Drake Snell v. Tim Walz, Governor of Minnesota, in his official capacity, ...
Minnesota Supreme Court
Drake Snell v. Tim Walz, Governor of Minnesota, in his official capacity, ..., 6 N.W.3d 458 (Minn. 2024)
Drake Snell v. Tim Walz, Governor of Minnesota, in his official capacity, ...
Opinion
STATE OF MINNESOTA
IN SUPREME COURT
A21-0626
Court of Appeals Moore, III, J.
Concurring, Anderson, J.
Drake Snell, et al., Took no part, Procaccini, J.
Appellants,
vs. Filed: May 10, 2024
Office of Appellate Courts
Tim Walz, Governor of Minnesota,
in his official capacity, et al.,
Respondents.
________________________
Douglas P. Seaton, James V. F. Dickey, Upper Midwest Law Center, Golden Valley,
Minnesota, for appellants.
Keith Ellison, Attorney General, Liz Kramer, Solicitor General, Alec Sloan, Ayodele
Famodu, Assistant Attorneys General, Saint Paul, Minnesota, for respondents.
Devin T. Driscoll, Mary Heath, Sarah Theisen, Fredrikson & Byron, P.A., Minneapolis,
Minnesota, for amicus curiae Minnesota Public Health Association.
________________________
SYLLABUS
1. The scope of the issues preserved for consideration here, under an exception
to the mootness doctrine, permits the review of whether the Emergency Management Act,
Minn. Stat. §§ 12.01–.61 (2022), can, in the abstract, authorize a sitting governor to declare
a peacetime emergency for a pandemic, whether Governor Walz was specifically
1
authorized to declare a peacetime emergency in response to the COVID-19 pandemic, and
whether the Act as a whole violates the nondelegation doctrine.
2. The Emergency Management Act authorizes the declaration of a peacetime
emergency in response to a pandemic and did not require the Governor to make an
evidentiary showing that the Act’s requirements were satisfied before declaring a
peacetime emergency in response to the COVID-19 pandemic.
3. The Emergency Management Act does not provide for an unconstitutional
delegation of legislative authority under the Minnesota Constitution.
Affirmed.
OPINION
MOORE, III, Justice.
We address here the narrow issue—preserved on remand to the court of appeals by
our decision in Snell v. Walz, 985 N.W.2d 277(Minn. 2023) (Snell I)—of whether the Emergency Management Act,Minn. Stat. §§ 12
.01–.61 (2022), authorized Governor Walz
to declare a peacetime emergency in response to the COVID-19 pandemic. In Snell I, we
determined that appellants’ challenge to the Governor’s peacetime emergency declaration
was technically moot, given that the peacetime emergency had ended. 985 N.W.2d at 283.
Nevertheless, we concluded that “[t]he question of whether the [Emergency Management]
Act gives the Governor power to declare a peacetime emergency for a public health crisis
is functionally justiciable and an important issue of statewide significance that should be
decided immediately.” Id. at 286. We remanded the case and directed the court of appeals
to consider the merits of Snell’s claim that the Emergency Management Act “does not
2
allow the Governor to declare a peacetime emergency in response to the COVID-19
pandemic.” Id. at 291.
On remand, the court of appeals concluded that the Emergency Management Act
granted the Governor this authority and accordingly affirmed the district court’s dismissal
of the action. Snell v. Walz, 993 N.W.2d 669, 678 (Minn. App. 2023). We agree and affirm
the decision of the court of appeals.
FACTS
The Emergency Management Act (the Act) confers upon the Governor of Minnesota
the emergency and disaster powers to “(1) ensure that preparations of this state will be
adequate to deal with disasters, (2) generally protect the public peace, health, and safety,
and (3) preserve the lives and property of the people of the state.” Minn. Stat. § 12.02, subd. 1. The Governor may declare a peacetime emergency “only when an act of nature, a technological failure or malfunction, a terrorist incident, an industrial accident, a hazardous materials accident, or a civil disturbance endangers life and property and local government resources are inadequate to handle the situation.”Minn. Stat. § 12.31
, subd.
2(a). 1
1
In the 2023 legislative session, the Legislature amended the statute to provide: “A
peacetime declaration of emergency may be declared only when any of the following
endangers life and property and local government resources are inadequate to handle the
situation: . . .” (the amended statute then numbers the existing situations that can trigger an
emergency declaration and adds a new one: “cyber attack”). See Act of May 24, 2023, ch.
62, art. 6 § 4, 2023 Minn. Laws 2452, 2656 (codified as amended at Minn. Stat.§ 12.31,
subd. 2(a) (2023)). The 2023 amendment does not alter the meaning of the text at issue
here.
3
A peacetime emergency must not continue longer than 5 days “unless extended by
resolution of the Executive Council up to 30 days.” 2 Id. “By majority vote of each house
of the legislature, the legislature may terminate a peacetime emergency extending beyond
30 days.” Id., subd. 2(b). Orders and rules promulgated pursuant to a peacetime emergency
have the “full force and effect of law.” Minn. Stat. § 12.32(2022). “Rules and ordinances of any agency or political subdivision of the state inconsistent with [the Governor’s emergency orders], is [sic] suspended during the period of time and to the extent that the emergency exists.”Id.
