Lee v. Crookston Coca-Cola Bottling Company
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Lee v. Crookston Coca-Cola Bottling Company
Dissenting Opinion
(dissenting).
I agree with the dissent of Mr. Justice Peterson.
Opinion of the Court
Appeal from an order denying a new trial after a jury verdict for defendant, Crookston Coca-Cola Bottling Company. The action is one for personal injury and consequential damages caused by an “exploding” bottle of carbonated beverage, and the appeal raises questions concerning the trial court’s submission of the issue of contributory negligence and its refusal to submit the issue of liability on the theory of strict liability, as plaintiffs requested. We find reversible error and grant a new trial.
Plaintiff Helen Lee, a waitress, while working at the Norman
The evidence relating to the injury-producing incident is not in substantial dispute. Defendant’s driver delivered a 12-bottle case of Coca-Cola and other beverages to the steak house shortly before noon on the day of the accident.
Plaintiff testified that she was “positive” and there was “not one bit” of question in her mind that she had not “struck” the “bottle on anything” as she was transferring it to the cooler. She insisted that the bottle had exploded spontaneously while in her hand, and this testimony was uncontroverted. Defendant, in support of its denial of liability, introduced evidence of the absence of temperature extremes on the date of the accident and called its plant manager and its driver, who described in detail its bottling and delivery operations, including the precautions taken to guard against the use of defective bottles. In addition, Dr. Oscar Fryer, a retired physics professor, who has done research and testing for the parent Coca-Cola company since 1939 and who has testified in numerous bottle-explosion cases, was called by defendant. He testified at length regarding the physical properties of carbonated beverages, the effect of temperature and agitation upon the internal pressure of a bottle of carbonated beverage, and the results of breakage and internal-pressure tests conducted in defendant’s plant with respect to seven 26-ounce Coca-Cola bottles picked at random from defendant’s supply. He explained that three forces can cause a glass bottle to break, namely, thermo-shock, internal pressure, and external forces,
Because the fragments of the bottle in question were unavailable, and in view of plaintiffs’ prima facie proof of liability under the doctrine of res ipsa loquitur, defendant sought Dr. Fryer’s opinion testimony in answer to a hypothetical question to support its claim that the injury-producing explosion was caused by external force due to plaintiff’s mishandling. The question finally posed, after plaintiffs’ repeated objections on the ground of materiality and insufficient factual foundation, was directed to elicit an opinion as to what would cause a hypothetical bottle in the hands of a hypothetical person to explode. The question was based upon hypothetical facts relating to defendant’s bottling and delivery procedures as testified to by its manager and driver, the expert witness’ own observations at defendant’s plant and the results of his testing, and in part on the testimony of plaintiff describing the circumstances of the incident resulting in her injury. Besponding to the hypothetical question, Dr. Fryer stated, “It is my opinion that the bottle was struck a blow at the time that it failed.” Over plaintiffs’ objection, this opinion was ruled admissible and provided the basis for the court’s sübmission, also over plaintiffs’ objection, of the issue of contributory negligence. The court also refused plaintiffs’ request to instruct the jury that if the jury found that the bottle was defective, the rule of strict liability should be applied.
Except for the opinion testimony of defendant’s expert witness, the record is devoid of any evidence upon which a finding of contributory negligence could be sustained. Where, as here, the expert witness has no firsthand knowledge of the exploded bottle such as he could gain from examining its fragments, or of its age, appearance, condition, and the circumstances of its handling during the course of bottling and prior to delivery into the hands of the injured party, or the injury-producing incident, the customary way of securing the benefit of the expert’s scientific skill is to ask him to assume the truth of certain facts and then give his opinion based on such hypothesis. McCormick, Evidence, § 14, p. 30. However, the universal requirement for this type of hypothetical question is that the facts assumed must be supported by competent evidence in the case. Grapentin v. Harvey, 262 Minn. 222, 114 N. W. (2d) 578.
A new trial is also necessary because we hold that the circumstantial evidence justifying submission of the issue of liability to the jury on the theory of negligence also justified submission of the issue on the theory of strict liability in tort, as pleaded and requested by plaintiffs.
