In re L.M.
In re L.M.
Opinion of the Court
OPINION
Corey Miller (“Father”) appeals from the trial court’s judgment’ granting Respondents Troy Ritter (“Great-Uncle”) and Melinda Ritter’s (“Great-Aunt”) (collectively “Respondents”) petition for letters of guardianship and' conservatorship of Father’s three-year-old son, L.M. (“Child”). Father raises two points on appeal: 1) that the trial court misapplied section 475.030.4(2),
Facts and Procedural History
Child was born on October 4, 2012, to Father and Respondents’ niece, Brooke Moore (“Mother”). During the early months of Child’s life, Respondents voluntarily provided substantial babysitting assistance.
In April 2013, with Great-Aunt’s assistance, Mother initiated a paternity action against Father , in Marion County. Father did not contest his paternity of Child. By agreement of the parties, Respondents were allowed to intervene. The parties reached an agreement calling for Father and Mother to be awarded joint legal custody with Father to have sole physical custody subject to’ Mother’s visitation rights pursuant to a parenting plan. The parties’ agreement further called for Respondents to be allowed to exercise Mother’s visitation rights if Mother failed to do so. On July 10, 2013, the court entered its judgment and parenting decree which approved the parties’ above-described, agreement.
Thereafter, Mother’s visitation was sporadic at best and Respondents exercised Mother’s visitation as- permitted by the parenting plan. Father, for his part, maintained physical custody of Child. On certain occasions ■ after September 2013, Father left Child with "Respondents beyond the time' set forth'in the parenting
From at least April 2014 until the August 2014 trial, Father' followed the custody and visitation schedule set forth in the parenting plan. Child went to daycare four days a week. While Father was at work and Child was not at daycare, Father’s girlfriend and Father’s family members cared for Child.
On April 16, 2014, Respondents filed the petition at issue on this appeal in Ralls County.
The matter went to trial on August 20, 2014. The court took judicial notice of the paternity action mentioned above. Mother did not attend the hearing and Father’s attorney informed the court that he had been unable to locate her. The court heard testimony from the parties and from the GAL who testified that he did not find Father to be an unfit parent.
On October 3, 2014, the court issued its judgment, granting Respondents’ petition. The court found that Respondents possessed more stability in their lives than Father and that Respondents’ past behavior exemplified a more stable' life than Father’s. The court found that Father’s lifestyle and circumstance were not conducive to a stable environment. The court noted that Father had been in at least three relationships since Child was born, including one with Mother, and had moved in with his current girlfriend after a very short period of time. The court concluded that Child had more stability in his life when he was with Respondents than when Child was with Father and found Child’s best interests were served by placing his custody with Respondents. The court concluded as a result of this comparison between Respondents and Father, that both Father and Mother were unfit.* Nevertheless, the court found that-Child’s best interests required Father to be allowed substantial, unsdpervised visitation with Child. This appeal follows.
Standard of Review
The trial court’s judgment in guardianship proceedings is to be affirmed
We apply de novo, review, however, to questions of law decided in court-tried cases. Pearson, 367 S.W.3d at 43. Statutory interpretation is an issue of law that this court reviews de novo. Blakely, 83 S.W.3d at 540. When presented with an issue of mixed questions of law .and fact, we defer to the trial court’s factual findings so long as they are supported by competent, substantial evidence, but review de novo the application of the law to those facts. Pearson, 367 S.W.3d at 44.
Discussion
A. The interest of a parent in the care, custody, and control of a child is perhaps the oldest of the fundamental liberty interests recognized by the United States Supreme Court.
