State of Minnesota v. Jermale Jermar Kling

Minnesota Court of Appeals

State of Minnesota v. Jermale Jermar Kling

Opinion

                        This opinion will be unpublished and
                        may not be cited except as provided by
                        Minn. Stat. § 480A.08, subd. 3 (2012).

                             STATE OF MINNESOTA
                             IN COURT OF APPEALS
                                   A14-0163

                                 State of Minnesota,
                                    Respondent,

                                         vs.

                                Jermale Jermar Kling,
                                     Appellant.

                             Filed December 22, 2014
                             Reversed and remanded
                                  Hooten, Judge
               Concurring in part, dissenting in part, Johnson, Judge

                              Rice County District Court
                               File No. 66-CR-13-1819

Lori Swanson, Attorney General, St. Paul, Minnesota; and

Paul Beaumaster, Rice County Attorney, Terence Swihart, Assistant County Attorney,
Faribault, Minnesota (for respondent)

Cathryn Middlebrook, Chief Appellate Public Defender, Sara J. Euteneuer, Assistant
Public Defender, St. Paul, Minnesota (for appellant)

      Considered and decided by Hooten, Presiding Judge; Johnson, Judge; and

Klaphake, Judge.





 Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
Minn. Const. art. VI, § 10.
                         UNPUBLISHED OPINION

HOOTEN, Judge

       Appellant pleaded guilty to a charge of felony domestic assault and was sentenced

to 27 months of incarceration.      On appeal, appellant argues that he is entitled to

modification of his sentence or withdrawal of his guilty plea because his plea was

induced by a promise that his sentence would only be 23 months. We reverse and

remand.

                                         FACTS

       In July 2013, respondent State of Minnesota charged appellant Jermale Jermar

Kling in Rice County with domestic assault by strangulation, felony domestic assault,

obstructing legal process with force, and disorderly conduct. Defense counsel negotiated

a plea agreement with the prosecutor to resolve this case and another matter pending in

Rice County.    A written “Amended Settlement Offer,” dated September 19, 2013,

provided:

                     The [s]tate offers the following settlement negotiation:
                     In exchange for [Kling’s] plea of guilty to [felony
              domestic assault] in [f]ile 66-CR-13-1819, the [s]tate agrees
              to do the following:
                     (1) Dismiss the remaining counts in [f]ile 66-CR-13-
              1819[;]
                     (2) Dismiss [f]ile 66-CR-13-1975 in its entirety[;]
                     (3) Recommend a bottom-of-the-box disposition for
              sentencing.

(Emphasis added.) Item 20(a) of the rule 15 plea petition states, “I have been told by my

attorney and understand . . . that my attorney and the prosecuting attorney agreed that if I

entered a plea of guilty, the prosecutor will do the following:” after which the following


                                             2
hand-written entry is made: “See 9-19-13 settlement offer letter,” which refers to the

amended settlement offer. See Minn. R. Crim. P. 15.

       On the same day, at the beginning of a plea hearing, defense counsel explained the

plea agreement to the district court:

              DEFENSE COUNSEL: [W]e do have an agreement which
              involves the dismissal of file . . . [66-CR-13-1975,] and he’ll
              plead on . . . [file 66-CR-13-1819] on . . . [c]ount 2, which is
              the [felony] domestic assault, and the other charges will be
              dismissed, and the agreement is that it would be at the low
              end of the box.
              DISTRICT COURT: Is this a correct statement of the plea
              agreement[?]
              PROSECUTOR: It is, your [h]onor . . . . [Defense counsel]
              and I spoke today, and the agreement now is that we would
              just have the Rice County files. It will be bottom of the box.
              ....
              DISTRICT COURT: Okay. Mr. Kling, you have heard what
              the lawyers have told me about this plea agreement. Is this
              your understanding of the plea agreement?
              KLING: Yes.

