In Re Servaas
In Re Servaas
Concurring Opinion
{concurring separately). I authored and join the lead opinion; however, I write separately to request that this Court open an administrative file to investigate how this matter unfolded, including the events and actions of the Judicial Tenure Commission (JTC) and/or others responsible leading up to the JTC’s recommendation of this case to this Court.
Concurring in Part
(concurring in part and dissenting in part).
I agree with Justice MARKMAN that the existence of an action for quo warranto does not prevent the Judicial Tenure Commission from assessing respondent’s misconduct, regardless of whether that conduct happens to in volve the improper exercise of a title to office. Accordingly, I concur in part II of Justice MARKMAN’s opinion. Given Judge Servaas’s admission that he moved outside his election division, I find that he did vacate his judicial office.
Under the unique facts of this case, I find that public censure is the appropriate sanction for the violations of counts I (vacating judicial office) and III (inappropriate sexual conduct).
Amended by order entered September 11, 2009, 485 Mich 869— Reporter.
Opinion of the Court
The Judicial Tenure Commission (JTC) recommended that this Court remove 63rd District Court Judge Steven Servaas (respondent) from office for vacating his judicial office, as well as for judicial misconduct involving a comment and two drawings of a sexual nature. Because we conclude that the only appropriate forum to determine whether respondent vacated his judicial office is a quo warranto action filed by the Attorney General in the Court of Appeals, we reject the JTC’s recommendation as to the vacation of office claim. Respondent’s conduct concerning the comment and two drawings was unquestionably inappropriate; however, a majority of this Court concludes that respondent’s conduct did not rise to the level of blatant judicial misconduct requiring the most severe sanction: removal from office. In this respect, we view respondent’s actions as an aberration given his 35 years of apparently unblemished service as judge of the 63rd District Court. Accordingly we impose public censure only.
i
Respondent is a judge of the 63rd District Court, 1st Division, in Rockford, Michigan. On February 14, 2008, the JTC filed Formal Complaint No. 84,
Specifically, the first count of the complaint alleged that respondent vacated his judicial office in violation of Const 1963, art 6, § 20
The third count of the complaint alleged that respondent engaged in sexually inappropriate conduct directed toward female court employees, citing three specific examples. In the first instance, it was alleged that respondent drew female breasts on a note that was attached to a court file. The drawing was made after a female clerk commented on the revealing dress of a woman who appeared in court. The second event concerned the drawing of a penis that appeared on a note attached to a court file. The third instance occurred during a retirement party for an employee at the 2nd Division courthouse. While at the party, respondent commented on a university sweatshirt worn by a female
On March 5, 2008, this Court appointed the Honorable Casper O. Grathwohl as master to hear the case. The master’s report, issued on May 12, 2008, concluded that respondent vacated his judicial office in violation of Const 1963, art 6, § 20 when he changed his principal residence from the 1st Division to the 2nd Division of the 63rd District Court in August 2005. The master recommended that the second count of the complaint be dismissed.
Respondent filed objections to the master’s report. The JTC issued its decision and recommendation for an order of discipline on October 17, 2008. The JTC adopted the master’s findings of fact and conclusions of law, with the exception of finding that respondent had moved to the 2nd Division “as early” as 2000. In making this factual finding, the JTC relied on documentary evidence that was offered solely for impeachment purposes in the proceedings before the master, but was not substantively admitted.
ii
This Court reviews the recommendations and findings of the JTC de novo.
A. VACATION OF OFFICE
Const 1963, art 6, § 20, provides that “[wjhenever a justice or judge removes his domicile beyond the limits of the territory from which he was elected or appointed, he shall have vacated his office.” The parties agree that the term “domicile” refers to respondent’s primary residence. Furthermore, respondent admits that he changed his primary residence to the second election division from 2005 to 2008.
However, this Court need not address which argument is correct, nor reach a conclusion regarding whether respondent vacated his office because our statutes, caselaw, and court rules provide that a quo warranto action brought by the Attorney General in the Court of Appeals is the only appropriate and exclusive proceeding to make the preliminary determination regarding whether respondent vacated or unlawfully held his judicial office.
MCL 600.4501 provides that the Attorney General shall bring an action for quo warranto “when the facts clearly warrant the bringing of the action.”
Notwithstanding, the JTC asks this Court to make the prefatory determination that respondent vacated his office under Const 1963, art 6, § 20, and that he consequently “was no longer a judge” and acted “without judicial authority,” as a basis of removing respondent from office for judicial misconduct. However, this determination is precisely the issue to be resolved in a quo warranto action. While this Court could certainly review on appeal the decision made by the Court of Appeals in a quo warranto action,
Consequently, all evidence and testimony obtained during the proceeding by the JTC regarding whether respondent had vacated his office was obtained through an unconstitutional process because the JTC has no authority to proceed on the quo warranto issue or to determine whether respondent vacated his office. That determination can only be made by the Court of Appeals in a quo warranto proceeding, which could then be appealed to this Court. If a quo warranto action has been successfully brought in the Court of Appeals, and that decision is affirmed by this Court, only then may the JTC act on the appellate court decision and determine whether there has been any judicial misconduct associated with the determination of the Court of Appeals that a judge has vacated his or her office.
Moreover, had the Michigan Supreme Court decided in a quo warranto appeal that respondent had vacated
Just as the JTC has neither the authority nor the power to decide whether a judge vacated his or her office, this Supreme Court does not have any constitutional authority to grant that authority and power to the JTC. The JTC only has the authority to let the quo warranto process lawfully proceed to a legal determination of whether or not a judge has vacated his or her office.
With regard to our conclusion in this regard, we reject Justice MARKMAN’s attempt to characterize the JTC as having made a “determination” to which this Court must defer. The JTC only has the authority to “recommend” disciplinary action. Justice MARKMAN’s attempt to couch our “rejection” as unbelievable is improper. Indeed, Justice MARKMAN asserts that a majority of this Court errs in its review of the JTC decision by “affording] no deference whatsoever to the commission’s factual findings.” Post at 655 (emphasis added). To be precise, while this Court has a duty to review a recommendation, as to the deference afforded the JTC after this Court reads the recommendation, there is no duty to accept, or to defer, to any part of the JTC’s recommendation. This Court has no duty to accept, even in part, any JTC “decision” because the JTC does not have the power to decide how and whether to discipline a judge; the JTC can only make recommendations to this Court and, in this regard, our review of
As established in Const 1963, art 6, § 30(2):
On recommendation of the judicial tenure commission, the supreme court may censure, suspend with or without salary, retire or remove a judge for conviction of a felony, physical or mental disability which prevents the performance of judicial duties, misconduct in office, persistent*648 failure to perform his duties, habitual intemperance or conduct that is clearly prejudicial to the administration of justice.
For comparison purposes, consider this scenario: if the JTC believes a judge has committed armed robbery, it has no authority to proceed to determine whether or not the judge did commit armed robbery. Only the criminal judicial system guided by statutes and court rules has the authority to make that determination. If the court process legally determines a judge is guilty of armed robbery, only then can the JTC recognize the legally determined fact that the judge committed the crime and only then can the JTC bring a proceeding for judicial misconduct on the basis of the court’s ruling that a judge committed the crime of armed robbery.
B. CONDUCT OF THE EXECUTIVE DIRECTOR OF THE JTC
On January 16, 2008, the executive director of the JTC personally served respondent with a 28-day notice pursuant to MCR 9.207(D)(1).
The director presented respondent with the 28-day notice, and asserted that respondent’s office was “vacant” because respondent had moved outside his district, as evidenced by his homestead tax exemption
The director then offered respondent the “opportunity to resolve” the matter quickly without any “shame, proceedings, [or] accusations of perjury” by resigning “immediately,”
When the respondent protested, seeking “time to talk to somebody,” the director replied that respondent would be “suspended in a matter of days” and that it would all “become public” at a time when respondent was “up for election.” The director reiterated the 9:00 a.m. deadline, adding that respondent also faced allegations involving the sexually inappropriate behavior, and the director would get respondent “thrown off [the bench] just for that.” When respondent asked questions regarding the basis of the allegations of sexually inappropriate behavior, the director replied that he was not there “to do any type of interview” and would not “explain anything else.”
The director told the respondent that he could “take the easy way out” and sign the resignation letter; otherwise, the director “welcome[d] the opportunity”
When these proceedings commenced, the director’s threats to humiliate respondent and drag his name through the mud were soon realized. The details of the present allegations were widely disseminated in the local newspapers, on television, and on the Internet over the course of several months. The controversy, including the facts surrounding the meeting between respondent and director, were the subject of numerous newspaper articles, editorials, and letters to the editor.
The remaining allegation of judicial misconduct concerns respondent’s sexually inappropriate conduct directed toward female court employees. The testimony indicates that on two separate occasions respondent made lewd drawings — one of female breasts and one of a penis — on notes that were attached to two court files. The testimony further indicates that respondent commented on the small chest size of a 2nd Division female employee during a retirement party at the 2nd Division courthouse. Notably, even respondent realized he had made a mistake because he called the employee the following day to apologize personally to her. Unfortunately, she would not return his calls, so he finally left a message on her voice mail apologizing for the gaffe.
Respondent’s counsel acknowledged that respondent’s conduct was “inappropriate,” but contended that it was spontaneous and represented “isolated” incidents from respondent’s nearly 37-year career. Respondent’s counsel argues that respondent’s conduct warrants, at most, a public reprimand. This argument is consistent with the recommendations of the JTC, which indicated that with respect to count 3, respondent’s sexually inappropriate conduct merited a public censure.
We agree with the JTC that respondent’s sexual conduct was crass and inappropriate; however, we do not agree that respondent’s conduct rises to the level of judicial misconduct beyond requiring public censure.
D. VERACITY OF RESPONDENT’S TESTIMONY
While Justice Markman appears to assert that whether or not the JTC had the authority to proceed, sanctions against respondent are appropriate given
At the time these proceedings occurred, respondent had seven residences. He owned homes in both the 1st and 2nd divisions of the 63rd District Court. He rented a home in the 1st Division, and he also owned homes in Whitefish Lake, Michigan; Ludington, Michigan; North Carolina; and Florida. Respondent testified that he renovates houses as a hobby, and that from 2000 to 2005, he often spent the night at one of the two houses he was renovating in the 2nd Division when he was too tired to drive back to his 1st Division residence.
Respondent admitted that from 2005 on, he resided in the 2nd Division home, and the record reflects that he did nothing to hide this fact. Indeed, respondent’s name, address, and telephone number for the 2nd Division home were listed in the local phone book.
Specifically during a meeting in approximately late March 2006 between respondent, the State Court Administrator, and the JTC executive director, the State Court Administrator, said to respondent, “You’re not living in your district.” In response, respondent said “I am too.” Importantly, we note that even though respondent was first accused of vacating his judicial office in early 2006, it appears that no assertion was made again until respondent was ambushed on January 16, 2008. Again, respondent did not try to deny the fact that he was living in the 2nd Division at that time, because he thought he could live in that division as long as he was not running for reelection.
Consequently, we do not conclude that respondent lied under oath. At times he seemed confused and could not remember a series of different telephone numbers (until he later refreshed his recollection), specific dates and times, and events that occurred nearly 10 years
III. CONCLUSION
Because we conclude that the only appropriate forum to determine whether respondent vacated his judicial office was a quo warranto action filed by the Attorney General in the Court of Appeals, we reject the JTC’s recommendation with respect to the vacation of office claim. Because the JTC lacked legal authority to bypass submission of the quo warranto action by the Attorney General, the finding that respondent vacated his office is null and void. The powers held by the JTC simply do not include the power by the JTC to determine the existence of a vacancy in judicial office.