On March 13, 2020, Governor Walz declared a peacetime emergency, citing the
COVID-19 pandemic as an “act of nature” that “[l]ocal resources [were] inadequate to fully
address.” Emerg. Exec. Order No. 20-01, Declaring a Peacetime Emergency and
Coordinating Minnesota’s Strategy to Protect Minnesotans from COVID-19 (Mar. 13,
2020). The order did not impose any restrictions on Minnesotans, but rather
“encourage[d]” them to stay home when feeling sick and “urge[d]” them to follow
guidance from the Minnesota Department of Health. Id.
In the months following the emergency declaration, the Governor issued several
more orders in response to the COVID-19 pandemic, which greatly affected many aspects
of daily life for Minnesotans. See, e.g., Emerg. Exec. Order No. 20-02, Authorizing and
Directing the Commissioner of Education to Temporarily Close Schools to Plan for a Safe
2
The Executive Council is chaired by the Governor and also includes the Lieutenant
Governor, the Secretary of State, the State Auditor, and the Attorney General. Minn. Stat.
§ 9.011, subd. 1 (2022).
4
Educational Environment (Mar. 15, 2020); Emerg. Exec. Order No. 20-04, Providing for
Temporary Closure of Bars, Restaurants, and Other Places of Public Accommodation
(Mar. 16, 2020); Emerg. Exec. Order No. 20-14, Suspending Evictions and Writs of
Recovery During the COVID-19 Peacetime Emergency (Mar. 23, 2020); Emerg. Exec.
Order No. 20-20, Directing Minnesotans to Stay at Home (Mar. 25, 2020); Emerg. Exec.
Order No. 20-99, Implementing a Four Week Dial Back on Certain Activities to Slow the
Spread of COVID-19 (Nov. 18, 2020). One of these orders, the so-called “mask mandate,”
required Minnesotans to wear face coverings when indoors in businesses and public
settings. 3 Emerg. Exec. Order No. 20-81, Requiring Minnesotans to Wear a Face Covering
in Certain Settings to Prevent the Spread of COVID-19 (July 22, 2020).
In August 2020, appellants Drake Snell and other individual Minnesotans
(collectively, “Snell”) filed a petition for a writ of quo warranto, challenging the legality
of the Governor’s mask mandate and emergency declaration on several grounds. Snell
alleged and argued, among other things, that (1) a pandemic was incapable of damaging
property as required under the Act; (2) the Governor provided no evidence that local
government resources were inadequate to handle the pandemic, in contravention to the
Act’s supposed requirements; and (3) the Act was unconstitutional under the nondelegation
doctrine because it delegated the Governor unrestrained lawmaking authority and allowed
him to enforce a mask mandate that allegedly conflicted with state law. Snell requested
3
The legality of this order or any of the other executive orders following the
emergency declaration is not at issue here, as Snell’s sole justiciable challenges are to the
Governor’s initial declaration of an emergency and to the Act itself.
5
that the district court enjoin the Governor from enforcing or issuing new emergency orders
related to the COVID-19 pandemic.
The Governor moved to dismiss Snell’s case for failure to state a claim upon which
relief can be granted. The district court granted the Governor’s motion to dismiss and
denied Snell’s petition. The district court concluded that the Act was a constitutional
delegation of power to the Governor because it provided clear standards in its policy
statement and placed strict limits on how long the Governor could exercise his emergency
powers. It also concluded that the amended petition failed to plead sufficient facts
“suggesting that local government resources as a whole [were] adequate” to handle the
pandemic.
On May 6, 2021, roughly 7 weeks after the district court’s order, the Governor
issued an executive order announcing “plans for an eventual end to the face-covering
mandate along with remaining business restrictions at a time when it is prudent.” Emerg.
Exec. Order No. 21-21, Safely Sunsetting COVID-19 Public Health Restrictions (May 6,
2021). On May 10, Snell filed his notice of appeal of the district court’s order. On June
29, the Governor announced his intention to end the peacetime emergency on July 1. Press
Release, After Reaching Deal with USDA to Protect $45 Million in Hunger Relief,
Governor Walz Announces Plan to End COVID-19 Emergency on July 1 While Ensuring
an Orderly Transition (June 29, 2021). On June 30, the Legislature approved a bill, which
the Governor signed on the same day, to end the peacetime emergency on July 1. Act of
June 30, 2021, ch. 12, art. 2, § 23, 2021 Minn. Laws 1st Spec. Sess. 2124, 2155.