Our intention to apply the rule of strict liability to manufacturers and sellers of defective products was announced in McCormack v. Hankscraft Co. Inc. 278 Minn. 322, 154 N. W. (2d) 488. This decision was based on policy considerations expressed in our prior case law and a host of other authorities alluded to in the Hankscraft case. Summarized, these policy considerations are: (1) The public interest in safety will be promoted by discouraging the marketing of defective products which constitute a menace to consumers not equipped to protect themselves from products they are induced to purchase through modern adver
The rule of strict liability, as revised and adopted by the American Law Institute in 1964, is embodied in Restatement, Torts (2d) § 402A.
The greatest difficulty in establishing liability under this rule is in proving that the product was defective and that the defect existed when the product left defendant’s control. While in conventional tort terms no proof of negligence is necessary, in many cases proof of a defect may simply be a substitute word for negligence. Thus, strict liability does not mean that the defendant is held liable as an insurer of his product regardless of circumstances. As is true in negligence cases with respect to the mere fact of an accident, the mere fact of injury during use of the product usually is insufficient proof to show existence of a defect at the time defendant relinquished control. Kerr v. Corning Glass Works, 284 Minn. 115, 169 N. W. (2d) 587; Prosser, The Fall of the Citadel (Strict Liability to the Consumer), 50 Minn. L. Rev. 791, 843.
The narrow question presented here, however, is whether circumstantial evidence, the core of the res ipsa loquitor doctrine, is sufficient to take the case to the jury on the theory of strict liability as well as on the theory of negligence. This precise issue was discussed recently by way of dicta in Holkestad v. Coca-Cola Bottling Co. 288 Minn. 249, 180 N. W. (2d) 860. There, plaintiff was injured by an exploding 16-ounce bottle of Bubble Up. Upon instructions permitting the jury to infer negligence under the theory of res ipsa, a finding implicit in the verdict that defendant was negligent in using a defective bottle was upheld by this court. However, at the close of the evidence, the trial court held that the evidence, which consisted only of the circumstances of the injury-producing incident, was not sufficient to permit a finding that the bottle was defective and thereupon dismissed plaintiff’s alternative theory of strict liability. Because of the manifest inconsistency in the court’s ruling permitting a finding of negligence with respect to using a defective bottle and, under the same evidence, denying submission of the case on strict liability, we felt compelled to discuss the issue now directly presented in this case. In concluding that the court erred in dismissing plaintiff’s claim of strict liability, we observed:
“* * * When a plaintiff has proved that he was injured by a product claimed to have been defective, and where the claimed defect is such that there is circumstantial evidence from which it can be inferred that it is more probable than not that the product was defective when it left defendant’s hands, absent plaintiff’s own want of care or misuse of the product, there, is an evidentiary basis for submitting the issue of liability to the jury*331 on both the theory of negligence and strict liability in tort.” 288 Minn. 257, 180 N. W. (2d) 865.
For reasons which follow, we hold that recent observation to be the appropriate rule governing the disposition of the question presented in this case.