Finally, with respect to the claim against respondent for judicial misconduct involving a comment and two drawings of a sexual manner, while respondent’s conduct was unquestionably inappropriate, we believe, under the unique circumstances of this case that only public censure is required. Accordingly, this opinion stands as our public censure.
Pursuant to MCR 7.317(C)(3), we direct the Clerk of the Court to issue the judgment order immediately.
On both January 17, 2008, and February 14, 2008, the JTC filed petitions for interim suspension without pay pending final resolution of this matter. Both petitions were denied by this Court.
See note 8 of this opinion.
MCR 9.104(A) states in part:
The following acts or omissions by an attorney, individually or in concert with another person, are misconduct and grounds for discipline, whether or not occurring in the course of an attorney-client relationship:
(1) conduct prejudicial to the proper administration of justice;
(2) conduct that exposes the legal profession or the courts to obloquy, contempt, censure, or reproach;
(3) conduct that is contrary to justice, ethics, honesty, or good morals;
(4) conduct that violates the standards or rules of professional responsibility adopted by the Supreme Court!.]
MCR 9-205 states in part:
(A) Responsibility of Judge. A judge is personally responsible for the judge’s own behavior and for the proper conduct and administration of the court in which the judge presides.
(B) Grounds for Action. A judge is subject to censure, suspension with or without pay, retirement, or removal for... misconduct in office ... or conduct that is clearly prejudicial to the administration of justice....
(1) Misconduct in office includes, but is not limited to:
(c) persistent failure to treat persons fairly and courteously;
(d) treatment of a person unfairly or discourteously because of the person’s race, gender, or other protected personal characteristic!.]
Canon 1 of the Code of Judicial Conduct states in part:
An independent and honorable judiciary is indispensable to justice in our society. A judge should participate in establishing,
*639 maintaining, and enforcing, and should personally observe, high standards of conduct so that the integrity and independence of the judiciary may be preserved. A judge should always be aware that the judicial system is for the benefit of the litigant and the public, not the judiciary.
Canon 2 of the Code of Judicial Conduct states in part:
A. Public confidence in the judiciary is eroded by irresponsible or improper conduct by judges. A judge must avoid all impropriety and appearance of impropriety....
B. A judge should respect and observe the law. At all times, the conduct and manner of a judge should promote public confidence in the integrity and impartiality of the judiciary. Without regard to a person’s race, gender, or other protected personal characteristic, a judge should treat every person fairly, with courtesy and respect.
C. A judge should not allow family, social, or other relationships to influence judicial conduct or judgment. A judge should not use the prestige of office to advance personal business interests or those of others.
Canon 3(A)(3) Code of Judicial Conduct provides:
A judge should be patient, dignified, and courteous to litigants, jurors, witnesses, lawyers, and others with whom the judge deals in an official capacity, and should require similar conduct of lawyers, and of staff, court officials, and others subject to the judge’s direction and control.
Const 1963, art 6, § 20, provides that “[wjhenever a justice or judge removes his domicile beyond the limits of the territory from which he was elected or appointed, he shall have vacated his office.”
Justice Markman’s argument conflates the complaint of vacation of office with the other complaints- concerning inappropriate sexual conduct. In doing so, he asserts that it is perfectly appropriate for the JTC to bring an action asserting vacation of office, along with any other
for conviction of a felony, physical or mental disability which prevents the performance of judicial duties, misconduct in office, persistent failure to perform his duties, habitual intemperance or conduct that is clearly prejudicial to the administration of justice. [Const 1963, art 6, § 30(2).]
The JTC has no authority to complain that a judge has vacated his office.
An allegation of vacation of office is distinct from the JTC’s authority to recommend to this Court that a judge be censured by removal from office. Further, Justice Markman asserts, without citing any authority, that it is perfectly appropriate for a quo warranto complaint to be combined with complaints for judicial misconduct. To the contrary, pursuant to MCR 3.306(A)(1), an action for quo warranto “must be brought in the Court of Appeals.” MCR 3.306 says nothing about whether the JTC has any legal authority to bring a complaint of quo warranto and a complaint of judicial misconduct in a JTC proceeding. An allegation of quo warranto is not magically converted into another kind of judicial misconduct simply by linking the allegation to actual judicial misconduct complaints.
The examiner did not file any objections to the master’s report, as required by MCR 9.215. Despite the apparent forfeiture of the issue, however, the JTC “agree[d] with and adopt[ed]” the master’s conclusions regarding count II. In light of the forfeiture of the issue, it will not be further discussed in this opinion.
The examiner indicated that he did “not intend to offer” the documents into evidence because he had not provided respondent with copies of the exhibits as required by both the pretrial order and MCR 9.208(C) (1) (a)(i).
MCR 9.225; In re Somers, 384 Mich 320, 323; 182 NW2d 341 (1971).
In re Loyd, 424 Mich 514; 384 NW2d 9 (1986).
Although the JTC found that respondent moved from the first election division to the second election division in 2000 rather than 2005, in light of respondent’s admissions, that finding adds no weight to the allegations that respondent vacated his office.
Justice Markman, post at 664, asserts that another reason that the JTC, and not the Court of Appeals, can bring a vacation of office complaint is that the quo warranto statute, MCL 600.4505, implies that actions for quo warranto may only be brought for “claims that a public official is currently exercising an invalid title to office.” At the time the JTC brought its complaint for vacation of office against the respondent, respondent was currently in office. There is no support for this argument in MCL 600.4505, and In re Kapcia, 389 Mich 306; 205 NW2d 436 (1973), does not support this assertion. Rather, the Court in Kapcia declared that its opinion did not consider whether a quo warranto action by the Court of Appeals was required for a judge who had lost his license to thereafter determine whether the judge had vacated his office. Wisely, that Court recognized the Court of Appeals initial exclusive jurisdiction with respect to quo warranto proceedings. Justice Markman, post at 670 n 16, asserts that Kapcia establishes that the JTC cannot use any other entity’s findings, including those of the Court of Appeals. Again, with respect to a quo warranto proceeding, the JTC has no authority to make a finding that a judge improperly vacated his office. The JTC only has the authority to recommend what disciplinary measure should be exercised by this Court based on the exclusive right of the Court of Appeals to make the determination in a quo warranto proceeding.
If the Attorney General refuses to act, a private party may bring the action upon leave of the court. MCL 600.4501.
MCL 600.4505(1).
MCL 600.4515.
MCL 600.4511.
Frey v Michie, 68 Mich 323, 327; 36 NW 184 (1888) (emphasis added). See also Metevier v Therrien, 80 Mich 187, 45 NW 78 (1890); People v Kongeal, 212 Mich 307, 317, 180 NW 636 (1920) (cannot attack “the legal existence of such a court or its de facto officers otherwise than in a direct proceeding by quo warranto”); Gildemeister v Lindsay, 212 Mich 299, 180 NW 633 (1920); Sempliner v FitzGerald, 300 Mich 537, 2 NW2d 494 (1942); Cook v Burhans, 304 Mich 108, 7 NW2d 370 (1942); People v Russell, 347 Mich 193, 79 NW2d 603 (1956); Layle v Adjutant General, 384 Mich 638, 641; 186 NW2d 559 (1971) (“[Q]uo warranto is the proper and exclusive remedy to try title to office ....”).
MCR 7.301(2).
Const 1963, art 6, § 30; MCR 9.225. Because no quo warranto action was filed and no determination was made regarding whether respondent vacated his office, we need not determine whether the act of vacating judicial office constitutes sanctionable judicial misconduct.
MCR 7.304.
By analogy, Const 1963, art 6, § 30(2), provides that this Court may discipline, retire, or remove a judge for conviction of a felony. It could hardly be argued, however, that this Court rather than the circuit court should adjudicate and convict the judge of the felony simply because the unresolved predicate issue arose during the course of a judicial disciplinary proceeding. In re Laster, 404 Mich 449, 274 NW2d 742 (1979), cited by the JTC, is simply not responsive to this issue.
Contrary to Justice Markman’s assertion, our decision today does not affect the standard by which this Court reviews JTC recommendations. As Justice Markman accepts, we review the JTC’s recommendations de novo. In re Somers, 384 Mich 320, 323; 182 NW2d 341 (1971). And we are aware of no mandate that this Court give deference to the JTC’s “decisions.” The Michigan Constitution does not require that we give any deference to the JTC’s “decisions.” Moreover, we have held that any deference given to the JTC’s “recommendations” is contingent upon us finding that the JTC’s analysis was “reasonably done.” In re Chrzanowski, 465 Mich 468, 488; 636 NW2d 758 (2001). In this case, for the reasons noted in this opinion, we conclude that the JTC’s analysis fell below the “reasonably done” threshold. We have also limited any deference regarding factual findings to the master’s credibility determinations. Loyd, supra at 535-536. That deference was further limited to when the credibility determination was supported by the whole record. Id. We have never articulated a deference requirement toward the JTC’s credibility determinations. This is an important distinction in this case because the JTC did not accept the master’s credibility determinations; instead, it went beyond the master’s conclusions and, as Justice Markman rightly states, “decided” that respondent had moved out of his division at a date earlier than when the master had determined. Notably, it was this “decision” on which the JTC hinged its removal recommendation. Thus, any deference to a credibility determination would apply to the master’s findings, assuming that they were supported by the entire record; it would not apply to the JTC’s contrary “decision.” This is yet another reason for us to conclude that the JTC’s “recommendation,” much less its “decision,” granted no deference in this case. It is unclear why Justice Markman believes we are required to give the JTC’s “decisions” deference. Further, assuming Justice Markman is correct that this Court is bound to give some modicum of deference to the JTC’s recommendations, that rule does not apply here because the JTC’s analysis was not reasonably done, and its credibility conclusions are contrary to those of the master.
The notice must be given 28 days before filing a complaint. The “purpose of the notice is to afford the judge the opportunity to apprise the commission, in writing within 28 days, of such matters as the judge may choose, including information about the factual aspects of the allegations and other relevant issues.” MCR 9.207(D)(1).
The director indicated that, if respondent had not abandoned his office, then he must have filed a false affidavit, which constituted the crime of perjury.
The director reiterated that “immediately means immediately.”
Disorder in the District Court? Grand Rapids Press, January 15, 2008, at B2; Servaas battles to stay on bench, Grand Rapids Press, February 16, 2008, at Al; Residents critical of inquiry involving judge, Grand Rapids Press, February 17, 2008, at Bl; Rockford rallies around judge, Grand Rapids Press, February 20, 2008, at Bl; Deputies support Servaas’ bid, Grand Rapids Press, February 27, 2008, at Bl; Servaas attack called ‘reckless’, Grand Rapids Press, March 1, 2008, at A3.
In fact, respondent’s admissions of moving to the 2nd division house establish that respondent believed he had nothing to hide because, under his interpretation of the law, he did not “vacate his office” if he simply-lived in another division of the same district. Further, respondent’s failure to change the address on his concealed weapons permit does not establish that he intended to deceive anyone. In the first instance, respondent was renewing his permit. Since November 13, 2001, the date the respondent first applied for the permit, his address remained the same. In fact, as demonstrated by succeeding safety inspection certificates and by his own testimony for succeeding years, respondent did not even pay attention to the address line as it had already been completed for him by the Rockford Chief of Police. All he had to do was sign the permit. Again, rather than a deliberate attempt to deceive officials about his change of address, respondent’s explanation was very credible. Specifically, the failure to change his address was simply an oversight: respondent did not think to read the form and make any corrections, as he admitted that he did not read the form — he just put the gun and the renewed certificate under the bench.