At the outset of our analysis, we are guided by certain fundamental constitutional principles governing the rights of parents as acknowledged by the United States Supreme Court and recently recognized by this court in T.W. ex rel. B.W. v. T.H., 393 S.W.3d 144, 147-48 (Mo.App.E.D. 2013):
The Fourteenth Amendment to the United States Constitution provides that no State shall “deprive any person of life, liberty, or property, without due process of law.” The United States Supreme-Court has long recognized that the Fourteenth Amendment’s Due Process Clause, like its Fifth Amendment counterpart, guarantees more than fair process.* Troxel v. Granville, 530 U.S. 57, 65, 120 S.Ct. 2054, 147 L.Ed.2d 49 (2000) (plurality opinion). The Clause includes a substantive component, providing greater protection against government interference with certain fundamental rights and liberty interests. Id. -The liberty interest at issue in this case — the interest of a parent in the care, custody, and control of her child— is perhaps the oldest of the fundamental liberty interests recognized by the United States Supreme Court. Id.
B. Missouri’s guardianship statutes
With this constitutional backdrop, we turn to' Missouri’s statutory framework govérning the issues in this case. There are three principal statutes that govern the guardianship of a minor. In re Estate of A.T., 327 S.W.3d at 2 (citing Flynn v. Flynn, 34 S.W.3d 209, 211 (Mo.App.E.D. 2000)). Section 475.025 provides that the father and mother are the natural guardians of their children and have “the custody and care of their persons and education.” Section 475.030.4(2) authorizes the court to issue letters of guardianship over a minor in three circumstances, including, as is relevant here, where the parent or parents are unwilling, unable, or adjudged unfit to assume the duties of guardianship. Section 475.045.1 provides that the parent or parents of a minor shall be appointed as guardians except where the parent or-parents are adjudged unfit
Reading these statutes together, a court should not appoint a guardian for a child unless there is no parent available, willing, and able to care .and provide for the child. In re Estate of A.T., 327 S.W.3d at 2 (citing Flynn, 34 S.W.3d at 211). Importantly, these statutes create a rebut-table presumption that a parent is the. appropriate custodian for his or her child. In re Estate of A.T., 327 S.W.3d at 2 (citing Cotton v. Wise, 977 S.W.2d 263, 264 (Mo.banc 1998)). That presumption can be overcome, however, if there is sufficient evidence presented that the parent is unfit, unwilling, or unable to take charge of the child. In the Matter of J.D.D., 450 S.W.3d at 841.
Missouri law allows for the appointment of a guardian over a minor as a stop-gap measure to provide for the care and custody of a minor for the period of time when the parent is unable, unwilling, or unfit to perform his or her parental functions. See Flathers v, Flathers, 948 S.W.2d 463, 468 (Mo.App.W.D. 1997). However, we are mindful that an order of guardianship can have the effect of terminating the parental right of custody to a child. See Piedimonte v. Nissen, 817 S.W.2d 260, 269 (Mo.App.W.D. 1991) (noting that the effect of the guardianship order was to terminate the parental right of custody on a finding of ordinary neglect). Given that an order of guardianship can abrogate or abridge the rights of parents, the standards provided by the guardianship statutes must be followed. See Cotton, 977 S.W.2d at 265.
Once a parent has been found unfit in a guardianship proceeding, the burden of proving that the parent is fit to assume custody of a child shifts to the parent and the statutory presumption in favor of the parent as the custodian is removed. In re Estate of Moreau, 168 S.W.3d 548, 551 (Mo.App.S.D. 2005). To terminate the guardianship of a third party, the burden of proof -is on the parent to prove by a preponderance of the evidence that the parent is fit, suitable, and able to assume the duties of guardianship and that it' is in the best interest of the minor that the guardianship be terminated. See § 475.083.2(3), 6; In re Schnieders, 178 S.W13d 632, 634 (Mo.App.W.D. 2005). A parent can only file a petition to terminate guardianship once every 180 days. § 475.083.6: •
C. The presumption in favor of parents versus third parties in connection with the guardianship of their children.
The presumption in favor of parents as a child’s guardians is rooted in fundamental liberty interests founded in the United States and Missouri constitutions. See Troxel, 530 U.S. at 65, 120 S.Ct. 2054; T.W. ex rel R.W., 393. S.W.3d at 147-48,; § 475.045. In Missouri, a parent does not stand on equal legal footing with a third party in the context of the guardianship of the child. § 475.045. The parent is entitled to the presumption that the parent is the appropriate custodian for his or her child until this presumption is rebutted and the statutes allowing a parent to be stripped of the right to .the. custody of his or her child must be followed.
