State of Minnesota v. Jamal L. Smith
Minnesota Supreme Court
State of Minnesota v. Jamal L. Smith, 9 N.W.3d 543 (Minn. 2024)
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State of Minnesota v. Jamal L. Smith
Opinion
STATE OF MINNESOTA
IN SUPREME COURT
A23-0007
Hennepin County Chutich, J.
Concurring, Thissen, Procaccini, JJ.
Took no part, Hennesy, J.
State of Minnesota,
Respondent,
vs. Filed: July 24, 2024
Office of Appellate Courts
Jamal L. Smith,
Appellant.
________________________
Keith Ellison, Attorney General, Saint Paul, Minnesota; and
Mary F. Moriarty, Hennepin County Attorney, Mark W. Osler, Deputy Hennepin County
Attorney, Adam E. Petras, Assistant Hennepin County Attorney, Minneapolis, Minnesota,
for respondent.
Cathryn Middlebrook, Chief Appellate Public Defender, Davi E. Axelson, Assistant State
Public Defender, Saint Paul, Minnesota, for appellant.
________________________
SYLLABUS
1. Appellant failed to show that the district court judge was biased.
2. Appellant failed to show that defense counsel was ineffective because
counsel did not move to change venue.
1
3. Appellant’s claim that the grand and petit jury pools did not reflect a fair
cross-section of the community fails because he did not show that Black persons were
underrepresented in the jury pool selection process or that any underrepresentation resulted
from systematic exclusion.
4. The district court did not abuse its discretion when it admitted evidence of
appellant’s prior bad acts because the evidence was admissible under the Spreigl exception
or as direct or corroborative evidence of a charged crime.
5. The only reasonable inference supported by the circumstances proved, when
viewed as a whole, is that appellant fired the fatal shot.
Affirmed.
OPINION
CHUTICH, Justice.
Appellant Jamal L. Smith was convicted for shooting and killing Jay Boughton in a
tragic road rage shooting. A grand jury indicted Smith with several offenses, including
first-degree intentional murder while committing a drive-by shooting. Minn. Stat.
§ 609.185(a)(3) (2022). Smith moved to dismiss the indictment based on the racial composition of the grand jury, which he asserted failed to reflect a fair cross-section of the community, and to request an expanded petit jury pool. The district court denied the motion. Before trial, the State moved to admit evidence of Smith’s prior bad acts, arguing that it was admissible under the immediate episode exception or, alternatively, the Spreigl exception. See State v. Spreigl,139 N.W.2d 167, 169
(Minn. 1965). The district court
granted in part and denied in part the State’s motion and admitted some of the evidence
2
under the immediate episode exception. A jury found Smith guilty as charged. The district
court sentenced him to life with the possibility of release for the conviction of first-degree
intentional murder while committing a drive-by shooting, as well as a concurrent sentence
of 120 months for possession of ammunition or a firearm after being convicted of a crime
of violence. Minn. Stat. § 624.713, subd. 1(2) (2022).
On direct appeal to our court, Smith contends that he is entitled to a new trial for
four reasons.1 First, Smith argues that the district court was biased against him, as shown
by several adverse rulings. Second, he claims that he received ineffective assistance of
counsel because defense counsel failed to move for a change of venue. Third, Smith alleges
that the district court committed reversible error when it denied his motions regarding the
racial composition of the grand and petit jury pools. Fourth, he posits that the district court
committed reversible error when it admitted evidence of his prior bad acts. Finally, Smith
argues that his conviction of first-degree intentional murder while committing a drive-by
shooting must be reversed because the State presented insufficient evidence to prove that
he fired the shot that killed Boughton.
Because Smith failed to carry his burden on each of the new trial claims and because
the only reasonable inference supported by the circumstances proved—when viewed as a
whole—is that Smith fired the fatal shot, we affirm the judgment of convictions.
1
The first two arguments are raised in Smith’s pro se supplemental brief.
3
FACTS
A Hennepin County grand jury indicted Smith of three offenses arising out of the
fatal drive-by shooting of Jay Boughton: first-degree intentional murder while committing
a drive-by shooting under Minnesota Statutes section 609.185(a)(3), second-degree
unintentional murder while committing a drive-by shooting under Minnesota Statutes
section 609.19, subdivision 1(2) (2022), and possession of ammunition or a firearm after
being convicted of a crime of violence under Minnesota Statutes section 624.713,
subdivision 1(2). The two murder charges also cited Minnesota Statutes section 609.05,
subdivisions 1 and 2 (2022), which concerns liability for the crimes of others, based on an
alternative theory that Smith acted as an accomplice in the shooting of Boughton. Smith
moved to dismiss the indictment, arguing that there were “numerous and cumulative
defects” in the grand jury proceeding, including that the jurors were exposed to detailed
reporting about the shooting before the proceeding. The district court denied the motion
to dismiss.
Despite pretrial publicity on the case, defense counsel did not move to change
venue. But counsel did move to challenge the composition of the grand jury pool, asserting
that it did not reflect a fair cross-section of the community because Black persons were
allegedly underrepresented. Smith also requested an expanded petit jury pool. After
briefing and oral argument, the district court denied the motion.
Before trial, the State moved to admit evidence of prior bad acts committed by
Smith, arguing that it was admissible under the immediate episode exception or,
alternatively, the Spreigl exception. This evidence included a video taken by Smith
4
showing himself brandishing a pistol and a witness’s account of another road rage episode
involving Smith, each of which occurred mere hours before the shooting. The district court
granted the State’s motion in part, concluding that evidence of six prior bad acts, including
the pistol video and evidence of the road rage episode, were admissible under the
immediate episode exception. The district court did not analyze this admitted evidence
under the Spreigl exception. It also denied the State’s request to include evidence of other
bad acts that Smith had allegedly committed.
At trial, the State presented the following evidence. On July 6, 2021, Smith drove
with B.S. and A.S from Chicago to the Twin Cities metro area to visit his girlfriend. Smith
was driving a silver Chevrolet Suburban SUV that his girlfriend had rented in April but
that Smith had never returned.
Videos on Smith’s phone documenting parts of the trip were admitted at trial under
the immediate episode exception, and their admission is now challenged by Smith. One
video, taken at 3:21 p.m. and uploaded to Facebook, depicted A.S. driving while Smith, a
Black man with dreadlocks, waved a pistol with an extended magazine from the front
passenger seat. B.S. was sitting in the back seat with what an officer later described as a
“no stock A-K style rifle” on his lap. In the video, Smith wears a white t-shirt and a black
crossbody bag that has a distinctive white design on the strap. A different video taken
earlier that day showed a third gun located between the center console and the driver’s seat
where A.S. was sitting at the time.
At 9:43 p.m., the Suburban arrived at an Arden Hills animal hospital where Smith’s
girlfriend had been earlier that day. When Smith learned that his girlfriend was no longer
5
there, he rushed to meet her at her apartment, located off the Shelard Parkway exit of
Highway 169. Witness testimony and highway camera videos showed that after leaving
the animal hospital, the Suburban weaved through cars on Highway 169, driving faster than
traffic and tailgating other cars.
That same night, Jay Boughton was driving his 15-year-old son home from his son’s
baseball game. It was raining as they drove south on Highway 169 with the Suburban to
their left. When the Suburban tried to merge into their lane from the lefthand lane, it
almost hit Boughton’s truck. Boughton swerved, honked his horn, and “flipped . . . off”
the Suburban.
