King v. Nash (In Re Estate of Erwin)
King v. Nash (In Re Estate of Erwin)
Opinion of the Court
The Estates and Protected Individuals Code (EPIC), MCL 700.1101
et seq
., governs the distribution of an individual's property at death. Among other reasons, the Legislature enacted it "[t]o promote a speedy and efficient system for liquidating a decedent's estate and making distribution to the decedent's successors." MCL 700.1201. EPIC grants a decedent's surviving spouse certain rights. For example, the surviving spouse of a decedent who dies intestate-that is, without a will- may still take a share of the decedent's property. MCL 700.2202(1). In fact, even if the decedent dies testate-with a will-a surviving spouse may take a share different from that allocated by the will's plain terms. MCL 700.2202(2). However, not every spouse can rely on these rights. For example, a valid
divorce or annulment severs such reliance. MCL 700.2801(1). Alternatively, a spouse living in a bigamous relationship at the time of the decedent's death is also excluded. MCL 700.2801(2)(d). Although EPIC anticipates a number of other circumstances,
This case turns on the meaning of "willfully absent" as used in MCL 700.2801(2)(e)( i ). In the proceeding below, the Court of Appeals concluded that "willful absence for the purposes of the EPIC is a factual question that may concern more than physical proximity," and that a "trial court should determine whether a spouse is willfully absent ... by considering all the facts and circumstances of the case." In re Erwin Estate , unpublished per curiam opinion of the Court of Appeals, issued May 10, 2016 (Docket Nos. 323387 and 329264), pp. 2-3. We granted leave to consider two questions, both of first impression: (1) whether the term "willfully absent" is defined exclusively by physical separation, or whether it includes consideration of the emotional bonds and connections between spouses; and (2) whether MCL 700.2801(2)(e)( i ) requires proof that a spouse intends to abandon his or her marital rights. For the reasons now discussed, we affirm.
I
The decedent, James Erwin, Sr., had six children from a previous marriage when he married appellee Maggie Erwin in 1968. James and Maggie went on to have four children together, bringing James's total number of children to 10. Several years after their wedding, James and Maggie bought a house in Saginaw. However, although remaining in Saginaw, Maggie moved out and established a separate residence in 1976. She subsequently petitioned James for financial assistance, and James consented to a support order that provided assistance for Maggie and for their children. But the two continued to live apart. There is no indication that they ever lived under the same roof again.
Decades later, in 2010, James and Maggie joined together as plaintiffs and sued James's employer to reinstate Maggie's health insurance coverage in accordance with his retiree medical benefits. The couple was represented by L. Fallasha Erwin, James's son from his first marriage. During the proceedings, it was stated that Maggie was in poor health and that if she were to die, the loss to James would be irreparable. James made it clear that Maggie was still his wife and that they had an ongoing relationship.
On October 12, 2012, James died intestate. James and Maggie had never filed for divorce nor had they otherwise formally separated. In the eyes of the law, they very much remained married until the time of James's passing. As testament to this fact, Maggie was listed as James's surviving spouse on his death certificate.
Following his death, Maggie and James's children proceeded to sort through his estate informally. Yet all was not well with the related but distinct families that
James had fathered. Apparently dissatisfied with the communication and cooperation shown by Maggie and her four children, one of James's children from his first marriage, Beatrice King, represented by her attorney-brother, L. Fallasha Erwin, petitioned the probate court to open formal proceedings and to be appointed as the estate's personal representative. On June 12, 2013, eight months after James's death and with no other interested party objecting, the probate court granted Beatrice's petition.
The probate court proceedings were contentious from the outset, with allegations of deceit and calls for sanctions. Both sides of James's family were involved and filed motions, only one of which is relevant to the case as it currently comes before us. In 2014, Beatrice asked the probate court to determine whether Maggie was a surviving spouse in accordance with EPIC. Beatrice argued, in part, that Maggie was not a surviving spouse under MCL 700.2801(2)(e)( i ) because she was "willfully absent" from James in the years leading up to his death. If proved, because James died intestate, Maggie would not be an heir for the purposes of inheritance. She would not be entitled to a share of James's estate.
On May 31, 2014, the probate court held a hearing on Beatrice's motion, and on July 17, 2014, it decided that motion in Maggie's favor in a written opinion, ruling that Maggie was James's surviving spouse. Beatrice appealed, and the Court of Appeals affirmed the probate court's ruling. We subsequently granted Beatrice's application for leave to appeal, limited to the two questions described earlier.
II
We review de novo questions of statutory interpretation.
People v. Buehler
,
People v. Knight
,
III
A
For the purposes of EPIC, a surviving spouse does not include
[a]n individual who ... for 1 year or more before the death of the deceased person:
( i ) Was willfully absent from the decedent spouse. [ MCL 700.2801(2)(e).]
With this in mind, we turn to the first question: whether the term "willfully absent" is defined exclusively by physical separation, or whether it includes consideration of the emotional bonds and connections between spouses?
1
As an initial matter, we note that EPIC does not define the term "willfully absent." Because our goal is to glean legislative intent from the plain meaning of statutory language,
Wickens v. Oakwood Healthcare Sys.