6
Accordingly, the court of appeals dismissed Snell’s appeal as moot. Snell v. Walz,
A21-0626, 2021 WL 5764234, at *5 (Minn. App. Dec. 6, 2021). Snell appealed, and we
granted review. We concluded that most of Snell’s claims were moot, but that one of his
claims—that the Act does not give the Governor the power to declare a peacetime
emergency for a pandemic—met an exception to the mootness doctrine because it was
functionally justiciable and an issue of statewide importance. Snell I, 985 N.W.2d at 283,
286. We therefore reversed and remanded to the court of appeals to consider the merits of
Snell’s claim that the Act “does not allow the Governor to declare a peacetime emergency
in response to the COVID-19 pandemic.” Id. at 291. We affirmed the court of appeals as
to Snell’s other claims, which we concluded did not meet any of the exceptions for
mootness. Id.
On remand, the court of appeals concluded that the Act “authorized the Governor
to declare a peacetime emergency in response to the COVID-19 pandemic” and
accordingly affirmed the district court’s dismissal of the action. Snell, 993 N.W.2d at 678.
The court of appeals declined to consider Snell’s argument that the Act violated the
nondelegation doctrine, holding that it was not within the scope of remand. Id. (“If the
supreme court intended this court to address the constitutional issue that appellants raised
before this court . . . the supreme court would have said so.”). Snell again sought review
from this court, which we granted.
7
ANALYSIS
Because the parties disagree on the issue presented here, we first address the scope
of the issue we preserved for remand in Snell I. Next, we determine whether the Governor’s
actions fell within the Act’s parameters. Finally, we consider Snell’s argument that the
Act itself is an unconstitutional violation of the nondelegation doctrine.
I.
At the outset, it is important to state what this case is about, and what it is not about.
The sole remaining issue is Snell’s claim that the Act did not allow the Governor to declare
a peacetime emergency in response to the COVID-19 pandemic. This case is not about
claims regarding the legality of any other executive order issued by the Governor during
the COVID-19 pandemic, which we deemed moot without exception in Snell’s first appeal
to our court. That being so, the Governor frames the issue on appeal as “whether a public
health crisis can ever satisfy the conditions of [the Act].” (Emphasis added.) Snell
concedes that, under this formulation, such a crisis could satisfy the Act’s conditions. Snell
asks us, instead, to consider whether this Governor was authorized to declare a peacetime
emergency for this public health crisis (the COVID-19 pandemic). In turn, the Governor
asserts that Snell’s concession as to the “pure legal question” that survived on remand
resolves this case in the Governor’s favor.
Snell and the Governor both point to our language in Snell I to support their
competing contentions that the issue here should be framed either in the abstract (as a
forward-looking legal question) or in relation to specific facts (by looking back on
Governor Walz’s actions during the COVID-19 pandemic). We interpret our previous
8
decisions de novo. See State v. Obeta, 796 N.W.2d 282, 288 (Minn. 2011).
In Snell I, we exercised our discretion to decide a case that was “technically moot”
because it presented an issue that was functionally justiciable and of statewide importance.
985 N.W.2d at 280–81; see also In re Guardianship of Tschumy, 853 N.W.2d 728, 736(Minn. 2014) (“[W]e have authority to decide cases that are technically moot when those cases are functionally justiciable and present important questions of statewide significance.”). “A case is functionally justiciable if the record contains the raw material (including effective presentation of both sides of the issue raised) traditionally associated with effective judicial decision-making.” State v. Rud,359 N.W.2d 573, 576
(Minn. 1984).
Here, we found that the question presented was functionally justiciable because “the issues
[were] primarily legal and were well-briefed by the parties.” Snell I, 985 N.W.2d at 284.
But we have never had occasion to delineate the bounds of appellate review for an
issue that is technically moot, yet “functionally justiciable.” 4 On one hand, excising the
facts entirely from consideration here risks rendering our conclusion an advisory opinion.
4
In most cases, the parties disagree not only on the specific application of the law to
the facts, but also on the abstract legal question, so we have not needed to be conscious of
how we framed the mooted issue in such cases. See, e.g., Rud, 359 N.W.2d at 577–78
(disagreement over the abstract legal question of whether criminal defendants are permitted
to call victims to testify at probable cause hearings for discovery purposes); State v. Brooks,
604 N.W.2d 345, 348(Minn. 2000) (disagreement over the abstract legal question of whether the Minnesota Constitution permits cash only bail orders); Tschumy,853 N.W.2d at 742
(disagreement over the abstract legal question of whether a guardian needs court
approval to consent to the removal of life-sustaining treatment). Our task is more difficult
here, where the parties essentially agree on the answer to the abstract legal question
(depending on how it is formulated) and disagree primarily on the specific application of
the law to the facts of a case that is technically moot.
9
On the other hand, deciding solely whether the Governor’s specific conduct was authorized
leaves the broader question of statewide importance unanswered. In the unique
circumstances of this case, and given the importance of the issue we decide, we think the
best approach is simply to answer both questions: in Part II.A., whether the Act can, in the
abstract, authorize the declaration of a peacetime emergency for a public health crisis such
as a pandemic, and in Part II.B., whether, specifically, Governor Walz was authorized by
the Act to declare a peacetime emergency in response to the COVID-19 pandemic.