A highway traffic camera showed that between 9:58:34 p.m. and 9:58:48 p.m. the
Suburban drove directly alongside Boughton’s truck, pacing it, for at least one-quarter
mile. The police investigation revealed that while the Suburban kept pace with Boughton’s
truck, a single .45-caliber bullet was fired from the Suburban, striking Boughton in the
neck.
Boughton’s truck veered off the highway, breaking through a fence and hitting
several parked cars in an apartment complex parking lot in Plymouth. When the police
arrived, they found a bullet from a large caliber gun on the floor of the truck and a bullet
hole in the frame between the windshield and front passenger door. When investigators
later processed the crime scene, they determined that the bullet came through the driver’s
side of the truck, and they found broken glass in the left lane near where Boughton’s truck
left the highway.
6
Boughton was taken to the hospital where he later died. His autopsy showed that
he had suffered one gunshot wound that hit his carotid artery and jugular vein, causing him
to bleed to death.
During trial, the State presented the following evidence as to how the police
identified the Suburban as the car in question and Smith as the alleged shooter. Police used
highway cameras to identify the suspect vehicle as a white or silver Suburban. They
tracked its path before and after the shooting. After the shooting, the Suburban left the
highway on the Shelard Parkway exit. The next day, police published a news release about
the shooting and sought information about the Suburban.
Nine days after Boughton’s murder, a silver Suburban with Colorado plates was
reported abandoned in north Minneapolis. The police were called after a tow truck driver
recognized it as the suspect vehicle from the highway shooting. The police then impounded
the Suburban and searched it. They learned that the Suburban had been rented by Smith’s
girlfriend that April. When it was not returned on time, the rental company caused a GPS
tracker to be placed on the Suburban to try to repossess it.
From the GPS data, police identified the Shelard Parkway address of Smith’s
girlfriend and canvassed businesses near there. Gas station surveillance footage showed
Smith on at least four occasions, a few weeks before the shooting, wearing a black
crossbody bag with a distinctive white pattern on the strap. Police also obtained animal
hospital surveillance video from the night Boughton was killed that showed that the driver
of the Suburban was someone in a white t-shirt with a black crossbody bag across his chest.
7
Police searched the Facebook friends of Smith’s girlfriend and found a profile that
belonged to “J’milli Smith.” The profile picture matched the appearance of the Suburban
driver from gas station footage, later identified as Smith. On Smith’s Facebook profile,
police found one of the videos taken during the July 6 trip in which Smith waved a pistol
with an extended magazine. The serial number was visible on the pistol, so officers traced
it and determined that it was a .45-caliber automatic Springfield Armory pistol. A forensic
scientist later determined that the bullet in Boughton’s truck had been shot from a
.45-caliber gun and that Springfield Armory was one of 14 firearm companies that may
have produced that type of gun.
Police obtained a warrant to search the apartment of Smith’s girlfriend. They found
items in Smith’s name including mail and an identification card, a holster that his girlfriend
identified as Smith’s, and a black crossbody bag with the distinctive white design on the
strap that matched the one worn by Smith on July 6.
The crime lab processed the Suburban and that evidence was introduced at trial. Six
interior areas of the Suburban were processed for gunshot residue.2 Three complete
three-component gunshot residue particles and 20 two-component particles consistent with
2
When a gun is fired, gunshot residue lands on the hands, clothing, and surrounding
area of the shooter. The three component particles of gunshot residue (lead, antimony, and
barium) can also be found on anyone close to the gun when it is fired, or any surface
touched by a person who has gunshot residue on them. Gunshot residue can extend out to
5 feet from the gun, but heavier concentrations of particulate are typically found closer to
the gun. Weather and movement can impact whether gunshot residue can be collected
from an item or person. Testing can detect particles containing the three elements that
make up gunshot residue; particles that contain only two of those three elements are also
consistent with gunshot residue but are referred to as two-component particles.
8
gunshot residue were found on the interior of the front passenger door. Located on the
interior of the rear passenger door was just one two-component particle consistent with
gunshot residue. One complete three-component gunshot residue particle was additionally
detected on the exterior of the black crossbody bag worn by Smith the day of the shooting.
Before Smith was arrested, police executed a warrant to obtain cell phone location
data that showed that, on July 6, Smith, A.S., and B.S. traveled the same path from Indiana,
through Chicago, to the apartment of Smith’s girlfriend in Minnesota. The FBI also
analyzed phone records obtained pursuant to a warrant that showed that all three of the men
were in the area of Boughton’s murder when it occurred.
The police arrested Smith in Illinois in August 2021 and obtained the following
evidence. Smith had a .45-caliber bullet on his person when he was arrested, and when
officers searched the apartment where he was staying, they found a .22-caliber rifle that
matched the gun that B.S. held in the Facebook video. Smith now challenges the admission
of this evidence.
After Smith was arrested, police also searched his phone and confirmed that one of
his usernames was “J’milli Smith” and that other videos had been created on and around
July 6. B.S. is never seen holding the .45-caliber pistol with the extended magazine in the
videos taken on July 6. A video on Smith’s phone from July 7, the day after the shooting,
shows Smith and B.S. sitting next to each other in a car; B.S. has a pistol with an extended
magazine in his hand like the .45-caliber pistol that was in Smith’s hands the day before.
Videos taken 4 and 5 days after the shooting—on July 10 and 11—show Smith with a
.45-caliber pistol with an extended magazine.
9
During the search of Smith’s cellphone, the police found text messages between
Smith and A.S., and these were introduced at trial. The morning after the murder, A.S.
sent Smith a news article that included the police press release seeking information about
the shooting and an image of the suspected Suburban.
Eight days after the shooting, Smith sent A.S. these texts in which he appears to
apologize to A.S.:
THIS [is] MY LIFE EVERYONE GIVING or MAKING REASONS
WHY they can’t just be There . . . I know I overplayed my PART
TOOOOOOOOOOOOOOOOOOO MANY TIMES . . . HOW YOU
GIVING IT TO ME.
Seconds later Smith added, “UNDER THESE CIRCUMSTANCES.”
Over half an hour later, Smith followed up with the following:
First please DON’T OVERSTAND I DEFINITELY DNT MEAN NO
HARM . . . This sh*t Ways on a n**** CONSTANTLY DEALING with
sh*t . . . if I Caused you ANY DISRUPTION [A.S.] I Sincerely Apologize.
Just gotta take this sh*t for what it is and switch sh*t up.
A.S. responded:
You definitely wrong for me message bro I been trying to help you figure
sh*t out since day one . . . I been nothing but solid since you met me when
from this situation and the last I stayed solid and never showed a hint of
following even while being on papers . . . I OVERSTAND the severity of it
but I can’t just to and switch . . . .
Police also arrested B.S. in August 2021. He did not have any firearms or
ammunition on his person when he was arrested, nor did he have any at the house where
he was staying. Police searched his cellphone and discovered that B.S. had sent outgoing
text messages on July 6 at 9:58:02 p.m., 9:59:47 p.m., and 10:00:05 p.m.; about 1 minute
before and after the pistol was fired from the Suburban. Police also found a video on B.S.’s
10
phone that was taken on July 7 of him and a woman, each holding a gun. The pistol that
he held had an extended magazine, and a detective from the Plymouth Police Department
opined it was the same gun as the .45-caliber pistol with an extended magazine seen in
Smith’s hands in the video posted to Facebook the day before—the day that Boughton was
shot.