,
MCL 700.2801(2)(e)(
i
) uses the term "absent" as an adjective to describe a person's conduct in relation to his or her spouse. In this context, "absent" could mean that someone is missing, not present, or, alternatively, that a person is exhibiting inattentiveness toward another.
The American Heritage Dictionary
(2d ed.);
Merriam-Webster's Collegiate Dictionary
(11th ed.).
However, while the plain language of MCL 700.2801(2)(e)(
i
) suggests that the term "absent" may refer to physical separation or a lack of emotional support in the form of inattentiveness, it does not tell us specifically whether the term refers exclusively to the physical or whether it includes an emotional element. As such, we turn to neighboring statutory provisions for additional context. See
Robinson v. City of Lansing
,
who did any of the following for 1 year or more before the death of the deceased person:
* * *
( ii ) Deserted the decedent spouse.
( iii ) Willfully neglected or refused to provide support for the decedent spouse if required to do so by law. [ MCL 700.2801(2)(e).]
Taking MCL 700.2801(2)(e)(
ii
) first, when deployed as a transitive verb, as here, the term "to desert" is commonly used as a synonym for abandon-to forsake or leave someone.
The American Heritage Dictionary
(2d ed.);
Merriam-Webster's Collegiate Dictionary
(11th ed.). This common meaning mirrors the traditional legal usage of the term "desertion" in the context of divorce. In that context, a husband or wife deserted his or her spouse when the husband or wife ceased cohabitation and physically departed without the intent to return.
Fanner v. Fanner
,
to describe a purely physical distance. Accordingly, an individual deserts his or her spouse within the meaning of MCL 700.2801(2)(e)( ii ) if he or she physically leaves the marital home with the intent never to return and the spouse dies more than a year later.
MCL 700.2801(2)(e)(
ii
) permits us to draw an important inference. If we interpret the word "absent" as used in MCL 700.2801(2)(e)(
i
) to refer only to physical absence, there would be an almost complete overlap between MCL 700.2801(2)(e)(
i
) and (
ii
). That is, an individual who "deserts" his or her spouse in
the year or more before the spouse's death will always have been "willfully absent."
Next, we examine MCL 700.2801(2)(e)( iii ). A natural reading of that subparagraph indicates that the phrase "to provide support for the decedent spouse if required to do so by law" modifies the verbs "refused" and "neglected." Therefore, an individual is not a surviving spouse within the meaning of MCL 700.2801(2)(e)( iii ) if he or she "[w]illfully neglected ... to provide support for the decedent spouse if required to do so by law," or "refused to provide support for the decedent spouse if required to do so by law."
Generally, spousal support is mandated by law only in two situations. The first involves divorce. MCL 552.23. However, divorcees are not surviving spouses for the purposes of EPIC. MCL 700.2801(1). As a result, MCL 700.2801(2)(e)(
iii
) cannot be referring to spousal support following a divorce. See
State Farm Fire & Cas. Co. v. Old Republic Ins. Co.
,
As already stated, the word "willfully" refers to an intent to do something specific. "Neglected," on the other hand, means to fail to give the proper attention to something, or otherwise to leave it undone; "refused" simply means to decline to do something. The American Heritage Dictionary (2d ed.); Merriam-Webster's Collegiate Dictionary (11th ed.). Accordingly, for the purposes of MCL 700.2801(2)(e)( iii ), an individual is not a surviving spouse if he or she intentionally fails or flatly refuses to pay legally required separate maintenance for the year or more leading up to his or her spouse's death.
When viewed side-by-side, it becomes clear that MCL 700.2801(2)(e)(
ii
) and (
iii
) are not connected by an individual's physical proximity in relation to his or
her spouse, and we cannot therefore infer that MCL 700.2801(2)(e)(
i
) refers solely to physical absence by its mere association with its neighboring provisions. Cf.
People v. Jackson
,
A comprehensive review of the statutory scheme confirms that the term "willfully absent" should be interpreted consistently with this observation. See
Jackson
,
Taking all this into consideration, it is clear that the term "willfully absent" cannot be defined exclusively by physical separation. Simply put, there must be something more than a mere physical distance. There are, after all, countless situations in which spouses choose to be physically separated but do not want to interrupt or even weaken their marital relationship. Some married couples are separated by occupation-for example, when a spouse intentionally takes a better job in a neighboring region so that he or she may provide more comfortably for their family-while others are separated by civic duty-like when a member of the armed forces is deployed overseas in service to this nation. But these circumstances alone reveal no desire to destroy or undermine the marriage, and a committed spouse should not forfeit his or her inheritance on the basis of the erroneous assumption that a physical distance prevented the continued pursuit of an otherwise loving and supportive relationship. If two married people decide to live apart but maintain an element of emotional support and contact, courts have no business second-guessing that life decision.
As a result, when MCL 700.2801(2)(e)(
i
) is read in this proper context, the following explication becomes
clear: willful absence requires consideration of the totality of the circumstances. It presents a factual question for the trial court to answer: whether a spouse's complete absence brought about a practical end to the marriage.