Finally, although the court of appeals concluded that the scope of our remand
precluded consideration of whether the Act violates the nondelegation doctrine, Snell, 993
N.W.2d at 678, we find nothing in our previous opinion that prevents us from reaching this
important question, which we address in Part III. Having therefore framed the issues for
consideration on appeal, we proceed to review the text of the Act to discern the scope of
authority it conferred on the Governor.
II.
A.
We first address the abstract legal question—whether the Act allows a governor to
declare a peacetime emergency in response to a public health crisis such as a pandemic—
to provide clarity on the matter. To qualify as a condition under which a governor could
declare a peacetime emergency, a public health crisis such as a pandemic must fall under
one of the categories enumerated in Minn. Stat. § 12.31, subd. 2(a). Snell does not dispute before our court that a pandemic qualifies as one of those categories, an “act of nature” underMinn. Stat. §12.31
, subd. 2(a)(1), because it involves a mass spread of disease via
10
natural mechanisms. 5
Additionally, to qualify for a peacetime declaration of emergency, a pandemic must
“endanger[] life and property.” Minn. Stat. § 12.31, subd. 2(a). Any pandemic that
involves a deadly disease clearly endangers life. But a pandemic may also endanger
property, as the population of healthy people necessary to make use of property is reduced
or incapacitated. Snell argues that any endangerment of property that results from an
emergency response (rather than endangerment caused by the act of nature itself) should
not be considered here. We agree, but this focus does not change the fact that a pandemic—
absent any response whatsoever—will still inevitably threaten property to the extent that it
incapacitates or disincentivizes critical workforces. 6
5
Snell argued at the court of appeals that a pandemic was not an “act of nature”
justifying declaration of a peacetime emergency. In response, the court of appeals
reiterated its analysis from Hanson v. State, No. A22-0884, 2023 WL 1943169, at *4 (Minn. App. Feb. 13, 2023), that the COVID-19 pandemic falls within the scope of the statutory phrase “act of nature.” Snell v. Walz,993 N.W.2d 669
, 672–73 (Minn. App.
2023) (adopting the reasoning of Hanson). Snell does not argue before us that the court of
appeals was wrong on this point.
6
In Nobles County, for example, thousands of hogs had to be euthanized after nearly
500 workers from the JBS pork-processing plant in Worthington contracted COVID-19,
forcing the plant to cease normal operations. Adam Belz & Mike Hughlett, 10K Hogs Put
Down Daily in State: Millions of Chickens Have Been Euthanized, too, with Turkeys Likely
to Follow Suit, Star Trib., May 6, 2020, at D1.
And in Aitkin County, a rural hospital struggled to fill its labor needs—even
resorting to $10,000 signing bonuses—as pandemic-induced burnout and high-paying
travel positions drained healthcare workers from rural areas. Catharine Richert, Minnesota
Rural Hospital Workers Feel the Strain as Colleagues Leave, COVID Stays, MPR News
(Feb. 17, 2022, 4:00 AM), https://www.mprnews.org/story/2022/02/17/minnesota-rural-
hospital-workers-feel-the-strain-as-colleagues-leave-covid-stays [opinion attachment].
11
Because a public health crisis such as a pandemic is capable of satisfying all 7 of the
requirements set by the Legislature for declaring a peacetime emergency, we agree with
the court of appeals and conclude that the Act authorizes a governor to declare a peacetime
emergency in response to such an emergency.
B.
Yet even if the Act generally allows for the declaration of a peacetime emergency
premised on a pandemic, was Governor Walz’s emergency declaration authorized?
Asserting that it was not, Snell argues that the conditions required for the Governor to
declare a peacetime emergency must not only exist, but that the Governor must “show” or
“demonstrate” the existence of these conditions before invoking his emergency powers.
Under the Act, the Governor of Minnesota may declare a peacetime emergency
“only when”: (1) “an act of nature”; (2) “endangers life and property”; and (3) “local
government resources are inadequate to handle the situation.” Minn. Stat. § 12.31, subd.
2(a) (emphasis added). Snell contends that use of the word “only” here is restrictive, and
therefore it unambiguously signals that the Governor must make an antecedent evidentiary
showing before invoking emergency powers. 8
7
Snell does not claim that a pandemic is incapable of creating scenarios in which
local government resources may be inadequate to handle the situation. See Minn. Stat.
§ 12.31, subd. 2(a).
8
The Governor contends that Snell forfeited his “antecedent evidentiary showing”
argument by raising it for the first time on appeal. We agree, but we consider the argument
nevertheless in the interest of justice, given our stated imperative to decide this issue now
“so that any lack of clarity can be settled before it is necessary for a governor to invoke the
Act again.” Snell I, 985 N.W.2d at 285.
12
This is a question of statutory interpretation, which we review de novo. State v.