(Emphasis added.) Kling indicated that he had not yet signed the plea petition, but stated

that he would “review that and sign it.” Kling then waived his trial rights and proffered

his guilty plea for the felony domestic assault charge, and the district court established a

factual basis. The district court accepted the plea and scheduled a sentencing hearing. At

the end of the plea hearing, defense counsel indicated that he would attach the amended

settlement offer to the now-signed plea petition:

              DEFENSE COUNSEL: And the only other thing I have is the
              petition, your [h]onor[.] [T]his agreement came up rather
              suddenly, and I’ve prepared it myself, and what I had
              intended to do is attach the amended settlement [offer], but
              it’s not been attached yet . . . .



                                             3
               DISTRICT COURT: Well, you know, attach it. They’ll take
               the staples out downstairs and scan it, but that way they know
               it’s a document that belongs together.

(Emphasis added.) Kling then acknowledged that he had read and understood the plea

petition. At no point during the plea hearing did the prosecutor clarify that the plea

agreement contained a recommended sentence, rather than an agreed-upon sentence.

         The sentencing hearing took place on November 1, 2013. During the hearing, the

prosecutor stated that “the recommendation was for the low end of the guidelines range,

and . . . I would ask the [c]ourt to follow that recommendation. . . . I would request that

the [c]ourt honor the plea agreement and the sentencing guidelines and commit the

defendant to the [c]ommissioner of [c]orrections for 23 months.” (Emphasis added.)

Defense counsel then stated, “[W]e’re asking the [c]ourt to follow the plea agreement.

Twenty-three months is what he should get . . . .” The district court then addressed

Kling:

               The question before the [c]ourt today is really how long you
               should go to the [c]ommissioner of [c]orrections. There’s a
               joint recommendation for the low end of the box, which is 23
               months

                      ....

                      This lengthy history [of domestic-related offenses
               against the same victim] does not give the [c]ourt a reason to
               incarcerate you at the lower range of the presumptive box.
               Therefore, I am going to . . . commit you to the
               [c]ommissioner of [c]orrections for a period of 27 months.




                                             4
(Emphasis added.) At no point during the sentencing hearing did defense counsel clarify

that the plea agreement contained an agreed-upon sentence, rather than a recommended

sentence.

      Kling subsequently appealed his judgment of conviction directly to this court,

seeking to withdraw his guilty plea or to have his sentence modified to 23 months. He

argues that “[t]he district court misinterpreted the plea agreement as ‘a joint

recommendation’” as to sentence, rather than an agreed-upon sentence, and therefore

“sentenced [him] to a prison term that was inconsistent with what he agreed to.”

                                    DECISION

                                            I.

      The state argues that because Kling has not petitioned the district court for post-

conviction relief, his appeal is premature and should be dismissed. In State v. Anyanwu,

we observed that “a defendant who challenges a judgment of conviction against him

based on an invalid guilty plea may seek a post-conviction hearing from the district court

or may appeal directly to [the Minnesota Court of Appeals].” 
681 N.W.2d 411
, 413 n.1

(Minn. App. 2004). We then clarified:

             Post-conviction proceedings are the proper forum for
             presentation and evaluation of matters not of record
             supporting withdrawal of a guilty plea. But a direct appeal is
             appropriate when the record contains factual support for the
             defendant’s claim and when no disputes of material fact must
             be resolved to evaluate the claim on the merits.

Id.
 (quotations and citations omitted) (emphasis added).




                                            5
       Here, there is a discrepancy in the record as to the sentencing term of the plea

agreement.    According to the state, Kling pleaded guilty in exchange for a joint

recommendation of a bottom-of-the-box sentence. According to Kling, he pleaded guilty

in exchange for an agreed-upon bottom-of-the-box sentence.               To determine the

sentencing term of Kling’s plea agreement, we must examine the record on appeal. “The

record on appeal consists of the papers filed in the district court, the offered exhibits, and

the transcript of the proceedings, if any.” Minn. R. Crim. P. 28.02, subd. 8; see Minn. R.

