State of Minnesota v. Nicholas Taylor Rod

Minnesota Court of Appeals

State of Minnesota v. Nicholas Taylor Rod

Opinion

                           This opinion will be unpublished and
                           may not be cited except as provided by
                           Minn. Stat. § 480A.08, subd. 3 (2014).

                                STATE OF MINNESOTA
                                IN COURT OF APPEALS
                                      A14-2089

                                     State of Minnesota,
                                        Respondent,

                                             vs.

                                    Nicholas Taylor Rod,
                                         Appellant.

                                 Filed November 30, 2015
                                         Affirmed
                                        Ross, Judge

                              Hennepin County District Court
                                File No. 27-CR-13-11256

Lori Swanson, Attorney General, St. Paul, Minnesota; and

Michael O. Freeman, Hennepin County Attorney, Linda M. Freyer, Assistant County
Attorney, Minneapolis, Minnesota (for respondent)

Stephen L. Smith, Minneapolis, Minnesota (for appellant)


         Considered and decided by Chutich, Presiding Judge; Ross, Judge; and Larkin,

Judge.

                          UNPUBLISHED OPINION

ROSS, Judge

         Nicholas Rod pleaded guilty to first-degree burglary after he forced his way into a

Minneapolis home and repeatedly punched the resident. Rod challenges the district
court’s denial of his motion to withdraw his guilty plea and argues that the court abused

its discretion by upwardly departing from the sentencing guidelines to impose a 69-month

prison sentence. Because we hold that the district court did not abuse its discretion by

denying Rod’s motion to withdraw his plea, and because Rod’s sentence falls within the

presumptive guidelines range and does not constitute a departure, we affirm.

                                               FACTS

       Just after two o’clock on an early morning in April 2013, Nicholas Rod repeatedly

kicked the door of a stranger’s home in Minneapolis. The resident opened the door

slightly, and Rod forced his way inside and attacked the man, punching him repeatedly in

the face and tackling him to the floor and pinning him there several minutes. Rod

eventually let the man up, wandered into the bedroom, and lay on the resident’s bed

staring at the ceiling until police arrived.

       The state charged Rod with first-degree burglary. Rod claimed to have no memory

of the episode. Rod was conditionally released from custody during the following year,

but four times he violated the terms of his release.

       In July 2014, Rod entered a Norgaard guilty plea to the burglary charge. The

parties’ plea agreement contemplated sentencing alternatives that depended on Rod’s

compliance with the terms of his conditional release. If Rod complied with the

conditions, the district court would sentence him to 40 months in prison, but if he

violated the conditions, the district court would sentence him to 69 months.

       During the guilty-plea hearing, the district court judge asked if Rod had enough

time to discuss his plea with his attorney. Rod answered that he had. Rod’s attorney


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asked whether Rod understood the guilty plea and the rights he was waiving by entering

it. Rod affirmed that he understood. Rod also acknowledged that if he violated the

conditions of release, he would face a 69-month prison sentence, which would be 29

months longer than the sentence he would face if he complied. Rod’s attorney asked

whether Rod was thinking clearly notwithstanding his treatment for depression and

chemical dependency. Rod responded that he was thinking “[c]ompletely clearly.” The

district court also questioned Rod regarding his understanding of the particularity of a

Norgaard plea—that he was pleading guilty but could not recall the incident. Rod

acknowledged that he could not remember his behavior because he had become

voluntarily intoxicated. The district court scheduled the sentencing hearing.

       Rod soon again violated his conditional-release terms and police took him into

custody. The day before his scheduled sentencing, Rod moved to withdraw his guilty

plea. He maintained that the plea was invalid because he entered it under stress and had

been unable to consult with his family. But Rod admitted under questioning that the

district court had given him additional time to consult with his attorney and that he had

never asked to confer with his family. The district court denied the plea-withdrawal

motion, finding that Rod failed to present any manifest injustice and that it was not fair

and just to allow the requested withdrawal. The district court sentenced Rod to 69 months

in prison. Rod appeals.

                                     DECISION

       Rod challenges the district court’s denial of his motion to withdraw his guilty plea.