Dissenting Opinion
(dissenting). The Court today rejects the unanimous recommendation of the nine-member Judicial Tenure Commission (JTC) to sanction respondent, Judge Steven Servaas, for misconduct that involves moving outside of the district from which he was elected in direct violation of Article 6, § 20 of the Michigan Constitution, and MCL 600.8201, and thereby fundamentally breaching faith with his constituents; and by then engaging in a pattern and practice of actions to conceal this misconduct, including providing false testimony under oath. Based on the Commission’s findings and on the record below, I agree with the JTC, and disagree with the majority in its refusal to sanction respondent for conduct directly impheating the integrity of the judiciary. I therefore dissent.
Moreover, in rejecting the JTC’s unanimous determination that respondent bed under oath, the majority affords no deference whatsoever to the Commission’s factual findings.
Perhaps most remarkably, in asserting that the JTC lacks jurisdiction to sanction respondent, Justice WEAVER in her lead opinion (albeit not a majority opinion in this regard) concludes that the JTC lacks even the authority to investigate a judge for breaching his or her constitutional obligations, on the grounds that the JTC is forbidden even to undertake actions regarding judicial misconduct if such misconduct could “in the first instance” have been addressed by an alternative legal proceeding, in this case by an action for quo warranto. Justice WEAVER’S assertion is a profoundly distorted interpretation of the JTC’s authority and would significantly circumscribe the commission’s ability to effectively investigate and address instances of judicial misconduct.
I. FACTS
In January 2008, the JTC initiated proceedings against respondent, asserting that he had moved outside the 1st Division of the 63rd District Court located in Kent County, and from which he had been elected, in violation of the constitution and statutes of this state.
On January 17, 2008, the JTC filed a petition for interim suspension with this Court on the ground that respondent’s residence was outside the 1st Division. The next day, the JTC filed a supplemental petition, arguing that respondent had created a “dangerous situation” by keeping a loaded pistol behind his bench.
On February 14, 2008, the JTC filed a second petition for interim suspension, setting forth the additional argument that respondent had removed himself from his elected division and also engaged in inappropriate behavior. The JTC also filed a complaint against respondent on the same day. The complaint alleged that respondent had vacated his judicial office by moving his
Pursuant to MCR 9.210(B)(1) we appointed a master to hold hearings and make findings of fact and law.
Based on these findings, the JTC recommended that respondent be removed from office. He now challenges that recommendation and argues that this Court lacks
II. QUO WARRANTO
Justice WEAVER agrees with respondent and asserts that this Court need not decide whether the allegations set forth in the complaint are true “because our statutes, caselaw, and court rules provide that a quo warranto action brought by the Attorney General in the Court of Appeals is the only appropriate and exclusive proceeding to make the preliminary determination regarding whether respondent vacated or unlawfully held his judicial office.” Ante at 643 (emphasis in original). In my view, Justice WEAVER misapprehends the nature of the action now before this Court, which is a disciplinary proceeding that the JTC and this Court are constitutionally empowered to pursue, Const 1963, art 6, § 30(2), not an action directly concerned with respondent’s current claim to his office.
The JTC is a constitutionally established entity, Const 1963, art 6, § 30(1), that was created to assist the people of Michigan, and this Court, in evaluating the conduct and behavior of judges currently holding office throughout this state. Article 6, § 30(2) of the Michigan Constitution describes the relationship between the JTC and this Court as follows:
On recommendation of the judicial tenure commission, the supreme court may censure, suspend with or without salary, retire or remove a judge for conviction of a felony, physical or mental disability which prevents the performance of judicial duties, misconduct in office, persistent failure to perform his duties, habitual intemperance or conduct that is clearly prejudicial to the administration of justice. The supreme court shall make rules implementing this section and providing for confidentiality and privilege of proceedings. [Emphasis added.]
In MCR 9.205(B), this Court has provided guidance to the JTC for determining what constitutes judicial “misconduct in office”:
A judge is subject to censure, suspension with or without pay, retirement, or removal for conviction of a felony, physical or mental disability that prevents the performance of judicial duties, misconduct in office, persistent failure to perform judicial duties, habitual intemperance, or conduct that is clearly prejudicial to the administration of justice. In addition to any other sanction imposed, a judge may be*662 ordered to pay the costs, fees, and expenses incurred by the commission in prosecuting the complaint only if the judge engaged in conduct involving fraud, deceit, or intentional misrepresentation, or if the judge made misleading statements to the commission, the commission’s investigators, the master or the Supreme Court.
(2) Conduct in violation of the Code of Judicial Conduct or the Rules of Professional Conduct may constitute a ground for action with regard to a judge, whether the conduct occurred before or after the respondent became a judge or was related to judicial office.
(3) In deciding whether action with regard to a judge is warranted, the commission shall consider all the circumstances, including the age of the allegations and the possibility of unfair prejudice to the judge because of the staleness of the allegations or unreasonable delay in pursuing the matter.
In addition, MCR 9.220(B) expressly authorizes the JTC to make both factual and legal determinations regarding whether a judge has committed misconduct that warrants an official sanction, which may range from a private censure to removal from office, and, as noted at note 7 supra, it allows the JTC to adopt the master’s findings in whole or in part.
Although the JTC and this Court are constitutionally vested with the authority to address all matters of judicial misconduct, Justice WEAVER concludes that this authority is implicitly limited by the existence of an action for quo warranto. Quoting Frey v Michie, 68 Mich 323, 327; 36 NW 184 (1888), she notes that the “determination can only be made ... in a quo warranto proceeding. . . .” Ante at 645.
As an initial matter, Justice Weaver’s discussion of quo warranto fails to acknowledge that an action for quo warranto is an entirely distinct legal proceeding
[a]n action for quo warranto against a person who usurps, intrudes into, or unlawfully holds or exercises a state office, or against a state officer who does or suffers an act that by law works a forfeiture of the office, must be brought [by the Attorney General] in the Court of Appeals.
Because an action for quo warranto can be pursued against “a person” who unlawfully holds any “state office,” including a judgeship, this action, in one sense, has a much broader application than a JTC disciplinary action, which can only be initiated against a judge. However, unlike a JTC proceeding, an action for quo warranto is only available to address a narrowly circumscribed range of judicial misconduct, which is restricted to that calling into question a judge’s title to office. To that extent, an action for quo warranto has a more limited application than a JTC disciplinary action. Perhaps most importantly, the fact that these two actions may sometimes be applicable to the same set of facts, does not alter the distinctive nature of each, and certainly does not indicate that the viability of one is somehow restricted by the existence of the other.
Although respondent’s conduct did call into question his title to office between 2000 and 2008, there is no statutory or constitutional restriction on the JTC’s authority to proceed with an action based upon the misconduct that was represented by his actions. In fact, despite the fact that an action for quo warranto and a
In addition to the fact that an action for quo warranto is altogether distinct from a JTC disciplinary proceeding, there are three supportive arguments for why an action for quo warranto has no application in the instant context. First, an action for quo warranto is only applicable to claims that a public official is currently exercising an invalid title to office.
(1) In actions brought against persons for usurpation of office, the judgment may determine the right of the defendant to hold the office. If a party plaintiff alleges that he is entitled to the office, the court may decide which of the parties is entitled to hold the office.
(2) If judgment is rendered in favor of a party who is averred to be entitled to the office, he is entitled, after taking the oath of office, and executing any official bond which is required by law, to take the office. Such party shall*665 be given all the books and papers in the custody of the defendant, or within his power, belonging to the office.
Significantly, MCL 600.4505 uses language written exclusively in the active voice, which suggests that the Legislature did not intend for this action to be initiated against a public official who is not currently holding office or who has previously exercised title to his or her office improperly. Indeed, as indicated in MCL 600.4505, and further supported by MCL 600.4511 and MCL 600.4515, an action for quo warranto is most frequently the procedure employed to resolve conflicting claims to office.
When an action is brought against a person for usurping an office and the person rightfully entitled to the office is a party and avers his right to it, and judgment is rendered in his favor, he is entitled to any damages sustained because of the usurpation by the defendant of the office from which the defendant has been evicted. The claim for damages may be joined with the claim for quo warranto, or brought separately within 1 year after the judgment in the action for quo warranto.
MCL 600.4515 provides:
Whenever any defendant in a quo warranto proceeding is found or adjudged guilty of usurping or intruding into or unlawfully holding or exercising any office, franchise, or*666 privilege, judgment shall be rendered that the defendant be ousted and altogether excluded from that office, franchise, or privilege. In addition to awarding costs against the defendant, the court may, in its discretion, impose a fine upon the defendant found guilty, not exceeding $2,000.00.
Thus, MCL 600.4511, again using the active voice, suggests that an action for quo warranto constitutes a procedure intended to resolve conflicting claims to an office, regardless of whether misconduct was involved, by determining which party has the superior current claim.
Second, MCL 600.4515 provides that the sole remedy for a quo warranto action is that a “judgment shall be rendered that defendant be ousted... .”
Third, as this Court concluded in Kapcia, 389 Mich at 314, the JTC is prohibited from relying on, or adopting, another entity’s factual findings and conclusions as a
Manifestly, this contention begs the question; it presupposes that the removal from office which the [JTC] seeks by these proceedings to accomplish has already occurred.
The [JTC]’s presentation proceeds on the erroneous assumption that the [JTC] had no choice once it was established that Judge Kapcia had been suspended from the practice of law but to recommend his removal and that this Court, likewise, has no choice but to remove him; that, indeed there truly is nothing before us to consider because the consideration of whether the professional misconduct charged against Judge Kapcia was proven and what to do about it ended when the order of the Grievance Board became final.
The discipline of judges is confided to the discretion of the [JTC] and this Court under § 30 of art 6. It is left to [a] case-by-case exercise of discretion to decide whether a justice or judge — presumably duly licensed to practice law when he qualified as a justice or a judge — whose conduct results in [the] loss of his right to practice law should be disciplined by removing him from office. [Kapcia, 389 Mich at 314.]
Thus, had the Commission commenced a proceeding against Judge Kapcia charging him with misconduct based on the acts which gave rise to the State Bar grievance proceedings, the Commission would have been obliged to consider all the circumstances in deciding whether to recommend disciplinary action. The Commission’s responsibility in that regard cannot be avoided by viewing the matter as a fait accompli. Nor can we, by total reliance on the decision reached in the grievance proceedings, escape our responsibility to exercise an individualized judgment. [Id. at 312.]
In holding that the JTC cannot escape its responsibility to “exercise an individualized judgment” based on “all circumstances,” to determine what disciplinary action is appropriate, Kapcia indirectly observed that the JTC and this Court must possess the authority to examine a judge’s misconduct for actions that may also serve as the basis for a quo warranto action. Specifically, Kapcia distinguished cases on which the JTC had relied, in which judges had been ousted from office for losing their license to practice law, thereby amounting to a vacation of office, because those cases all involved actions for quo warranto. Id. at 313-314. There is simply no reason for this Court to have discussed the proper procedure for pursuing disciplinary actions against the judge in Kapcia, while expressly recognizing that other cases for quo warranto have resulted in ousting a judge from office for losing his or her license, if the JTC is not empowered to make recommendations for disciplinary actions, which this Court is then free to
In contrast to this Court’s holding in Kapcia, the majority states:
While this Court could certainly review on appeal the decision made by the Court of Appeals in a quo warranto action, and could determine whether the conduct surrounding respondent’s forfeiture of office rose to the level of judicial misconduct warranting judicial discipline, an original proceeding in the Supreme Court is not the appropriate place to determine in the first instance whether respondent vacated his office. Rather, the law requires that this question be initiated by the Attorney General and resolved as an initial matter by the Court of Appeals. [Ante at 644-645.]
