Asset Marketing Services, LLC v. JAM Products, Inc.et al

U.S. District Court, District of Minnesota

Asset Marketing Services, LLC v. JAM Products, Inc.et al

Trial Court Opinion

                UNITED STATES DISTRICT COURT                             
                    DISTRICT OF MINNESOTA                                


Asset Marketing Services, LLC,     Case No. 19-cv-02113 (SRN/TNL)        

          Plaintiff,                                                     

v.                                          ORDER                        

JAM Products, Inc., d/b/a S&A Partners;                                  
and Steven Harris,                                                       

          Defendants.                                                    


Alyssa M. Troje, Jessica Sharpe, and Mark W. Vyvyan, Fredrikson & Byron, P.A., 200 
South Sixth Street, Suite 4000, Minneapolis, MN 55402, for Plaintiff.    

Barbara P. Berens, Carrie L. Zochert, and Erin K. Fogarty Lisle, Berens & Miller, P.A., 
80 South Eighth Street, Suite 3720, Minneapolis, MN 55402, for Defendants. 


SUSAN RICHARD NELSON, United States District Judge                        
    This matter is before the Court on the Motion in Limine [Doc. No. 38] filed by 
Defendants. In their motion, Defendants seek—in relevant part—to preclude Plaintiff from 
offering evidence in support of its unjust enrichment claim against Defendant Steven 
Harris.1 Plaintiff’s unjust enrichment claim is plead in the alternative to its breach of 
contract claim against Harris. As Plaintiff explains, “In the event that the jury finds there 
is no contract between AMS and Harris, AMS brings an unjust enrichment claim against 

    1 The Court notes that the Complaint originally alleged an unjust enrichment claim 
against both JAM Products, Inc. and Steven Harris. (See Compl. [Doc. No. 1-1], at 11.) At 
the pre-trial conference held on July  16, 2021, Plaintiff agreed to dismiss its unjust 
enrichment claim against JAM Products, Inc.                               
Harris. This claim is only applicable upon a finding that Harris is not a party to the 
Consulting Agreement.” (Pl.’s Mem. in Opp’n to Defs.’ Mot. in Limine [Doc. No. 72], at 

3.)                                                                       
    The Court  finds  that, as  a  matter  of  law,  Harris  is  a  party  to  the  Consulting 
Agreement. Under Minnesota law, the interpretation of an unambiguous contract is a 
question of law. Richie Co., LLP. v. Lyndon Ins. Grp., Inc., 
316 F.3d 758, 760
 (8th Cir. 
2003). Harris signed the Consulting Agreement and its May 2016 amendment both for 
JAM  Products,  Inc.  and  on  a  separate  signature  line  denoted  “STEVEN  HARRIS, 

individually.”  (See  Pl.  Tr.  Ex.  1,  at  5;  
id.,
  Am.  1,  at  2.)  In  interpreting  contractual 
provisions, Courts must endeavor to “give effect to all of [the] contract’s terms.” Metro. 
Airports Comm’n v. Noble, 
763 N.W.2d 639, 645
 (Minn. 2009). If Harris were not a party 
to the contract, there would be no need for him to sign the contract “individually,” as well 
as in his capacity as Chief Executive Officer of JAM Products.            

    Defendants contend that the contract’s obligations lie solely with JAM Products, 
and not Harris, and that therefore Harris is not a party to the contract despite his individual 
signature. However, the Consulting Agreement expressly imposes several obligations on 
Harris. Most importantly, paragraph 19 of the Agreement provides that “Steven Harris 
individually . . . agree[s] to not provide consulting services or to otherwise perform work 

for or on behalf of, any manufacturer, distributor or seller of precious metal or numismatic 
coin . . . during the Term of this Agreement . . . .” (Pl.’s Tr. Ex. 1, at 4.) Harris’s individual 
assent to this obligation demonstrates that he is a party to the Agreement. Moreover, the 
Consulting Agreement is permeated with references to Harris’s obligations to perform 
work for Plaintiff. (See, e.g., id. at 6 (“Consultant agrees that all consulting work performed 
pursuant to this Agreement shall be performed by Steven Harris personally . . . .”); id., Am. 

1,  at  1  (providing  that  “Consultant,  through  Steven  Harris,  shall  provide  assistance, 
resources, direction and consultation to AMS,” and “Consultant, through Steven Harris, 
will leverage its licensing relationships . . . for AMS”).) And, notably, emails between the 
parties indicate that the parties understood and intended for Harris to be individually bound 
by the Consulting Agreement. (See Pl.’s Tr. Ex. 2, at 3 (“We are interpreting the new 
language as creating a bar preventing me (or [JAM Products]) from providing consulting 

services . . . for any third party . . . or new company that I might acquire . . . .” (emphasis 
omitted)).)                                                               
    Because the Court finds that the Consulting Agreement unambiguously reflects an 
intent to bind Harris individually, the Court finds that both JAM Products and Harris were 
parties to the contract. Since Plaintiff’s unjust enrichment claim against Harris is premised 

on the conclusion that Harris was not so bound, the Court grants Defendants’ motion and 
dismisses the unjust enrichment claim against Harris.                     
    Accordingly, IT IS HEREBY ORDERED that Defendants’ Motion in Limine  
[Doc. No. 38] is GRANTED in part, and Plaintiff’s unjust enrichment claim against 
Defendant Steven Harris is DISMISSED.                                     

