United States v. Pfeiffer

U.S. District Court, District of Minnesota

United States v. Pfeiffer

Trial Court Opinion

                 UNITED STATES DISTRICT COURT                            
                     DISTRICT OF MINNESOTA                               
                  CIVIL NO. 20-1974 (DSD/KMM)                            

UNITED STATES OF AMERICA,                                                

    Plaintiff,                                                           
v.                                          ORDER                        
REESE PFEIFFER; JEANNE                                                   
PFEIFFER; MICHAEL FRUEN;                                                 
JEREMY MARTINEAU; FRUEN &                                                
PFEIFFER, LLP; M. FRUEN                                                  
PROPERTIES, LLC;                                                         

    Defendants.                                                          

    This matter is before the court upon the government’s motion         
for civil contempt and imposition of contempt fines.  Based on a          
review of the file, record, and proceedings herein, and for the           
following reasons, the motion is granted in part.                         
     “[I]t is firmly established that the power to punish for            
contempt  ...  is  inherent  in  all  courts.”   Chambers  v.  NASCO,     
Inc., 
501 U.S. 32, 44
  (1991) (citation  and  internal  quotation      
marks  omitted).    “One  of  the  overarching  goals  of  a  court’s     
contempt power is to ensure that litigants do not anoint themselves       
with the power to adjudge the validity of orders to which they are        
subject.”  Chi. Truck Drivers v. Bhd. Labor Leasing, 
207 F.3d 500
,        
504 (8th Cir. 2000).  “A party seeking civil contempt bears the           
initial burden of proving, by clear and convincing evidence, that         
the alleged contemnors violated a court order.”  Id. at 505.  “At         
that point, the burden ... shift[s] to the [defendant] to show an         
inability to comply.”  Id.                                                

    The court has carefully reviewed the parties’ submissions and        
finds that defendants Reese and Jeanne Pfeiffer are in contempt of        
the consent decree approved by the court on October 25, 2021, ECF         
No.  81,  on  the  bases  set  forth  in  the  government’s  papers.      
Specifically,  defendants  violated  paragraphs  12  and  16  of  the     
consent decree by purchasing residential rental properties without        
notifying the government and by failing to have an independent            
management firm oversee and manage those properties.  See Samie           
Decl.; Kennedy Decl.; Hartman Decl.                                       
    Defendants have attempted to excuse their conduct by arguing         
that  they  were  unaware  of  relevant  provisions  in  the  consent     
decree.    The  court  is  wholly  unpersuaded  by  such  arguments.      

Defendants entered into the consent decree and are charged with           
complying with its terms.  Any questions as to whether conduct may        
violate the terms of the consent decree can readily be answered by        
counsel who represented them when they signed the consent decree,         
by the government, or by simply reading the consent decree itself.        
Further, defendants fail to even assert that they are unable to           
comply  with  the  terms  of  the  consent  decree.    Given  these       
circumstances, coupled with defendants’ previous violations of the        
consent decree,1 the court finds that fines are appropriate and           
necessary.                                                                
    The  court  has  broad  discretion  to  impose   appropriate         

punishment for a party’s contempt of the court’s authority.  United       
Mine Workers v. Bagwell, 
512 U.S. 821, 827
 (1994); Shillitani v.          
United  States,  
384 U.S. 364, 370
  (1966).  Such  punishment  may     
include fines, imprisonment, or both.  Bagwell, 
512 U.S. at 827
.          
    The court agrees with the government that the fine here should       
total $35,600, based on the established violations of the consent         
decree.  See ECF No. 91, at 17.                                           
    The  court  declines,  however,  to  order  that  any  future        
violations will be subject to a fine in the amount of $1,000 per          
incident,  as  the  government  requests.    Should  other  suspected     
violations occur, the court will address the matter on its merits         
rather than prospectively.                                                

    Accordingly, IT IS HEREBY ORDERED that:                              
    1.   The motion for contempt and the imposition of fines [ECF        
No. 89] is granted in part as set forth above;                            
    2.   Defendants Reese Pfeiffer and Jeanne Pfeiffer are found         
in civil contempt and must pay to the government a civil contempt         



    1  Defendants were found in contempt of the consent decree           
just a few months after it was signed and agreed to pay a fine.           
See ECF No. 84, at 9-11; ECF No. 86.                                      
fine  of  $35,600  within  30  days  of  receiving  instructions  for     
payment from the government;                                              
    3.   The  government  may,  at  its  discretion,  seek  to  have     

defendants Reese and Jeanne Pfeiffer reimburse the government for         
its reasonable attorney’s fees and costs incurred in enforcing the        
terms of the consent decree, as determined by the court; and              
    4.   The court retains jurisdiction over this matter for the         
purpose of enforcing the terms of the consent decree and this             
contempt order.                                                           
LET JUDGMENT BE ENTERED ACCORDINGLY.                                      
Dated: May 2, 2024            s/David S. Doty                             
                             David S. Doty, Judge                        
                             United States District Court                