2
The dissent contends that "absent" in this context refers only to physical absence. In doing so, it states that the "critical aspect" of absence is the lack of physical presence, because a dictionary defines "absent" as "not present" or "away." Post at 324-. Unfortunately, the sum total of the dissent's analysis on this point is a string citation to dictionaries that define absence in terms of physical presence. See post at 325 n. 13. We do not disagree that "absent" can be understood in physical terms. And we are not surprised to find that multiple dictionaries define absence in this way. The question here is not whether physical absence is a "critical aspect" of absence in general-we agree that it is in this case-but whether, in the context of MCL 700.2801(2)(e)( i ), absence relates solely to physical absence. This is where our disagreement lies.
While the dissent apparently agrees that "absent" can be defined as either a lack of physical presence or emotional inattentiveness, see
post
at 325, it nonetheless argues that these definitions are mutually exclusive and that therefore it is improper to define "absent" to encompass both definitions, see
post
at ---- n. 26 ("[O]ne definition requires a person to be
physically absent
, i.e., "not present; not in company; away," while the other, as it pertains to human interaction, requires in its ordinary usage a person to be
physically present ....
"). We disagree with the dissent that in order to be "inattentive" one must also be "physically present." One who is physically absent can still be "attentive" by providing emotional support and communication; conversely, one who is physically absent can also be "inattentive" by withholding emotional support and communication.
More fundamentally, the dissent contends that when interpreting a statute, the interpreter must choose the single most appropriate dictionary definition of a term, rather than relying on multiple definitions. See
post
at ----. The dissent also contends that "[b]y knitting together ... disparate definitions, the majority creates its own definition ... instead of choosing the contextually appropriate meaning."
Post
at 325. We disagree. When consulting a dictionary, this Court does not relinquish its duty to exercise its best interpretive judgment. In this way, the dictionary should be seen as a tool to facilitate those judgments, not conclusively
resolve linguistic questions.
"Absent" in the course of describing a human relationship, particularly that between husband and wife, might fairly describe aspects of
both
physical and emotional proximity. The dissent is entitled to
yoke itself to a single definition that remains within the boundaries set forth by a single dictionary, but we prefer to rely on the dictionary as a tool for supplying
the most reasonable definition of a term in its most relevant context. The Legislature is not confined to a single dictionary definition of a term when enacting a law and neither should this Court be so limited when interpreting that law. The dictionary is but one data point; it guides our analysis, but it does not by itself settle it. The primary obligation of this Court "is to ascertain and effectuate the intent of the Legislature" in light of the language of the statutory provision and the context in which it appears.
Lash v. Traverse City
,
For the reasons stated, we conclude that, in this context, "absent" is most reasonably defined as referring to complete physical and emotional absence from the deceased spouse. This definition is consistent with the statutory scheme as a whole, which contemplates that one only loses his or her status as a "surviving spouse" if he or she takes action that is akin to a complete repudiation of the marriage. Moreover, this interpretation gives independent meaning to the "desertion" and "willfully absent" provisions and avoids rendering either provision redundant.
3
In the proceeding below, the Court of Appeals came to a similar conclusion. It ruled that "willful absence for the purposes of the EPIC is a factual question that may concern more than physical proximity."
Erwin
, unpub. op. at 3. As with our analysis, the Court of Appeals observed that a dictionary alone could not resolve the question before it,
id
. at 3-4, and it also turned to MCL 700.2801(2)(e)(
ii
) and (
iii
) to develop its view that mere physical separation was insufficient,
id
. at 4. Rather than sticking with a purely textual analysis, the Court of Appeals considered past precedent. The Court noted that an earlier case,
In re Harris Estate
,
Yet in
In re Peterson Estate
,
We agree with the Court of Appeals' analysis in the case at bar and reiterate that an individual is not a surviving spouse for purposes of MCL 700.2801(2)(e)(
i
) if he or she intended to be both physically and emotionally absent for the year or more leading up to the deceased spouse's passing.
Peterson
is overruled to the extent that it concluded otherwise.
B
We now turn to the second question: whether MCL 700.2801(2)(e)( i ) requires proof that a spouse intended to abandon his or her marital rights?
We note that the plain language of the statute evinces no express requirement that an individual intend to abandon his or her marital rights before being excluded as a surviving spouse pursuant to MCL 700.2801(2)(e)(
i
). Indeed, the statute's text clearly includes a different requisite intent: that of being "willfully" absent. We are not at liberty to ignore this unambiguous legislative directive.
People v. McIntire
,
The notion that MCL 700.2801(2)(e)(
i
) requires a showing that an individual intended to abandon his or her marital rights comes from
In re Harris
. The Court of Appeals read that intent into the statute in light of its recognition that forfeitures are disfavored in the eyes of the law.
Harris
,
IV
In the present case, the following is not in dispute. James and Maggie were married in 1968. In 1973 they bought a martial home together in Saginaw as tenants by the entireties. Maggie left the marital home in 1975 and took residence at a separate address, but she remained only a few miles away, still in Saginaw. Shortly thereafter, she sought financial support and James agreed to pay. Neither party disagrees that Maggie was physically absent from the martial home in the years that followed, intentionally so, and neither party disputes that James and Maggie Erwin remained legally married until James's death. Maggie is even listed as the surviving spouse on James's death certificate, and she is the named beneficiary of his life insurance policy. Therefore, the question is whether, given the totality of the circumstances, Maggie intended to be physically and emotionally absent from James, resulting in a practical end to their marriage?