IT IS SO ORDERED.                                                         

Dated: July 16, 2021                 s/Susan Richard Nelson               
                                    SUSAN RICHARD NELSON                 
                                    United States District Judge         

Trial Court Opinion

                UNITED STATES DISTRICT COURT                             
                    DISTRICT OF MINNESOTA                                


Asset Marketing Services, LLC,     Case No. 19-cv-02113 (SRN/TNL)        

          Plaintiff,                                                     

v.                                          ORDER                        

JAM Products, Inc., d/b/a S&A Partners;                                  
and Steven Harris,                                                       

          Defendants.                                                    


Alyssa M. Troje, Jessica Sharpe, and Mark W. Vyvyan, Fredrikson & Byron, P.A., 200 
South Sixth Street, Suite 4000, Minneapolis, MN 55402, for Plaintiff.    

Barbara P. Berens, Carrie L. Zochert, and Erin K. Fogarty Lisle, Berens & Miller, P.A., 
80 South Eighth Street, Suite 3720, Minneapolis, MN 55402, for Defendants. 


SUSAN RICHARD NELSON, United States District Judge                        
    This matter is before the Court on the Motion in Limine [Doc. No. 38] filed by 
Defendants. In their motion, Defendants seek—in relevant part—to preclude Plaintiff from 
offering evidence in support of its unjust enrichment claim against Defendant Steven 
Harris.1 Plaintiff’s unjust enrichment claim is plead in the alternative to its breach of 
contract claim against Harris. As Plaintiff explains, “In the event that the jury finds there 
is no contract between AMS and Harris, AMS brings an unjust enrichment claim against 

    1 The Court notes that the Complaint originally alleged an unjust enrichment claim 
against both JAM Products, Inc. and Steven Harris. (See Compl. [Doc. No. 1-1], at 11.) At 
the pre-trial conference held on July  16, 2021, Plaintiff agreed to dismiss its unjust 
enrichment claim against JAM Products, Inc.                               
Harris. This claim is only applicable upon a finding that Harris is not a party to the 
Consulting Agreement.” (Pl.’s Mem. in Opp’n to Defs.’ Mot. in Limine [Doc. No. 72], at 

3.)                                                                       
    The Court  finds  that, as  a  matter  of  law,  Harris  is  a  party  to  the  Consulting 
Agreement. Under Minnesota law, the interpretation of an unambiguous contract is a 
question of law. Richie Co., LLP. v. Lyndon Ins. Grp., Inc., 
316 F.3d 758, 760
 (8th Cir. 
2003). Harris signed the Consulting Agreement and its May 2016 amendment both for 
JAM  Products,  Inc.  and  on  a  separate  signature  line  denoted  “STEVEN  HARRIS, 

individually.”  (See  Pl.  Tr.  Ex.  1,  at  5;  
id.,
  Am.  1,  at  2.)  In  interpreting  contractual 
provisions, Courts must endeavor to “give effect to all of [the] contract’s terms.” Metro. 
Airports Comm’n v. Noble, 
763 N.W.2d 639, 645
 (Minn. 2009). If Harris were not a party 
to the contract, there would be no need for him to sign the contract “individually,” as well 
as in his capacity as Chief Executive Officer of JAM Products.            

    Defendants contend that the contract’s obligations lie solely with JAM Products, 
and not Harris, and that therefore Harris is not a party to the contract despite his individual 
signature. However, the Consulting Agreement expressly imposes several obligations on 
Harris. Most importantly, paragraph 19 of the Agreement provides that “Steven Harris 
individually . . . agree[s] to not provide consulting services or to otherwise perform work 

for or on behalf of, any manufacturer, distributor or seller of precious metal or numismatic 
coin . . . during the Term of this Agreement . . . .” (Pl.’s Tr. Ex. 1, at 4.) Harris’s individual 
assent to this obligation demonstrates that he is a party to the Agreement. Moreover, the 
Consulting Agreement is permeated with references to Harris’s obligations to perform 
work for Plaintiff. (See, e.g., id. at 6 (“Consultant agrees that all consulting work performed 
pursuant to this Agreement shall be performed by Steven Harris personally . . . .”); id., Am. 

1,  at  1  (providing  that  “Consultant,  through  Steven  Harris,  shall  provide  assistance, 
resources, direction and consultation to AMS,” and “Consultant, through Steven Harris, 
will leverage its licensing relationships . . . for AMS”).) And, notably, emails between the 
parties indicate that the parties understood and intended for Harris to be individually bound 
by the Consulting Agreement. (See Pl.’s Tr. Ex. 2, at 3 (“We are interpreting the new 
language as creating a bar preventing me (or [JAM Products]) from providing consulting 

services . . . for any third party . . . or new company that I might acquire . . . .” (emphasis 
omitted)).)                                                               
    Because the Court finds that the Consulting Agreement unambiguously reflects an 
intent to bind Harris individually, the Court finds that both JAM Products and Harris were 
parties to the contract. Since Plaintiff’s unjust enrichment claim against Harris is premised 

on the conclusion that Harris was not so bound, the Court grants Defendants’ motion and 
dismisses the unjust enrichment claim against Harris.                     
    Accordingly, IT IS HEREBY ORDERED that Defendants’ Motion in Limine  
[Doc. No. 38] is GRANTED in part, and Plaintiff’s unjust enrichment claim against 
Defendant Steven Harris is DISMISSED.                                     

IT IS SO ORDERED.                                                         

Dated: July 16, 2021                 s/Susan Richard Nelson               
                                    SUSAN RICHARD NELSON                 
                                    United States District Judge         

Reference

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