State v. Pautz
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State v. Pautz
Concurring in Part
(concurring in part and dissenting in part).
I concur in the opinion of Mr. Justice Kelly.
Opinion of the Court
Defendant, charged with aggravated assault, Minn. St. 609.225, subd. 2, waived his right to a jury trial and submitted the issue of his guilt or innocence to the trial court. At the close of the case, the trial court on its own motion found defendant not guilty by reason of the fact that he was mentally ill and further found that he manifested homicidal tendencies. Defendant was committed under the automatic commitment statute. Minn. St. 631.19. We reverse.
Defendant was charged with committing an act of aggravated assault upon his wife on January 30, 1972. Defendant and his wife were married on January 12, 1963. They had four children. The marriage had been fairly stable in its early years, but during the latter few years had been marked by considerable discord, caused mainly by defendant’s problems. He had a history of alcoholism and had been committed by his wife in 1968 for a period of 4 to 6 weeks for treatment of a manic-depressive condition. Again in 1969, he was committed to Glenwood Hills for treatment of the same condition. In 1971, he committed himself as an alcoholic. In October 1971, he returned to the family home. At the time of the alleged assault, he was unemployed, his primary duties being to care for the children and the house while his wife worked.
In the days immediately prior to the alleged assault, a series of events had led to a serious dispute between defendant and his wife, after which defendant left the family home on Friday, January 28, 1972, and spent the evening at a motel. The defendant testified that during that night he had decided to advise his
The testimony of defendant and his wife varies sharply at this point as to the events which followed. The wife testified that he repeated his statement, “You are not going to like what I’ve got in mind,” and hit her in the stomach. He picked her up, threw her on the floor, and hit her again with sufficient force to knock the wind out of her. He told her he was going to kill her and that he would “rip her wide open,” and then started kicking her in the back, chest, and stomach.
Defendant testified that when he approached his wife on the couch he found her refusal exciting. He continued his advances, pulling her onto the floor, but she resisted, kicking at him, and screaming. He testified that he slapped her to quiet her but denied using his feet or fist. He admitted that he stated that he was going to “rip her wide open” but meant it to be a provacative statement and not a threat.
By this time, the screaming of the wife had awakened the children, and they were standing on the stairway crying. Defendant
Mrs. Pautz went to the emergency room at the hospital the next day. She suffered a black eye and multiple bruises on her arms, chest, and back, but tests revealed no internal injuries. Bed rest and aspirin were prescribed, and she was off work for 2 weeks.
At the close of the evidence, the court discussed with the prosecuting and defense attorneys the possible verdicts. At this time the court on its own motion, and for the first time, raised the possibility of a verdict of not guilty by reason of having been mentally ill. Counsel for defendant indicated in discussions with the court that there might be some evidence to that effect but left the matter to the discretion of the court. The court found defendant not guilty by reason of the fact that on the date of the offense alleged defendant was mentally ill and further found that defendant, while committing the assault upon his spouse, manifested homicidal tendencies.
Defendant claims that his commitment to a mental institution after the court found him not guilty by reason of mental illness deprived him of his liberty without due process because the record is barren of any evidence to support such a finding; that the statute providing for mandatory commitment following an acquittal by reason of mental illness cannot be applied to him since he did not affirmatively rely on the insanity defense; and that the mandatory commitment statute violates due process and equal protection.
Defendant challenges the right of the trial judge to raise on his own initiative a defense defendant had not affirmatively pursued. The trial judge has a function and a role in the fair administration of justice in our criminal law system. The trial judge in this case most admirably sought to fulfill his duties and obligations in this system. He raised a matter which could significantly promote a just determination of the trial.
However, the findings of the trial court on this issue must meet the evidentiary standards applicable to jury verdicts. Any defense raised by the court on its own initiative must meet the same evidentiary requirements as if the defense had been raised by the defendant. There must be probative evidence to sustain
Minn. St. 611.025 sets forth the presumption in all criminal proceedings that a defendant is responsible for his acts.