Civ. App. P. 110.01 (“The documents filed in the [district] court, the exhibits, and the

transcript of the proceedings, if any, shall constitute the record on appeal in all cases.”);

State v. Propotnik, 
216 N.W.2d 637
, 637–38 (Minn. 1974) (upholding defendant’s guilty

plea because, even though defendant was not orally informed during the plea hearing of

his right to confront witnesses, “the record includes a copy of the petition to enter a plea

of guilty which defendant had signed and which he admitted reading and understanding,”

and which informed defendant of this right); State v. Bishop, 
545 N.W.2d 689
, 691–92

(Minn. App. 1996) (“[I]n determining whether the offenses in this case arose out of the

same behavioral incident, . . . the [district] court properly viewed the entire record,

including the [r]ule 15 plea petition and the transcript of the plea hearing, to determine

whether [defendant’s] two offenses were separate and distinct.”).1


1
  The dissent contends that “the parties’ dispute should be resolved by referring [only] to
the transcript of the plea hearing,” not to Kling’s signed plea petition that was received
into evidence at the plea hearing. The dissent cites Minn. R. Crim. P. 15.09 in support of
this proposition. But, rule 15.09 simply requires “a verbatim record of the proceedings”
to be made during a felony plea hearing. This requirement is not unique to plea hearings.
E.g., Minn. R. Crim. P. 19.06 (“A verbatim record must be made at the defendant’s initial

                                              6
       Here, the record on appeal includes the signed plea petition, the transcript of the

plea hearing, and the transcript of the sentencing hearing. Kling’s signed plea petition is

part of the record because, at the plea hearing, the petition was received into evidence as

an exhibit when the district court indicated it would be scanned into the record. See State

v. Kealy, 
319 N.W.2d 25, 26
 (Minn. 1982) (“Defendant entered his plea pursuant to the

petition, which the [district] court received . . . .”) (emphasis added); see also Perkins v.

State, 
559 N.W.2d 678, 686
 (Minn. 1997) (“[T]he plea petition form contained in

Appendix A to rule 15 . . . ostensibly applies to felony offenses.”).

       The record on appeal is materially inconsistent as to the plea agreement’s

sentencing term.     The signed plea petition plainly states that the state agreed to

“[r]ecommend” a bottom-of-the-box sentence. But, the plea-hearing transcript plainly

indicates that the state and Kling agreed that “the agreement” was for a bottom-of-the-

box sentence.    Moreover, the sentencing transcript indicates that there was a “joint

recommendation” for a bottom-of-the-box sentence.             Here, whether Kling’s plea

agreement included a recommended sentence or an agreed-upon sentence was material to

his plea and affected whether he would be able to withdraw his plea if the district court

did not sentence him in accordance with the agreement. See Perkins, 
559 N.W.2d at 687


appearance, arraignment, and [o]mnibus [h]earing.”). Rule 15.09 does not support the
dissent’s view that the plea-hearing transcript is the only record evidence that an
appellate court can use to ascertain the terms of a plea agreement; i.e., that the plea-
hearing transcript is the extent of the record on appeal. The dissent seems to equate the
“record” of a plea hearing with the “record on appeal,” but an examination of rule 15.09
and rule 28.02, subdivision 8, forecloses this reading. Rule 28.02, subdivision 8—not
rule 15.09—defines the record on appeal and is the controlling rule here. See State v.
Brown, 
709 N.W.2d 313
, 319–20 (Minn. App. 2006).

                                              7
(holding that a defendant may withdraw his guilty plea if the district court rejects an

agreed-upon sentence, but usually may not withdraw his guilty plea if the district court

rejects a jointly recommended sentence).

       In this unusual case, where the material inconsistency in the record is plain and

undisputed, there are “no disputes of material fact [that] must be resolved to evaluate the

claim on the merits.” Anyanwu, 
681 N.W.2d at 413
 n.1. It is therefore unnecessary to

have a postconviction hearing to determine whether Kling’s plea is accurate, voluntary,

and intelligent. As discussed in the next section, the material inconsistency in the record

of Kling’s plea agreement renders his guilty plea invalid as a matter of law. No amount

of additional fact-finding during a post-conviction hearing could resolve the material

conflict that already exists in the record on appeal. Therefore, Kling’s direct appeal is not

premature.

