Kapacs v. State of Minnesota

U.S. District Court, District of Minnesota

Kapacs v. State of Minnesota

Trial Court Opinion

             UNITED STATES DISTRICT COURT                            
                DISTRICT OF MINNESOTA                                


Margots Kapacs,                       Case No. 17-cv-3615 (WMW/HB)        

               Plaintiff,                                            
                            ORDER ADOPTING REPORT AND                
v.                          RECOMMENDATION                           

State of Minnesota and Minnesota Board                                    
on Judicial Standards,                                                    

               Defendants.                                           


This  matter  is  before  the  Court  on  the  August  22,  2017  Report  and 
Recommendation (R&R) of United States Magistrate Judge Hildy Bowbeer.  (Dkt. 18.)  
The Court granted Plaintiff Margots Kapacs’s request for an extension of time to object 
to the R&R, and Kapacs thereafter filed timely objections.                
On October 3, 2017, approximately three weeks after filing his objections to the 
R&R, Kapacs filed a motion for leave to amend his complaint.  Because Kapacs has not 
yet served his original complaint on Defendants, he is permitted to amend his complaint 
as a matter of course and need not first obtain the Court’s leave.  See Fed. R. Civ. 
P. 15(a)(1).  Thus, the Court construes Kapacs’s amended complaint as the operative 
complaint.  In his amended complaint, Kapacs does not add or remove defendants or 
legal claims or otherwise alter the nature of the relief he seeks.  Rather, the amended 
complaint includes approximately six additional paragraphs in which Kapacs provides 
additional details in support of his claims.  These additional details involve allegations 
that the Minnesota state court judge who presided over Kapacs’s marriage dissolution 
proceedings treated him unfairly during the course of those proceedings and altered court 
records,  and  that  Kapacs’s  complaints  to  Defendant  Minnesota  Board  on  Judicial 
Standards (Board) have been ignored.  In light of the limited nature of the differences 

between Kapacs’s original complaint and his amended complaint, the R&R’s analysis 
and recommendations with respect to the original complaint also are largely applicable to 
the amended complaint.  As such, the Court will construe the R&R as applying to the 
amended complaint.                                                        
The R&R observes that, under the Rooker-Feldman doctrine, this Court lacks 

subject matter jurisdiction over challenges to state-court decisions.  See D.C. Court of 
Appeals v. Feldman, 
460 U.S. 462, 482
 (1983); Rooker v. Fid. Trust Co., 
263 U.S. 413, 416
 (1923).  Thus, to the extent that Kapacs challenges the decisions of the Minnesota 
state courts in his marriage-dissolution proceedings, the R&R recommends dismissal for 
lack  of  subject-matter  jurisdiction.    As  to  Kapacs’s  claim  that  the  Board  has  acted 

unlawfully in rejecting his claims of judicial misconduct, the R&R concludes that (1) this 
Court  must  abstain  from  intervening  in  ongoing  administrative  state  proceedings 
involving alleged judicial misconduct and (2) Kapacs’s claim against the Board is both 
factually and legally frivolous because Kapacs has not alleged any judicial impropriety or 
misapplication of relevant law or that he has any legal entitlement to federal redress from 

the Board’s decisions.                                                    
In his objections, Kapacs first asserts that the R&R omits or misstates certain facts 
underlying his lawsuit.  Kapacs does not, however, identify any alleged omissions or 
misstatements  that  would  materially  affect  the  R&R’s  analysis  or  legal  conclusions.   
Moreover, several of Kapacs’s objections misconstrue the R&R.  For example, Kapacs 
incorrectly  asserts  that  the  R&R  concludes  “that  the  Minnesota  Board  on  Judicial 
Standards . . . is above the law.”  The R&R reaches no such conclusion.  Kapacs also 

incorrectly suggests that the R&R includes factual findings and legal conclusions as to 
the merits of Kapacs’s claims.  To the contrary, the R&R recommends declining to reach 
the substantive merits of Kapacs’s claims for lack of subject-matter jurisdiction.   
Significantly,  Kapacs  fails  to  acknowledge  or  remedy  the  jurisdictional 
deficiencies identified in the R&R.  Thus, the Court overrules Kapacs’s objections arising 

from his claims challenging the decisions of the Minnesota state courts and adopts the 
R&R’s  recommendation  that  these  claims  be  dismissed  for  lack  of  subject-matter 
jurisdiction.                                                             
Although Kapacs challenges the R&R’s conclusion that his claims against the 
Board must be dismissed, he does not challenge the R&R’s conclusion that this Court 

must  abstain  from  intervening  in  ongoing  state  administrative  proceedings  involving 
alleged  judicial  misconduct.    When  there  is  an  ongoing  state  proceeding  that  both 
implicates important state interests and provides an adequate opportunity to raise any 
relevant federal questions, a federal court should abstain from exercising jurisdiction.  
Plouffe v. Ligon, 
606 F.3d 890, 892
 (8th Cir. 2010).  Kapacs’s representations to this 