Unfortunately for Beatrice, the record in this case is sparse. Before the probate court, Beatrice asserted that Maggie was not a surviving spouse and moved for a declaration of her status as a nonsurviving spouse pursuant to EPIC. But her claim rested solely on the allegation that Maggie and James did not cohabitate for over 36 years, and she provided nothing more in support of her claim than evidence of this fact. Beatrice never argued that Maggie and James had severed all emotional connections or that they did not in some way provide one another with emotional support. And other evidence in the record-specifically that in 2010 James filed a breach of contract action against his employer to ensure that the employer resumed providing medical coverage to Maggie as James's spouse-suggests that James and Maggie remained married up until the time of James's death. At a minimum, this lawsuit indicates that, not long before his death, James felt that losing Maggie would have been an irreparable loss and that in his eyes and hers, they were still husband and wife. As already stated, while physical separation is necessary for a finding that a spouse is not a surviving spouse for the purposes of
EPIC, physical separation alone is insufficient. Because Beatrice only provided evidence of physical separation between Maggie and James and did not refute the evidence tending to show the enduring emotional connections between them, her claim necessarily fails.
On the meager record before it, the probate court understandably ruled that Maggie was the surviving spouse of James for purposes of EPIC. The probate court recognized that the couple had not resided together for many years but found that the couple had chosen a separated lifestyle rather than a complete end to their marriage. In the probate court's eyes, the couple's relationship was ongoing and included contact up until James's death. We find no clear error in this factual determination. The probate court could only rule on the evidence before it.
The Court of Appeals correctly affirmed the probate court. It observed that Beatrice had argued solely that Maggie and James were physically separated for more than a year and that this evidence was insufficient as a matter of law to establish that Maggie was "willfully absent." We agree with the Court of Appeals' conclusion and affirm.
V
We hold that an individual is not a surviving spouse for the purposes of MCL 700.2801(2)(e)(
i
) if he or she intended to be absent from his or her spouse for the year or more leading up to the spouse's death. Absence in this context presents a factual inquiry based on the totality of the circumstances, and courts should evaluate whether complete physical and emotional absence existed, resulting in an end to the marriage for practical purposes.
Stephen J. Markman
Brian K. Zahra
Elizabeth T. Clement (except to the extent the opinion addresses whether evidence of physical absence is needed to support a finding that a spouse was willfully absent)
Clement, J. (concurring in part).
I support the result reached by the majority-the Court of Appeals rightly affirmed the trial court's finding that Maggie was not "willfully absent" from James. I also agree with the majority that the term "willfully absent" is broad enough to encompass emotional absence. But I write separately because I do not support the majority's proposition that "intentional physical absence is necessary" to support a finding that a spouse is "willfully absent" under MCL 700.2801(2)(e)( i ). Ante at ----.
This case squarely presents the question whether the term "willfully absent" in MCL 700.2801(2)(e)( i )"includes consideration of the emotional bonds and connections between spouses," ante at ----, and so it is proper for the majority (and the dissent for that matter) to wrestle with that question. But this case does not present the question whether the term "willfully absent" requires physical absence; nor do the facts of this case allow that proposition to be tested since neither party disputes that Maggie was physically absent from James. See ante at ----; post at ----. In short, the majority's proposition in no way bears on the outcome of this case, and so I view the proposition as obiter dictum.
To be fair, a physical-absence requirement is unlikely to cause mischief-I don't doubt that in a typical case, a finding that a spouse was "willfully absent" will be supported by, among other things, record evidence of physical absence. But I would prefer that the majority's proposition become enshrined in law only after we consider a case in which that proposition plays a deciding role.
For instance, a surviving spouse also does not include "[a]n individual who is a party to a divorce or annulment proceeding with the decedent at the time of the decedent's death." MCL 700.2801(3)(b). Additionally, a surviving spouse does not include "[a]n individual who, following an invalid decree or judgment of divorce or annulment obtained by the decedent, participates in a marriage ceremony with a third individual." MCL 700.2801(2)(b). See generally MCL 700.2801 for more examples.
The personal representative's duties include settling and distributing the decedent's estate in accordance with EPIC, "as expeditiously and efficiently as is consistent with the best interests of the estate." MCL 700.3703(1). In effect, the personal representative is in charge of the day-to-day probate proceedings and is answerable to the court. Although no interested party objected to Beatrice's appointment, allegations later surfaced that Maggie and her children had been misled to believe that Beatrice was not pursuing the position. L. Fallasha and Beatrice denied that charge.
We agree with the dissent that there is no meaningful difference between the dictionary definitions cited in this opinion and those cited by the dissent. See post at 323 n. 11.