                                             II.

       Kling argues that he should be allowed to withdraw his guilty plea.2 A defendant

does not have an absolute right to withdraw a guilty plea. Perkins, 
559 N.W.2d at 685
.

A defendant may withdraw a guilty plea at any time, however, if “withdrawal is

necessary to correct a manifest injustice.” Minn. R. Crim. P. 15.05, subd. 1. “A manifest

injustice exists if a guilty plea is not valid.” State v. Raleigh, 
778 N.W.2d 90, 94
 (Minn.



2
  In the alternative, Kling asks for modification of his sentence from 27 months to 23
months in accordance with an alleged agreed-upon sentence. Because we conclude that
there was no agreed-upon sentence, specific performance is not an available remedy. At
oral argument, Kling’s counsel conceded that specific performance is not appropriate if
there was no agreement for a 23-month sentence.

                                             8
2010). “To be constitutionally valid, a guilty plea must be accurate, voluntary, and

intelligent.” 
Id.

               The accuracy requirement protects the defendant from
               pleading guilty to a more serious offense than he or she could
               be properly convicted of at trial. The voluntariness
               requirement insures that the guilty plea is not in response to
               improper pressures or inducements; and the intelligent
               requirement insures that the defendant understands the
               charges, his or her rights under the law, and the consequences
               of pleading guilty.

Carey v. State, 
765 N.W.2d 396, 400
 (Minn. App. 2009) (quotation omitted), review

denied (Minn. Aug. 11, 2009). “A defendant bears the burden of showing his plea was

invalid.” Raleigh, 
778 N.W.2d at 94
. The validity of a plea is a question of law that we

review de novo.       
Id.
    We conclude that Kling’s guilty plea is involuntary and

unintelligent, and therefore it is invalid.

       “To determine whether a plea is voluntary, the court examines what the parties

reasonably understood to be the terms of the plea agreement.” 
Id. at 96
. Here, the parties

could not have reasonably understood the terms of the plea agreement because the record

contains materially conflicting evidence as to whether the plea agreement contained a

joint recommendation as to a sentence or an agreed-upon sentence.           The amended

settlement offer, as incorporated into Kling’s signed plea petition, contemplated a joint

recommendation; the parties’ oral statements at the plea hearing contemplated an agreed-

upon sentence; and other conflicting evidence exists in the record on appeal. See Minn.

R. Crim. P. 28.02, subd. 8 (defining “[t]he record on appeal”); Bishop, 
545 N.W.2d at 692
 (observing that “the entire record” includes “the [r]ule 15 petition and the transcript



                                              9
of the plea hearing”).3 Because Kling’s plea agreement is ambiguous and cannot be

reasonably understood, his plea is involuntary.


