First National Bank v. Converse Rubber Co.
First National Bank v. Converse Rubber Co.
Opinion of the Court
Appeal by Converse Rubber Company, a corporation, and 13 other creditors of the estate of J. Ben Nelson, whose claims have been duly filed and allowed against the estate, from a judgment of the district court reversing an order of the probate court of Nicollet county disallowing a claim of the First National Bank of St. Peter (hereinafter mentioned as the bank) against the estate, and allowing the claim in full. All the objectors to respondent’s claim in the probate court appeared by the same attorney, who appeared for them in the district court and on this appeal.
In the district court appellants appeared specially and moved to dismiss the appeal on the ground that the notice of appeal had not been served upon the executrix of the estate. Error is here assigned upon the refusal of the court below to dismiss the appeal. An order of the probate court disallowing a claim against an estate is appealable. 2 Mason Minn. St. 1927, § 8983(4). Section 8984 permits an appeal from an order on a claim “by the representative or by the creditor.” When the representative declines to appeal, “any person interested in the estate as creditor, devisee, legatee, or heir may appeal in the name of such representative and by the same proceedings.” Section 8985 declares that no appeal shall be effectual for any purpose unless the appellant within 30 days after notice of the order, judgment, or decree appealed from “shall serve a written notice upon the adverse party, his agent or attorney who
In Davis v. Swedish-Am. Nat. Bank, 78 Minn. 408, 80 N. W. 953, 81 N. W. 210, 79 A. S. R. 400, only 3 of the 41 creditors who had filed claims in an insolvency matter opposed or contested the assignee’s account. The assignee served notice of his appeal to this court, from the order of the district court disallowing certain items, upon the 3 creditors only who contested the account. This service was held to give this court jurisdiction though no service was made on 38 of the creditors affected. In Schultz v. Brown, 47 Minn. 255, 257, 49 N. W. 982, it was held that where a representative refused to appeal from the allowance of a claim, a person interested in the estate could appeal without stating in the notice of appeal that there had been such a refusal. That he had refused was a fact that could be proved at any time it ivas called in question. So here, the
“If a non-appearing creditor is an adverse party, so also would be a non-appearing heir or legatee, and if one must be served with notice of appeal, so must the other. In all solvent estates the heir or legatee is more vitally interested in the balance on hand than is a creditor. If all the parties thus interested in the fund are to be deemed adverse parties within the meaning of that term as used in § 940 of the Code of Civil Procedure, requiring the service of notice of appeal on the adverse party, then in every appeal from a probate proceeding all such interested parties must be served with notice in order to give this court jurisdiction. Creditors and heirs are not required to appear by attorney in the administration of an estate,*149 and indeed they may never appear at all, either in person or by attorney. They may be out of the jurisdiction, or their names and residences may be unknown.”
After arguing on this line and citing prior decisions, the court concludes thus [143 Cal. 482]:
“In the light of these authorities, and for the reasons above given, we are of the opinion that upon the settlement of the account of an executor or administrator, only those persons interested in the estate who appear in the superior court and make some objection or exception to the account, or in some way make themselves parties of record to that proceeding, are necessary parties to an appeal from an order made therein, and that other persons equally interested and equally affected by the order, but who do not see fit to make any contest or objection to the account, or to any matters stated therein, need not be served with notice of appeal. Having failed to make themselves parties to the proceeding, they must, for the preservation of any advantage to themselves accruing from the order appealed from, depend upon the efforts of those who made the contest for their benefit.”
The Montana court has adopted and applied the rule just stated. In re McGovern’s Estate, 77 Mont. 182, 250 P. 812.