The dissent would prefer to understand "willful" to mean "to make a decision on one's own, without regard to others,", or, as it later characterizes it, to make a "unilateral decision." Post at 327 . The dissent argues that this is how the term is commonly understood in the "context of human interaction," because "[l]inguistically, it does not make much sense to think of a person's absence from their spouse under EPIC in terms of whether the absence was 'deliberate' or 'intentional.' " Post at 327. We find this reasoning unpersuasive. After all, although some "deliberate" decisions may not be "unilateral," all "unilateral" decisions are, by their very nature, "deliberate." Moreover, unlike the dissent, we have at least cited caselaw that supports our understanding of willful as an act that is taken with the intent to do something specific.
The traditional use of desertion as a ground for divorce has disappeared since the Legislature enacted the no-fault divorce act,
The difference between the two provisions would turn on whether there was an intent to leave and never return as in MCL 700.2801(2)(e)( ii ), or simply an intent to leave as in MCL 700.2801(2)(e)( i ). In practice then, if the subsections were both interpreted to involve physical separation only, a party would never need to demonstrate a spouse's intent never to return. It would be simpler just to argue that the spouse intended to leave.
The dissent disagrees that MCL 700.2801(2)(e)( i ) would be rendered redundant if the term "absent" were interpreted to encompass only physical absence. See post at ----. Assuming the validity of the law cited by the dissent as it relates to a now-defunct component of domestic-relations law, see note 5 of this opinion, the fact remains that if absence under MCL 700.2801(2)(e)( i ) were limited to physical absence, for practical purposes, a party would never need to demonstrate a spouse's intent not to return. See note 6 of this opinion.
The dissent accuses us of failing to apply any canon of statutory interpretation in coming to this conclusion.
Post
at 328- n. 37. It is true that we have not explicitly named the canons in our opinion, and we were unaware that such formulism was necessary to render a proper textualist decision. Yet a careful reading of our opinion and accompanying citations clearly illustrates that we have applied the established rules of interpretation. See, e.g.,
Robinson
,
Rather than an unworkable focus on how inattentive a spouse must be in order to be "absent" within the meaning of MCL 700.2801(2)(e)( i ), see post at 324 n. 17, instead, the trial court should ascertain whether that spouse has been completely absent from the other, both emotionally and physically.
Forfeitures are not favored in law.
Miller v. Pond
,
Despite the dissent's own proclamations to the contrary, there is nothing outlandish about stating that emotional support and communication can be absent from a personal relationship, nor with characterizing one who withholds such support as being emotionally absent from that relationship. The dissent's chosen dictionary definitions do not undermine this point. Cf. post at ---- (stating that dictionaries refer to absence in various ways, including, but not limited to, " '[not] attentive,' " " 'inattentive,' " and " 'paying no attention to' ") (citations omitted).
The dissent cites a dictionary that defines the term "absent," in part, in relation to physical proximity. See post at ---- ("[H]eedless; inattentive to persons present or to subjects of conversation in company.") (quotation marks and citation omitted). However, "heedless" can be defined as "INCONSIDERATE" or "THOUGHTLESS," Merriam-Webster's Collegiate Dictionary (11th ed.), the understandings of which are not inconsistent with a finding of physical presence. Contra post at 325 n. 26 ("[O]ne definition requires a person to be physically absent ... while the other, as it pertains to human interaction, requires a person to be physically present ...."). Moreover, other dictionaries define "absent" as merely meaning "inattentive," without regard to whether there is a physical presence. See Webster's Third New International Dictionary ("INATTENTIVE"); The American Heritage Dictionary of the English Language (5th ed.) ("[e]xhibiting or feeling inattentiveness"); The Random House Dictionary of The English Language (2d ed.) ("not attentive; preoccupied; absent-minded"). For this reason, we consider the dissent's insinuation that we are engaging in "definition-shopping" to be extravagant. See post at 326- n. 27 ("There are many ways that 'an uncritical approach to dictionaries can mislead judges.'... Not surprisingly, definition-shopping is high on the list.") (citation omitted).
See
Yates v. United States
, 574 U.S. ----, ----,
As the Court of Appeals noted in
Harris
, "[t]he Revised Probate Code provides that a surviving spouse may elect against the will of his deceased spouse ... and may claim certain allowances from the estate. However, MCL.§ 700.290... states that the rights provided by such statutes are forfeited if the surviving spouse 'did any of the following for 1 year or more previous to the death of the deceased spouse: (a) Was
wilfully absent
from the decedent spouse.' "
Harris
,
However, we agree with the Court of Appeals' conclusion in
Peterson
that the absence described in MCL 700.2801(2)(e)(
i
) must be continuous for at least a year leading up to the spouse's death.
Peterson
,
The dissent insinuates that we agree with the Peterson Court on the one hand but disagree with it on the other. See post at 326 n. 28. This misconstrues our position, in which we illustrate that there is a difference between actions taken with the intent to abandon martial rights and actions taken that have the practical effect of ending a marriage regardless of the intent. In other words, 'willful,' as used in this provision, refers to an intent to be completely absent, which effectively results in a practical end of the marriage, regardless of whether the spouse specifically intended to end the marriage when he or she took such action.
In earlier proceedings, Beatrice objected to the legitimacy of the evidence relating to the 2010 action against James's employer to reinstate healthcare coverage for Maggie as James's spouse. But we observe that the healthcare case was handled by Beatrice's brother and current attorney, L. Fallasha Erwin, who has freely admitted that he argued in the healthcare case that James and Maggie were still married.