Justice Weaver’s assertion that a quo warranto action is a prerequisite to the JTC’s, and this Court’s, ability to make determinations that respondent committed misconduct, including specifically the vacation of office, by stating that “an original proceeding in the Supreme Court is not the appropriate place to determine in the first instance” that misconduct occurred, is exactly counter to Kapcia’s counsel that the JTC’s “responsibility in that regard cannot be avoided by viewing the matter as a fait accompli.” Rather, the JTC must make independent findings of fact that misconduct occurred, irrespective of another entity’s findings and conclusions
Justice WEAVER demonstrates her confusion in this regard by stating:
By analogy, Const 1963, art 6, § 30(2) provides that this Court may discipline, retire, or remove a judge for conviction of a felony. It could hardly be argued, however, that this Court rather than the circuit court should adjudicate and convict the judge of the felony simply because the unresolved predicate issue arose during the course of a judicial disciplinary proceeding. [Ante at 645 n 24.].
This Court does not “convict a judge of [a] felony” simply because the same facts that support the felony are presented “during the course of a judicial disciplinary proceeding.” Rather, a disciplinary proceeding against a judge may properly lead to a finding of facts by a preponderance of the evidence that judicial misconduct has occurred, In re Noecker, 472 Mich 1, 8; 691 NW2d 440 (2005) (holding that the examiner has “the burden of proving the allegations by a preponderance of the evidence”), which might otherwise constitute a felony if found by the circuit court beyond a reasonable doubt.
In sum, Justice WEAVER’S failure to recognize the distinction between a quo warranto action and a disciplinary action is of critical importance. She is correct that an action for quo warranto constitutes the “exclu
Finally, Justice Weaver’s misunderstanding of quo warranto would generate several notable consequences. As an initial matter, Justice WEAVER concludes that the JTC is precluded from bringing a disciplinary action against respondent in the absence of an action for quo warranto. That is, this Court would not be entitled to accept the JTC’s recommendation for disciplinary action based on a judge’s misconduct that also called into
Additionally, Justice WEAVER would apparently extend her novel quo warranto analysis to judicial misconduct that alternatively gives rise to a potential felony charge. By doing this, she would prohibit the JTC from recommending disciplinary action against a judge based on the underlying actions for such a charge unless there was a formal felony conviction. This remarkable proposition would allow judges in this state to commit criminal behavior for which the JTC would have no authority to address. Under Justice Weaver’s misapprehension of the JTC’s constitutional authority, the underlying conduct forming a felony charge, whether assault, theft, arson, or fraud, could not then form the basis for a finding of judicial “misconduct in office,” because it is only “when [a trial] court process legally determines a judge is guilty of [a felony]” that the JTC can then “bring a proceeding for judicial misconduct,” based on the facts necessary to support that conviction. Ante at 648.
In sum, the existence of an action for quo warranto does not prevent the JTC from assessing respondent’s misconduct, regardless of whether that conduct happens to involve the improper exercise of a title to office. Once that assessment has taken place and a recommendation made, as here, this Court is fully authorized to consider that recommendation, and I would do so.
III. EXAMINER’S CONDUCT
As previously noted, the JTC’s examiner visited respondent’s chambers and demanded that he resign from his position. I concur with the facts in this regard as set forth by the majority, and agree that, at present, “the proper forum for the review of the JTC director’s actions is the Attorney Grievance Commission.” Ante at 650.
I do disagree, however, with the majority’s implication that the tactics engaged in by the examiner,
An independent and honorable judiciary being indispensable to justice in our society, subchapter 9.200 shall be construed to preserve the integrity of the judicial system, to enhance public confidence in that system, and to protect the public, the courts, and the rights of the judges who are governed by these rules in the most expeditious manner that is practicable and fair.
In sum, disregarding a judge’s misconduct out of disdain for the examiner’s behavior is not a rational response designed to “preserve the integrity of the judicial system,” nor does it “enhance public confidence in that system.” Thus, in keeping with this Court’s responsibility to uphold the integrity of the judiciary, the Court should determine an appropriate sanction based solely on respondent’s misconduct, irrespective of the examiner’s conduct, which remains the subject of administrative consideration at this time.
This Court reviews the JTC’s factual findings and disciplinary recommendations de novo. Noecker, 472 Mich at 8.
V RESPONDENT’S CONDUCT
A. VIOLATING LAW AND CONSTITUTION
The JTC has issued a decision and recommendation for discipline in this case concluding, among other things, that respondent moved outside the division from which he was elected in violation of article 6, § 20 of the constitution and that he was not a registered elector of the division from which he was elected, as required by MCL 600.8201. According to the JTC, these are violations of the law and constitution that also constitute judicial misconduct sanctionable under Canons 1 and 2 of the Code of Judicial Conduct and article 6, §§ 20 and 30(2) of the constitution.
Article 6, § 20 of the Michigan Constitution states:
*679 Whenever a justice or judge removes his domicile beyond the limits of the territory from which he was elected or appointed, he shall have vacated his office.
The “territory from which he was elected” necessarily means the geographic location from which respondent received the requisite number of votes to obtain his judicial office, i.e., the 1st Division of the 63rd District Court.
Further, MCL 600.8201 requires that “a candidate for and a judge of the district court shall be licensed to practice law in this state and shall be a registered elector of the district and election division in which he seeks to hold office.”
During the master’s hearing, respondent testified to the following facts regarding his domicile between 2000 and 2008, which the JTC used in rendering its decision. Respondent stated that from 1984 until 2000 he owned a house on South Monroe Street, within the 1st Division, where he purportedly lived until 1999. In 1998, he purchased a home on 201 Honey Creek Avenue in Ada Township, an area outside the 1st Division from which he was elected. He claimed that he was not domiciled there until 2005. Respondent testified that the year after he bought the property at 201 Honey Creek, he sold the Monroe Property because he “needed the money,” and then moved to his sister’s house at 260 Oak Street, within the 1st Division, “where I was basically a tenant, and that was in 2000.” More specifically, respondent stated, “[Wjhen I bought 201 Honey Creek, that was a lot of money for me, and that’s why I sold the [Monroe Property] and moved to my sister’s
In 2002, respondent purchased another property, 109 Honey Creek, and then purchased yet another property on Belding Road, which is within the 1st Division, and as to which he testified, “I bought that in June of, I think 2003, and I didn’t move there until early 2004. And I lived at [Thirteen Mile] until I moved in, but it wasn’t when I bought it.”
That house [109 Honey Creek] I had to get done because there was a person that wanted to buy it, and so I was down*682 there a lot and I worked late into the night, and a number of times I just went up and slept at 201 [Honey Creek]. If I didn’t work that late, I went back to the Bostwick Lake, Belding Road address.
Respondent stated that Belding Road continued to be his domicile until December, 5 2005, when he moved to 201 Honey Creek, which was further confirmed by his filing of a homestead exemption for 201 Honey Creek in 2006. However, despite admitting that he was domiciled at 201 Honey Creek after 2005, respondent testified that, in 2007, he (a) voted within the 1st Division using his Belding Road address,
From this testimony, respondent expressly admits to moving outside the 1st Division to 201 Honey Creek as of 2005. He also admits that he intended for that location to be his domicile. Both of these admissions are reflected in the master’s and the JTC’s findings of fact.
(A) The following acts or omissions by an attorney,[31 ] individually or in concert with another person, sire misconduct and grounds for discipline, whether or not occurring in the course of an attorney-client relationship:
(2) conduct that exposes the legal profession or the courts to obloquy, contempt, censure, or reproach[.]
There can be no question that a judge’s failure to obey the law, which he has taken an oath to uphold, “exposes the legal profession [and] the courts to obloquy, contempt, censure, or reproach.”
B. BREACHING FAITH
Beyond acting in dereliction of the law, respondent in a very fundamental sense has broken the bonds with
At least part of this explanation must certainly be that the people are entitled to select as their judges persons whose sense of values, whose judgment, whose life experiences, are in some sense a function of their roots within that community, persons who have shared in some tangible way the day-to-day trials and tribulations, and influences, of citizens within that community. Although the shared experiences of persons within the 1st and 2nd divisions may not be as dissimilar as those between more geographically far-flung communities, it is nevertheless an outgrowth of our respect for the integrity of local government, and specifically the people’s right and obligation to engage in local self-government, that we must take seriously the matter of a public official who has breached the faith with his community that is required by our constitution by departing from it.
C. FALSE TESTIMONY
In addition to the period after 2005, during which respondent acknowledged moving from, and living outside, the 1st Division, the JTC determined, on the basis of telephone logs produced during the master’s hearing, that respondent had, in fact, moved outside of his electoral district in 2000, rather than 2005. Specifically, these logs indicated that from 2000 to 2004, respondent provided his 201 Honey Creek telephone number as his exclusive after-hours contact for where he could be reached when police officers needed him to make “probable cause” determinations and issue warrants. Because of a medical situation, respondent was not required to be on call from June 2004 until sometime in 2005 and, thus, he did not provide an after-hours contact number during that period. Once respondent resumed this responsibility in 2005, he briefly provided the telephone number for the Belding Road property in the 1st Division. However, calls to the Belding Road address were forwarded to 201 Honey Creek.
From these logs, the JTC concluded that respondent’s consistent listing of 201 Honey Creek as his contact information from 2000 to 2008 showed that he, in fact, lived at 201 Honey Creek beginning in 2000 rather than 2005. On that basis, the JTC concluded that respondent’s assertion that he had not moved outside his district before 2005 evidenced a “lack of candor and honesty,” which amounted to “false testimony” regarding his residence during this period.
Although “this Court will generally defer to the JTC’s recommendations when they are adequately supported,” In re Haley, 476 Mich at 189, the JTC’s use of these telephone logs is not without its difficulties. Of particular concern is the examiner’s failure to produce these logs in accordance with the master’s discovery order. More specifically, the examiner did not make respondent aware that he was in possession of, and intended to use, these logs until respondent was actually testifying during the master’s hearing. Once the examiner began questioning respondent about these documents, respondent’s counsel objected that the examiner had not produced these logs and that the master should not allow them to be used for substantive
However, during these hearings, the examiner called Donna Gillson — an employee of the 63rd District Court and an acquaintance of respondent — to testify, and, on the basis of her personal knowledge, she independently established that respondent had provided her with all the numbers contained in the telephone logs. She also testified that the only reason respondent changed his after-hours telephone contact information to the Belding Road address in 2006 was because the State Court Administrative Office (SCAO) had threatened to notify the JTC that he was living outside of the 1st Division.
The following day, respondent was again called to testify. During this testimony, respondent stated that he had reviewed the logs. The examiner then went through each number contained in the logs and respondent verified that all the telephone numbers contained therein belonged to him during the listed times. Further, after the JTC rendered its decision, which was based substantially on the logs, respondent challenged the use of those documents in this Court. However, in doing so, respondent made the following statement in his brief:
Assuming, arguendo, that the duty logs presented were accurate copies of the ones that were created in the ordinary course of business, it should come as no surprise that [respondent] listed a phone number at 201 Honey Creek a place where he could be found when not on the bench. As [respondent] testified, he spent a significant amount of his free time renovating two homes on Honey Creek.
Thus, although respondent’s challenge to the JTC’s use of the telephone logs is framed in “arguendo” terms, he notably does not contest the validity of these logs, and indeed admits that it should “come as no surprise” that he listed the 201 Honey Creek number for where he could be contacted after hours.
