Dawson v. State
Dawson v. State
Opinion of the Court
Leonard E. Dawson appeals from the denial of his Rule 24.035
We affirm.
Background
This appeal is from a second Rule 24.035 motion filed by Mr. Dawson. The following chronology of events is helpful in understanding the basis for this motion, which the motion court denied without an evidentiary hearing:
On May 20, 1998, Mr. Dawson was charged by information with assault in the first degree and armed criminal action in the Circuit Court of Mercer County, Missouri.
On July 15, 1998, Mr. Dawson appeared at a plea hearing. His counsel announced Mr. Dawson’s intentions to enter an Alford plea
I had some question with regard to the possible need for a mental evaluation in this ease. I have had two other attorneys in my office meet with Mr. Dawson ... It was their position that there was no good cause to move forward with a motion for psychiatric exam. But the offense ... occurred as a result of his being intoxicated. I believe that is why he does not remember it. He in fact has a faulty memory or a bad memory. But in fact, ... at the preliminary hearing there was evidence that in fact [Mr. Dawson committed the offenses and] he believes he would be convicted.
Mr. Dawson then equivocated as to whether or not he thought he had committed the crime. The plea court then indicated that it did not think it would accept the plea, and they should proceed to trial because it would “just be back on a motion to set aside.” Thus, the case was set for trial on August 31,1998.
On August 31, 1998, Mr. Dawson again requested to enter an Alford plea rather than proceed to trial as scheduled. The court again questioned Mr. Dawson extensively. This time the court found Mr. Dawson’s plea to be knowingly, voluntarily, and intelligently made and accepted the plea. The court then ordered a pre-sen-tence investigation and set sentencing for October 14,1998.
On October 14, 1998, the court sentenced Mr. Dawson to concurrent terms of twenty years imprisonment for assault and fifteen years for ACA.
On December 14, 1998, Mr. Dawson filed his pro se Rule 24.035 motion.
On June 8, 1999, Mr. Dawson’s court-appointed counsel, Karl Hinkebein, filed a timely amended Rule 24.035 motion. Among the allegations included in the motion were the allegations that (1) Mr. Dawson’s plea counsel was ineffective for not “adequately” investigating and having Mr. Dawson evaluated for competency to stand trial, and (2) Mr. Dawson was denied due process of law in that he was convicted under an Alford plea while he was legally incompetent to proceed.
On September 9, 1999, at the request of Mr. Hinkebein, Dr. Michael P. Stacy, a psychologist, saw Mr. Dawson for a psychological examination. In Dr. Stacy’s opinion,
not [] capable of the level of abstract reasoning and understanding that would be necessary to knowingly and voluntarily enter [into] an Alford plea; nor would he have been competent to do so at [the time of his plea].... [B]ecause of mental defect, [Mr. Dawson was] unable to understand the proceedings against him or to effectively assist in his own defense. His ability to knowingly and voluntarily enter a plea was severely compromised by mental defect.
[Tjhis court finds that [Mr. Dawson] established that he was deprived of due process under the 14th Amendment to the United States Constitution and Article I, section 10 of the Missouri Constitution. Specifically, [Mr. Dawson] was deprived of due process in that he did not receive a mental evaluation pursuant to Missouri Revised Statutes Chapter 552, when one was mandated based on information available at the time of his guilty plea.
After announcing such a finding at the evidentiary hearing, the court indicated its understanding that Mr. Hinkebein and the State had arrived at an agreement that Mr. Dawson’s conviction would not be set aside but, instead, the parties would stipulate to an amended sentence of concurrent terms of fourteen years imprisonment on each count. In addition, as a part of the agreement to amend the sentence, Mr. Hinkebein informed the court that Mr. Dawson agreed to waive any other post-conviction grounds or remedies that may have been available. The court then proceeded to amend Mr. Dawson’s sentence in accordance with the stipulation. Mr. Dawson did not appeal from the motion court’s judgment.
On June 15, 2000, Mr. Dawson filed a second pro se Rule 24.035 motion.
On October 30, 2000, court-appointed, postconviction counsel filed an amended Rule 24.035 motion (“second Rule 24.035”), which is the motion currently at issue. One of Mr. Gibson’s claims was that Mr. Hinkebein, Mr. Dawson’s postconviction counsel in his first Rule 24.035 proceeding, was ineffective in failing to further pursue the issue of Mr. Dawson’s competency by failing to introduce Dr. Stacy’s evaluation prior to stipulating to an amended sentence and waiver of postconviction rights. Further details of this claim are discussed below in our discussion of the issues on appeal.