Court regarding the complaint he filed with the Board in July 2017 indicates that there is 
an ongoing state proceeding.  There “is a strong state interest in attorney disciplinary 
proceedings.”  
Id. at 893
.  And Kapacs has not demonstrated that the state administrative 
proceedings will not afford him an adequate opportunity to raise any relevant federal 
issues.    See  
id.
  (recognizing  that  plaintiff  bears  burden  to  show  that  state  attorney 
discipline  proceedings  will  not  afford  plaintiff  opportunity  to  raise  federal  issues, 
including constitutional claims).  Nor has Kapacs shown bad faith, harassment or other 

extraordinary circumstance that would make abstention inappropriate.  See 
id. at 892-93
.  
Thus, Kapacs’s objections do not establish that abstention is unwarranted here.  See 
id. at 893-94
 (affirming dismissal of complaint against director of state professional conduct 
office on abstention grounds).                                            
Even  if  abstention  were  not  warranted  here,  the  Eleventh  Amendment  to  the 

United States Constitution bars a plaintiff from suing a state or its agencies in federal 
court absent consent or congressional abrogation of immunity.  Monroe v. Ark. State 
Univ., 
495 F.3d 591, 594
 (8th Cir. 2007); Doe v. Nebraska, 
345 F.3d 593, 597
 (8th Cir. 
2003).  The Board is an agency of the State of Minnesota.  See Minn. Stat. § 490A.01 
(establishing Board); Snyder v. Kurvers, 
767 F.2d 489, 490
 (8th Cir. 1985) (describing 

origins of Board).  As a state agency, the Board is immune from being sued in federal 
court unless the state has consented to the lawsuit or Congress has abrogated the Board’s 
immunity.    See  Ashby  v.  Minn.  Bd.  on  Judicial  Standards,  No.  08-4691,  
2008 WL 5236023
,  at  *3  (D.  Minn.  Dec.  15,  2008)  (concluding  that  complaint  against 
Minnesota  Board  on  Judicial  Standards  must  be  dismissed  on  immunity  grounds).  

Kapacs has not alleged that either circumstance exists here.  For these reasons, the Court 
overrules Kapacs’s objections with respect to his claims against the Board. 
This Court reviews those portions of the R&R to which no objections have been 
made for clear error.  See Fed. R. Civ. P. 72(b) 1983 advisory committee note; Grinder v. 
Gammon, 
73 F.3d 793, 795
 (8th Cir. 1996) (per curiam).  Having reviewed those portions 
of the R&R, the Court concludes that the R&R is neither clearly erroneous nor contrary 
to  law.    Moreover,  the  additional  information  that  Kapacs  supplies  in  his  amended 

complaint does not remedy the deficiencies identified in the R&R or otherwise entitle 
Kapacs to the relief he seeks.1                                           
Based  on  the  foregoing  analysis,  the  R&R  and  all  the  files,  records  and 
proceedings herein, IT IS HEREBY ORDERED:                                 
1.   Plaintiff’s objections, (Dkt. 24), are OVERRULED;               

2.   The August 22, 2017 R&R, (Dkt. 18), is ADOPTED;                 
3.   Plaintiff’s  amended  complaint,  (Dkt.  26),  is  DISMISSED  WITHOUT 
PREJUDICE;                                                                
4.   Plaintiff’s application to proceed in district court without prepaying fees or 
costs, (Dkt. 2), is DENIED;                                               

5.   Plaintiff’s motion for a temporary restraining order, (Dkt. 4), is DENIED;  
6.   Plaintiff’s motion for a preliminary injunction, (Dkt. 12), is DENIED; and 
7.   Plaintiff’s motion to appoint counsel, (Dkt. 25), is DENIED.    
LET JUDGMENT BE ENTERED ACCORDINGLY.                                 


Dated:  November 20, 2017               s/Wilhelmina M. Wright            
                                   Wilhelmina M. Wright              
                                   United States District Judge      

1    After filing his objections to the R&R, Kapacs filed a motion to appoint counsel.  
In light of the Court’s rulings, Kapacs’s motion to appoint counsel is denied as moot.   