Smith’s girlfriend testified at trial that Smith drove from Chicago to Minnesota on
July 6 to see her. He arrived at her apartment late at night with A.S. and another man she
did not know. Later, Smith drove them in the Suburban to a bar in Hennepin County. At
some point that night, she saw Smith holding a rifle and sitting next to the rifle while it was
on the center console of the Suburban. On July 8, he told her that the Suburban’s brakes
needed repairs. Smith abandoned the Suburban in Minneapolis and returned to Chicago
by bus 2 days later.3
When Smith’s girlfriend later saw an article about Boughton’s murder, she
recognized that the suspect car was the Suburban that Smith drove. She called him to ask
about it and Smith responded, “they don’t got no proof, they don’t have no evidence.”
Officers listened to Smith’s phone calls while he was in jail. He first claimed on the
calls that he did not know anything about the murder and that he had not been in Minnesota.
Later, Smith admitted to a news reporter over a video call that he was driving the Suburban
when Boughton was fatally shot.
3
B.S. and A.S. left Minnesota together by bus on July 9.
11
When he was in jail, Smith also gave people instructions about his case. He told his
girlfriend not to cooperate and, after she testified at a hearing, he told her that she should
have pleaded the Fifth.4 Smith also told his girlfriend to contact his attorney and say that
she had lied when she spoke to the police. After the trial started and Smith’s girlfriend had
met with prosecutors, Smith told her during a call that the rifle that she saw on the night of
the shooting was not in his hands but on the car seat. Smith also instructed someone to
delete his Facebook page and told an unidentified male to avoid getting “papers”—
meaning a subpoena—shortly after the trial date was set.
A jail deputy testified about an interaction with Smith in jail after Smith tried to
intervene while the deputy was dealing with another inmate. The deputy told Smith to
mind his own business and Smith responded by saying, “Do you even know who I am? . . .
I’m a nationwide murderer. . . . Go ahead and put it in your notes, I don’t care, I’m a
murderer.”
Another witness testified at trial about a road rage episode involving Smith that
occurred just hours before the July 6 shooting; admission of this testimony is now
challenged by Smith. That witness testified that on July 6, while he was driving home from
work on I-90 in Wisconsin, he encountered a big white SUV with a red and white license
plate. The Colorado license plate on the Suburban was white with red letters and numbers.
While the witness was passing a semi-truck, the SUV was behind his car, tailgating so close
4
The Fifth Amendment of the United States Constitution provides that no person
“shall be compelled in any criminal case to be a witness against himself.” U.S. Const.
amend. V.
12
that he could not see its headlights. The witness tapped his brakes to get the SUV driver
to back off. When he did so, the SUV driver, a Black man with dreadlocks, pointed a pistol
out the driver side window at him. After the witness passed the semi-truck and moved into
the right lane, the SUV pulled up beside his vehicle, going about 85 to 90 miles per hour.
The occupants pointed three guns at him before the car sped away. The witness
immediately called 911, and dispatch received the call around 6:30 p.m. Cellphone data
placed Smith in the same area as the witness when the witness called 911.
After the State rested, Smith testified in his own defense. His testimony
substantially narrowed the issues in dispute at trial because he admitted that he was driving
the Suburban when the fatal shot was fired from it. He claimed, however, that B.S. was
the shooter.
Smith testified about the events on Highway 169 in the moments leading up to—and
following—the shooting. He said that he tried to switch lanes because the GPS alerted him
that the exit to his girlfriend’s apartment was approaching. It was dark and raining, and
Smith testified that he did not see Boughton’s truck or hear Boughton honk the horn.
Smith said that B.S. lowered his window, and the wind noise caused Smith to turn
his attention backwards. He heard a loud boom that he thought might have been thunder.
Smith claimed that he did not know it was a gunshot. He said that A.S. jumped, and Smith
wanted to duck but could not because he was driving. Smith testified that he did not see
Boughton’s truck drive off the road and that he kept driving to his girlfriend’s apartment.
Smith also testified that A.S. had brought two pistols and one rifle on the drive from
Chicago to Minnesota. He said that the guns were not “necessarily” A.S.’s but were
13
“shared guns.” Smith knew that he was prohibited from possessing guns, but he admitted
that he allowed A.S. to bring the guns, that he handled a .45-caliber pistol during the drive
to Minnesota, and that his phone has dozens of photographs of him with guns.
Concerning the road rage episode in Wisconsin, Smith did not deny that it had
occurred. He testified though that someone “might have, you know, [waved] some guns
and stuff around, and that was over with after that.” He denied pointing a gun at the driver
in the Wisconsin road rage incident and testified that it would have been physically
impossible for him to do that while driving as fast as he was.
The jury found Smith guilty on all three counts.5 The district court entered
convictions of first-degree intentional murder while committing a drive-by shooting under
Minnesota Statutes section 609.185(a)(3) and possession of ammunition or a firearm after
being convicted of a crime of violence under Minnesota Statutes section 624.713,
subdivision 1(2). The court sentenced Smith to life with the possibility of release and a
concurrent sentence of 120 months respectively. Smith appealed.
ANALYSIS
On appeal, Smith contends that he is entitled to a new trial for four reasons. First,
Smith argues that the district court was biased against him, as evidenced by several adverse
rulings. Second, he asserts that defense counsel was ineffective for failing to move for a
change of venue. Third, Smith claims that the district court committed reversible error
5
The jury was not required to specify whether it found Smith guilty of first-degree
intentional murder and second-degree unintentional murder as the principal shooter or as
an accomplice to the shooting.
14
when it denied his motion challenging the racial composition of the grand and petit jury
pools. Fourth, he argues that the district court committed reversible error when it admitted
evidence of Smith’s prior bad acts.
In addition, Smith argues that his conviction of first-degree intentional murder while
committing a drive-by shooting must be reversed because the State presented insufficient
evidence to prove that he fired the shot that killed Boughton. We consider his arguments
in turn.
I.
We begin by determining whether the district court was biased against Smith.
“Whether a judge has violated the Code of Judicial Conduct is a question of law that we
review de novo.” State v. Malone, 963 N.W.2d 453, 464 (Minn. 2021). Every criminal defendant is entitled to a neutral tribunal. McKenzie v. State,583 N.W.2d 744, 747
(Minn. 1998).
Rule 2.11(A) of the Minnesota Code of Judicial Conduct provides that a judge must
disqualify themself “in any proceeding in which the judge’s impartiality might reasonably
be questioned.” Minn. R. Jud. Conduct 2.11(A). A judge’s impartiality is an objective
consideration, evaluating “whether a reasonable examiner, with full knowledge of the facts
and circumstances, would question the judge’s impartiality.” In re Jacobs, 802 N.W.2d
748, 753 (Minn. 2011). It is presumed that a judge has properly discharged their duties.
Malone, 963 N.W.2d at 464. “To remain impartial, judges should avoid the appearance of
impropriety and act to assure that parties have no reason to think their case is not being
handled fairly.” Id.
15
In his pro se supplemental brief, Smith asserts that his right to due process was
violated because the district court was not impartial in several rulings—including in setting
his bail, restricting his phone privileges in jail, and denying his motion to dismiss the
indictment. He essentially challenges the district court’s impartiality because it ruled
adversely to him. “But a district court judge’s adverse rulings, without more, are not
enough for a criminal defendant to demonstrate that the judge was biased against him.”
