, it becomes apparent that a major restructuring of Michigan’s sentencing guidelines is in order.
The Sixth Amendment of the United States Constitution provides:
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the Assistance of Counsel for his defence. [US Const, Am VI.]
MCL 777.1 et seq.
526 US 227; 119 S Ct 1215; 143 L Ed 2d 311 (1999).
The sentencing court is required to apply the sentencing guidelines when sentencing after a probation violation. People v Hendrick, 472 Mich 555, 560; 697 NW2d 511 (2005).
The Michigan Department of Corrections paroled Burns on November 14, 2006. But the parole does not render moot the discussion of his sentence. Burns remains under supervision until November 14,2007. See Offender Tracking Information System, available at <http://www. state.mi.us/mdoc/asp/otis2profile.asp?mdocNumber=414793> (accessed
542 US 296; 124 S Ct 2531; 159 L Ed 2d 403 (2004).
Because I find that no substantial and compelling reason to depart was articulated in this case, I need not address whether the court’s departure violated the Sixth Amendment. But I note that my analysis from McCuller, 479 Mich at 702-751, and my discussion of Harper here would apply equally to Bums had the trial court found appropriate reasons to depart. Therefore, if the reasons stated to depart had been objective and verifiable, I would have remanded the case for resentencing because of the Blakely violation.
The Michigan Department of Corrections paroled Harper on February 14, 2007. The parole does not make discussion of his sentence moot. He remains under supervision until August 14, 2008. See Offender Tracking Information System, available at <http://www.state.mi.us/ mdocv'asp/otis2proffle.asp?mdocNumber=358848> (accessed June 28, 2007). On resentencing, were the trial court to impose the intermediate sanction cell maximum sentence of 12 months in jail, Harper would be released from supervision immediately, with no potential of returning to prison.
479 Mich at 715-718 (Kelly, J., dissenting).
479 Mich at 719-726 (Kelly, J., dissenting).
The majority claims that a Michigan defendant is hable to serve the absolute maximum sentence in every case. See ante at 614 n 25. MCL 769.34(4)(a) shows the fallacy of this point. Some Michigan defendants face no higher maximum than 12 months in jail, even though a second, higher statutory maximum sentence exists for their crime. This undeniable fact destroys the majority’s premise that Michigan has only one maximum sentence for each crime.
Further undermining the majority’s theory is the fact that intermediate sanction cell sentences are treated as maximum sentences in Michigan. When a defendant receives only an intermediate sanction jail sentence, he or she faces that sentence and nothing more. The defendant is not reevaluated after completing the sentence to see if prison time is required. Rather, the defendant is set free.
The majority simply disregards the reasoning of Goffi and Pena. And in doing so, it disregards the distinctions between the two systems. In fact, the two systems differ greatly. In the federal system, a court no longer sentences under the guidelines, probation is viewed as a distinct malfeasance, and the former statutory maximum no longer applies. Goffi, 446 F3d at 322-323; Pena, 125 F3d at 287. In Michigan, probation is not a separate offense, the guidelines still apply, and the defendant remains subject to the statutory maximum sentence created by MCL 769.34(4)(a). Therefore, unlike the federal system, the Michigan system is still subject to the Blakely bright-line rule after a defendant violates probation.
“An intermediate sanction may include a jail term that does not exceed the upper limit of the recommended minimum sentence range or 12 months, whichever is less.” MCL 769.34(4)(a).
For a complete discussion of the appropriate remedy for the constitutional violation occurring in these cases, please see my dissenting opinion in People v McCuller, 475 Mich 176, 208-213; 715 NW2d 798 (2006).
The majority attempts to distinguish Ring by focusing on the fact that the sentence of death in that case could be imposed only if the judge found aggravating circumstances. Ante at 614 n 25. It concludes that this distinguishes Arizona’s sentencing scheme from Michigan’s sentencing guidelines because, it postulates, only one maximum sentence exists in Michigan. As I explain both here and in McCuller, this is simply inaccurate. Just as in Ring, a defendant in Michigan who falls in an intermediate sanction cell faces one maximum sentence (12 months in jail) unless the court makes findings of fact that move him or her out of that cell. Whether these findings are called an identification of aggravating circumstances, a scoring of OVs, or a departure from the guidelines, one fact remains the same: the trial court is engaging in activity that increases the defendant’s sentence by making findings not supported by the jury’s verdict, the defendant’s admissions, or the defendant’s past convictions. This violates Blakely’s bright-line rule.
The majority apparently misses the point of why the Supreme Court indicated that the lack of procedure would increase the difficulty in proving the error harmless. Simply, if the jury has no means of making the finding, how can a reviewing court presume that the jury would have made that finding regardless of the prohibition against it?
The majority accuses me of effectively concluding that all Blakely errors are “harmful per se.” Ante at 640 n 70. This is inaccurate. I acknowledge that the Blakely error in Recuenco was not harmful per se. But when I apply the words of the United States Supreme Court, it is not clear to me that Blakely errors in Michigan may be harmless beyond a reasonable doubt. This is because, as the Supreme Court advises, the lack of a procedure for special findings will increase the difficulty of the prosecution’s burden to prove any error harmless beyond a reasonable doubt. And Michigan lacks a procedure.
As I discuss at length in McCuller, 479 Mich at 746-748 (Kelly, J., dissenting), the majority also misstates the law regarding the ability of a jury to make special findings in a criminal proceeding. This Court specifically rejected such procedures long ago in People v Marion, 29 Mich 31, 40-41 (1874). And the court rules do not permit our breaking with this longstanding precedent in this case.
I disagree with Justice CAVANAGH’s assessment that Harper’s guilty plea and his statement that he did not contest the PSIR constituted an admission for Sixth Amendment analysis purposes. A waiver “consists of (1) specific knowledge of the constitutional right and (2) an intentional decision to abandon the protection of the constitutional right.” People v Williams, 475 Mich 245, 261; 716 NW2d 208 (2006). Courts should indulge every reasonable presumption against waiver of a fundamental right. Id. at 260. This Court has set an even higher standard for an admission:
[A] statement made by a party or his counsel, in the course of trial, is considered a binding judicial admission if it is a distinct, formal, solemn admission made for the express purpose of, inter alia, dispensing with the formal proof of some fact at trial. [Ortega v Lenderink, 382 Mich 218, 222-223; 169 NW2d 470 (1969).]
This case meets neither standard. Harper did not know that he was addressing his Sixth Amendment rights when he reviewed the PSIR at sentencing. And his plea did not address the facts used to depart from the sentence required by the intermediate sanction cell. Thus, his statements could not constitute a waiver, let alone an admission.
Reference
- Full Case Name
- People v. Harper; People v. Burns
- Cited By
- 101 cases
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- Published