3
  The dissent cites In re Ashman for the proposition that a signed plea petition is not part
of the record on appeal and can never be used to contradict a plea-hearing transcript. 
608 N.W.2d 853
 (Minn. 2000). In that case, Ashman pleaded guilty to fourth-degree criminal
sexual conduct, and he had previously been convicted of other sex offenses. 
Id.
 at 855–
56. The plea agreement, as stated orally at the plea hearing, contemplated that the state
would not file a civil-commitment petition against Ashman at the time of sentencing, but
left open the possibility that the state could file a petition at a later date. See 
id. at 856
.
Ashman’s rule 15 plea petition was less detailed but was consistent with the plea-hearing
transcript. See 
id.
 at 855–56. Nearly seven years later, shortly before Ashman’s
supervised-release date, the state filed a civil-commitment petition. 
Id. at 856
. Ashman
moved to dismiss the petition, alleging that, as part of the plea agreement, the state agreed
to never file a commitment petition. 
Id.
 at 856–57. In support of the motion, Ashman’s
original defense counsel submitted an affidavit, and both Ashman and the defense
counsel testified at a hearing. 
Id. at 857
. The supreme court held that this after-the-fact
testimony and evidence could not be used to contradict a term of the plea agreement that
was “clearly expressed” at the plea hearing. 
Id. at 858
. The supreme court did not
discuss Ashman’s plea petition in its analysis, probably because the plea petition was
consistent with the transcript. See 
id. at 855
, 858–59. Ashman simply does not support
the dissent’s argument that a plea petition can never be used on appeal to contradict a
plea-hearing transcript.
        The dissent also relies on State v. Hamacher, 
511 N.W.2d 458
 (Minn. App. 1994).
In Hamacher, this court examined Hamacher’s plea petition as part of the record on
appeal. See 
id. at 460
. Hamacher argued that he should be allowed to withdraw his
guilty plea because “he mistakenly believed he could withdraw the plea in the event the
[district] court rejected a recommendation as to sentence.” See 
id.
 This court
characterized the plea petition as “more ambiguous” than the plea-hearing transcript, but
a close reading of the Hamacher opinion—and a review of the appellate briefs—indicate
that the terms of the plea agreement as stated in the plea petition were consistent with the
terms as stated orally at the plea hearing. See 
id.
 at 459–60. Therefore, this court
declined to “construe [the plea petition’s] language as altering the agreement plainly
stated in the record” and rejected Hamacher’s claim. 
Id. at 460
. The Hamacher court
was not faced with a situation where a plea petition was materially inconsistent with a
plea-hearing transcript, which we are faced with in this case. Thus, Hamacher does not
support the dissent’s position that a plea petition is to be disregarded on appeal and can
never be used to contradict a term of a plea agreement stated orally during a plea hearing.
        We note that, under the dissent’s view, none of the waivers or agreements
contained in a plea petition would be valid unless they were read, verbatim, into the
record at the plea hearing. We know of no authority for such a rule, and such a rule

                                              10
       We also note that principles of contract law indicate that there was no agreement

as to the sentencing term of Kling’s plea agreement, and therefore Kling’s guilty plea is

involuntary.   “In Minnesota plea agreements have been analogized to contracts and

principles of contract law are applied to determine their terms.” Ashman, 
608 N.W.2d at 858
. However, because “a defendant’s liberty interests are implicated in a criminal

proceeding, . . . we generally temper contract principles with safeguards to insure the

defendant [receives] what is reasonably due in the circumstances, and in close cases, plea

agreements should be construed to favor defendants.”         
Id.
 (alteration in original)

(quotations and citation omitted).

       Due to the material conflict between the plea petition and the plea-hearing

transcript, we conclude that there was no agreement as to the plea agreement’s sentencing

term and thus no mutual assent to an essential term of the plea agreement. See SCI Minn.

Funeral Servs., Inc. v. Washburn-McReavy Funeral Corp., 
795 N.W.2d 855, 864
 (Minn.

2011) (“Mutual assent entails a meeting of the minds concerning [a contract’s] essential

elements.” (alteration in original) (quotation omitted)).    Other record evidence—in

particular, the sentencing transcript—bolsters our conclusion that there was no mutual

assent here. The sentencing transcript is consistent with the plea petition but materially

inconsistent with the plea-hearing transcript.

       “The intelligence requirement ensures that a defendant understands . . . the

consequences of his plea.” Raleigh, 
778 N.W.2d at 96
. The consequences of a guilty


would surely prove to be unworkable in light of our state’s crowded district court
criminal calendars.

                                             11
plea vary depending on whether it contains an agreed-upon sentence or a sentencing

recommendation: “[I]f the sentencing court rejects an [agreed-upon sentence], the

defendant is entitled to withdraw the guilty plea. . . . If, conversely, the sentencing court

rejects a mere” joint recommendation as to sentence, the defendant typically may not

withdraw the plea. Perkins, 
559 N.W.2d at 687
 (citations omitted). As discussed above,

the record on appeal is materially inconsistent regarding whether the plea agreement

contained a promised 23-month sentence, or whether it contained an agreement by the

state to recommend a 23-month sentence. Accordingly, we conclude that Kling could not

have understood the consequences of his plea, and his plea is unintelligent.