Because Ms. Gillson testified from her own personal knowledge about the after-hours telephone numbers that respondent had provided, and because respondent later verified all these numbers, respondent can hardly question in good faith the information in the logs that contributed to the JTC’s conclusion that respondent had provided false testimony when claiming that he did
Further, as the examiner initially stated, the logs were intended to impeach respondent in regard to his testimony that he had not moved outside the 1st division before 2005. Although respondent’s relocation constituted part of the substantive claim levied against him during the disciplinary proceeding, this same information is also relevant to ascertaining his credibility and, in service of the latter purpose, suggests strongly that respondent was not being truthful, the primary purpose for which the logs were employed. Accordingly, the JTC properly evaluated these documents in determining that respondent had provided false testimony.
The JTC’s conclusion that respondent moved outside the 1st division before 2005 is further supported by Ms. Gillson’s testimony that she delivered campaign materials to 201 Honey Creek, where respondent was apparently planning his 2002 reelection campaign.
Given this evidence, both circumstantial and direct, it is puzzling how the majority, after “[hjaving reviewed the entire record closely,” can now assert that it does “not conclude that respondent lied under oath,” and that it “agree[sj with respondent’s counsel that this is not a case of arrogance,” but one of confusion.
Additionally, by stating that “respondent did not try to deny the fact that he was living in the 2nd Division at that time, because he thought he could live in that division as long as he was not running for reelection,” ante at 653, the majority implies that respondent was also confused as to whether he could live outside his district. By suggesting that respondent was “confused” in this regard, the majority misunderstands what is at issue. Respondent’s false testimony pertains to his assertions that he did not live outside the district from which he was elected before 2005 when, in fact,
Perhaps most troubling is the majority’s willingness to overlook respondent’s lack of candor as being due to his alleged “confusion,” when the very nature of his judicial responsibilities include properly ascertaining facts, ensuring accuracy in testimony, and correcting inaccuracies that may arise during fact-finding proceedings. Significantly, respondent had the opportunity to do exactly that when he appealed to this Court, but, instead, he stated that “it should come as no surprise that [he] listed a telephone number at 201 Honey Creek, a place where he could be found when not on the bench,” since “he spent a significant amount of his free time” there. Thus, rather than supporting the majority’s assertion that respondent was confused, his own statements to this Court suggest strongly to the contrary that he was not confused. Indeed, it is unbelievable that a judge of respondent’s experience would allow any initial confusion that may have caused the JTC to conclude that he lied under oath to persist and to go uncorrected in his appeal to this Court. Finally, regardless of the majority’s claim that respondent was “confused” regarding telephone numbers, dates and times, and prior events, ante at 653-654, Ms. Gillson was not, and the substance of her testimony was clear, powerful, and damaging to respondent’s credibility.
Therefore, apparently on the sole grounds of respondent’s alleged “confusion,” and with almost no explanation of how it reaches its result, the majority summarily concludes that respondent has neither violated the Michigan Constitution nor provided false testimony under oath. In this process, the majority gives no credence to the following evidence, and thereby utters not a hint of disapproval, and avoids any sanction, for behavior that
In sum, because respondent’s testimony and actions demonstrate that he was domiciled at 201 Honey Creek before 2005,1 agree with the JTC that respondent was not being truthful when giving his sworn testimony. Thus, respondent’s constitutional and statutory violations were of longer duration than he admitted— effectively constituting a “pattern and practice” of misconduct — which necessarily means, as the JTC concluded, that he showed “a lack of candor and honesty,” which amounted to providing “false testimony” before the master. In addition to vacating his electoral district before and after 2005, this lack of candor independently justifies the imposition of sanctions.
D. OTHER MISCONDUCT
The remaining allegation of judicial misconduct concerns respondent’s inappropriate conduct directed toward female court employees. The JTC found that respondent engaged in three distinct acts of misconduct. In the first instance, he drew female breasts on a note that was attached to a court file. The drawing was made after a female clerk commented on the revealing dress of a woman who appeared in court. The second event concerned the drawing of a penis on a note that was attached to a court file. The third instance occurred during a retirement party for an employee at the 2nd Division courthouse. While at the party, respondent commented on a university sweatshirt worn by a female clerk employed in the 2nd Division. Respondent stated that the woman had “an awfully small chest” for the
Respondent’s counsel acknowledged that respondent’s conduct was “inappropriate,” but contended that it was spontaneous and represented “isolated” incidents from respondent’s 36-year career. I agree with counsel, and believe that respondent’s conduct warrants, at most, a public censure, consistent with the recommendations of the JTC, and the conclusions of the majority.
VI. BROWN FACTORS
In In re Haley, 476 Mich at 195, this Court stated:
When determining the appropriate sanction, this Court seeks not to punish the judge, but to maintain the integrity of the judicial process and protect the citizenry from corruption and abuse.
Based on respondent’s conduct, the JTC has recommended that respondent be removed from office, a recommendation to which this Court will ordinarily defer if the JTC has “adequately articulate[d] the bases for its findings and demonstrate[d] there is a reasonable relationship between such findings and the recommended discipline.” Brown, 461 Mich at 1292.1 believe the JTC’s findings and recommendations are supported by the record, and agree that respondent’s misconduct warrants removal from office. This is confirmed by my review of the Brown factors, see Brown, 461 Mich at 1292-1293, as follows:
The JTC found that this factor “weighs heavily in favor of a severe sanction,” because respondent had engaged in “a long pattern of deceit” to hide that he was living outside the 1st Division from 2000 to 2008. I am in agreement with this finding. Respondent moved outside his district in 2000 and continually changed his driver’s license and voter’s registration to other addresses within the 1st Division, and engaged in other actions that served no purpose other than to prevent detection. Further, during a visit from SCAO, respondent was accused of not living within the division from which he was elected. In response, he falsely stated, “I am too.” Respondent then changed his telephone number on two separate occasions to his Belding Road property, with calls forwarded to 201 Honey Creek, again to prevent his relocation outside his electoral district from coming to light. It was only after respondent was confronted with a homestead exemption form, which clearly showed that he was living at 201 Honey Creek after 2005, that he finally admitted he was living outside his division after 2005. These actions demonstrate a pattern and practice of conduct designed to conceal. I believe that the JTC correctly concluded that this factor weighs in favor of a more severe sanction. I also conclude that respondent’s inappropriate drawings and comments, which consisted of three incidents over a 36-year period, cannot be viewed as a part of the same pattern or practice. Therefore, this conduct does not increase the severity of the first Brown factor.
The JTC correctly found that respondent’s conduct occurred off the bench, which suggests that a less severe sanction is appropriate.
(3) Misconduct that is prejudicial to the actual administration of justice is more serious than misconduct that is prejudicial only to the appearance of propriety.
The JTC concluded that respondent’s conduct, which calls into question his title to office before 2008, jeopardized every judgment that he has imposed from the bench. This is so, it argues, because, without lawful authority to render judgments, those judgments are at risk of being invalidated.
(4) Misconduct that does not implicate the actual administration of justice, or its appearance of impropriety, is less serious than misconduct that does.
For the reasons set forth in the previous factor, I believe that respondent’s conduct, at least in retrospect, did create an appearance of impropriety that weighs in favor of a more severe sanction. Because it views this factor as largely duplicative of the considerations set out in the previous factor, the JTC concludes, and I agree, that this factor does not assist significantly in determining an appropriate sanction.
(5) Misconduct that occurs spontaneously is less serious than misconduct that is premeditated or deliberated.
Although I acknowledge that respondent’s initial false statements in response to the unannounced visit from SCAO officials were made spontaneously, his conduct thereafter, including his continuing efforts to keep his actual residence prior to 2005 from being discovered, demonstrates that he engaged in a prolonged effort to mislead SCAO, the master, the JTC, and this Court about his living arrangements. Therefore, I agree with the JTC’s conclusion that respondent’s actions to avoid detection were deliberate and ongoing, and warrant the imposition of a more severe sanction.
(6) Misconduct that undermines the ability of the justice system to discover the truth of what occurred in a legal
The JTC concluded that respondent’s lack of authority to hold office impaired the judicial system’s ability reach a just result. I respectfully disagree with the JTC with regard to this factor and do not believe that respondent’s conduct undermined the ability of the justice system to discover the truth in legal disputes coming before this Court. Indeed, I do not believe his conduct affected the substantive determination of any case or controversy, assuming, as I do, that respondent continued during the period in controversy to act as a responsible judicial decision maker as his record suggests he has done for the past 36 years. That his conduct may have undermined the ability of the public, and the administrative systems of this Court, to identify his misconduct in moving his domicile is a factor that is more appropriately taken into account in the first and fifth factors.
(7) Misconduct that involves the unequal application of justice on the basis of such considerations as race, color, ethnic background, gender, or religion are more serious than breaches of justice that do not disparage the integrity of the system on the basis of a class of citizenship.
As concluded by the JTC, this factor does not apply to respondent’s conduct, and thus suggests that a more severe sanction should not be imposed.
VII. SANCTIONS
This Court having promulgated the Brown factors, and the JTC having evaluated them in this case, “proper deference” is now required on our part. Noecker, 472 Mich at 20 (2005) (MARKMAN, J., concurring). Of foremost significance in determining an appropriate
Although respondent’s 36 years of honorable service on the bench, and his excellent reputation, as evidenced both by statements contained within the record and by his reelection in 2008 after the people of his judicial district had been made at least partially aware of the circumstances of the JTC investigation, constitute substantial factors in respondent’s favor in determining a proportionate sanction, in the final analysis these factors do not, in my judgment, outweigh his serious misconduct in this case. See also Noecker, supra. As Justice YOUNG offered in his dissent, “ ‘[s]ome misconduct, such as lying under oath, goes to the very core of judicial duty[.]’ ” Post at 717 (citation omitted). So too, I believe, does respondent’s conduct in knowingly vacating his district “go to the very core of the representative duty” in our system of self-government. Accordingly, I agree with Justice Young’s dissent in this regard, as well as with the JTC’s unanimous recommendation, that respondent be removed from office.
VIII. CONCLUSION
Pursuant to the JTC’s unanimous recommendation, I believe that respondent’s misconduct in this case warrants that he be removed from office. In moving outside the district from which he was elected, respondent violated the law and constitution, he violated the fundamental bond with the people of his district established by our system of republican self-government, and he testified
Justice Weaver asserts that this Court has “no duty to ... defer ... to
The 63rd District Court has two divisions. The 1st Division includes the cities of Cedar Springs and Rockford, and the townships of Tyrone, Solon, Nelson, Spencer, Sparta, Algoma, Courtland, Oakfield, Alpine, Cannon, Plainfield, and Grattan, and “has 1 judge.” MCL 600.8130(4)(a). The 2nd Division encompasses the township of Ada, as well as the cities
During the examiner’s visit on January 16, 2008, the Michigan State Police officer confiscated the pistol from an unlocked box behind the bench. The examiner did not allege any misconduct in the complaint based on the pistol, and respondent possessed a valid concealed weapons permit.
The master was Casper O. Grathwohl, a retired judge from the 2nd Circuit Court in Berrien County.
Canon 2(B) of the Code of Judicial Conduct states in part:
A judge should respect and observe the law. At all times, the conduct and manner of a judge should promote public confidence in the integrity and impartiality of the judiciary.
MCR 9.215 states in part:
[T]he examiner or the respondent may file with the commission an original and 9 copies of a statement of objections to the report of the master, along with a supporting brief.
MCR 9.220(B)(1) authorizes the JTC to adopt the master’s findings in whole or in part, and provides:
The commission must make written findings of fact and conclusions of law along with its recommendations for action with respect to the issues of fact and law in the proceedings, but may adopt the findings of the master, in whole or in part, by reference.
As part of his judicial duties, respondent was required to be “on call” several nights per week in order to respond to police requests for warrants, and for other emergencies. Judges and magistrates rotated being on call, and were required to provide an after-hours contact number at which they could be reached.