We agree with the dissent that the interpretation of a statute is a purely legal question and that statutory interpretation presents a question of law. See post at 322 n. 2. Having defined the statutory term "willfully absent" as meaning complete emotional and physical absence from the marriage, we believe it prudent and perhaps instructive to offer guidance to trial courts that in order to ascertain whether complete absence existed, an inquiry into the facts of the case may be required. Accord post at 329 n. 38 (stating that the dissent would direct the trial court to consider all the facts at its disposal). For this reason, we reject the dissent's accusation that we put the "cart before the horse." Post at 322 n. 2.
Dissenting Opinion
The majority today holds "that an individual is not a surviving spouse for the purposes of MCL 700.2801(2)(e)(
i
) if he or she intended to be absent from his or her spouse for the year or more leading up to the spouse's death."
James Erwin, Sr., died intestate and, consequently, MCL 700.2101(1) of the Estates and Protected Individuals Code (EPIC)
The statute, in relevant part, lists three situations in which a "surviving spouse" forfeits his or her entitlement to collect the intestate share:
An individual who did any of the following for 1 year or more before the death of the deceased person:
( i ) Was willfully absent from the decedent spouse.
( ii ) Deserted the decedent spouse.
( iii ) Willfully neglected or refused to provide support for the decedent spouse if required to do so by law. [6 ]
This provision was first added as part of the Revised Probate Code (RPC), which was enacted in 1978.
The forfeiture provision was included in the RPC as part of a package of changes to the surviving-spouse provisions. In the Probate Code of 1939, a surviving spouse would split the intestate estate with the parents or children of the decedent.
To determine the meaning of "willfully absent," we must turn to the dictionary.
Webster's New Twentieth Century Dictionary
(2d unabridged ed.) defines the adjective "absent" as "not present; not in company; away."
As the majority recognizes, the term "absent" is also defined as "heedless; inattentive to persons present or to subjects of conversation in company."
Furthermore, no matter how hard one looks, it is clear that the definition the majority relies on-"inattentiveness"-does not even yield the majority's notion of "complete ... emotional absence."
Even so, the majority does not cite, and I have been unable to find, a dictionary that combines emotional inattentiveness and physical absence into a single definition, as the majority does here. Instead, as the majority acknowledges,
Next, we must consider whether the statute has an intent requirement. As an initial matter, I am in agreement with the majority (and the Court of Appeals in
In re Peterson
) when it states that the statute does not require proof of an intent to abandon one's marital rights before an individual can be barred from inheriting under the provision.
The majority asserts that without an emotional-absence requirement, the "willfully absent" provision would be rendered a nullity by the desertion provision.
Lastly, instead of looking to the text and dictionary definitions, the majority divines its "complete" physical and emotional absence requirement through its interpretation of the statutory context, i.e., other provisions precluding someone from "surviving spouse" status. But all the majority really does is import perceived requirements from these other provisions into the definition of "willfully absent."
In sum, I conclude that the phrase "willfully absent" in the forfeiture provision, MCL 700.2801(2)(e)(
i
), refers to a person who is physically absent from the decedent spouse as a result of his or her unilateral decision. I also agree with the majority that the record in this case is sparse and believe that the majority's recitation of the few facts we know is accurate. Therefore, I would remand this case to the trial court so that it may determine in the first instance whether Maggie was physically absent as a result of her unilateral decision.
Because I believe that the majority's interpretation is not in accordance with a plain-language reading of the statute, I respectfully dissent.
Bridget M. McCormack, Richard H. Bernstein, JJ., agrees.
Ante at ----.
Ante
at ---- (emphasis added). I do not understand why the majority frames this issue as a "factual inquiry" when the interpretation of a statute is a purely legal question. See, e.g.,
Koontz v. Ameritech Servs. Inc.
,
MCL 700.1101 et seq .
MCL 700.2102.
MCL 700.2801(e)( i ).
MCL 700.2801(2)(e).
See
See, e.g.,
Krohn v. Home-Owners Ins Co
,
Webster's New Twentieth Century Dictionary (2d unabridged ed.).
This idea-that physical presence is the critical aspect of "absent"-comports with the primary historical sense of the word, see Slotkin, Absent 'Without': Adjective, Participle, or Preposition , 60 American Speech 222, 222 (Autumn, 1985) ("Historically, absent has functioned primarily as an adjective synonymous with missing or, with stress shift, a reflexive transitive verb with the meaning of 'be away'."), and a definition reflecting this sense of the word is present in every dictionary I was able to locate. See The Random House Dictionary of the English Language (unabridged ed, 1969) ("1. not in a certain place at a given time; away; missing; not present. 2. lacking; nonexistent."); Webster's New Collegiate Dictionary (1974) ("1. not present or attending : MISSING. 2. not existing : LACKING ...."); The Oxford English Dictionary (2d ed.) ("1. being away, withdrawn from, or not present (at a place). 2. of things: withdrawn; wanting; not existing."); Merriam-Webster's Collegiate Dictionary (11th ed.) ("1: not present or attending : MISSING 2: not existing : LACKING ...."); The American Heritage Dictionary of the English Language (new college ed, 1981) ("1. Missing or not present. 2. Not existent; lacking."); Random House Webster's College Dictionary (2001) ("not in a certain place at a given time; away; missing; not present ....").