       Because of the inconsistencies in the record, Kling’s guilty plea was not voluntary

or intelligent. We therefore reverse and remand for the district court to allow Kling to

withdraw his plea and for further proceedings consistent with this decision.

       Reversed and remanded.




                                             12
JOHNSON, Judge (concurring in part, dissenting in part)

       I agree with the opinion of the court insofar as it concludes that reversible error

occurred, but I respectfully disagree concerning the nature of the error and the

appropriate appellate remedy. Therefore, I concur in part and dissent in part.

       Kling argues that the district court erred by imposing a 27-month sentence because

he and the state entered into a plea agreement that specified a 23-month sentence, the

shortest sentence within the presumptive guidelines range. The central issue in this

appeal is how this court should ascertain the terms of the plea agreement with respect to

Kling’s sentence.1 In my view, the parties’ dispute should be resolved by referring to the

transcript of the plea hearing, which is the “verbatim record of the proceedings” and,

thus, the official record2 of the plea hearing. See Minn. R. Crim. P. 15.09. The transcript



       1
          The issue to be decided in this appeal is framed by the facts of the case and the
parties’ dispute. The parties disagree about a term of their plea agreement. The
transcript of the plea hearing supports Kling’s position, and the plea petition supports the
state’s position. It is unnecessary in this appeal to consider any other issues concerning
plea petitions. Specifically, this appeal may be resolved without invoking or disturbing
the caselaw that relies on plea petitions for other purposes, such as to determine the
validity of the plea itself. See, e.g., Perkins v. State, 
559 N.W.2d 678, 690
 (Minn. 1997);
State v. Trott, 
338 N.W.2d 248, 252
 (Minn. 1983); Oldenburg v. State, 
763 N.W.2d 655, 659-60
 (Minn. App. 2009).
        2
          Rule 15.09 uses the word “record” in its narrow sense by referring to “a transcript
or report of proceedings,” which is the “official copy of the recorded proceedings in a
trial or hearing,” i.e., the definitive source for the statements that were made “on the
record.” Bryan A. Garner, Garner’s Dictionary of Legal Usage 757 (3d ed. 2011); see
also, e.g., State v. Newcombe, 
412 N.W.2d 427, 429-31
 (Minn. App. 1987), review
denied (Minn. Nov. 13, 1987). Rule 15.09 does not use the word “record” in its broad
sense by referring to “all documents filed with the clerk of the court” or “the papers that
pertain to a lawsuit” and “are sent to an appellate court for review,” i.e., the documents or
things that are “in the record.” Garner, supra; see also Minn. R. Crim. P. 28.02, subd. 8;
e.g., State v. Brown, 
709 N.W.2d 313, 319-20
 (Minn. App. 2006).
                                           C/D-1
of Kling’s plea hearing unequivocally shows that his attorney and the prosecutor agreed

to a 23-month sentence.

       The state’s contention that it agreed merely to recommend a 23-month sentence is

based solely on the plea petition and an attachment to the plea petition. But those written

materials cannot be used to contradict the transcript because the transcript is the official

record of the plea hearing. This principle is illustrated by two opinions. In In re Ashman,

608 N.W.2d 853
 (Minn. 2000), a respondent in a civil-commitment proceeding sought to

prove that a prior plea agreement precluded the filing of a civil-commitment petition. 
Id. at 856-57
. The respondent offered his own testimony about his understanding of the plea

agreement and an affidavit of the attorney who represented him at the time of the plea

agreement. 
Id. at 857
. But the supreme court rejected his argument on the ground that

“the terms of the plea agreement were clearly and unequivocally expressed” during the

plea hearing, as reflected in “the plea hearing transcript.” 
Id. at 858
. The supreme court

reasoned that the evidence that contradicted the transcript “does not create an ambiguity”

and that its decision “need not be based on anything more than the record of the plea

hearing.” 
Id. at 859
. Similarly, in State v. Hamacher, 
511 N.W.2d 458
 (Minn. App.

