State v. Andrews
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State v. Andrews
Opinion of the Court
Defendant, convicted by a St. Paul municipal court jury of driving while under the influence of an alcoholic beverage, Minn. St. 169.121, appeals from judgment of conviction and from the order denying his motion for a new trial. We reverse and grant defendant a new trial on the ground that the trial court committed prejudicial error in admitting evidence that defendant had refused to submit to chemical testing.
In State v. McCarthy, 259 Minn. 24, 104 N. W. 2d 673, 87 A. L. R. 2d 360 (1960), which was also a prosecution under § 169.121, we held that the admission of evidence that permitted the jury to infer that defendant had refused to submit to chemical testing constituted prejudicial error. We based that decision in part upon the privilege against compelled self-incrimination and in part upon § 169.121, which makes chemical testing voluntary on the defendant’s part.
Schmerber v. California, 384 U. S. 757, 86 S. Ct. 1826, 16 L. ed. 2d 908 (1966), relied upon by the state, has not caused us to change our opinion that admission of such evidence violates a defendant’s right not to be compelled in any criminal case to be a witness against himself. U. S. Const. Amend. V; Minn. Const, art. 1, § 7. Schmerber held that the admission of the results of tests conducted on blood samples taken from an accused
“* * * Evidence of a suspect’s refusal * * * is relevant to the crime charged only in its testimonial aspect, as the approximate equivalent of the statement, ‘Because I fear that the examination will produce evidence of my guilt, I refuse to permit it.’ Therefore, the privilege against self-incrimination seems relevant. There remains the question of whether such testimonial evidence is ‘compelled’ for purposes of applying the fifth amendment standard. In one sense the testimonial action is obviously not compelled — the state is not ordering the suspect to refuse cooperation. But the state does compel a suspect to choose between submitting to a perhaps unpleasant examination and producing testimonial evidence against himself. The suspect’s option to submit to a lawfully imposed burden instead of implicitly testifying against himself does not necessarily save the procedure: lifting a lawful burden — the examination — is in effect an inducement that casts doubt on the ‘voluntariness’ of the testimonial evidence thereby obtained.”
In short, we are not convinced that we erred when we held in McCarthy that admission of such evidence in a prosecution under
This court has not specifically adopted any rule regarding the admissibility of this evidence under its inherent rule-making power and, as we have done in many instances, might be inclined to follow the expressed intent of the legislature as a matter of comity. Thus, a discussion of the intent of the legislature would seem to be in order.
We are not convinced, as the state is, that since our decision in McCarthy the legislature has clearly expressed its intent that such evidence be admissible. At the time of our decision, § 169.121 contained no provision specifying whether such evidence was admissible. Then in 1961, following the McCarthy decision,
In short, we are unconvinced by the state’s arguments that the statute permits admission of such evidence in prosecutions for driving under the influence and that the admission of such evidence does not violate a defendant’s constitutional rights.
The only question that remains with respect to this issue is whether the error was prejudicial. In McCarthy, we held that there was little doubt that admission of the evidence of refusal in all probability strongly influenced the jury in reaching its decision notwithstanding the court’s instructions to disregard that evidence. The evidence against defendant in this case was no stronger than the evidence against McCarthy; accordingly, we hold that the error was prejudicial.
Additionally, defendant contends that the trial court erred in denying his motion for a mistrial made after one of the arresting officers testified, in response to a prosecution question, that defendant, while in custody and after receiving a Miranda warning, had stated that “he had been read his rights many times before.” This evidence arguably apprised the jury of defendant’s prior arrest record and therefore, at least under the circumstances of this case, should not have been admitted. However, in view of our decision with respect to the admission of evidence of refusal, we need not decide whether admission of this evidence
Reversed and new trial granted.