“No person shall be tried, sentenced, or punished for any crime while mentally ill or mentally deficient so as to be incapable of understanding the proceedings or making a defense; but he shall not be excused from criminal liability except upon proof that at the time of committing the alleged criminal act he was laboring under such a defect of reason, from one of these causes, as not to know the nature of his act, or that it was wrong.”
We have held that when the defendant raises mental illness as a defense the burden is on him to establish the defense by a fair preponderance of the evidence. State v. Hoskins, 292 Minn. 111, 193 N. W. 2d 802 (1972); State v. Finn, 257 Minn. 138, 100 N. W. 2d 508 (1960). We have further held that expert testimony is neither necessary nor binding in such a determination. State v. Hoskins, supra. The question of insanity is properly one for the trier of fact. State v. Hoskins, supra. The factfinder may consider any competent evidence that relates to cognition, volition, and capacity to control behavior. State v. Rawland, 294 Minn. 17, 199 N. W. 2d 774 (1972).
Having raised the defense of mental illness, the trial court was obliged to make its determination upon the evidence presented to it and under the standards applicable to this defense under the laws of the State of Minnesota. As stated, defendant
The prosecution’s evidence other than the testimony of the wife was not directed to defendant’s mental condition at the time of the alleged assault. The testimony of Mrs. Pautz clearly established that she was frightened and that she thought defendant was not acting normally. On cross-examination, she was asked the question, “Do you think he was acting rationally?” to which she answered, “I think he knew what he was doing at the moment.” Clearly, such a statement by the principal witness for the prosecution is evidence that defendant’s mental state was the opposite Of that required by Minn. St. 611.026, which permits the defense of mental illness only to one who does not know the nature of his act. Further, since this testimony must be evaluated in the light of the burden of proof to establish mental illness as a defense, it would diminish, if not destroy, that defense.
We have carefully reviewed the entire record and find no evidence which would justify the return of a verdict of not guilty by reason of mental illness. Having disposed of the case on this issue, we need not consider the other issues raised by defendant.
Reversed and remanded for new trial.
Minn. St. 631.19 provides in pertinent part: “When, during the trial of any person on an indictment or information, such person shall be found to have been, at the date of the offense alleged in the indictment mentally ill or mentally deficient and is acquitted on that ground, the jury or the court, as the case may be, shall so state in the verdict, or upon the minutes. If such person is found to have been mentally ill, the court shall thereupon, forthwith, commit such person to the proper state hospital for safekeeping and treatment; and when, in the opinion of such jury or court, such person, at such date, had homicidal tenden
A.B.A. Standards for Criminal Justice, The Function of the Trial Judge, § 1.1(a) (Approved Draft, 1972); Whalem v. United States, 120 App. D. C. 331, 346 F. 2d 812, 818, certiorari denied, 382 U. S. 862, 86 S. Ct. 124, 15 L. ed. 2d 100 (1965).
Minn. St. 611.025 provides: “Except as otherwise provided by law, in every criminal proceeding, a person is presumed to be responsible for his acts and the burden of rebutting such presumption is upon him.”
Concurring in Part
(concurring in part and dissenting in part).
I agree with the majority opinion that there was no evidence which would justify the return of a verdict of not guilty by reason of mental illness and would reverse on that ground. I would not, however, remand the case for a new trial on all issues. This case was tried to the court without a jury. In a trial de novo, the evidence would presumably be substantially the same and therefore judicial economy should dictate that a complete new trial could be pointless. More importantly, a trial de novo would re
It should be noted that Minn. St. 632.06 facially provides that if this court reverses a judgment in a criminal case, “it shall either direct a new trial, or that the defendant be absolutely discharged, as the case may require.” Because a remand for a determination on a single issue would, in my opinion, comply with the statute’s seemingly restricted limitations, no comment on the question of whether that statute deals with substantive or procedural matters is necessary. If it deals with the former, it is the responsibility of the legislature, but making determinations in procedural matters is the responsibility of the judiciary.
Concurring in Part
(concurring in part and dissenting in part).
I concur in the opinion of Mr. Justice Kelly.
Reference
- Full Case Name
- State v. Robert Pautz
- Cited By
- 12 cases
- Status
- Published