He also challenges the validity of his 69-month prison sentence. For the reasons that


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follow, we hold that the district court did not abuse its discretion by denying Rod’s

motion to withdraw his plea and by imposing the 69-month prison sentence.

                                               I

       Rod sought to withdraw his plea under both bases of plea withdrawal in Minnesota

Rule of Criminal Procedure 15.05. A defendant may withdraw his guilty plea before

sentencing if it is “fair and just” to allow him do so. Minn. R. Crim. P. 15.05, subd. 2. Or

the defendant can withdraw his plea if he shows that “withdrawal is necessary to correct a

manifest injustice” after the sentence has been entered. Id., subd. 1. Rod moved to

withdraw his guilty plea before the district court sentenced him, but he moved to

withdraw under both the pre- and postsentence standards. The district court denied the

motion.

       Rod’s argument under the postsentence standard is not convincing. Whether

withdrawal is required to avoid a manifest injustice is a question of law, and we review

this determination de novo. State v. Raleigh, 
778 N.W.2d 90, 94
 (Minn. 2010). A

manifest injustice occurs if the guilty plea is not valid, and the plea is invalid if it was not

accurate, voluntary, or intelligent. 
Id.
 The requirement that a plea be intelligent ensures

that the defendant understands the charges, the rights he is waiving, and the consequences

of his plea. State v. Trott, 
338 N.W.2d 248, 251
 (Minn. 1983). Rod argues that his guilty

plea was not knowing and intelligent because of his ongoing struggle with depression and

addiction, inability to consult with his family, inadequate time to deliberate, and status in

custody. Rod provides no caselaw to support his theory that any of these factors (or all of

them combined) renders a plea unknowing or unintelligent per se. And the facts


                                               4
undermine his contention, in that he repeatedly informed the district court during the

Norgaard hearing that he was clearheaded and not influenced by his afflictions. He also

did not ask to consult with family and acknowledged that he received additional time to

confer with his attorney. No manifest injustice weighs against enforcing Rod’s guilty

plea, which the district court properly found to be knowing and intelligent.

       The district court also determined that it would not have been fair and just to allow

Rod to withdraw his plea. The decision to allow a defendant to withdraw his guilty plea

under the fair-and-just standard falls within the district court’s discretion, and we will

reverse the decision only for an abuse of discretion. Kim v. State, 
434 N.W.2d 263, 266

(Minn. 1989). Rod cites no additional bases beyond those he presented in his manifest-

injustice argument as to why the district court abused its discretion by finding it not fair

and just to allow him to withdraw his plea. Rod’s primary argument is that he was under

a “great deal of stress” when he entered the guilty plea. He provides no factual or legal

ground to displace the district court’s assessment that he was not “under such undue

stress that it would be ‘fair and just’ to allow for withdrawal.” We therefore hold that the

district court acted within its discretion by denying Rod’s plea-withdrawal motion.

                                             II

       Rod’s sentencing argument appears to rest on a misunderstanding of law. He

argues that the district court abused its discretion when it sentenced him to 69 months in

prison, effectively imposing an 11-month upward departure from the presumptive

sentence of the sentencing guidelines. Rod seems to misunderstand what is a presumptive

sentence under the guidelines. A presumptive sentence is one that falls anywhere within


                                             5
the suitable sentencing range of the guidelines table. See State v. Jackson, 
749 N.W.2d 353
, 359 n.2 (Minn. 2008). Combining Rod’s criminal history score and the designated

severity level for his offense of first-degree burglary under Minnesota Statutes section

609.582, subdivision 1(c) (2012), the presumptive sentence range is 50–69 months. See

Minn. Sent. Guidelines 4.A (2012). The district court imposed a sentence at the top of

that appropriate range, and so the 69-month prison term constituted a presumptive

sentence. Rod’s departure argument therefore rests on a false premise.

      Rod argued more than a dozen additional points in his pro se supplemental brief,

which we have considered carefully and find to lack sufficient merit for additional

discussion.

      Affirmed.




                                            6


Reference

Status
Unpublished