State v. Mouelle, 922 N.W.2d 706, 716 (Minn. 2019).
Smith’s claim fails because he has not shown that the district court was biased. First,
regarding bail, the district court clearly described the basis of—and provided sound reasons
to justify—its decision. Second, Smith complains that because the court revoked his phone
privileges in jail, he was placed in solitary confinement. But, as the district court explained
in an order, it did not have authority to affect his housing assignment in jail and any
grievances about that assignment should be directed to jail administrators. Finally, Smith
accuses the district court of bias for denying his motion to dismiss the indictment. Even if
Smith could show that the district court erred in its ruling, however, any error does not
necessarily mean that the district court was biased.
In sum, the record shows that the district court took these issues under advisement
and explained the rationale of its rulings. Some of the court’s trial rulings favored Smith
and some of them did not, but because these challenged adverse rulings are insufficient to
show bias, Smith’s claim fails.
16
II.
We turn now to the ineffective assistance of counsel claim asserted in Smith’s pro
se supplemental brief, which we review de novo. State v. Blanche, 696 N.W.2d 351, 376(Minn. 2005). We use the two-prong test set out in Strickland v. Washington,466 U.S. 668
(1984), to evaluate ineffective assistance of counsel claims. See Leake v. State,737 N.W.2d 531, 536
(Minn. 2007). The appellant must prove that (1) counsel’s performance “fell below an objective standard of reasonableness,” and (2) but for counsel’s error, the outcome of the proceeding would have been different. Strickland,466 U.S. at 688, 694
. The appellant bears the burden of proof, and we “need not analyze both prongs if either one is determinative.” Leake v. State,767 N.W.2d 5, 10
(Minn. 2009).
Smith argues that he received ineffective assistance of trial counsel because his
counsel did not move for a change in venue despite prejudice from local reporting on the
case. To support his claim, he provides a selection of direct quotes from the “court of
public opinion.” Smith does not identify the source of these quotes, but he ostensibly
claims that they are from local reporting on his case.
This claim fails because it does not satisfy either Strickland prong. These quotes do
not demonstrate that counsel’s performance “fell below an objective standard of
reasonableness” under the first Strickland prong. Smith also fails to satisfy the second
Strickland prong because he has not shown that if his counsel had moved for a change in
venue, and the motion had been granted, the outcome of his trial would have been different.
This claim is similar to one addressed in State v. Rhodes. There, we concluded that
a district court did not abuse its discretion when it denied an appellant’s ineffective
17
assistance of counsel claim which was based, in part, on trial counsel’s failure to move for
a change of venue because of media coverage of the case. 627 N.W.2d 74, 86–87 (Minn. 2001). The appellant there also provided a sampling of reporting on his case, as well as an affidavit by his mother alleging that counsel admitted to her that he should have sought a change of venue, an affidavit from another attorney explaining that a change of venue was necessary, and the appellant’s own affidavit stating that he had repeatedly asked his attorney to try to change venue.Id. at 82, 86
. We explained that even if the appellant’s allegations were true, his claims did not cast doubt on the fairness and impartiality of the jury because of how the district court conducted voir dire.Id.
at 86–87. We reasoned that “the court and counsel at trial scrupulously examined prospective jurors concerning their awareness of pretrial publicity” and that jurors had only “minimal information” about the case before trial.Id.
(internal quotation marks omitted).
As in Rhodes, our review of the trial transcript shows that the jury here was carefully
examined by the district court and counsel. Although some members of the jury knew
about the shooting before trial, none of them knew details beyond a basic outline of what
happened as initially reported on the news. None of them claimed to have kept up with the
case or to have learned anything specific about a suspect. Because Smith has not shown
that his counsel acted unreasonably concerning a change of venue, or that, if his counsel
had successfully moved to change venue, the outcome of his trial would have been
different, his ineffective assistance of counsel claim fails.
18
III.
We next review Smith’s argument that he is entitled to a new trial because he was
denied a jury pool that reflects a fair cross-section of the community. Smith contends that
Hennepin County’s jury pool selection process is unconstitutional because Black persons
are underrepresented on the source list from which the jury pools are generated. Because
he fails to show that Black persons are underrepresented in either jury pool or that the
alleged underrepresentation resulted from systematic exclusion, his fair cross-section claim
fails.
“The United States and Minnesota Constitutions guarantee a criminal defendant the
right to a jury pool that reflects a fair cross-section of the community.”6 Anderson v. State,
940 N.W.2d 172, 181 (Minn. 2020); see Taylor v. Louisiana,419 U.S. 522, 530
(1975); State v. Williams,525 N.W.2d 538, 542
(Minn. 1994). The Sixth Amendment, however, “does not guarantee a criminal defendant a [seated] jury of a particular composition or one that mirrors the community.” Williams,525 N.W.2d at 542
(citing Taylor,419 U.S. at 538
).
To make a prima facie showing that the jury pool selection process did not reflect a
fair cross-section of the community, a criminal defendant must show: (1) the group
allegedly excluded from the jury pool is a “distinctive” group in the community; (2) the
6
A “jury pool” is the group of persons summoned for jury service and from among
whom jurors will be chosen for a specific case. Venire, Black’s Law Dictionary (12th ed.
2024). Although we use the term “jury pool” throughout this opinion, the terms “venire”
and “jury panel” are used synonymously in our previous case law. Id.
19
group was not fairly represented in the jury pool selection process; and (3) the
underrepresentation resulted from “systematic exclusion” of that group from the jury pool
selection process. Andersen, 940 N.W.2d at 181–82 (citation omitted) (internal quotation
marks omitted). To meet the third prong, id. at 82, a defendant must demonstrate that:
[O]ver a significant period of time—[jury pool] after [jury pool], month after
month—the group of eligible jurors in question has been significantly
underrepresented on the [jury pools] and that this results from ‘systematic
exclusion, that is, unfair or inadequate [jury pool] selection procedures used
by the state rather than, e.g., a higher percentage of ‘no shows’ on the part of
people belonging to the group in question.”
Williams, 525 N.W.2d at 543. We review a defendant’s fair cross-section claim de novo. Seeid.
at 541–44.
A fair cross-section claim fails if the defendant does not meet any one of the three
prima facie conditions. See Andersen, 940 N.W.2d at 181–82 (rejecting a fair cross-section
claim when the defendant “failed to provide any evidence to support his claim of systematic
exclusion”). Smith argues that people who identify as Black represent a distinctive group
that is underrepresented in the jury pools. He tries to demonstrate a prima facie case on
the second and third prongs by contending that “[t]he fundamental problem” with
Hennepin County’s jury pool selection process “is that it relies on source lists that contain
absolutely no race data” and that the State source list “underrepresents non-white people.”7
7
The Minnesota statewide source list is compiled from the Minnesota Department of
Public Safety’s database of licensed drivers and state identification cardholders and the
Secretary of State’s voter registration database. See Minn. Gen. R. Prac. 806(b).
20
He claims that it is “systematic exclusion” that the jury pool selection process has not
changed despite these known issues.