There is nothing in In re Estate of Osbon, 179 Minn. 133, 228 N. W. 551, which requires that the executrix here be held an adverse party. In re Estate of Dean, 180 Minn. 195, 230 N. W. 584, is to the effect that those who in probate court opposed the party who appeals from a disallowance of a claim are all adverse parties and must be served with notice of appeal. There the administrator, who in the probate court opposed the allowance of the claim, was served with notice of appeal; but an heir, who also appeared and opposed the allowance, was not served. The administrator was there considered the “champion of the estate”; but nevertheless every interested party who opposed the allowance of the claim in the probate court was deemed an adverse party to the one who appealed from its disallowance, and the appeal was held properly dismissed on motion of the heir. The logical inference from that
“One ground which was made in the motion to dismiss, and urged upon the court, was That there was no evidence that the notice of appeal had been given to the adverse party.’ This was clearly not a question that went to the jurisdiction of the appellate court. The fact of service gives the court jurisdiction. If there had in fact been a proper service of the notice upon the adverse party, the evidence might have been filed after the motion was made, and the motion would have been defeated thereby, so far as that ground was a reason for granting the same.”
And it was held that the appearance and making the motion to dismiss the appeal on the several grounds stated therein was a general appearance and a waiver of any defect in the service of the notice of appeal. Hence the Wisconsin court did not decide whether or not an executrix, who does not appear in probate court and does not oppose the allowance of a claim therein, is an adverse party to the claimant who appeals from its disallowance so that the notice of appeal must be served upon her. Under the record here the notice of appéal was duly served upon every adverse party of respondent who appeared and opposed the allowance of its claim, in the probate court, and the district court ruled correctly when a dismissal of the appeal was denied.
On the merits the district court rightly allowed' the claim. It appeared without dispute that deceased and his wife made their
The judgment is affirmed.
Dissenting Opinion
(dissenting).
I agree in what is said concerning the merits of respondent’s claim. I agree also that on the appeal to the district court the record of the probate court could not be amended or buttressed by affidavits or even by stipulation of counsel. I cannot agree that such a showing, dehors the record, would be allowed even to identify the “adverse party” in the probate court. If the record needs any amendment on that point, or any other, it should be made, I submit,
I cannot agree in the meaning attached to the phrase “adverse party” as it appears in 2 Mason Minn. St. 1927, § 8985. What makes an “adverse party” in litigation does not depend upon the presence or absence of an actual contest. The defendant who confesses judgment in favor of the plaintiff is in respect to the plaintiff the adverse party. So also is the plaintiff getting judgment by confession the adverse party in respect to the defendant. The phrase “adverse party” has a meaning fixed by settled law. Long before our statute was enacted, the words had, and still have, in respect to writs of error and appeals, a technical significance which prevents their being construed so as to include only the parties actually opposing, in the court below, the claim of the appellant or plaintiff in error. The words include “every party whose interest in relation to the judgment afid decree appealed from is in conflict with the modification or reversal sought by the appeal; i:' * ” every party interested in sustaining the judgment or decree.” 1 Wd. & Phr. (1 ser.) 224, citing cases too numerous for further reference here. See also 1 Wd. & Phr. (2 and 3 ser.).
An appeal is a continuation of the original action or proceeding in the appellate court. But “it is analogous in many respects to a writ of error, which is regarded as the beginning of a new action.” Hence the appellate court can consider only questions between the appellant and the parties upon whom the notice of appeal has been served. “Therefore the notice of appeal must be served on each adverse party as to whom it is sought to review, in this court, ány order or judgment, although he did not appear in the proceeding or action in the district court. * * It necessarily follows that where the order appealed from is indivisible, and must be affirmed, reversed or modified as to all parties to the action or proceeding, the appeal must be dismissed if they are not all made parties to the appeal.” Kells v. Nelson-Tenney Lbr. Co. 74 Minn. 8, 9, 10, 76 N. W. 790, 791. To the same effect are Lambert v. Scandinavian-Am. Bank, 66 Minn. 185, 68 N. W. 834, and Thwing v. McDonald, 139 Minn. 157, 165 N. W. 1065.
Reference
- Full Case Name
- IN RE ESTATE OF J. BEN NELSON. FIRST NATIONAL BANK OF ST. PETER v. CONVERSE RUBBER COMPANY AND OTHERS
- Status
- Published