Webster's New Twentieth Century Dictionary (2d unabridged ed.).
See Scalia & Garner,
Reading Law: The Interpretation of Legal Texts
(St. Paul: Thomson/West, 2012), p. 70 ("Most common English words have a number of dictionary definitions, some of them quite abstruse and rarely intended. One should assume the contextually appropriate ordinary meaning unless there is reason to think otherwise."). Therefore, when interpreting a statutory term, we typically choose and apply the most contextually appropriate definition.
Spectrum Health Hosps v. Farm Bureau Mut Ins Co of Mich.
,
See note 26 of this opinion and accompanying text.
See
Reading Law
, p. 70 and note 15 of this opinion. Moreover, as the Court of Appeals recognized in
In re Peterson Estate
,
Finally, in addition to being inapt, I agree with the Court of Appeals' conclusion in In re Harris Estate ,151 Mich.App. 780 , 785,391 N.W.2d 487 (1986), that this definition, focusing on emotions, is unworkable: "[s]ince all of us are subject to inattentiveness, whether willful or not, at some time or another, such an interpretation of absent would render the statute so broad in application as to put in jeopardy every surviving spouse's right to election under the Revised Probate Code." Moreover, how could courts even begin to measure inattentiveness? That seems like a question better left to a psychologist than a judge. And, even if it could be measured, how inattentive must one be? I fail to see how this alternative definition could be meaningfully applied.
And notably, neither party in this case, nor the Court of Appeals, asserted that one can read "emotional absence" into the definition of "inattentive" and thereby incorporate it into "willfully absent," as the majority does here. This innovation, it would seem, is the majority's alone.
This is true of the other definitions of "inattentiveness" discussed below. See note 26 of this opinion (defining "inattentive").
The Random House Dictionary of the English Language (unabridged ed, 1969).
Webster's New Collegiate Dictionary (1974).
Merriam-Webster's Collegiate Dictionary (11th ed.).
Random House Webster's College Dictionary (2001).
The Oxford English Dictionary (2d ed.).
See ante at ----.
Nor, logically, could there be since one definition requires a person to be physically absent , i.e., "not present; not in company; away," while the other, as it pertains to human interaction, requires in its ordinary usage a person to be physically present , i.e., "inattentive to persons present or to subjects of conversation in company ." Webster's New Twentieth Century Dictionary (2d unabridged ed.) (emphasis added). See also Webster's New Twentieth Century Dictionary (2d unabridged ed.) (defining "inattentive" as "not attentive; heedless; careless; negligent; as, an inattentive spectator or hearer"). This makes sense-we do not think of someone who is physically absent as also not fixing or applying the mind steadily. Instead, "inattentive" refers to someone who is physically present but "showing a lack of attention." See The American Heritage Dictionary of the English Language (new college ed., 1981), p. 663. These two definitions of "absent"-physically missing and mentally distracted-thus, are not complementary aspects of a singular definition; they are two logically inconsistent alternative definitions, of which we must "choose and apply the most contextually appropriate." See Reading Law , p. 70, and note 15 of this opinion.
The majority is conflicted regarding how to treat the dictionary: is it the "first point of reference," ante at 318, or simply "one data point ... [that] guides our analysis, but it does not by itself settle it," ante at ----? The latter characterization, it seems to me, is just another way of saying that the majority does not like the answer that the dictionary provides. There are many ways that "an uncritical approach to dictionaries can mislead judges ...." Reading Law , p. 415 (discussing the use of "unreliable" and "threadbare" definitions). Not surprisingly, definition-shopping is high on the list. See id . at 418 (stating, as a "primary principle[ ] ... in using dictionaries," that "[b]ecause common words typically have more than one meaning, you must use the context in which a given word appears to determine its aptest, most likely sense"). Instead of locating the aptest definition in this context, the majority rewrites the statute by creating a third definition more to its liking-one that is unknown to any dictionary.
See ante at ----. I do not agree with the majority, however, when it seems to say the complete opposite. See ante at 315 ("These provisions all describe a situation in which, in effect, a spouse has initiated conduct that results in the complete dissolution of his or her marriage, either in fact or in practice."); ante at 316 ("[W]illful absence requires consideration of the totality of the circumstances. It presents a factual question for the trial court to answer: whether a spouse's complete absence brought about a practical end to the marriage."); ante at 318 n. 9 ("[T]he trial court should ascertain whether that spouse has been completely absent from the spouse, both emotionally and physically."); ante at ---- (defining "absent" as "complete physical and emotional absence" and stating that the statutory scheme "contemplates that one only loses his or her status as a 'surviving spouse' if he or she takes action that is akin to a complete repudiation of the marriage"); ante at ---- ("[C]ourts should evaluate whether complete physical and emotional absence existed, resulting in an end to the marriage for practical purposes."). Under the majority's view, it seems that the spouse must initiate conduct that he or she knows would result in the termination of the marriage, and the spouse must be successful in doing so. That sounds an awful lot like intent. The majority's interpretation twists like a pretzel here as well.