It is difficult to discern any real difference between permitting an arresting police officer in an aggravated robbery case to testify that he advised an accused of his right to remain silent and that anything he said might be used against him and allowing an arresting officer in a “driving under the influence” case to testify that he offered a chemical test. One inference that might be drawn from that testimony in the first case is that the accused, if innocent, would have denied his guilt and made explanation. There being no testimony that he did so would give rise to an inference of guilt. Similarly, in the instant case, testimony that the defendant was offered chemical testing to determine the alcoholic content of his blood and that he refused it gives rise to an inference that he thought the test would prove his guilt. Thus, when a defendant says “No, I will not take any test,” he is testifying against himself. Surely this is testimonial evidence. In State v. Beck, 289 Minn. 287, 183 N. W. 2d 781 (1971), we held it was error to receive into evidence, over objection thereto, testimony of an arresting officer that he gave Beck a “Miranda warning.” One of the basic reasons for the Beck decision was that it is impermissible to penalize an individual for exercising his Fifth Amendment rights when he is under police custodial interrogation, so the fact that he stood mute or claimed his privilege may not be used against him at trial. Similarly, in a “driving under the influence case” we should not permit testimony that the accused was offered a chemical test and stood mute or claimed his privilege to refuse the test. Compare State v. Roberts, 296 Minn. 347, 208 N. W. 2d 744 (1973).
Dissenting Opinion
(dissenting).
The majority holds that in a prosecution for driving a vehicle while under the influence of an alcoholic beverage, Minn. St. 169.121, it is, on both statutory and constitutional grounds, prejudicial error to permit the prosecution to establish that defendant had refused to submit to a “chemical test of his blood, breath, or urine for the purpose of determining the alcoholic content of his blood” as provided by § 169.123, subd. 2. I do not agree.
It seems inescapable to me that by the 1971 amendment the legislature intended to authorize the admission of such evidence. Although the legislature could have even more clearly manifested its intent by inserting express language authorizing the admis
My second point of disagreement with the majority opinion is on the constitutional issue. This is more fundamental for it effectively precludes statutory authorization regardless of how explicit it might be. State v. McCarthy, supra, upon which the majority relies, seemingly held — although in an extraordinarily oblique way — that the admission of such evidence contravened a defendant’s constitutional right against testimonial self-incrimination. Without any analysis of its constitutional significance, the court simply cited art. 1, § 7, of the Minnesota Constitution, which provides in part that “ [n] o person shall be * * * compelled in any criminal case to be a witness against himself,”
McCarthy, if indeed it was decided on constitutional grounds, stands alone. It does not square, first, with the decisions of the United States Supreme Court. Schmerber v. California, 384 U. S. 757, 86 S. Ct. 1826, 16 L. ed. 2d 908 (1966), considered, in a prosecution for driving an automobile while under the influence of an intoxicating liquor, the admissibility of the results of a chemical analysis of a blood sample extracted from the accused, by a physician under police direction, despite the accused’s refusal to consent to the procedure. Squarely holding that the use of this evidence did not violate the Fifth Amendment privilege of a person not to be “compelled in any criminal case to be a witness against himself,” the court reasoned that it did not involve state compulsion for defendant “to testify against himself, or otherwise provide the State with evidence of a testimonial or communicative nature.” 384 U. S. 761, 86 S. Ct. 1830, 16 L. ed. 2d 914.
A marginal comment to the Schmerber opinion (384 U. S. 765, note 9, 86 S. Ct. 1833, 16 L. ed. 2d 916),
California is the leading post-Schmerber state authority that evidence of a refusal to take a chemical test is not constitutionally impermissible. In People v. Ellis, 65 Cal. 2d 529, 55 Cal. Rptr. 385, 421 P. 2d 393 (1966), the California Supreme Court, in an opinion by Mr. Chief Justice Roger Traynor, held that the defendant’s refusal to speak words so that a victim of a crime might be aided in making her identification of her assailant, was not testimonial communication but was circumstantial evidence of consciousness of guilt. Although the conviction was reversed
“* * * A guilty party may prefer not to find himself in a situation where consciousness of guilt may be inferred from his conduct, but it can scarcely be contended that the police, who seek evidence from the test itself, will tend to coerce parties into refusing to take tests in order to produce this evidence.
“Although conduct indicating consciousness of guilt is often described as an ‘admission by conduct,’ such nomenclature should not obscure the fact that guilty conduct is not a testimonial statement of guilt. It is therefore not protected by the Fifth Amendment. By acting like a guilty person, a man does not testify to his guilt but merely exposes himself to the drawing of inferences from circumstantial evidence of his state of mind.