Although an action for quo warranto is altogether unrelated to the disciplinary action at issue here, Justice WEAVER, and respondent, set forth what I view as an erroneous theory suggesting that the JTC has no authority to use any facts that could support a judicial disciplinary action if those facts could also he used in a quo warranto proceeding. Because, in my judgment, this theory would preclude this Court from considering facts that are necessary to fully address respondent’s misconduct and to determine a proportionate sanction, I believe it is necessary to refute this theory. I reiterate, however, that Justice Weaver’s theory, although set forth in the lead opinion, does not have majority support.
In light of the distinct nature of these proceedings, as expressly recognized in this opinion, it is remarkable that Justice Weaver could assert that I somehow claim that “the JTC has .. . legal authority to bring a complaint of quo warranto and a complaint of judicial misconduct in a JTC proceeding.” Ante at 640 n 9 (emphasis added). This is a badly distorted interpretation of what is plainly stated, to wit, that the JTC can never pursue an action for quo warranto under any circumstances.
Justice Weaver asserts that “[t]here is no support for [my] argument,” ante at 643 n 15, that “actions for quo warranto may only be brought for ‘claims that a public official is currently exercising an invalid title to office.’ ” Quite apart from the law that has been cited in this section, Justice WEAVER seems to be unaware that a judge who previously held unlawful title to office could never be subject to a quo warranto action because the issue would necessarily be moot.
The only apparent exception to the rule that a quo warranto action may only he brought to oust an officer who is currently exercising authority under an invalid claim to office is described in Osterhous ex rel Vander Veen v Van Duren, 168 Mich 464, 466; 134 NW 456 (1912), in which this Court stated:
Ordinarily proceedings to try title to a public office cannot be brought after the term has expired, or when it is so nearly expired that the inquiry would be of no effect; but an action commenced during the term of office may be prosecuted to final judgment after the expiration of the term, for the recovery of damages or costs which relator has sustained or incurred by the wrongful assumption of authority.
Although quo warranto is most often used to determine competing claims to an office, Lamoreaux v Ellis, 89 Mich 146, 161; 50 NW 812 (1891), nonetheless makes clear that an action for quo warranto may be used to oust a current “intruder” from office even without a competing claim. Lamoreaux stated:
The attorney general ought not to institute proceedings by quo warranto upon the relation of a citizen having no claim of title to the office, unless the showing is such as to afford reasonable grounds for the belief that the incumbent of the office is an intruder therein, or one not competent under the Constitution to hold it. [id.]
Indeed, this is the purpose for which the writ was originally employed in England. Although the writ dates back as far as the reign of King Richard I (1189-1199), it was most notably invoked during the reign of King Edward I (1272-1307).
“ ‘Claimants were to appear before them [itinerant judges riding in circuit], and if it was found that they actually held any franchise, a writ of Quo Warranto would be served on them, requiring them to show by what warrant they claimed to have the liberty of wreck, or gallows, or view of frankpledge, or return of writs, or whatever it might be.’ ” Frohnen, The one and the many: Individual rights, corporate rights and the diversity of groups, 107 W Va L R 789, 818 (2005) (citation omitted). If the claimant could not answer the writ successfully by showing the proper exercise of title, the franchise could be confiscated by the Crown. Id. at 819. The writ was then carried over to America in 1685 when King James II unsuccessfully attempted to use quo warranto proceedings to “revok[e] the colonial charters of the proprietary colonies in New EnglandD” as a method of maintaining control over the colonies. Gitelman, The separation of law and equity and the Arkansas chancery courts: Historical
See Attorney General, ex rel Cook v Burhans, 304 Mich 108; 7 NW2d 370 (1942) (“The attorney general,... by information in the nature of quo warranto, seeks ouster of defendant from the office of regent of the University of Michigan on the ground that he has no legal right to the office and is a mere usurper therein.... Defendant having usurped the office of regent, in defiance of the mandate of the constitution barring him under any circumstances from holding such office and rendering all votes cast for him void, it was proper for the attorney general to bring this proceeding in the nature of quo warranto to oust him from such office.”); Layle v Adjutant General, 384 Mich 638, 642; 186 NW2d 559 (1971), citing Sobocinski v Quinn, 330 Mich 386; 47 NW2d 655 (1951) (“[P]laintiff instituted quo warranto proceedings to oust defendant from office[.]”).
Const 1963, art 6, § 19 states that “justices and judges of courts of record must be persons who are licensed to practice law in this state.”
Justice WEAVER states that Kapcia “does not support” the assertion that “actions for quo warranto may only be brought for ‘claims that a public official is currently exercising an invalid title to office.’ ” Ante at 643 n 15. However, I do not cite Kapcia for such a proposition. Rather, I cite Kapcia only for the proposition that the JTC is prohibited from using the findings of another entity as a substitute for engaging in its own factual inquiries. Thus, Kapcia is pertinent here by establishing that the JTC cannot simply adopt the Court of Appeals’ findings of fact in a quo warranto action as a substitute for making its own independent factual findings regarding judicial misconduct.
This observation also seems to have led to confusion on Justice Weaver’s part, whereby she notes that “[i]t could hardly he argued, however, that this Court rather than the circuit court should adjudicate and convict the judge of the felony simply because the unresolved predicate issue arose during the course of a judicial disciplinary proceeding.” Ante at 645 n 24. Once again, despite an express statement to the contrary, in this instance that “this Court does not convict a judge of a
See Kapcia, 389 Mich at 313, for a listing of these specifically enumerated situations.
Indeed, if the Attorney General pursues a proper action for quo warranto, but, before that claim is resolved, the judge wins a subsequent reelection, the action becomes moot and must be dismissed. As we stated in Layle, 384 Mich at 645:
Even if the office has not been abolished, proceedings to try title to a public office cannot he brought after the term has expired, or even if it is so nearly expired that the inquiry would be of no effect. Osterhous ex rel Vander Veen v Van Duren, 168 Mich 464; 134 NW 456 (1912). The writ generally will not lie to try the abstract title to an office.
Although such a result initially may seem anomalous, the fact that a quo warranto action cannot survive without an ongoing dispute regarding an individual’s title to office simply emphasizes the point that an action for quo warranto is of a fundamentally different nature than a disciplinary action initiated by the JTC. Whereas an action for quo warranto is only viable so long as there remains a current dispute regarding a judge’s title to office, a
Justice Weaver claims that my argument “conflates the complaint of vacation of office with the other complaints concerning inappropriate sexual conduct.” Ante at 639 n 9. As with several of her other arguments, see notes 9 and 16 of this opinion, this has utterly no basis in the actual language of this opinion. As should be quite clear to the ordinary reader, the discussion of quo warranto in this opinion is only relevant to whether respondent can be sanctioned for his “misconduct” of vacating the district from which he was elected. By its very terms, the discussion of quo warranto has no relevance to any other alleged incident of misconduct in this case.
The lack of regard for precision in language is further reflected in Justice Weaver’s characterization that I describe her rejection of the JTC’s recommendations as “unbelievable,” ante at 646, a word I use only in an entirely different context with reference to certain actions of the respondent. Infra at 694. My actual analysis of Justice Weaver’s opinion is that it is legally and constitutionally unsound, confused in its understanding of the record, and unconcerned by logical consequences, not that it is “unbelievable.”
The extent to which Justice Weaver would apply her analysis to other contexts such as when a judge engages in acts that could form the basis of a misdemeanor conviction, or even a civil penalty, imposed by a trial court or administrative agency, is unclear. That such circumstances may not be involved in the instant case does not, of course, make it any less irresponsible to propose a new constraint upon the JTC and leave open to question the extent to which this constraint will be carried out to its logical ends. Almost certainly, if Justice Weaver’s unprecedented understanding of the JTC’s authority was to prevail, it would ensure that judges subject to JTC discipline routinely raise the “Weaver-defense,”
For what it is worth, Justice Weaver’s theory also contradicts her own dissenting opinion in In re Gilbert, 469 Mich 1224, 1234 (2003), cf. note 2 of this opinion, in which she opined that “judicial disciplinary proceedings are neither criminal nor quasi-criminal in nature.” In Gilbert, Justice Weaver criticized the majority for not imposing a more severe sanction on Judge Thomas Gilbert for smoking marijuana, id. — an action for which Judge Gilbert could have been, but was not, criminally convicted.
Also of concern is whether, under Justice Weaver’s theories, the JTC and this Court would be bound by the factual and legal findings of trial courts and administrative agencies in cases of judicial misconduct. This Court in Kapcia conclusively answered this question in the negative, but this is precisely what Justice Weaver suggests is required of the JTC and this Court.
“[I]t is the JTC’s, not the master’s, conclusions and recommendations that are ultimately subject to review by this Court.” Chrzanowski, 465 Mich at 481.
Code of Judicial Conduct, Canon 1 states in part:
An independent and honorable judiciary is indispensable to justice in our society. A judge should participate in establishing, maintaining, and enforcing, and should personally observe, high standards of conduct so that the integrity and independence of the*679 judiciary may be preserved. A judge should always be aware that the judicial system is for the benefit of the litigant and the public, not the judiciary.
Respondent argues:
The territory from which he was elected is the 63rd District. This is one district, with two divisions. MCL 600.8130(4). The fact that it has two divisions does not make it two districts. In fact, the legislature, in creating divisions of a district court, explicitly stated, “The provision for election divisions of a judicial district have no effect on the administration of a judicial district.” MCL 600.8102. [Respondent]’s residence at 201 Honey Creek Drive in Ada is undeniably within the 63rd District. He has always maintained his principal residence in one of the divisions of the 63rd District.
Contrary to this argument, respondent does not dispute that he was elected exclusively from votes cast within the 1st Division. Therefore, it is the 1st Division that constitutes the “territory from which he was elected,” not the 63rd District. Indeed, as stated by the JTC:
The sincerity of respondent’s proposed broad interpretation of the provision is called into question by his explanation at the hearing that he believed he had to be domiciled within the 1st Division [only] when he was “running” for re-election.
Respondent testified that his daughter contributed to purchasing the Belding Road property as an investment but that she never lived there. Additionally, respondent testified that the property was actually an “investment for [him] also, but it’s [his] — the place where [he] was living at the time.”
The examiner asked respondent: “And [after moving to 201 Honey Creek] you actually voted using your Belding address while you were living in Honey Creek; is that right?” Respondent answered: “Yes.”
The examiner asked respondent in regard to his February 7, 2007 concealed weapon permit: “And on that application, you list your Belding address as your primary residence; is that correct?” Respondent answered: “That’s correct.”
The examiner asked respondent: “You didn’t change your voter registration to [201 Honey Creek]; right?” Respondent answered: “No.”
The examiner asked respondent: “You didn’t change your driver’s record or information with the Secretary of State [to 201 Honey Creek] either, did you?” Respondent answered: “No.”
Because all elected judges within this state must be licensed attorneys, the court rules governing attorney conduct apply with equal force to judges.
See, e.g., People ex rel Royce v Goodwin, 22 Mich 496, 499-500 (1871):
When we consider the nature of [judges’] functions, their independence of local affairs becomes still more apparent. Judges differ from all other public servants in having no representative duties. The judicial department of eveiy civilized government is one of the three co-ordinate parts of the sovereignty which acts for the state in expounding the laws and enactments in which the other departments have acted for the people as legislators and the approvers of legislation. It represents only the law by which the people have, by their proper agents, bound themselves. It cannot, therefore, in any of its duties, be said to serve any counfy, or circuit, or district. Its services are all performed on behalf of the state, as the sovereignty from which all the law emanates____[T]he only object of having local courts is to bring justice home to the people, but not to have cases decided as the desire of the people might shape the decision.