1994), the defendant relied on a plea petition in an attempt to establish an agreement

concerning sentencing that apparently was contrary to a plea agreement that was

“explained on the record at the guilty plea hearing.” 
Id. at 460
. But this court rejected




                                          C/D-2
his argument and stated, “we cannot construe [the plea petition’s] language as altering the

agreement plainly stated in the record.” Id.3

       “It is well settled that an unqualified promise which is part of a plea arrangement

must be honored . . . .” Kochevar v. State, 
281 N.W.2d 680, 687
 (Minn. 1979). As a

general rule, if the state breaches a plea agreement, a defendant may be entitled to

specific performance of the plea agreement or an opportunity to withdraw the plea. See

James v. State, 
699 N.W.2d 723, 728-29
 (Minn. 2005); State v. Jumping Eagle, 
620 N.W.2d 42, 43
 (Minn. 2000); State v. Brown, 
606 N.W.2d 670, 674
 (Minn. 2000).

Kling’s primary request for appellate relief is specific performance; he seeks reversal of

the 27-month sentence and a remand to the district court with instructions to impose the

agreed-upon 23-month sentence. Kling’s secondary, alternative request for appellate

relief is reversal of the 27-month sentence and a remand to the district court with

instructions to give him the choice of submitting to a 27-month sentence or withdrawing




       3
        State v. Bishop, 
545 N.W.2d 689
 (Minn. App. 1996), is inapplicable because it is
not concerned with ascertaining the terms of a plea agreement. See 
id. at 690-92
. Rather,
the question in Bishop was whether the district court violated section 609.035 of the
Minnesota Statutes by imposing two sentences on two convictions for the same
behavioral incident. 
Id. at 691
. In analyzing the appellant’s argument, this court referred
to both the plea hearing and the plea petition, which were not inconsistent with each
other. 
Id. at 692
. Likewise, State v. Propotnik, 
299 Minn. 56
, 
216 N.W.2d 637
 (1974), is
inapplicable because it also is not concerned with ascertaining the terms of a plea
agreement. See id. at 57, 
216 N.W.2d at 637
. In fact, the Propotnik opinion has no
bearing on rule 15.09 because the opinion was issued before the adoption of the rules of
criminal procedure. See In re Proposed Rules of Criminal Procedure, No. 45517 (Minn.
Feb. 26, 1975) (order).
                                          C/D-3
his plea. It does not appear that Kling is making a tertiary request that this court

invalidate his plea on appeal.4

       Kling is correct in his primary argument that he is contractually entitled to a 23-

month sentence. Furthermore, specific performance is the appropriate form of relief in

light of the procedural history of this case. Because the district court accepted Kling’s

plea at the plea hearing, the district court accepted the plea on the terms stated during the

plea hearing. See Minn. R. Crim. P. 14.02, subds. 1-2, 15.04, subd. 3. Having accepted

Kling’s plea at the plea hearing, the district court was not at liberty to either withdraw its

acceptance or to reject the plea at the sentencing hearing. See State v. Jefferies, 
806 N.W.2d 56, 63
 (Minn. 2011). Accordingly, the district court was bound by the agreed-

upon 23-month sentence. See id.; Minn. R. Crim. P. 15.04, subd. 3(1). Kling’s preferred

outcome is the imposition of a 23-month sentence, and he is entitled to it.

       In sum, I would reverse the 27-month sentence and remand the matter to the

district court for imposition of a 23-month sentence. I would not invalidate the guilty

plea and would not allow the district court to consider the possibility of imposing a 27-

month sentence.




       4
       In the preliminary section of his appellate brief, Kling “requests that his sentence
be modified in accord with the plea agreement, or in the alternative that he be allowed to
withdraw his guilty plea.” In the conclusion of his appellate brief, Kling urges “this
Court [to] remand to the district court for imposition of a 23-month sentence, . . . in
accord with the plea agreement, or in the alternative, to allow Kling an opportunity to
withdraw his plea.”
                                           C/D-4


Reference

Status
Unpublished