Riggs, 865 N.W.2d 679, 682(Minn. 2015). We interpret statutes “to ascertain and effectuate the intention of the legislature.”Minn. Stat. § 645.16
(2022). The first step in statutory interpretation is determining whether the “statute’s language, on its face, is clear or ambiguous.” Am. Fam. Ins. Grp. v. Schroedl,616 N.W.2d 273, 277
(Minn. 2000). “The plain language of the statute controls when the meaning of the statute is unambiguous.” State v. Boecker,893 N.W.2d 348, 351
(Minn. 2017). But “[i]f the statutory language ‘is subject to more than one reasonable interpretation,’ it is ambiguous and we look to other interpretative tools to assist our inquiry into legislative intent.” Rodriguez v. State Farm Mut. Auto. Ins. Co.,931 N.W.2d 632, 634
(Minn. 2019) (quoting Riggs,865 N.W.2d at 682
). We construe statutory words and phrases “according to rules of grammar and according to their common and approved usage.”Minn. Stat. § 645.08
(1) (2022).
Snell is correct that the word “only” restricts the instances in which the Governor
may declare a peacetime emergency to those described in the Act. We have previously
looked to the dictionary definition of the word “only” as “[e]xclusively; solely” and
concluded that the term restricts a statute to the words that follow it. St. Matthews Church
of God & Christ v. State Farm Fire & Cas. Co., 981 N.W.2d 760, 765 (Minn. 2022)
(quoting Only, The American Heritage Dictionary of the English Language (New College
ed. 1982)) (alteration in original) (internal quotation marks omitted). But just because the
Governor cannot declare a peacetime emergency in the absence of the conditions described
in the Act, it does not follow that he has the additional burden of demonstrating that those
conditions are present before acting.
13
The statutory language here is clear on its face and unambiguous: the word “only”
does nothing more than establish all three conditions as exclusive requirements. By
authorizing an emergency declaration “only when” the requirements are met, the
Legislature signaled that these conditions are both sufficient and necessary. Minn. Stat.
§ 12.31, subd. 2(a). That is, the statute authorizes the Governor to declare a peacetime emergency when all three conditions are satisfied, but under no other circumstances. Snell’s argument is unpersuasive because it attempts to stretch these conditions into an evidentiary burden without pointing to any statutory language that implies such a burden. See State v. Vue,797 N.W.2d 5, 17
(Minn. 2011) (“We will not read into a statute a
requirement that the Legislature by its plain language has left out.”).
Alternatively, Snell contends that requiring anything short of an evidentiary
showing would give the Governor “unbridled discretion” (in violation of the nondelegation
doctrine) and contravene the interpretive mandates of Minn. Stat. § 645.17(3) (2022) (“the legislature does not intend to violate the Constitution of the United States or of this state”) andMinn. Stat. § 645.16
(6) (the intention of the legislature may be ascertained by considering “the consequences of a particular interpretation”). But these interpretive directives referenced by Snell are canons of construction, which, generally, are “not available to override the plain language of a clear and unambiguous statute.” Schatz v. Interfaith Care Ctr.,811 N.W.2d 643, 651
(Minn. 2012); see also State v. Fugalli,967 N.W.2d 74
, 79–80 (Minn. 2021) (“We do not apply constitutional avoidance statutory interpretation principles when . . . we have found a statute to be unambiguous.”); City of Circle Pines v. Cnty. of Anoka,977 N.W.2d 816
, 825 (Minn. 2022) (stating that, when the
14
meaning of a statute “is not discernible based on the plain language, we may look to . . .
the consequences of various interpretations”). Because the statutory language is
unambiguous, the interpretive methods raised by Snell are not available here. 9
Neither party disputes that the Act requires all three conditions to be present for the
Governor to declare a peacetime emergency. Snell does not challenge whether these
conditions existed, but only whether the Governor demonstrated their existence before
acting. Because we conclude that the statute does not require such a demonstration, Snell’s
argument fails. Therefore, based on the record before us, Governor Walz was authorized
under the Act to declare a peacetime emergency in response to the COVID-19 pandemic.
III.
Snell raises one final concern in his appeal—that the Act violates the nondelegation
doctrine because it places pure legislative power in the hands of the Governor with only
illusory checks on the Governor’s power once he declares a peacetime emergency. See
Minn. Const. art III, § 1 (“The powers of government shall be divided into three distinct
departments: legislative, executive and judicial. No person or persons belonging to or
constituting one of these departments shall exercise any of the powers properly belonging
to either of the others except in the instances expressly provided in this constitution.”
(emphasis added)). We are not persuaded by this contention.
Snell analogizes the Act to a similar authorizing statute in Michigan. The Michigan
9
Even so, we do not find Snell’s nondelegation arguments convincing for reasons we
explain in Part III of this opinion.
15
Supreme Court struck down that statute, concluding that its loose restrictions—that the
governor “promulgate reasonable orders, rules, and regulations as he or she considers
necessary to protect life and property”—permitted an unconstitutional delegation of
legislative power. 10 In re Certified Questions from U.S. Dist. Ct., W. Dist. of Mich., S.
Div., 958 N.W.2d 1, 24 (Mich. 2020) (quotingMich. Comp. Laws § 10.31
(1) (2020))
(internal quotation marks omitted). With this in mind, we proceed to analyze Snell’s claim
and settle the important constitutional question of whether the Act violates the
nondelegation doctrine.