Trial Court Opinion

                 UNITED STATES DISTRICT COURT                            
                     DISTRICT OF MINNESOTA                               
                  CIVIL NO. 20-1974 (DSD/KMM)                            

UNITED STATES OF AMERICA,                                                

    Plaintiff,                                                           
v.                                          ORDER                        
REESE PFEIFFER; JEANNE                                                   
PFEIFFER; MICHAEL FRUEN;                                                 
JEREMY MARTINEAU; FRUEN &                                                
PFEIFFER, LLP; M. FRUEN                                                  
PROPERTIES, LLC;                                                         

    Defendants.                                                          

    This matter is before the court upon the government’s motion         
for civil contempt and imposition of contempt fines.  Based on a          
review of the file, record, and proceedings herein, and for the           
following reasons, the motion is granted in part.                         
     “[I]t is firmly established that the power to punish for            
contempt  ...  is  inherent  in  all  courts.”   Chambers  v.  NASCO,     
Inc., 
501 U.S. 32, 44
  (1991) (citation  and  internal  quotation      
marks  omitted).    “One  of  the  overarching  goals  of  a  court’s     
contempt power is to ensure that litigants do not anoint themselves       
with the power to adjudge the validity of orders to which they are        
subject.”  Chi. Truck Drivers v. Bhd. Labor Leasing, 
207 F.3d 500
,        
504 (8th Cir. 2000).  “A party seeking civil contempt bears the           
initial burden of proving, by clear and convincing evidence, that         
the alleged contemnors violated a court order.”  Id. at 505.  “At         
that point, the burden ... shift[s] to the [defendant] to show an         
inability to comply.”  Id.                                                

    The court has carefully reviewed the parties’ submissions and        
finds that defendants Reese and Jeanne Pfeiffer are in contempt of        
the consent decree approved by the court on October 25, 2021, ECF         
No.  81,  on  the  bases  set  forth  in  the  government’s  papers.      
Specifically,  defendants  violated  paragraphs  12  and  16  of  the     
consent decree by purchasing residential rental properties without        
notifying the government and by failing to have an independent            
management firm oversee and manage those properties.  See Samie           
Decl.; Kennedy Decl.; Hartman Decl.                                       
    Defendants have attempted to excuse their conduct by arguing         
that  they  were  unaware  of  relevant  provisions  in  the  consent     
decree.    The  court  is  wholly  unpersuaded  by  such  arguments.      

Defendants entered into the consent decree and are charged with           
complying with its terms.  Any questions as to whether conduct may        
violate the terms of the consent decree can readily be answered by        
counsel who represented them when they signed the consent decree,         
by the government, or by simply reading the consent decree itself.        
Further, defendants fail to even assert that they are unable to           
comply  with  the  terms  of  the  consent  decree.    Given  these       
circumstances, coupled with defendants’ previous violations of the        
consent decree,1 the court finds that fines are appropriate and           
necessary.                                                                
    The  court  has  broad  discretion  to  impose   appropriate         

punishment for a party’s contempt of the court’s authority.  United       
Mine Workers v. Bagwell, 
512 U.S. 821, 827
 (1994); Shillitani v.          
United  States,  
384 U.S. 364, 370
  (1966).  Such  punishment  may     
include fines, imprisonment, or both.  Bagwell, 
512 U.S. at 827
.          
    The court agrees with the government that the fine here should       
total $35,600, based on the established violations of the consent         
decree.  See ECF No. 91, at 17.                                           
    The  court  declines,  however,  to  order  that  any  future        
violations will be subject to a fine in the amount of $1,000 per          
incident,  as  the  government  requests.    Should  other  suspected     
violations occur, the court will address the matter on its merits         
rather than prospectively.                                                

    Accordingly, IT IS HEREBY ORDERED that:                              
    1.   The motion for contempt and the imposition of fines [ECF        
No. 89] is granted in part as set forth above;                            
    2.   Defendants Reese Pfeiffer and Jeanne Pfeiffer are found         
in civil contempt and must pay to the government a civil contempt         



    1  Defendants were found in contempt of the consent decree           
just a few months after it was signed and agreed to pay a fine.           
See ECF No. 84, at 9-11; ECF No. 86.                                      
fine  of  $35,600  within  30  days  of  receiving  instructions  for     
payment from the government;                                              
    3.   The  government  may,  at  its  discretion,  seek  to  have     

defendants Reese and Jeanne Pfeiffer reimburse the government for         
its reasonable attorney’s fees and costs incurred in enforcing the        
terms of the consent decree, as determined by the court; and              
    4.   The court retains jurisdiction over this matter for the         
purpose of enforcing the terms of the consent decree and this             
contempt order.                                                           
LET JUDGMENT BE ENTERED ACCORDINGLY.                                      
Dated: May 2, 2024            s/David S. Doty                             
                             David S. Doty, Judge                        
                             United States District Court                

Reference

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