On June 14, 2001, the motion court entered its order denying Mr. Dawson’s second Rule 24.035 motion without an eviden-tiary hearing. Among its many findings of fact, the motion court found:
Transcripts have been made of the following proceedings: from when [Mr. Dawson] entered his guilty plea of July 15, 1998; from when he was sentenced on October 14, 1998; and from the evi-dentiary hearing on his previous 24.035 action on April 7, 2000. At each hear*527 ing, [Mr. Dawson] was questioned by the Court, often quite extensively. [Mr. Dawson’s] responses seem appropriate, with the record indicating that he intelligently and voluntarily entered his plea of guilty to the two charges. Although [Mr. Dawson] had some difficulty remembering the particulars of the incident from which the charges stemmed, he readily admitted to being intoxicated at the time. The record otherwise shows that [Mr. Dawson] was alert and lucid during the various proceedings, giving responsive and logical answers to the Court’s questions, thereby dispelling any notion that he lacked comprehension.
The court then concluded that because Mr. Dawson’s competency had been previously determined in his first Rule 24.035 proceeding, the second motion court could not entertain a successive motion challenging his competency. This appeal follows.
Standard of Review
In accordance with Rule 24.035(k), our review of Mr. Dawson’s postconviction relief motion is “limited to a determination of whether the findings and conclusions of the trial court are clearly erroneous.” The motion court’s findings and conclusions are clearly erroneous only if, after reviewing the entire record, this court definitely and firmly believes that the motion court has made a mistake. Edwards v. State, 954 S.W.2d 403, 406 (Mo.App. W.D. 1997).
Discussion
Mr. Dawson contends on appeal that Karl Hinkebein was ineffective for failing to introduce Dr. Stacy’s psychological evaluation and allowing Mr. Dawson to be sentenced while he was incompetent
The State contends that Mr. Dawson is barred from bringing this claim because Mr. Hinkebein was appointed as postconviction counsel. As pointed out by the State, there is no right to counsel in a postconviction proceeding, so there is no claim for ineffective assistance of postcon-viction counsel. See Moore v. State, 934 S.W.2d 289, 291 (Mo. banc 1996) (holding that claims of ineffective assistance of posteonviction counsel are not reviewable except in the limited circumstance in which the movant can show he was abandoned by postconviction counsel). Mr. Dawson argues, however, that in negotiating and stipulating to an amended sentence, Mr. Hinkebein effectively switched hats from that of postconviction counsel to that of plea counsel. We disagree. Mr. Hinke-bein, acting as court-appointed, postconviction counsel, did stipulate to the reduced sentence subsequently imposed by the motion court. But this was done within the context of Rule 24.035, which allows sentences to be amended.
Accordingly, the motion court’s judgment denying Mr. Dawson’s second Rule 24.035 motion is affirmed.
. Rule references are to the Missouri Rules of Criminal Procedure (2001).
. North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970) (holding that the lack of defendant's confession to the criminal act did not constitutionally impair
. This pre-sentence investigation is not a part of the record on appeal.
. This report appears to meet the requirements for reports made under section 552.020.3 RSMo Cum.Supp.1998.
. Although these records are discussed extensively in the transcript of, and were admitted at, the evidentiary hearing, they are not a part of the record on appeal.
. Statutory references are to RSMo Cum. Supp.1998.
. " ‘Incompetency is distinct from the insanity defense because it involves the defendant's mental state at the time of trial rather than at the time of the offense.' " State v. Tilden, 988 S.W.2d 568, 573 (Mo.App. W.D. 1999) (citation omitted).
. Specifically, Rule 24.035(j) states:
The court shall issue findings of fact and conclusions of law on all issues presented, whether or not a hearing is held. If the court finds that the judgment was rendered without jurisdiction, that the sentence imposed was illegal, or that there was a denial or infringement of the rights given movant by the constitution of Missouri or the constitution of the United States as to render the judgment subject to collateral attack, the court shall vacate and set aside the judgment and shall discharge the movant or resentence the movant or order a new trial or correct the judgment and sentence as appropriate.
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