That is, judges are presumed to speak, not on behalf of their constituencies, or on behalf of particular concerns within their constituencies, but only to represent the interests of the law, to speak for the rule of law. This is one reason why the Framers of the United States Constitution did not see the need to provide for the popular election of judges as they did for
In addition to the constitutional provisions applicable to this analysis, the Legislature has enacted MCL 168.467f(l), which makes clear that district court judges must also be elected from their respective divisions or districts. MCL 168.467f(l) states:
Except as otherwise provided in this section, judges of the district court shall be elected in each judicial district and election division of a judicial district at the general election to fill vacancies in office!.]
Thus, regardless of the rationale for why the people have chosen to require that district court judges be elected from the district and division in which they will serve, the people have unmistakably decided that such a requirement should exist, and that decision must be respected by the JTC and this Court.
It appears that respondent provided his Belding Road telephone number in response to a visit from the State Court Administrative Office. During this visit, respondent was informed that he was in
It is also worth noting that, although respondent now admits that he moved outside the 1st Division after 2005, it seems likely that he only made this admission based on fihng a homestead exemption form in 2006 that fisted 201 Honey Creek as his primary residence as of 2005, which made it impossible for him to continue denying that this was his home once he discovered that the JTC was aware of this filing. More specifically, when respondent was confronted by SCAO officials in 2006 about living outside his district, he initially denied living at 201 Honey Creek. When these officials asserted he was not living inside his district, respondent replied, “I am too.” Shortly thereafter, respondent began having his calls directed to the Belding Road property with calls forwarded to 201 Honey Creek. He also voted in a countywide election in 2007 using his Belding Road address. The inference that respondent originally attempted to continue misleading SCAO about where he lived after 2005 is further supported by the fact that on February 1, 2007, respondent filled out an application to renew his concealed weapon permit and, in that application, also fisted the Belding Road property as his actual residence. The majority, rather than viewing this as additional evidence that respondent was engaging in “a deliberate attempt to deceive officials about his change of address,” ante at 652 n 30, claims that “the failure to change his address was simply an oversight: respondent did not think to read the form and make any corrections, as he admitted that he did not read the form ... .” The majority’s willingness to ignore this “oversight” is especially troubling in view of the fact that the form, which respondent was required to read during his testimony, specifically stated, “I understand that this application is executed under
The majority’s minimization of respondent’s responsibility for reading a sworn document that he signed seems inconsistent with Rowady v K Mart Corp, 170 Mich App 54, 60; 428 NW2d 22 (1988), in which then-Judge Weaver joined an opinion stating, “Nor is plaintiffs failure to read the entire agreement before signing it relevant. It is well established that a person cannot avoid a written contract on the ground that he did not attend to its terms, did not read it, supposed it was different in its terms, or that he believed it to be a matter of mere form.” (Emphasis added.) This basic proposition has been settled in our caselaw for over a century. See, e.g., Rory v Continental Ins Co, 473 Mich 457, 489 n 82; 703 NW2d 23 (2005). For reasons she does not explain, Justice Weaver requires less personal responsibility of an experienced judge to read, understand, and take seriously a legal document to which he swears under oath than she requires of all other citizens of this state with regard to their own written contracts.
That respondent provided a false address two years after he allegedly moved to 201 Honey Creek, strongly suggests that respondent would have continued with his “deliberate effort to deceive officials” about his true address. Yet, rather than sanctioning respondent for his conduct, the majority repeatedly makes excuses on his behalf. I look forward to the majority being similarly empathetic when criminal and civil appellants who are not judges raise the “all I had to do was sign the permit” defense.
Respondent also admitted that before 2002 he “intended to live [at 201 Honey Creek]. And, frankly, that’s why I was working on that. I wasn’t working on that to resell it.” Although, this statement could be viewed as evidencing respondent’s intent to live at 201 Honey Creek at some later date, such an interpretation is substantially undermined by the “significant” amount of time he spent there from 2000 until 2008. It would be disingenuous for respondent, despite admitting to being present at 201 Honey Creek on so frequent a basis, while simultaneously providing an exclusive after-hours contact number at that same address during this time, to now claim that his intention to be domiciled there was directed toward some future date.
During a 2004 incident in which police were summoned to 201 Honey-Creek, the officers observed that respondent’s pet cat was present at the property.
To the extent that Justice WEAVER believes respondent was “confused” about what the law required of him, i.e., respondent “thought he could live [outside his] division as long as he was not running for reelection,” ante at 653, this argument is belied by the record. First, there is no statute or caselaw that even hints at such a proposition, and neither Justice Weaver nor respondent has called anything relevant in this regard to the attention of this Court. Second, and more importantly, respondent’s prolonged efforts to hide his living arrangement pre- and post-2005 undermine the credibility of any claim that respondent genuinely believed he could live outside his district so long as he was not currently “running” for reelection. If respondent genuinely believed this, there would have been little need to engage in such an extensive effort to avoid having his residency detected.
The JTC stated that “[w]hile [its] conclusion is based on the totality of the circumstances, [it is] primarily motivated by the conduct alleged in Count I [moving outside the division from which he was elected] of the Complaint and by Respondent’s lack of candor and honesty with the
Although this argument is not at all frivolous, I believe this Court has generally addressed, and rejected, a similar argument in People v Russell, 347 Mich 193, 196-197; 79 NW2d 603, 605 (1956):
We are not inclined to stop and examine the question of whether such magistrate had authority to hold the office he in fact occupied and to which he had color of authority, but content ourselves with applying the rule that if the magistrate was a de facto officer his act in this public matter cannot be attacked in this proceeding nor his title to the office be here passed upon. Upon the high ground of public policy and to prevent a failure of public justice, we follow the salutary rule that while one is in public office, exercising the authority thereof under color of law, we cannot, except in a direct proceeding to test his right to the office, pass upon the question here raised, and besides it would avail defendant nothing because there is no difference between the acts of de facto and de jure officers, so far as the public interests are concerned. The point is ruled adversely to defendant in Gildemeister v Lindsay, 212 Mich 299; 180 NW 633 [(1920)].... Even though the law creating a judicial office be declared void the acts of an official thereunder will be upheld as the acts of a de facto officer. [Citations and quotation marks omitted.]
Dissenting Opinion
(dissenting). I join Justice MARKMAN’s dissenting opinion in all respects. I also join parts A and B of Justice Young’s dissenting opinion, including the discussion of respondent’s untruthful testimony and the conclusion that removal from office is the appropriate sanction for respondent’s lying under oath.
I write separately only to observe that respondent advances a far more compelling argument for a due process violation than I have seen in any prior Judicial Tenure Commission (JTC) case. The JTC executive director engaged in unnecessarily harsh tactics when he confronted respondent by surprise and attempted to obtain his resignation by 9:00 a.m. the next day. Although the executive director purported to speak for the JTC during his meeting with respondent, the record does not establish that the JTC approved all of the executive director’s tactics. Moreover, an impartial master appointed by this Court conducted a hearing and found the facts in this matter, the JTC’s decision is merely a recommendation to this Court, and the ultimate disciplinary decision is rendered by this Court after a de novo review. Thus, I conclude that respondent has not demonstrated an intolerably high risk of unfairness that is required to establish a due process violation.
In Withrow v Larkin, 421 US 35, 47; 95 S Ct 1456; 43 L Ed 2d 712 (1975), the United States Supreme Court held that the combination of investigative and adjudicative functions in a single entity does not necessarily violate due process:
*704 The contention that the combination of investigative and adjudicative functions necessarily creates an unconstitutional risk of bias in administrative adjudication has a much more difficult burden of persuasion to carry. It must overcome a presumption of honesty and integrity in those serving as adjudicators; and it must convince that, under a realistic appraisal of psychological tendencies and human weakness, conferring investigative and adjudicative powers on the same individuals poses such a risk of actual bias or prejudgment that the practice must be forbidden if the guarantee of due process is to be adequately implemented.
The Supreme Court explained that it is “very typical for the members of administrative agencies to receive the results of investigations, to approve the filing of charges or formal complaints instituting enforcement proceedings, and then to participate in the ensuing hearings. This mode of procedure does not violate the Administrate Procedure Act, and it does not violate due process of law.” Id. at 56. Although the combination of investigative and adjudicative functions does not by itself establish a due process violation, a court may nonetheless determine “from the special facts and circumstances present in the case before it that the risk of unfairness is intolerably high.” Id. at 58.
In In re Del Rio, 400 Mich 665; 256 NW2d 727 (1977), this Court followed Withrow in holding that the combination of investigative, adjudicative, and disciplinary roles of the JTC did not render it incapable of ensuring due process. This Court emphasized that the JTC’s role is limited to submitting its recommendations to this Court, and that this Court alone decides what, if any, disciplinary action should be taken.
This Court has made a conscious effort to segregate within the Commission the investigative and adjudicative functions. We specifically require under GCR 1963, 932.10, that an independent master be appointed by this Court to*705 preside over the adjudicative process once the Commission files a formal complaint. It is this master who also makes the findings of fact and conclusions of law upon which the Commission makes its recommendation and this Court ultimately bases its decision. Therefore, this Court, like the United States Supreme Court in Withrow, supra, 58, does not believe that the combination of the investigative and adjudicative roles in the Judicial Tenure Commission creates even a risk that due process guarantees could be violated. [Id. at 691.]
In In re Chrzanowski, 465 Mich 468, 486-487; 636 NW2d 758 (2001), we followed Withrow, Del Rio, and other Michigan authorities to hold that the JTC’s procedures afforded sufficient due process protections, and we found no special facts or circumstances to suggest an intolerably high risk of unfairness:
As to the procedures, first, pursuant to MCR 9.207(B)(3), the JTC conducted a preliminary investigation to determine whether respondent’s alleged conduct warranted further action. Second, after determining that sufficient evidence of misconduct existed, the JTC filed a formal complaint pursuant to MCR 9.208. Third, a master was appointed, notice was given, and a hearing was then afforded respondent under MCR 9.210(A) and MCR 9.211, with the JTC’s executive director serving as prosecutor-examiner under MCR 9.201(6).. .. Finally, the JTC’s conclusion that Judge Chrzanowski should be disciplined was ultimately just a recommendation to this Court that we are charged to review de novo pursuant to deciding what discipline, if any, is appropriate. As in Withrow, the JTC’s investigative and adjudicative procedures are functionally separate; additionally, as distinct from Withrow, in which the investigation and the decision were undertaken by the same Medical Examining Board, here the master, the examiner, and the JTC panel are separate entities. If the board in Withrow did not violate due process rights by investigating, and then adjudicating claims, it can hardly be argued that the JTC’s procedures violated due process. Further, a majority of the members of the JTC are judges,*706 and all the members who ultimately recommend discipline are assumed to be fair and impartial. We conclude then that there was no actual bias in the JTC’s decision. It had authority to review the master’s findings de novo, and reasonably determined, by a preponderance of the evidence, that respondent had in fact made false statements. We find these procedures adequately separated the JTC’s investigative and adjudicative functions.
On the basis of these authorities, I do not find a due process violation in this case. The JTC followed the very same procedures that we concluded in Del Rio and Chrzanowski were sufficient to ensure due process. That is, a master was appointed to find the facts that formed the basis for the JTC’s decision, the JTC’s decision was only a recommendation to this Court, and this Court bears the ultimate responsibility on its de novo review to decide what, if any, discipline is warranted.