A.
We review de novo whether statutes are unconstitutional under separation of powers
principles. Reynolds v. State, 888 N.W.2d 125, 131(Minn. 2016). “Minnesota’s statutes are presumed constitutional,” State v. Lee,976 N.W.2d 120
, 125 (Minn. 2022), and we “will strike down a statute as unconstitutional only if absolutely necessary.” State v. Cox,798 N.W.2d 517, 519
(Minn. 2011).
In Lee v. Delmont, we stated that the Legislature “cannot delegate purely legislative
power to any other body, person, board, or commission.” 36 N.W.2d 530, 538(Minn. 1949). We defined “pure legislative power” as “the authority to make a complete law— complete as to the time it shall take effect and as to whom it shall apply—and to determine the expediency of its enactment.”Id.
“Although discretion to determine when and upon
10
The Michigan and Minnesota Constitutions have functionally identical separation
of powers clauses. Compare Mich. Const. art. III, § 2, with Minn. Const. art. III, § 1.
16
whom a law shall take effect may not be delegated,” the Legislature may confer upon the
executive “a discretionary power to ascertain, under and pursuant to the law, some fact or
circumstance upon which the law by its own terms makes, or intends to make, its own
action depend.” Id.
The policy consideration underlying the nondelegation doctrine is “whether
adequate legislative or administrative safeguards exist to protect against the injustice that
results from uncontrolled discretionary power.” Hubbard Broad., Inc. v. Metro. Sports
Facilities Comm’n, 381 N.W.2d 842, 847(Minn. 1986). Yet the Legislature “may authorize others to do things which it might properly, but cannot conveniently or advantageously, do itself.” State ex rel. R.R. & Warehouse Comm’n v. Chi., Milwaukee & St. Paul Ry. Co.,37 N.W. 782, 787
(Minn. 1888), rev’d on other grounds,134 U.S. 418
(1890). “If this was not permissible, the wheels of government would often be blocked, and the sovereign state find itself helplessly entangled in the meshes of its own constitution.”Id.
Although the separation of powers is a critical piece of our constitutional
infrastructure, we cannot blind ourselves to the need for some degree of flexibility when
delineating the boundaries of each governmental branch. “[W]e must never forget that it
is a constitution we are expounding . . . . intended to endure for ages to come, and
consequently, to be adapted to the various crises of human affairs.” McCulloch v.
Maryland, 17 U.S. (4 Wheat.) 316, 407, 415(1819); see also Terminiello v. City of Chicago,337 U.S. 1, 14
(1949) (Jackson, J., dissenting) (admonishing that a court not “fix[]
its eyes on a conception” of constitutional doctrine “so rigid as to tolerate no concession to
17
society’s need for public order”). “[T]he Constitution,” it has been said, “is not ‘a suicide
pact.’ ” Ziglar v. Abbasi, 582 U.S. 120, 179(2017) (Breyer, J., dissenting) (quoting Terminiello,337 U.S. at 37
(Jackson, J., dissenting)).
B.
We conclude that the Act does not represent an unconstitutional delegation of
legislative authority. The limitations on the scope of powers delegated, the non-illusory
checks on the executive’s exercise of the delegated powers, and the material differences
between this Act and other unconstitutional delegations of power all support our
conclusion.
Part of the Legislature’s sovereign power is the “authority to repeal or amend its
own statutory enactments.” Kimberly-Clark Corp. & Subsidiaries v. Comm’r of Revenue,
880 N.W.2d 844, 851(Minn. 2016). Here, the Act allows the Governor’s emergency orders to override the rules and ordinances of agencies or political subdivisions.Minn. Stat. § 12.32
. It does not, however, grant the Governor the power to repeal or amend existing state statutes. Thus, at least part of the Legislature’s power to make “complete law” is missing from the power delegated here. Lee,36 N.W.2d at 538
; cf. Casey v. Lamont,258 A.3d 647
, 664–65 (Conn. 2021) (holding that a governor’s inability to repeal existing statutes demonstrated an adequate standard limiting the degree of delegated power). Therefore, the Act does not delegate to the Governor the ability to make complete law because some component of pure legislative power (the authority to repeal and amend) remains reserved by the Legislature. See Lee,36 N.W.2d at 538
.
We have also held that “close legislative monitoring” is an adequate check on the
18
broad delegation of legislative powers “in a complex and fast-changing area.” Minn.
Energy & Econ. Dev. Auth. v. Printy, 351 N.W.2d 319, 351 (Minn. 1984). The ability of the Legislature to monitor and terminate the peacetime emergency by a majority vote of both of its houses likewise offers a sufficient check on the broad powers necessary to respond to a complex and fast-changing emergency. Aside from Michigan, no other state court that has considered the statutory checks on an executive’s emergency powers has found a violation of the nondelegation doctrine. See, e.g., State v. Riggin,959 N.W.2d 855, 862
(N.D. 2021) (emergency may be terminated by a concurrent resolution by the legislature); Wolf v. Scarnati,233 A.3d 679
, 706 (Pa. 2020) (emergency may be terminated by a concurrent resolution by the legislature and presentment to the governor); Desrosiers v. Governor,158 N.E.3d 827
, 841 (Mass. 2020) (legislature may nullify emergency orders by concurrent resolution); Beshear v. Acree,615 S.W.3d 780
, 811–12 (Ky. 2020)
(legislature may end emergency if governor has not done so by the next regular session).