The State vigorously defends the statewide system for creating the source list, noting
that the system has been repeatedly upheld by this court. It states that the inclusivity8 rate
of Hennepin County’s source list in 2022 was above the National Center for State Courts’
best practices recommendation that the list “consist of unique name and address records
for at least 85% of the total adult population within the jurisdiction.” See Paula
Hannaford-Agor et al., Eliminating Shadows and Ghosts, Nat’l Ctr. for St. Cts., Sept. 2022,
at 1. The State warns against adding new source lists because any additional list must have
sufficient content to perform a three-way crosscheck on a person’s name, birthdate, and
address; without an ability to conduct that crosscheck, the State asserts that the
supplemented source list may then contain duplicates that could exacerbate any
underrepresentation.9 See id. at 11 (stating the risks of over-inclusiveness in source list
supplementation).
8
“[I]nclusiveness” is a concept related to representativeness. “An inclusive master
jury list is one that includes every citizen eligible for jury service within the geographic
jurisdiction served by the court.” Paula Hannaford-Agor et al., Eliminating Shadows and
Ghosts, Nat’l Ctr. for St. Cts., Sept. 2022, at 1. Generally, “the more inclusive a jury list
is, the more representative it is.” Id.
9
The State further notes that the Legislature recently enacted a law that could
positively affect representation in jury pools. Under Minnesota Statutes section 201.161,
as amended by, Act of May 5, 2023, ch. 34, art. 1, § 9, 2023 Minn. Laws 316, 322–25,
applications for a driver’s license, identification card, MinnesotaCare, medical assistance,
and benefits or services from participating state agencies, will result in automatic voter
registration. The automatic inclusion of these recipients of public benefits on the voting
list, which is one key source from which jurors are drawn, may improve
21
Smith’s fair cross-section claim fails because he did not meet his burden on the
second and third prongs—showing that Black persons were not fairly represented in the
jury pool selection process or that the underrepresentation is the product of “systematic
exclusion” or, put differently, “unfair or inadequate selection procedures” in the Hennepin
County jury pool selection process. Williams, 525 N.W.2d at 543 (internal quotation marks
omitted). Although he provided statistics and literature on the issue of jury
underrepresentation to support his claim, this showing does not demonstrate a prima facie
case for the following reasons.
Concerning the second prong, the statistical evidence that Smith cites fails to show
that Black persons were not fairly represented in the jury pool selection process because
the total count of the county’s Black population is not an acceptable proxy for the
jury-eligible population. To serve on a jury, a prospective juror must be a citizen, at least
18 years old, a resident of the county, able to communicate in English, capable of acting as
a juror, have had their civil rights restored if they have been convicted of a felony, and not
have served on a state or federal grand or petit jury in the past 4 years. Minn. Gen. R. Prac.
808(b).
In his motion to dismiss, Smith cited numbers showing that Black jurors comprised
approximately 7.7 percent of the seated and alternate grand jurors assembled for the
timeframe of his indictment, and he claimed at trial that 7.6 percent of the potential jurors
representation in jury pools. Kim Hyatt, Voter Bill Offers One Way to Diversify Jury Pools:
Automatic Sign-ups Could Add to Voter, Court Rolls., Star Trib., Feb. 19, 2023, at B1.
22
selected for voir dire identified as Black. Smith also alleged that, based on 2021 census
data, 13.8 percent of Hennepin County residents identify as Black. But Smith has not
established the percentage of Black persons in Hennepin County who are eligible to serve
on a jury. Census data about the general population in Hennepin County does not account
for the eligibility requirements for jury service. For instance, the record reveals nothing
about the Black population of Hennepin County who are under 18, and therefore unable to
serve as jurors.
Relatedly, the main affidavit that Smith relies on cites national data and data—some
quite dated—from states other than Minnesota and requires us to infer that trends elsewhere
occur in Hennepin County too. But we are not satisfied that the second prong may be met
by an inference on the unsupported premise that trends in racial disparities elsewhere are
present in Hennepin County. Without accurate data about the racial demographics of the
jury-eligible population in Hennepin County, we cannot determine whether Black persons
are underrepresented in the jury pool selection process.10 Consequently, Smith has failed
to meet his burden on the second prong.
Furthermore, even if we assume that the second prong has been met, Smith fails to
make the required prima facie showing on the third prong because he has not demonstrated
that “over a significant period of time—[jury pool] after [jury pool], month after month,”
10
We note that a defendant is not required to disprove all other plausible and
alternative explanations for racial imbalance in a jury pool; instead, to make a prima facie
fair cross-section claim, they must at least facially show the presence of
underrepresentation and the lack of possible and alternative explanations for racial
imbalance in a jury pool.
23
Black persons have been underrepresented in the jury pool. Williams, 525 N.W.2d at 543.
In a dismissal motion based on the composition of the grand jury, Smith challenged the
number of Black persons (approximately 7.7 percent) of the seated and alternate grand
jurors assembled for the timeframe of his indictment.
Statistics from the Hennepin County Jury Office on the composition of seated and
alternate grand jurors from 2017–2022 shows, however, that some seated grand jury panels
had a greater percentage of Black grand jurors than the percentage of Black residents in
the general population of Hennepin County. Hennepin County typically empanels three
grand juries each year that meet for 4 months. Minn. State Court Adm’r’s Office,
Minnesota State Jury Administration Plan 5 (2021). Specifically, in 2017, one panel of
seated and alternate grand jurors (i.e., one of the three grand jury panels convened that
year) consisted of 15.2 percent Black persons, a greater percentage of Black persons than
in the general census data provided by Smith.
Similarly, in 2018, a year in which four grand jury panels were convened, one panel
consisted of 14.7 percent Black persons. And in 2019, a year in which three grand jury
panels were convened, Black persons comprised 16.7 percent of one grand jury panel.11
Considering this variation, Smith fails to show that “[jury pool] after [jury pool], month
after month” Black persons were underrepresented in the grand jury pools. Williams,
525 N.W.2d at 543.
11
During the 2020 pandemic, grand juries did not convene for a time. See Order
Governing the Operations of the Minnesota Judicial Branch Under Emergency Executive
Order Nos. 20-53, 20-56, No. ADM20-8001, Order at 3 (Minn. filed May 15, 2020).
24
Further, Smith’s supporting documents cannot rule out the impact of alternative and
plausible explanations for the existence of underrepresentation in the jury pool, such as
failure to appear for jury duty, non-responsiveness to jury summons, hardship excusals,
and disqualification from jury duty because of ineligibility. See id. at 543 (defining
“ ‘systematic exclusion’ ” as “unfair or inadequate selection procedures used by the state
rather than, e.g., a higher percentage of ‘no shows’ on the part of people belonging to the
group in question” (emphasis added)).
In fact, Smith’s supporting documents specifically acknowledge the likely
contribution of alternative causes to underrepresentation in jury pools. For example,
“[n]onresponse and [failure to appear] rates contribute to underrepresentation of minorities
in the jury pool” because “[u]ndeliverable, non-response/failure-to-appear . . . , and
excusal rates are all strongly correlated with socioeconomic and minority status.” William
Caprathe et al., Assessing and Achieving Jury Pool Representativeness, 55 Judges’ J. 16,
18–19 (2016).