Trial Court Opinion

             UNITED STATES DISTRICT COURT                            
                DISTRICT OF MINNESOTA                                


Margots Kapacs,                       Case No. 17-cv-3615 (WMW/HB)        

               Plaintiff,                                            
                            ORDER ADOPTING REPORT AND                
v.                          RECOMMENDATION                           

State of Minnesota and Minnesota Board                                    
on Judicial Standards,                                                    

               Defendants.                                           


This  matter  is  before  the  Court  on  the  August  22,  2017  Report  and 
Recommendation (R&R) of United States Magistrate Judge Hildy Bowbeer.  (Dkt. 18.)  
The Court granted Plaintiff Margots Kapacs’s request for an extension of time to object 
to the R&R, and Kapacs thereafter filed timely objections.                
On October 3, 2017, approximately three weeks after filing his objections to the 
R&R, Kapacs filed a motion for leave to amend his complaint.  Because Kapacs has not 
yet served his original complaint on Defendants, he is permitted to amend his complaint 
as a matter of course and need not first obtain the Court’s leave.  See Fed. R. Civ. 
P. 15(a)(1).  Thus, the Court construes Kapacs’s amended complaint as the operative 
complaint.  In his amended complaint, Kapacs does not add or remove defendants or 
legal claims or otherwise alter the nature of the relief he seeks.  Rather, the amended 
complaint includes approximately six additional paragraphs in which Kapacs provides 
additional details in support of his claims.  These additional details involve allegations 
that the Minnesota state court judge who presided over Kapacs’s marriage dissolution 
proceedings treated him unfairly during the course of those proceedings and altered court 
records,  and  that  Kapacs’s  complaints  to  Defendant  Minnesota  Board  on  Judicial 
Standards (Board) have been ignored.  In light of the limited nature of the differences 

between Kapacs’s original complaint and his amended complaint, the R&R’s analysis 
and recommendations with respect to the original complaint also are largely applicable to 
the amended complaint.  As such, the Court will construe the R&R as applying to the 
amended complaint.                                                        
The R&R observes that, under the Rooker-Feldman doctrine, this Court lacks 

subject matter jurisdiction over challenges to state-court decisions.  See D.C. Court of 
Appeals v. Feldman, 
460 U.S. 462, 482
 (1983); Rooker v. Fid. Trust Co., 
263 U.S. 413, 416
 (1923).  Thus, to the extent that Kapacs challenges the decisions of the Minnesota 
state courts in his marriage-dissolution proceedings, the R&R recommends dismissal for 
lack  of  subject-matter  jurisdiction.    As  to  Kapacs’s  claim  that  the  Board  has  acted 

unlawfully in rejecting his claims of judicial misconduct, the R&R concludes that (1) this 
Court  must  abstain  from  intervening  in  ongoing  administrative  state  proceedings 
involving alleged judicial misconduct and (2) Kapacs’s claim against the Board is both 
factually and legally frivolous because Kapacs has not alleged any judicial impropriety or 
misapplication of relevant law or that he has any legal entitlement to federal redress from 

the Board’s decisions.                                                    
In his objections, Kapacs first asserts that the R&R omits or misstates certain facts 
underlying his lawsuit.  Kapacs does not, however, identify any alleged omissions or 
misstatements  that  would  materially  affect  the  R&R’s  analysis  or  legal  conclusions.   
Moreover, several of Kapacs’s objections misconstrue the R&R.  For example, Kapacs 
incorrectly  asserts  that  the  R&R  concludes  “that  the  Minnesota  Board  on  Judicial 
Standards . . . is above the law.”  The R&R reaches no such conclusion.  Kapacs also 

incorrectly suggests that the R&R includes factual findings and legal conclusions as to 
the merits of Kapacs’s claims.  To the contrary, the R&R recommends declining to reach 
the substantive merits of Kapacs’s claims for lack of subject-matter jurisdiction.   
Significantly,  Kapacs  fails  to  acknowledge  or  remedy  the  jurisdictional 
deficiencies identified in the R&R.  Thus, the Court overrules Kapacs’s objections arising 

from his claims challenging the decisions of the Minnesota state courts and adopts the 
R&R’s  recommendation  that  these  claims  be  dismissed  for  lack  of  subject-matter 
jurisdiction.                                                             
Although Kapacs challenges the R&R’s conclusion that his claims against the 
Board must be dismissed, he does not challenge the R&R’s conclusion that this Court 

must  abstain  from  intervening  in  ongoing  state  administrative  proceedings  involving 
alleged  judicial  misconduct.    When  there  is  an  ongoing  state  proceeding  that  both 
implicates important state interests and provides an adequate opportunity to raise any 
relevant federal questions, a federal court should abstain from exercising jurisdiction.  
Plouffe v. Ligon, 
606 F.3d 890, 892
 (8th Cir. 2010).  Kapacs’s representations to this 