“We are aware that the United States Supreme Court in Schmerber v. State of California * * * has cautioned that in some cases the administration of tests might result in ‘testimonial products’ proscribed by the privilege. We do not believe, however, that the inferences flowing from guilty conduct are such testimonial products. Rather, the court’s concern seemed directed to insuring full protection of the testimonial privilege from even unintended coercive pressures. In the case of a blood test, for example, the court considered the possibility that fear induced by the prospect of having the test administered might itself provide a coercive device to elicit incriminating statements. Such a compelled testimonial product would of course be inadmissible.” 65 Cal. 2d 537, 55 Cal. Rptr. 389, 421 P. 2d 397.
Having so stated the predicate in Ellis, the California Supreme Court in People v. Sudduth, 65 Cal. 2d 543, 55 Cal. Rptr. 393, 421 P. 2d 401 (1966), decided the same term, squarely held that the prosecution’s evidence and comment upon refusal of defendant to submit to a breathalyzer test was constitutionally admissible.
It is my opinion that neither the statute nor the Constitutions of Minnesota and the United States make inadmissible the evidence that the offered chemical testing of the alcoholic content of defendant’s blood was refused.
I do not quibble with the presentation of the issue, although what the trial court ruled was that the state could introduce evidence that the police had offered defendant tests and that none were taken. Because of my view on that more basic issue, I do not consider any secondary issue as to whether the held error was prejudicial, other than this marginal note as to the uncontroverted evidence of guilt. Three
The court did not refer to the Fifth Amendment to the United States Constitution, but nothing in the opinion is indicative of an intent to interpret or apply the like provisions of both constitutions differently. As with the constitutional guarantees of equal protection, for example, we ordinarily consider such fundamental provisions in both constitutions to be the same. Minneapolis Federation of Teachers v. Obermeyer, 275 Minn. 347, 354, 147 N. W. 2d 358, 363 (1966).
“This conclusion would not necessarily govern had the State tried to show that the accused had incriminated himself when told that he would have to he tested. Such incriminating evidence may be an unavoidable by-product of the compulsion to take the test, especially for an individual who fears the extraction or opposes it on religious grounds. If it wishes to compel persons to submit to such attempts to discover evidence, the State may have to forgo the advantage of any testimonial products of administering the test — products which would
¡¡ «pkg ki00(j procedure has become routine in our everyday life. It is a ritual for those going into the military service as well as those applying for marriage licenses. Many colleges require such tests before permitting entrance and literally millions of us have voluntarily gone through the same, though a longer, routine in becoming blood donors.’ Breithaupt v. Abram [352 U. S. 432, 436, 77 S. Ct. 408, 410, 1 L. ed. 448, 451].”
The California statutory scheme provided for mandatory chemical testing as opposed to the voluntary scheme in Minn. St. 169.121, the
This opinion is not inconsistent with our decision in State v. Beck, 289 Minn. 287, 183 N. W. 2d 781 (1971), to which the majority adverts in footnote 1. There, the prosecutor, without more, pointlessly adduced testimony of the arresting police officer that the accused had been given a Miranda warning. The obvious implication was that the accused had declined to give testimonial evidence, as he has a clear Fifth Amendment right to do. Here, however, the pointed testimony of the police officer was that the accused had declined to give nontestimonial physical evidence, which does not have that constitutionally protected status.
Concurring Opinion
(concurring specially).
I concur specially in the majority opinion.
I think it was a mistake to base decision in State v. McCarthy, 259 Minn. 24, 104 N. W. 2d 673, in part on constitutional grounds. Similarly, I think it is a mistake to base this decision on constitutional grounds.
When the legislature amended Minn. St. 169.121 in 1961 it made evidence involved in this case inadmissible as a matter of statutory law. If the rule is based on constitutional grounds, the legislature could not change the rule. When the statute was again amended by L. 1971, c. 893, § 2, it was simply returned to the form it had when McCarthy was decided. Absent a constitutional proscription, there is no reason why the legislature, if it saw fit, could not make this evidence admissible. That is the way I would leave it.
The courts are in complete disharmony on this subject. See, Annotation, 87 A. L. R. 2d 370.
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