The same report further explains that “excusals due to financial hardship, lack of
transportation, and lack of child care have a disproportionate impact on minorities.” Id. at
19. The hardship posed by jury duty is a substantial problem for many persons,12 and it is
12
We note that the Legislature can play a key role in helping to ensure that citizens of
color are able to participate on juries. To make jury service more tenable for low- and
middle-income citizens of all races and to lessen the need for excusal requests, the
Minnesota Judicial Branch in 2024 asked the Legislature to increase the per diem payment
from $20 a day to $100 a day to help offset lost wages, childcare, and related costs. A
recent study evaluating a pilot program with a similar increase in juror per diem payments
showed promising results in increasing the jury participation of citizens of color. See
Michelle Lau & Anne Stuhldreher, Be The Jury: Preliminary Findings from First
25
another plausible and alternative explanation for any underrepresentation in Hennepin
County’s jury pool.
In addition, as discussed above, the source list for the jury pool (as well as the census
data for Hennepin County) includes people who are not eligible to serve on juries. Because
these ineligible persons include Black persons, disqualification from jury service is another
likely explanation for any underrepresentation in the jury pool.
Ensuring that people of color serve as jurors is essential to the fair resolution of
cases and to the public’s trust in our legal system. Although we recognize the
unquestionable importance of this issue, on the record before us Smith has not met his
burden to show that Black persons were underrepresented in the jury pool selection process
and that any underrepresentation is the product of “systematic exclusion.” Accordingly, his
fair cross-section claim fails.
IV.
Next, we consider Smith’s challenge to the district court’s admission of evidence of
prior bad acts. The State moved to admit the evidence under the immediate episode
exception or, alternatively, the Spreigl exception. The court admitted the evidence under
the immediate episode exception without analyzing it under the rule announced in Spreigl.
Smith contends that the evidence was not admissible under either exception.
Six Months of Pilot Program, Fin. Just. Project, Nov. 2022, at 1. The Legislature did not
pass a funding increase in juror per diem in 2024. We urge the Legislature to pass
legislation authorizing such an increase as soon as possible.
26
Minnesota courts generally exclude evidence of a defendant’s prior bad acts. See
Spreigl, 139 N.W.2d at 169; Minn R. Evid. 404(b) (“Evidence of another crime, wrong, or act is not admissible to prove the character of a person in order to show action in conformity therewith.”). This established “exclusionary rule is grounded in the defendant’s constitutional right to a fair trial.” State v. Ness,707 N.W.2d 676, 685
(Minn. 2006) (citing Spreigl,139 N.W.2d at 171
).
We review a district court’s decision to admit evidence of a defendant’s prior bad
acts for an abuse of discretion. State v. Riddley, 776 N.W.2d 419, 424(Minn. 2009) (concerning evidence admitted under the immediate episode exception); State v. Smith (Smith II),940 N.W.2d 497
, 503 (Minn. 2020)13 (concerning evidence admitted under the Spreigl exception). “A district court abuses its discretion when its decision is based on an erroneous view of the law.” State v. Lopez,988 N.W.2d 107
, 122 (Minn. 2023) (citation omitted) (internal quotation marks omitted). The defendant has the burden to show that the admission of the evidence was erroneous and prejudicial. Riddley,776 N.W.2d at 424
.
The immediate episode exception is a narrow exception to the general rule
excluding evidence of prior bad acts. Id. at 425. “[I]mmediate episode evidence is admissible ‘where two or more offenses are linked together in point of time or circumstances so that one cannot be fully shown without proving the other, or where evidence of other crimes constitutes part of the res gestae.’ ”Id.
(quoting State v. Wofford,114 N.W.2d 267, 271
(Minn. 1962)). Evidence of a prior bad act satisfies the immediate
13
The defendant in Smith II, 940 N.W.2d 497, is not related to the appellant.
27
episode exception if “there is a close causal and temporal connection between the prior bad
act and the charged crime.” Id.
In addition, under the Spreigl exception, evidence of prior bad acts may be admitted
for limited purposes, including to show “motive, intent, knowledge, identity, absence of
mistake or accident, or a common scheme or plan.” Ness, 707 N.W.2d at 685. To admit evidence under this exception, the State must (1) provide notice of its intent to use the evidence; (2) clearly state what the evidence is being offered to prove; (3) present clear and convincing evidence that the defendant participated in the prior act; (4) establish that the evidence is relevant and material to the State’s case; and (5) demonstrate that the probative value of the evidence is not outweighed by its potential prejudice to the defendant. Smith II, 940 N.W.2d at 503 (citation omitted) (internal quotation marks omitted); State v. Burrell,772 N.W.2d 459, 465
(Minn. 2009).
We begin with the Spreigl exception. Smith only challenges the fourth and fifth
factors of the Spreigl analysis here. Prior bad act evidence satisfies the fourth requirement
of the Spreigl exception “when there is a sufficiently close relationship between the
charged offense and the Spreigl offense in terms of time, place, or modus operandi.” State
v. Gomez, 721 N.W.2d 871, 878(Minn. 2006). Evidence of prior bad acts may be relevant and material to show identity if identity is at issue. State v. Wright,719 N.W.2d 910, 917
(Minn. 2006). As to the fifth requirement, we have explained that “prejudice does not
mean the damage to the opponent’s case that results from the legitimate probative force of
the evidence; rather, it refers to the unfair advantage that results from the capacity of the
28
evidence to persuade by illegitimate means.” State v. Cermak, 365 N.W.2d 243, 247 n.2
(Minn. 1985) (citation omitted) (internal quotation marks omitted).
Smith challenges the admissibility of evidence of the following six prior bad
acts: (1) the Wisconsin road rage episode; (2) possession of a .45-caliber pistol during the
July 6 drive to Minnesota; (3) possession of a rifle during the July 6 drive to Minnesota
before the shooting and in Minnesota after the shooting; (4) possession of a rifle when he
was arrested; (5) possession of a .45-caliber pistol days after the shooting; and
(6) possession of a .45-caliber bullet when he was arrested. Evidence of each prior bad act
is analyzed in turn.
We first consider whether the challenged evidence of prior bad acts was relevant
and material to the State’s case, before evaluating whether its probative value is
outweighed by its potential prejudice to Smith. Because we conclude that the challenged
evidence was admissible under the Spreigl exception, or as direct or corroborative evidence
of a charged crime, we do not consider its admissibility under the immediate episode
exception.
A.
Smith challenges the relevance and materiality of evidence of the Wisconsin road
rage episode that occurred just hours before Boughton was murdered. This evidence was
relevant to prove the identity of the shooter, modus operandi, and knowledge. The key
issue in this case was the identity of the shooter, and evidence of the Wisconsin road rage
episode was directly relevant and material to that issue. In his trial testimony, the victim
of the road rage episode recounted that the SUV driver had dreadlocks and was the first to
29
display a pistol out the driver’s window. Smith was the only person in the Suburban with
dreadlocks.
Evidence of the Wisconsin road rage episode is also relevant because it showed a
similar modus operandi relevant to identity. Smith argues that this evidence was not
admissible under Spreigl because it was not sufficiently similar to the charged offense (for
example, in the Wisconsin incident no shots were fired, and all three guns were displayed)
and the testimony does not connect Smith with the murder weapon. But under our
precedent, evidence of the two driving episodes was sufficiently similar to be admissible
under the Spreigl exception.