Likewise, we reject Snell’s contention that the safeguards the Act places on the
exercise of the Governor’s emergency powers are illusory. Snell claims that requiring a
majority vote by each house of the Legislature to terminate a peacetime emergency is “too
weak” of a check on the Governor’s powers. See Minn. Stat. § 12.31, subd. 2(b). As long
as the Governor enjoys a “slim majority” in just one house of the Legislature, Snell argues,
the “purported legislative check” is meaningless. But this argument relies on a
presumption that members of the Governor’s political party are incapable of exercising
independent judgment to terminate a peacetime emergency when they believe it is
necessary to do so. To assume that all Minnesota legislators would blindly acquiesce to
19
party loyalty in the face of an unabashed “power-grab” by the Governor, as Snell describes
it, would require us to take too cynical a view of Minnesota’s government. We refuse to
assume that the Legislature would act so wholly upon partisan interests that it becomes
incapable of checking the Governor’s powers in the manner it itself provided.
Finally, we note that the Act avoids the problems posed by the statute that was
declared unconstitutional by the Michigan Supreme Court. The Michigan statute differs
from the Act in an important way: although the scope of the delegated powers under both
statutes are substantially broad, under Michigan’s statute, “those powers may be exercised
until a ‘declaration by the governor that the emergency no longer exists.’ ” In re Certified
Questions, 958 N.W.2d at 21 (quoting Mich. Comp. Laws § 10.31(2) (2020)). The Michigan Supreme Court concluded that the “indefinite” duration of the emergency powers under Michigan law “considerably broaden[ed] the scope of authority conferred.”Id.
The Act under which the Minnesota Governor exercised emergency powers, by
contrast, places durational limits on the powers and subjects them to termination by the
Legislature. See Minn. Stat. § 12.31, subd. 2(a), (b) (providing that a peacetime emergency
“must not be continued for more than five days unless extended by resolution of the Executive
Council up to 30 days” and may be terminated after 30 days by a majority vote of each
legislative body). Therefore, the separation of powers concerns in this case are not as great
as in the case before the Michigan Supreme Court, where “the Governor possesse[d] free
rein to exercise a substantial part of [Michigan’s] state and local legislative authority—
including police powers—for an indefinite period of time.” In re Certified Questions, 958
N.W.2d at 24 (emphasis added).
20
* * *
The breadth of authority granted to the Governor under the Act is great, but so is the
need of the executive branch to respond quickly in times of crisis. A delicate balance must
be struck to ensure that Minnesotans are protected from both government overreach and
emergent threats to their health. For the reasons given above, we conclude that the Act
strikes this balance in a way that passes constitutional muster. We also note that only the
initial declaration of a peacetime emergency is before us, and not the subsequent
emergency orders issued by the Governor over the course of the COVID-19 pandemic.
Those days, thankfully, are behind us, and these issues are now moot.
In sum, we conclude that Governor Walz was authorized in declaring a peacetime
emergency in response to the COVID-19 pandemic and that the Act is not an
unconstitutional delegation of legislative authority.
CONCLUSION
For the foregoing reasons, we affirm the decision of the court of appeals.
Affirmed.
PROCACCINI, J., took no part in the consideration or decision of this case.
21
CONCURRENCE
ANDERSON, Justice (concurring).
I concur. Although I agree that the Act does not violate separation of powers
principles, appellants have advanced arguments that, particularly with executive branch
emergency orders issued over extended periods of time, raise serious concerns requiring
legislative consideration. Experience has shown that legislative attention is necessary
when the executive acts in prolonged periods of emergency. Cf. Richard Briffault, States
of Emergency: COVID-19 and Separation of Powers in the States, 2023 Wis. L. Rev. 1633,
1663 (2023) (observing that, during the pandemic, many governors “effectively wielded
the police power of their states”). The reservation by the Legislature of the right to
terminate broad powers delegated indefinitely to the executive—although constitutional
here—is, at best, a weak protection against the potential for an improper concentration of
governmental power in the executive branch. As appellants note in their principal brief,
the right to terminate an executive branch emergency order, under the current statutory
scheme, is only effective if both the house of representatives and the senate act to do so. 1
1
Appellants note, accurately, that at the time of the emergency orders, the partisan
division then prevailing in the legislative branch was one branch of the Legislature
controlled by the Governor’s political party with the other branch controlled by a different
political party, resulting in no legislative action. The problem for appellants, as a matter
of constitutional analysis, is that the Minnesota Constitution protects only the institutional
rights of the legislative and executive branches; our constitution is silent on the subject of
political parties. See Minn. Const. art. III, § 1 (articulating the separation of powers). It
may well be that, given various combinations of partisan control of the house, the senate
and the executive branch, the reservation by the Legislature of the right to terminate the
use of emergency power by the executive branch is more effective in some circumstances
and less effective in other circumstances. Those differences do not make the statutory
C-1
Amending the Act to require more active participation from the Legislature would put the
Act on safer constitutional ground.