Nonetheless, a close question is presented regarding whether special facts and circumstances created an intolerably high risk of unfairness. The JTC’s executive director confronted respondent without warning in his chambers, accompanied by an armed police escort who surreptitiously recorded the meeting. The executive director provided respondent with documents alleging misconduct and indicated that he would obtain respondent’s interim suspension if he did not resign by 9:00 a.m. the next day. The executive director also presented a resignation letter that had already been prepared on respondent’s own office stationery. The executive director represented that he was speaking on behalf of the JTC, stating:
The Commission is offering you this opportunity to resolve this matter as quickly as possible and not bring any shame, proceedings, accusations of peijury against you. You can resign immediately. And immediately means im*707 mediately. I have a letter right here you can sign. The Commission has said that I can give you until tomorrow morning. I prefer to take the letter with me right now.
When respondent stated that he would like to talk to someone “who knows this area much better that [sic] I do,” the executive director responded, “Yeah. So here’s a letter already prepared for you. If I have that letter faxed to me — my fax number is on that card that I just gave to you. If I have that letter faxed to my office by 9 a.m., and I mean by 9 a.m.”
Respondent stated that he could not make a decision by then, to which the executive director replied:
Then I’ll be filing the petition for interim suspension tomorrow and you will be suspended in a matter of days. And a formal complaint will issue with this. So, this will all ... . You’re up for election this year. So, this is all going to become public no later than March. You’ll be off the bench before then.
You have until tomorrow morning at 9. And I haven’t even touched — I haven’t even touched the sexual harassment — the little notes that you draw, the comments you make to the staff. I mean, we haven’t even gotten .... Oh yeah. We haven’t even gotten there.
You may think that because you were born in 19 whatever it was — forty something or other, that you’re from an old enough generation that can get away with saying certain things, but it’s just not true.
The executive director later repeated that “ [i]f the Commission has your letter of resignation by tomorrow by 9 a.m., this matter will be gone. Nobody will hear about it. You’ll have a retirement party. Everybody will
When respondent asked to see a file referred to in one of the alleged sexual drawings that the executive director provided, the executive director stated, “I’m not here now to do any type of interview with you. I’m not here to explain anything else.” When respondent asked what other evidence formed the basis for the allegations, the executive director stated:
Sir, I’ve followed the court rules. The rules are provided in 9.200 and following. We’ve complied with the court rules. I’ve come here to personally to [sic] give you this to perhaps avoid any embarrassing situations. I’ve come here to perhaps avoid having to drag your name through the mud with what is going to come out at a formal hearing and to give you an opportunity to obviate all that and retire quietly. I’m not here to discuss the matter with you.
The executive director later stated, “If we push this all the way, everybody’s going to know why you left because you got thrown off the bench.”
As the above excerpts reflect, the executive director’s tactics were unnecessarily harsh. The executive director essentially ambushed respondent in his chambers with the allegations, demanded his immediate resignation by 9:00 a.m. the next day, and refused to answer respondent’s questions regarding the bases for the allegations.
The record does not, however, reflect that the JTC itself approved all these tactics. Although the executive director represented that “the Commission” was giving respondent until 9:00 a.m. the next morning to resign, the record does not indicate whether the JTC approved the surprise nature of the confrontation, the refusal to
I am extremely concerned about the grounds for the JTC’s decision to exclude from the record the audio recording of the executive director’s confrontation with respondent, because it gives rise to a possible inference of collaboration. Respondent submitted the recording as one of several attachments to his brief in support of his objections to the master’s report. The JTC granted the examiner’s motion to strike the attachments. The JTC chairperson explained the basis for that decision:
The presentation of additional evidence after the conclusion of a public hearing as [sic] governed by MCR 9.218. That rule provides that the Commission may order a hearing with at least 14 days’ notice. That process was not found [sic] in this case. Accordingly, the motion to strike was hereby granted.
The court rule cited by the chairperson, MCR 9.218, provides:
The commission may order a hearing before itself or the master for the taking of additional evidence at any time while the complaint is pending before it. The order must set the time and place of hearing and indicate the matters about which evidence is to be taken. A copy of the order must be sent to the respondent at least 14 days before the hearing.
Regardless of whether the striking of the audio recording was a correct decision under MCR 9.218, I have no real evidentiary basis to question the conclusion that the JTC decided the motion on the basis of its stated rationale rather than because of any effort to conceal the audio recording.
Therefore, I conclude that the executive director’s punitive tactics alone do not rise to the level of special
Accordingly, despite my serious concerns regarding the executive director’s behavior during his confrontation with respondent, I am not convinced that respondent has established a violation of his due process rights.
Dissenting Opinion
(dissenting). I join in parts V(A) and (C) of Justice MARKMAN’s opinion. Like Justice MARKMAN and the Judicial Tenure Commission (JTC), I conclude that respondent lied during the JTC proceedings and that this misconduct alone provides sufficient basis for removing him from office.
A. RESPONDENT LIED UNDER OATH
I fully agree with Justice MARKMAN’s analysis of the record in parts V(A) and (C) regarding respondent’s untruthful testimony. What is startling is that the majority accepts without question respondent’s proffered justification for vacating his office — that respondent “thought he could live in [the second election] division as long as he was not running for reelection.”
Respondent acknowledged that he moved his legal
Moreover, respondent continued to list his 1st election division address as his “residential address” on his 2007 application to carry a concealed weapon (CCW).
Read the following statements and, if you agree, sign below at the time of submission with the clerk.
*713 I understand that this application is executed under oath and swear or affirm under penalty of law that the above answers are true and correct to the best of my knowledge. I understand that intentionally making a false statement is a felony punishable by imprisonment for not more than 4 years or a fine of not more than $2500, or both.
Consequently, by signing this application with the incorrect address of residence, respondent again lied under oath. Despite this, respondent’s defense is that he did not read the application before signing it. This has never been a valid defense to false swearing on a document requiring an attestation of truthfulness.
Respondent’s intentional violation of the laws governing voting, driver’s licenses, and CCW licensing are independently troubling, not inadvertent, and form a pattern of intentional misdirection. If respondent truly believed that he was free to live in the second election division, then why would he take such great pains to make it appear as though his legal residence was still in the 1st election division? I think the answer is clear.
Additionally, the testimony indicated that between 2000 and the end of 2004 respondent provided court staff with a telephone number to his property in the second election division for the court’s after-hours duty log.
Having determined that the record fully supports that respondent lied under oath, I believe that the only appropriate sanction is removal from office.
The purpose of Judicial Tenure Commission proceedings is not the punishment of the judge, but to maintain the integrity of the judicial process and to protect the citizenry from corruption and abuse. As such, this Court’s primary concern in determining the appropriate sanction is to restore and maintain the dignity and impartiality of the judiciary and to protect the public.
Our judicial system has long recognized the sanctity and importance of the oath. An oath is a significant act, establishing that the oath taker promises to be truthful. As*717 the “focal point of the administration of justice,” a judge is entrusted by the public and has the responsibility to seek truth and justice by evaluating the testimony given under oath. When a judge lies under oath, he or she has failed to internalize one of the central standards of justice and becomes unfit to sit in judgment of others. .. . [S]ome misconduct, such as lying under oath, goes to the very core of judicial duty and demonstrates the lack of character of such a person to be entrusted with judicial privilege [13 ]
For these reasons, I would adopt the recommendation of the JTC and remove respondent from office.
I am aware of the behavior exhibited by the executive director of the Judicial Tenure Commission in January 2008. However, the propriety of his actions is best addressed by the Attorney Grievance Commission, and is not before the Court today. Rather, the sole issue before the Court is whether respondent’s actions constitute judicial misconduct.
I believe that respondent’s admission establishes that he violated Const 1963, art 6, § 20. Because the law forbids abandonment of office while the office holder continues to function in that office, it is sanction-able judicial misconduct for any judge to continue serving in an office that he has vacated. However, in light of my conclusion that respondent lied under oath, and that this misconduct alone warrants his removal, I do not believe it necessary to address the appropriate sanction for either the abandonment of office violation or the sexually inappropriate misconduct that the JTC also concluded respondent committed.
Ante at 653. However, respondent asserted in his brief yet a different justification in his brief, claiming that he was “only required to live within the district in which the court sits” and could “make his principal residence in any division within that district." (Emphasis in original.)
The law requires a person to “immediately notify the secretary of state of his or her new residence address,” and the failure to do so is punishable by a civil infraction. MCL 257.315(1) and (3) (emphasis added).
Voting in a district other than that associated with one’s place of residence is prohibited by law. MCL 168.932a(d). Nevertheless, respondent claimed that he was entitled to vote in a district where he did not reside because he owned a house in the first election division and “paid the taxes.” However, as our constitution provides, and any voting citizen in this state well knows, an elector is qualified by meeting the “requirements of local residence,” not simply by paying taxes. Const 1963, art 2, § 1. Moreover, “residence” is defined at MCL 168.11 as the “place at which a person habitually sleeps, keeps his or her personal effects and has a regular place of lodging. ” At the time respondent fraudulently voted in the first election division, respondent testified that his property in the first election division was occupied and leased to a “guy who wants to buy it.” I find that respondent’s continued voting in his former electoral district after admitting that he had changed his legal residence entirely undermines his credibility and defense.
In addition to being a falsehood, this act is prohibited by law. MCL 28.425b(3).
In fact, the “I didn’t read it” defense is not a cognizable defense for any written document in Michigan, much less a document requiring an attestation of truthfulness. See Otto Baedeker & Associates, Inc v Hamtramck State Bank, 257 Mich 435; 241 NW 249 (1932); Int’l Transportation Ass’n v Bylenga, 254 Mich 236; 236 NW 771 (1931); Collier v Stebbins, 236 Mich 147; 210 NW 264 (1926); Gardner v Johnson, 236 Mich 258, 210 NW 295 (1926).
The logs, prepared in three-month intervals, provided law enforcement a means of contacting a member of the 63rd District judiciary after regular business hours.
Because of his need to maintain the deception about the place of his legal residence, even small things became problematic for respondent to admit. He was extraordinarily evasive in his testimony before the JTC. I offer the following example of respondent’s evasive testimony:
Q: So it’s July, August, September 2006.
A: Right.
Q: With a phone number that’s listed there that ends in a 30 that you’ve read. Do you recognize that phone number as one of your home phone numbers?
A: No.
Q: You don’t know what that phone number is?
A: I don’t — I mean I’m not saying it isn’t, but I — and I don’t know how it got there, because I didn’t give it to anybody.
The majority cites as conclusive evidence the fact that respondent was listed in the local telephone book as proving he “did nothing to hide the fact” that he resided in the second election division. However, a listing in the telephone book merely indicates that respondent had an
This Court has generally removed a judge from office when it has been determined, in whole or in part, that a judge has provided false testimony or evidence in JTC proceedings. See In re Ryman, 394 Mich 637, 232 NW2d 178 (1975); In re Loyd, 424 Mich 514; 384 NW2d 9 (1986); In re Ferrara, 458 Mich 350, 372; 582 NW2d 817 (1998) (“Judges, occupying the watchtower of our system of justice, should preserve, if not uplift, the standard of truth, not trample it underfoot or hide in its shady recesses. This is precisely why judges should be exemplars of respectful, forthright, and appropriate conduct.”); In re Noecker, 472 Mich 1; 691 NW2d 440 (2005); In re Nettles-Nickerson, 481 Mich 321; 750 NW2d 560 (2008). The only exception I can discern is In re Thompson, 470 Mich 1347 (2004), where the JTC and respondent reached a plea agreement for a 90-day suspension, and the complaint included an allegation that respondent “demonstrated a lack of candor” before the JTC.
472 Mich 1, 691 NW2d 440 (2005).
Id. at 16-17 (emphasis added).
Reference
- Full Case Name
- In Re SERVAAS
- Cited By
- 22 cases
- Status
- Published