In State v. Walsh, we stated that evidence of the defendant’s aggressive conduct
toward a restaurant server hours before he committed a murder later that evening was
“[a]rguably” admissible under the Spreigl exception. 495 N.W.2d 602, 604, 605–06 (Minn. 1993). The district court had concluded that the evidence—and that of a prior criminal offense—“showed a pattern of unprovoked physical aggression toward women; and because defendant denied he was the murderer, the two incidents were probative on the issues of defendant’s identity and motive.”Id. at 606
. Similarly, the Wisconsin road
rage incident occurred about 3½ hours before the highway shooting and was relevant
because it showed Smith and other occupants of the Suburban reacting to minor traffic
incidents by brandishing guns.
In addition, we agree with the State that evidence of the Wisconsin incident is also
relevant because the State alternatively argued an accomplice liability theory, contending
that even if Smith was not the principal shooter, he was an accomplice to the murder. This
30
evidence is relevant under the accomplice theory because it shows the close relationship
among Smith, A.S., and B.S. See State v. Nelson, 632 N.W.2d 193, 197–98, 203–04
(Minn. 2001) (concluding that the district court did not abuse its discretion by admitting
evidence of two robberies committed 4 to 5 months before the charged murder to show
“the close relationship” and careful planning and execution of the crimes by the defendant
and his accomplice). Smith’s voluntary participation in the group’s brandishing of guns is
relevant to evaluate his contention that he did not participate in the shooting of Boughton
hours later.
Smith also challenges the district court’s admission of the Facebook video that
Smith created around 3 p.m. on the drive from Chicago. In the video, Smith waves around
a .45-caliber gun with an extended magazine—the same caliber gun as the murder weapon.
This video was relevant to establish the identity of the shooter; it is relevant and material
that Smith possessed a .45-caliber handgun in the Suburban just hours before a .45-caliber
bullet was fired from the car he was driving, killing Boughton. The video is also relevant
to show opportunity because it proves that Smith and the other Suburban occupants had
access to guns, including a gun matching the caliber of gun that fired the bullet that killed
Boughton.
In State v. Smith (Smith I), we affirmed the admission of evidence of a shooting
involving the defendant that occurred “just hours before” the defendant killed the victim.
932 N.W.2d 257, 266–68 (Minn. 2019).14 There, the victim of the prior shooting identified
14
The defendant in Smith I, 932 N.W.2d 257, is not related to the appellant.
31
the defendant as the person who shot him and described the weapon as a “chrome revolver.”
Id. at 266. We concluded that this evidence was relevant to the State’s case under Spreigl because it “took place just hours before [the victim’s] murder, in the same vicinity, and using a weapon consistent with the prosecution’s theory.”Id. at 267
. Just as in Smith I,
evidence of Smith’s possession of the .45-caliber pistol with an extended magazine hours
before the murder is relevant because it tends to identify Smith as the shooter, consistent
with the prosecution’s theory that Boughton was shot with a .45-caliber pistol.
Finally, Smith challenges the district court’s admission of evidence of his
possession of a rifle hours before the shooting during the drive to Minnesota, Smith’s
possession of a rifle in Minnesota later in the evening on the day of the shooting, and the
discovery of a rifle in the Illinois apartment where Smith was staying when he was arrested.
He further challenges the admission of evidence showing that 4 and 5 days after the
shooting, Smith possessed a gun consistent with the .45-caliber pistol he handled in the
Facebook video, as well as evidence of his possession of the .45-caliber bullet when
arrested.
Because Smith was charged with being a prohibited person in possession of
ammunition or a firearm, evidence of his possession of the rifle in Hennepin County on the
night of the murder is direct evidence of that charge. Moreover, the additional evidence of
Smith’s control of the rifle during the road trip to Minnesota, a gun that he admitted at trial
was one of the “shared guns” he allowed in his car, corroborated his girlfriend’s direct
testimony that he possessed the rifle on the night of the murder.
32
In addition, evidence of Smith’s possession of a .45-caliber pistol consistent with
the murder weapon only days after the shooting and a bullet of the same caliber that killed
Boughton on the day of Smith’s arrest, although attenuated in time, has some relevance in
tending to identify Smith as the shooter. And even assuming that this evidence, and the
evidence of Smith’s possession of the rifle when arrested, was erroneously admitted, any
error was harmless because it cannot be said to have “significantly affected the verdict”
given that it was cumulative of other admissible evidence that tended to prove identity and
illegal possession of a firearm. See Smith II, 940 N.W.2d at 503, 505–06 (declining to
decide whether Facebook evidence was wrongly admitted because there was no reasonable
possibility that any alleged error significantly affected the verdict given overwhelming
evidence of defendant’s guilt).
B.
Next, we consider whether the probative value of the evidence admissible under the
Spreigl exception was outweighed by its potential for unfair prejudice. As mentioned
above, we have explained that “prejudice does not mean the damage to the opponent’s case
that results from the legitimate probative force of the evidence; rather, it refers to the unfair
advantage that results from the capacity of the evidence to persuade by illegitimate means.”
Cermak, 365 N.W.2d at 247 n.2 (citation omitted) (internal quotation marks omitted).
Smith argues that the evidence of prior bad acts was more prejudicial than probative
because it suggested that he had a propensity to overreact in road rage incidents and to
possess guns. We disagree. Smith primarily focuses his argument about prejudice on
evidence of the earlier road rage incident. Evidence of the road rage incident in Wisconsin
33
was particularly probative because it stemmed from eyewitness testimony from a person
who had been in a similar position to Boughton—a victim of threats with guns and road
rage from Smith and the occupants of the Suburban—mere hours before the shooting.
Additionally, evidence of Smith’s handling of the murder weapon (or one like it) hours
before the shooting is probative because it tends to prove that Smith used that weapon to
kill Boughton. See Wofford, 114 N.W.2d at 272(“There is no quarrel with the claim that prior possession of the gun or one similar to it had probative value as bearing upon the particular issues” underlying an appeal of a second-degree assault conviction). This evidence is not inadmissible “merely because it may indicate or have an ‘incidental tendency’ to implicate the defendant in unrelated offenses.”Id.
Evidence that Smith was
handling a gun consistent with the murder weapon hours before the shooting is far more
probative than unfairly prejudicial.
In sum, because the evidence of prior bad acts is admissible under the Spreigl
exception or as direct or corroborative evidence of a charged crime, the district court did
not abuse its discretion in admitting this evidence.
V.
Finally, we consider Smith’s argument that the evidence was insufficient to support
his conviction of first-degree intentional murder while committing a drive-by shooting
because there is a reasonable inference that A.S. or B.S. shot Boughton. We disagree.
34
After considering the circumstances proved, and viewing them as a whole, we conclude
that the only reasonable inference is that Smith shot Boughton.15
When an appellant challenges the sufficiency of the evidence, “we review the
evidence to determine whether, given the facts in the record and the legitimate inferences
that can be drawn from those facts, a jury could reasonably conclude that the defendant
was guilty of the offense charged.” State v. Robertson, 884 N.W.2d 864, 871(Minn. 2016) (citation omitted) (internal quotation marks omitted). The evidence is viewed in the light most favorable to the verdict.Id.
To convict Smith of first-degree intentional murder while committing a drive-by shooting, the State had to prove that Smith caused “the death of a human being with intent to effect the death of the person or another, while committing or attempting to commit . . . a drive-by shooting.”Minn. Stat. § 609.185
(a)(3).
We apply a two-step analysis to evaluate the sufficiency of circumstantial evidence.
State v. Ulrich, 3 N.W.3d 1, 11 (Minn. 2024). First, we identify the circumstances proved
by “winnow[ing] down the evidence presented at trial to a subset of facts that is consistent
with the jury’s verdict and disregard evidence that is inconsistent with the jury’s verdict.”