Court regarding the complaint he filed with the Board in July 2017 indicates that there is 
an ongoing state proceeding.  There “is a strong state interest in attorney disciplinary 
proceedings.”  
Id. at 893
.  And Kapacs has not demonstrated that the state administrative 
proceedings will not afford him an adequate opportunity to raise any relevant federal 
issues.    See  
id.
  (recognizing  that  plaintiff  bears  burden  to  show  that  state  attorney 
discipline  proceedings  will  not  afford  plaintiff  opportunity  to  raise  federal  issues, 
including constitutional claims).  Nor has Kapacs shown bad faith, harassment or other 

extraordinary circumstance that would make abstention inappropriate.  See 
id. at 892-93
.  
Thus, Kapacs’s objections do not establish that abstention is unwarranted here.  See 
id. at 893-94
 (affirming dismissal of complaint against director of state professional conduct 
office on abstention grounds).                                            
Even  if  abstention  were  not  warranted  here,  the  Eleventh  Amendment  to  the 

United States Constitution bars a plaintiff from suing a state or its agencies in federal 
court absent consent or congressional abrogation of immunity.  Monroe v. Ark. State 
Univ., 
495 F.3d 591, 594
 (8th Cir. 2007); Doe v. Nebraska, 
345 F.3d 593, 597
 (8th Cir. 
2003).  The Board is an agency of the State of Minnesota.  See Minn. Stat. § 490A.01 
(establishing Board); Snyder v. Kurvers, 
767 F.2d 489, 490
 (8th Cir. 1985) (describing 

origins of Board).  As a state agency, the Board is immune from being sued in federal 
court unless the state has consented to the lawsuit or Congress has abrogated the Board’s 
immunity.    See  Ashby  v.  Minn.  Bd.  on  Judicial  Standards,  No.  08-4691,  
2008 WL 5236023
,  at  *3  (D.  Minn.  Dec.  15,  2008)  (concluding  that  complaint  against 
Minnesota  Board  on  Judicial  Standards  must  be  dismissed  on  immunity  grounds).  

Kapacs has not alleged that either circumstance exists here.  For these reasons, the Court 
overrules Kapacs’s objections with respect to his claims against the Board. 
This Court reviews those portions of the R&R to which no objections have been 
made for clear error.  See Fed. R. Civ. P. 72(b) 1983 advisory committee note; Grinder v. 
Gammon, 
73 F.3d 793, 795
 (8th Cir. 1996) (per curiam).  Having reviewed those portions 
of the R&R, the Court concludes that the R&R is neither clearly erroneous nor contrary 
to  law.    Moreover,  the  additional  information  that  Kapacs  supplies  in  his  amended 

complaint does not remedy the deficiencies identified in the R&R or otherwise entitle 
Kapacs to the relief he seeks.1                                           
Based  on  the  foregoing  analysis,  the  R&R  and  all  the  files,  records  and 
proceedings herein, IT IS HEREBY ORDERED:                                 
1.   Plaintiff’s objections, (Dkt. 24), are OVERRULED;               

2.   The August 22, 2017 R&R, (Dkt. 18), is ADOPTED;                 
3.   Plaintiff’s  amended  complaint,  (Dkt.  26),  is  DISMISSED  WITHOUT 
PREJUDICE;                                                                
4.   Plaintiff’s application to proceed in district court without prepaying fees or 
costs, (Dkt. 2), is DENIED;                                               

5.   Plaintiff’s motion for a temporary restraining order, (Dkt. 4), is DENIED;  
6.   Plaintiff’s motion for a preliminary injunction, (Dkt. 12), is DENIED; and 
7.   Plaintiff’s motion to appoint counsel, (Dkt. 25), is DENIED.    
LET JUDGMENT BE ENTERED ACCORDINGLY.                                 


Dated:  November 20, 2017               s/Wilhelmina M. Wright            
                                   Wilhelmina M. Wright              
                                   United States District Judge      

1    After filing his objections to the R&R, Kapacs filed a motion to appoint counsel.  
In light of the Court’s rulings, Kapacs’s motion to appoint counsel is denied as moot.   

Reference

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