Finally, it is worth noting that the majority's newfangled legal concept of a "practical" end to a marriage is vague and unsupported. It appears that the majority believes a marriage effectively ends, for these purposes, when there is a "complete" physical and emotional absence. Why must the absence be "complete"? And what can it possibly mean to be "completely" emotionally absent from someone? How will a court possibly make this determination?
Webster's New Twentieth Century Dictionary (2d unabridged ed.).
See
Krohn
,
See also
The Oxford English Dictionary
(2d ed.) (defining "willful" as "[a]sserting or disposed to assert one's own will against persuasion, instruction, or command; governed by will without regard to reason; determined to take one's own way; obstinately self-willed or perverse"). Although we disagree on which definition applies, I agree with the majority that it does not matter whether the term "willful" is a term of art because the lay and legal dictionaries contain similar sets of definitions. See
Hecht v. Nat'l Heritage Academies, Inc.
,
While unnecessary to my interpretation, it is worth noting that my view is also consistent with the Reporter's Comments to RPC § 290, the statute from which MCL 700.2801(2)(e) was derived. The Reporter's Comments explain that "[MCL 700.2801(2)(e) ] describes unilateral actions that are not approved or condoned by the decedent spouse before death." Martin & Harder, Estates and Protected Individuals Code with Reporters' Commentary (ICLE, 2018), p. 154.
Many divorce statutes that predated no-fault divorce legislation explained "desertion" by reference to a "willful absence." And one treatise from 1873 explains that, like our reading, to be granted a divorce due to "willful absence" a plaintiff must not have agreed to the absence-"because, if the plaintiff had consented to the absence, he would be barred on the ground of connivance[.]" 1 Bishop, Commentaries on the Law of Marriage and Divorce (5th ed.), § 775, p. 664.
See ante at ----. As discussed above, in addition to excluding a "willfully absent" spouse, MCL 700.2801(2)(e) also excludes
[a]n individual who ... for 1 year or more before the death of the deceased person:
* * *
( ii ) Deserted the decedent spouse.
The word "desertion," whether read as a legal term of art or according to its ordinary use, includes as an element the intent not only to be physically absent, but to permanently abandon. See
Black's Law Dictionary
(10th ed.) ("The willful and unjustified abandonment of a person's duties or obligations.").
Black's
explains further that, "[i]n family law, the five elements of spousal desertion are (1) a cessation of cohabitation, (2) the lapse of a statutory period, (3) an intention to abandon, (4) a lack of consent from the abandoned spouse, and (5) a lack of spousal misconduct that might justify the abandonment."
Id
. "Abandon," in turn, is defined as "[t]o desert or go away from permanently." See also
Webster's New Twentieth Century Dictionary
(2d unabridged ed.) (defining "desert" as "to forsake; to leave in the lurch; to abandon; to quit with a view not to return to"). Cf.
The Random House Dictionary of the English Language
(1966) (defining "desert" as "to leave (a person, place, etc.) without intending to return, esp. in violation of a duty, promise, or the like; abandon; forsake"). This reflects our treatment of the term "desertion" in the divorce context, in which we held that desertion could not be found when the parties were considering whether to resume their status as husband and wife, i.e., when a spouse had not yet demonstrated an intent to permanently depart from the marriage. See
Rudd v. Rudd
,
See
Warner v. Warner
,
For example, the majority notes that MCL 700.2801(e)( ii ) and ( iii ) each include requirements that "involve intentional acts that bring about a situation of divorce in practice ...." Ante at 315. Putting aside whether that is correct (and I doubt that it is), the majority does not grapple seriously with whether that same requirement pertains to MCL 700.2801(e)( i ). The majority does not, for example, purport to apply any canon of interpretation, such as the associated-words canon, which holds that words associated by context "should be assigned a permissible meaning that makes them similar." Reading Law , p. 195. In such cases, the "common quality suggested by a listing should be its most general quality-the least common denominator, so to speak-relevant to the context." Id . at 196. The majority's interpretation does not attempt to reflect the "most general quality" of the listed items. I fail to see how the majority's newly conceived "quality" of a complete physical and emotional absence leading to de facto divorce could have possibly been the "most general quality" the Legislature meant to capture with this list.
On remand, I would direct the trial court to consider the length of time apart, the fact that James consented to a support order providing Maggie and their children with financial assistance, the statements in the 2010 complaint that Maggie and James filed in their joint suit against General Motors, and any other evidence bearing on this question.
Reference
- Full Case Name
- In RE ESTATE OF James ERWIN, Sr., Beatrice King, Individually and as Personal Representative of the Estate of James Erwin, Sr., Appellant, v. Jacqueline E. Nash, Billy J. Erwin, Demarkius Erwin, Maggie Erwin, and Stacy Erwin Oakes, Appellees. in Re Estate of James Erwin, Sr., Beatrice King, Appellant, v. Jacqueline E. Nash, Billy J. Erwin, Demarkius Erwin, Maggie Erwin, Stacy Erwin Oakes, and Douglas Taylor, Appellees.
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