State v. Gilleylen, 993 N.W.2d 266, 275 (Minn. 2023) (citation omitted) (internal quotation
marks omitted). Second, we consider whether the reasonable inferences that can be drawn
15
Given our conclusion that the evidence is sufficient to show that Smith shot
Boughton, we need not consider the State’s alternative theory of accomplice liability. Even
so, we note that because it was proved that Smith was the driver and paced Boughton’s
truck for over one-quarter of a mile before the bullet was fired, the only reasonable
inference based on the circumstances proved is that even if Smith was not the principal, he
helped to carry out the shooting.
35
from the circumstances proved, when viewed as a whole and not as discrete, isolated facts,
“are consistent with the hypothesis that the accused is guilty and inconsistent with any
rational hypothesis other than guilt.” State v. Hassan, 977 N.W.2d 633, 640 (Minn. 2022).
We begin by ascertaining the circumstances proved, disregarding any evidence that
conflicts with the jury’s verdict. State v. Segura, 2 N.W.3d 142, 155 (Minn. 2024).
Applying this standard, we conclude that the following key subset of facts proved are
largely uncontested and include the following.
Video on Smith’s cellphone shows him holding the .45-caliber pistol with an
extended magazine, about 6 hours before the murder, during the drive from Chicago to
Minnesota. No one else is captured on video in the Suburban wielding a .45-caliber
Springfield Armory pistol on July 6. During the Wisconsin road rage incident, while
driving, Smith was the first to display his gun at the driver. Shortly before the fatal shot
was fired, Smith paced his car next to Boughton’s truck for about one-quarter of a mile; as
the driver, Smith had the ability to lower the front passenger window. Boughton was killed
by a single .45-caliber bullet that came through his driver side window. Complete
three-component gunshot residue particles were found on the Suburban’s front passenger
interior door and on Smith’s black crossbody bag that he wore during the trip. Twenty
two-component particles consistent with gunshot residue were found on the front passenger
interior door; only one two-component particle was found on the rear passenger interior
door. About 1 week after the murder, Smith texted A.S. and apologized for causing him
harm. B.S.’s phone records show that he was texting about a minute before and after the
shooting.
36
We next consider the reasonable inferences that may be drawn from the
circumstances proved when viewed as a whole. Segura, 2 N.W.3d at 155. “The State’s
circumstantial evidence is sufficient when the reasonable inferences are consistent with the
hypothesis that the accused is guilty and inconsistent with any rational hypothesis other
than guilt.” Hassan, 977 N.W.2d at 640. Smith focuses his sufficiency-of-the-evidence
argument on what he considers a reasonable inference that A.S. or B.S. shot Boughton.16
When viewed as a whole, the circumstances proved support a reasonable inference
that Smith shot Boughton and are inconsistent with a reasonable inference that A.S or B.S.
shot Boughton. It is reasonable to infer that Smith lowered the front passenger window,
extended his arm across A.S.’s chest, fired the fatal shot in response to another perceived
traffic slight, and later apologized to A.S. for firing the shot out of the passenger window
in such close range to A.S. The circumstances proved, when viewed as a whole, are
inconsistent with a reasonable inference that A.S or B.S. shot Boughton. More specifically,
the gunshot residue inside the car and on Smith’s black crossbody bag is inconsistent with
a reasonable inference that A.S. or B.S. fired the fatal shot because a passenger shooting at
another car directly to their right would have extended their arm out of their car’s window
for better aim. Moreover, if the gun had been fired from the back seat, a higher
concentration of gunshot residue would have been present on the interior rear passenger
door. In addition, B.S.’s phone records are inconsistent with a reasonable inference that
16
At trial, Smith contended only that B.S. shot Boughton and did not accuse A.S. of
doing so.
37
B.S. fired the fatal shot because they show that he was texting only about a minute before
and after the shooting. It is unreasonable to infer that—as a rear passenger who was
actively texting—B.S. saw Boughton flip off the Suburban and became so enraged that he
shot Boughton.
In sum, the only reasonable inference that can be drawn from the circumstances
proved, when viewed as a whole, is that Smith shot Boughton. Accordingly, Smith is not
entitled to a reversal of his conviction of first-degree intentional murder while committing
a drive-by shooting.
* * *
Because Smith has failed to show that the district court was biased against him,
defense counsel was ineffective, he was denied a fair cross-section of the community in his
jury pool and that the alleged underrepresentation of Black persons in the jury pool was a
result of “systematic exclusion,” or that the evidence of prior bad acts was inadmissible,
he is not entitled to a new trial. In addition, his conviction need not be reversed because
the only reasonable inference that can be drawn from the circumstances proved, when
viewed as a whole, is that Smith fired the fatal shot that killed Boughton.
CONCLUSION
For the foregoing reasons, we affirm the judgment of convictions.
Affirmed.
HENNESY, J., not having been a member of the court at the time of submission,
took no part in the consideration or decision of this case.
38
CONCURRENCE
THISSEN, Justice (concurring).
I concur with the court’s decision in this case and join Parts I, II, IV, and V of the
court’s opinion. I write separately on the question of whether appellant Jamal L. Smith is
entitled to a new trial because he was denied a jury pool that reflects a fair cross-section of
the community. I agree with the court that Smith did not satisfy his burden under the
second step of the fair cross-section analysis to show that Black residents of Hennepin
County were not fairly represented in the jury selection process. I would not reach the third
step of the fair cross-section analysis.
In my opinion, the distinction we drew in State v. Williams between “unfair or
inadequate selection procedures used by the state” and other reasons like “a higher
percentage of ‘no shows’ on the part of people belonging to the group in question,”
525 N.W.2d 538, 543 (Minn. 1994), is not as sharp as the Williams court portrayed it. If a
larger percentage of eligible jurors in a certain group are not appearing for jury duty and
there are reasonable steps the State can take to encourage that group of jurors to participate
at higher rates—steps that research shows will increase participation—and the State fails
to take such steps, that failure becomes systematic exclusion at some point.
An example is increasing juror per diems. For instance, a recent pilot program in
San Francisco showed that increasing juror per diem from $15 per day to $100 per day for
low- to moderate-income individuals resulted in removal of an economic barrier to
participation on juries for low-income individuals and people of color compared to white
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participants. The Fin. Justice Project, San Francisco Be The Jury Pilot Program Results
(Aug. 2023). The State of Minnesota can only ignore such evidence for so long.
PROCACCINI, Justice (concurring).
I join parts I, II, IV, and V of the majority opinion and in the concurrence of Justice
Thissen.
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Reference
- Cited By
- 2 cases
- Status
- Published
- Syllabus
- 1. Appellant failed to show that the district court judge was biased. 2. Appellant failed to show that defense counsel was ineffective because counsel did not move to change venue. 3. Appellant's claim that the grand and petit jury pools did not reflect a fair cross-section of the community fails because he did not show that Black persons were underrepresented in the jury pool selection process or that any underrepresentation resulted from systematic exclusion. 4. The district court did not abuse its discretion when it admitted evidence of appellant's prior bad acts because the evidence was admissible under the Spreigl exception or as direct or corroborative evidence of a charged crime. 5. The only reasonable inference supported by the circumstances proved, when viewed as a whole, is that appellant fired the fatal shot. Affirmed.