As a result of executive actions taken during the COVID-19 pandemic, legislatures
nationwide have introduced more than 750 bills aimed at limiting the emergency powers
of governors and state health officials. Maggie Davis et al., Emergency Powers and the
Pandemic: Reflecting on State Legislative Reforms and the Future of Public Health
Response, 21(7) J. Emergency Mgmt. 19, 20 (2023) (stating that, of the 750 bills, at least
70 passed, and at least 25 states enacted proposed limitations into law). 2 And six states
require affirmative legislative approval in order for a governor to retain emergency powers
after a set period. See Alaska Stat. § 26.20.040(2023) (Alaska);Kan. Stat. Ann. § 48-924
(2023) (Kansas);Mich. Comp. Laws § 30.403
(2023) (Michigan);S.C. Code Ann. § 25-1
- 440 (2023) (South Carolina);Wash. Rev. Code § 43.06.220
(2023) (Washington);Wis. Stat. § 323.10
(2022) (Wisconsin).
design, as created by the Legislature, unconstitutional. Partisan divisions, even bitter
partisan divisions, have been an ongoing feature of Minnesota political life dating back to
territorial days. As a territory and before statehood, Minnesota had two competing draft
constitutions, each authored by a different political party and considered by a separate
political party convention, before finally settling on one constitution that was submitted to
and approved by the United States Congress. William Anderson in collaboration with
Albert J. Lobb, A History of the Constitution of Minnesota 92–110, 136–41 (1921).
Partisanship is not a recent invention.
2
But see Davis, supra, at 21 (noting that “[t]hough less common . . . several states
passed laws that . . . provid[e] governors and state health officials more emergency and
public health response tools”).
C-2
With the benefit of hindsight, our Legislature may well wish to consider changes to
Minnesota’s emergency management procedures that would better preserve, to the extent
practicable, policy deliberation in its proper home: the legislative branch. 3
As the branch “sufficiently numerous to feel all the passions which actuate a
multitude,” the Legislature enables minority political constituencies to influence policy
decisions in a way that the executive branch cannot replicate. The Federalist No. 48, at
384 (James Madison) (John C. Hamilton ed., 1880). Thus, the Legislature, “by becoming
more organized, proactive, and assertive in the use of [its] authority, can ensure that [the
State’s] responses to emergencies are consistent with the judgment of the public.” Joseph
Postell, Emergency Powers and State Legislative Capacity During the COVID-19
Pandemic, 15 N.Y.U. J.L. & Liberty 628, 639 (2022).
There is no requirement for the Legislature to grant emergency powers to the
executive. But if it chooses to do so, it is the Legislature that devises what emergency
powers to assign to the executive and the system of oversight that keeps these necessarily
broad powers in check.
3
Other possibilities that might merit legislative attention include requiring more
detailed findings justifying additional emergency decrees or the use of supermajority
voting requirements. Indeed, the Legislature has already entertained some alternative
practices by introducing bills that would require affirmative approval of the Legislature to
extend executive emergency powers. See S.F. 955, § 1, 93rd Minn. Leg. 2023 (requiring
three-fifths majority approval requirement from both legislative bodies to extend a
peacetime emergency beyond 30 days); S.F. 3256, § 5, 93rd Minn. Leg. 2023 (requiring
majority approval from both legislative bodies to extend a peacetime emergency beyond
5 days). Note that the Minnesota Constitution has a similar supermajority requirement for
the approval of bonding proposals. Minn. Const. art XI, § 5(a) (requiring a three-fifths
majority approval in both houses of the Legislature for the issuance of bonds).
C-3
The more prolonged an emergency becomes, the greater the need to delineate the
limits upon the authority of the executive branch. But it is to the policy making
branches—the legislative and the executive—that this duty is assigned, not the judicial
branch. And the time to address these fundamental issues dealing with the distribution of,
and a check upon, political power is when no emergency is present.
C-4
Reference
- Status
- Published
- Syllabus
- 1. The scope of the issues preserved for consideration here, under an exception to the mootness doctrine, permits the review of whether the Emergency Management Act, Minn. Stat. §§ 12.01–.61 (2022), can, in the abstract, authorize a sitting governor to declare a peacetime emergency for a pandemic, whether Governor Walz was specifically authorized to declare a peacetime emergency in response to the COVID-19 pandemic, and whether the Act as a whole violates the nondelegation doctrine. 2. The Emergency Management Act authorizes the declaration of a peacetime emergency in response to a pandemic and did not require the Governor to make an evidentiary showing that the Act's requirements were satisfied before declaring a peacetime emergency in response to the COVID-19 pandemic. 3. The Emergency Management Act does not provide for an unconstitutional delegation of legislative authority under the Minnesota Constitution. Affirmed.