It surely must be conceded that circumstantial evidence of the type present in Holkestad and in this case justifies submission of the issue of liability on the theory of res ipsa. Johnson v. Coca-Cola Bottling Co. 235 Minn. 471, 51 N. W. (2d) 573. Although on post-trial or appellate review, as in Holkestad, there often may be disagreement as to whether such evidence is sufficient to sustain recovery, it would be unusual if the trial judge did not permit the jury to pass on whether or not the balance of probabilities preponderates in favor of defendant’s liability. Moreover, where the case is submitted on res ipsa, under this type of circumstantial evidence it would be strange indeed if the arguments to the jury, as in this and the Holkestad case, did not include conflicting contentions by counsel as to whether the evidence established that the bottler’s use of a defective bottle was the cause of the bottle’s failure. That such may be the only plausible cause of an exploding bottle is demonstrated by the evidence in this ease. As testified to by defendant’s expert, there are three fundamental causes of bottle failure: Thermo-shock, internal pressure, and external force. According to the expert’s testimony, failure because of thermo-shock could only result from drastic changes in temperature applied to the outside of the bottle, such as would be produced by placing a bottle containing hot liquid in cold water. Failure caused by external force, of course, usually results from an impact, such as striking or dropping the bottle. Failure because of internal pressure due to excessive carbonation is ordinarily unlikely because the bottle is designed to withstand approximately four times the pressure created by the gas introduced, and after the carbonated liquid is added to the syrup mixture, any excessive carbonation is equalized by exposure to atmospheric pressure during the interval between carbonation and
Under the theory of strict liability, the elements of proof as noted above are few and uncomplicated. The significant difference is that under strict liability the jury need hot infer from the circumstantial evidence that defendant was negligent in order to impose liability. It is sufficient that the evidence establishes that the manufacturer placed a dangerously defective product on the market, knowing that it is to be used without inspection for defects. Defendant’s evidence that it exercised the highest degree of care to guard against the use of a defective product may refute plaintiff’s circumstantial evidence of the injury-producing incident and support a finding that the product was not defective. Thus, in many product liability cases — especially those involving exploding bottles — , under both the theory of negligence and the theory of strict liability, the injured party, in practical effect, has the burden of proving a defect at the time the product left the manufacturer’s control. To argue that the same circumstantial evidence could not support a finding of a defective bottle sufficient to justify submission on the theory of strict liability seems clearly untenable and cannot be supported by reason or authority. Prosser, The Fall of the Citadel, (Strict Liability to the Consumer), supra; Keeton, Torts, 23
Where res ipsa is relied upon as the theory of recovery, plaintiff is not required to allege or prove specific claims of negligence or, as in this case, a specific defect. Anderson v. Eastern Minn. Power Co. 197 Minn. 144, 266 N. W. 702; Segal v. Bloom Brothers Co. 249 Minn. 367, 82 N. W. (2d) 359. Indeed, plaintiff’s inability to determine the specific defect or cause, coupled with the fact that the defendant is in a better position to present evidence as to the cause of the accident, is itself a fundamental reason for the res ipsa rule. The same reasoning applies with equal force to excuse plaintiff from proving a specific defect when pursuing recovery on the theory of strict liability. This is especially true in exploding-bottle cases and similar situations where the product is destroyed by reason of the defect, which is also obliterated, or where the defective part alone is destroyed by the incident. Grant v. Malkerson Sales, Inc. 259 Minn. 419, 108 N. W. (2d) 347; Franks v. National Dairy Products Corp. (W. D. Tex.) 282 F. Supp. 528. In short, under the theory of strict liability plaintiff should not be required to prove specifically what defect caused the incident, but may rely upon circumstantial evidence from which it can reasonably be inferred that it is more probable than not that the product was defective when it left defendant’s control.
In this case, plaintiffs relied on the circumstantial evidence concerning the unusual accident to support an inference that the explosion which resulted in injury to plaintiff Helen Lee was more likely than not caused by a defect in the bottle of Coca-Cola. The defendant was then faced with the task of refuting plaintiffs’ evidence. Being unable to submit evidence creating issues of contributory negligence or assumption of the risk on the part of the injured party, or of causation by reason of third-party intermeddling, the defendant was left with the defense of seeking to destroy or impair the credibility of the testimony of the injured party or the eyewitnesses to the event. In other
Thus, the trial court’s refusal to submit plaintiffs’ claim upon the theory of strict liability in tort must also be regarded as reversible error. The court’s ruling deprived plaintiffs of a legitimate choice of theories on which to submit the case. Plaintiffs are entitled to attempt to prove their case on either or both theories — that defendant was negligent or that it put a dangerously defective product on the market.
It could be argued that the case in effect was submitted to the jury on strict liability, since the jury was instructed on implied warranty. Although strict liability in tort and in warranty are very similar, we cannot view the court’s instructions as sufficient to constitute submission of the question of strict liability in tort to the jury. The jury was told that defendant warranted that the bottle of Coca-Cola “was reasonably fit for the ordinary and usual handling as it might reasonably anticipate in the exercise of reasonable care.” This language falls short of conveying to the jury that if a defect existed in defendant’s product when
Reversed and new trial granted.
The date of delivery was, to some minor extent, disputed by defendant since it had no available record of a delivery to the steak house on the date of the accident.
It wasn’t until 2 weeks after the accident that plaintiff experienced numbness in her fingers, requiring medical attention and ultimately surgery to remove the scar tissue around the median nerve.
In addition to the claimed errors in submitting contributory negligence and refusing to submit strict tort liability, plaintiffs contend that including an instruction that the mere happening of the accident is itself not proof of negligence was improper and that defense counsel’s reference to plaintiff’s receipt of workmen’s compensation benefits was prejudicial error. Defendant, by cross-appeal, claims error in the trial court’s refusal to grant its pretrial motion to implead the compensation carrier as the real party in interest, even though the order denying impleader declared the carrier to be bound by the outcome of the trial pursuant to a stipulation between plaintiffs and the carrier. Even
See, also, Sanchez v. Waldrup, 271 Minn. 419, 136 N. W. (2d) 61; Erickson v. Northern Minn. Nat. Bank, 235 Minn. 232, 50 N. W. (2d) 489; Hanrahan v. Safway Steel Scaffold Co. 233 Minn. 171, 46 N. W. (2d) 243.
In explaining his opinion, he said: “* * * I didn’t assume that the bottle went off spontaneously. I took the line that the bottle was struck. Now if you are going to assume that the bottle was not struck, I have not that hypothetical.”
For an extended discussion of these policy considerations, see Prosser, The Assault Upon the Citadel (Strict Liability to the Consumer), 69 Yale L. J. 1099, and Prosser, The Fall of the Citadel (Strict Liability to the Consumer), 50 Minn. L. Rev. 791. For arguments against, and impediments to, adopting the rule of strict liability, see Titus, Restatement (Second) of Torts Section 402A and the Uniform Commercial Code, 22 Stanford L. Rev. 713.
Restatement, Torts (2d) § 402A, provides: “(1) One who sells any product in a defective condition unreasonably dangerous to the user or consumer or to his property is subject to liability for physical harm thereby caused to the ultimate user or consumer, or to his property, if
“(a) the seller is engaged in the business of selling such a product, and
“(b) it is expected to and does reach the user or consumer without substantial change in the condition in which it is sold.
“(2) The rule stated in Subsection (1) applies although
“(a) the seller has exercised all possible care in the preparation and sale of his product, and
“(b) the user or consumer has not bought the product from or entered into any contractual relation with the seller.”
See also, e. g., Beetler v. Sales Affiliates, Inc. (7 Cir.) 431 F. (2d) 651. Cf. Gardner v. Coca-Cola Bottling Co. 267 Minn. 505, 127 N. W. (2d) 557.
Cf. Johnson v. Coca Cola Bottling Co. 235 Minn. 471, 51 N. W. (2d) 573.
Cf. Gardner v. Coca-Cola Bottling Co. supra; Nelson v. Anderson, 245 Minn. 445, 72 N. W. (2d) 861.
Dissenting Opinion
(dissenting).
Notwithstanding the elaborate rationalization of the result in today’s decision, as in the recent decision of Holkestad v. Coca-Cola Bottling Co. 288 Minn. 249, 180 N. W. (2d) 860, the practical result is to impose absolute liability upon the manufacturer, as an insurer, in bottle explosion cases. It now is only theoretically necessary for the injured consumer to establish the existence of a dangerous defect in the exploded bottle for, by resort to the doctrine of res ipsa loquitur, the mere happening of the event is held sufficient to prove the defect. Res ipsa, moreover, no longer gives rise merely to a permissible inference but will compel a favorable finding for the injured consumer. The manufacturer is effectively stripped of any defenses for, if the interested persons testify that there was no mishandling, it is now for all practical purposes impossible to adduce expert testimony upon which a jury may make a contrary finding.
There are, to be sure, important considerations of public policy to be considered. No one can quarrel with the majority’s premise that the public interest in safety is promoted by discouraging the marketing of defective products which constitute a menace to consumers not equipped to protect themselves. At a time when society is threatened with burial under mountains of nonbiodegradable trash, however, one may wonder whether the public interest is served by so effectively promoting the demise of returnable bottles.
Because I believe there was no prejudicial error in the rulings and submission of the trial court, I would affirm its order denying plaintiffs’ motion for a new trial.
Reference
- Full Case Name
- Claire Lee and Another v. Crookston Coca-Cola Bottling Company
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