This principle was illustrated by the Missouri Supreme Court in Cotton v. Wise, 977 S.W.2d 263 (Mo.banc 1998).- In Cot
The Court noted that the record was replete with references to the father’s deficiencies as a parent and that “[t]he record supports the trial court’s conclusion that granting custody to [half-sister] is in, the children’s best interest.” Id. at 264. The Court concluded, however, that under the guardianship statute, the question was not which party.better served the children’s best interest. Id. Rather, when one of the parties was the children’s parent, the question was whether the parent was “unwilling, unable or adjudged to be unfit to assume the duties of guardianship.” Id. In this regard, the trial court had misapplied the \sm.
The Co'urt rejected sister’s arguments that the trial court’á extensive discussion óf father’s shortcomings suggested that he was unfit, unable, or unwilling to care for the children or that the trial court’s decision granting her'guardianship amounted to such a finding. Id. The Court suggested that while the trial court’s recitation of facts was “some proof’ that father was unfit, unable, or unwilling to care for his children, there must be a finding that the parent is unfit, unable, or unwilling to care for his children. Id. This determination must be made “in the first instance” based on the evidence and due regard' to the presumption in favor of the parent. Id. And the determination should be based not only on present circumstances, but on the parent’s history of. dealing -with the children. Id. (citing Reece v. Reece, 890 S.W.2d 706, 710-11 (Mo.App.W.D. 1995)).
D. The trial court misapplied the guardianship statute because the court’s finding of unfitness on the part of Father and award of guardianship to Respondents resulted entirely from the court’s comparison of the relative merits of Father with those of Respondents.
A review of the court’s analysis demonstrates that the court failed to follow the guardianship statutes and the reasoning and holding in Cotton. The court relied heavily on In re Moreau v. Royster, 18 S.W.3d 447, 449 (Mo.App.S.D. 2000), for the proposition that in a contest between a parent and a third party, a finding of “unfitness” could be made by comparing the relative merits of a parent'with a third party. This approach was rejected recently in In re Estate of L.G.T. v. N.R., 442 S.W.3d 96, 112 (Mo.App.S.D. 2014), where the court held that the determination of parental unfitness may not be made by comparing the relative merits of the parent with those of a third party seeking the guardianship over the child. We agree.
This is because under section 475.030.4(2), the determination of unfitness must be made in the first instance by the trial court after reviewing all the evidence and giving due regard to the presumption in favor of the parent and the question of a child’s best interest is not reached unless the trial court has found the parent to be unwilling, unable or adjudged unfit to assume the duties of guardianship. Cotton, 977 S.W.2d at 264-65; In re Estate of L.G.T., 442 "S.W.3d at 111; See also In re Estate of A.T., 327 S.W.3d at 2 n. 3.
Here, the trial court erred in declaring and applying the law by considering Child’s best interests as between Father and Respondents before first determining whether Father was fit
E. Respondents failed to overcome the presumption that Father is Child’s appropriate custodian and the court’s finding of unfitness on the part of Father is unsupported by substantial evidence.
, In order to overcome the presumption that Father is the appropriate custodian of Child, Respondents were required to present evidence showing that Father was unfit, unwilling, or unable to take charge of - Child. In the Matter, of J.D.D., 450 S.W.3d at 841. In determining a parent’s fitness to serve as a child’s guardian, courts have considered the stability in a parent’s life, the care the parent would be able to provide on a daily basis, the environment in which the child would be raised, the amount of effort made by the parent to furnish any financial support, and the parent’s mental health. See id. at 842. Another factor that may be considered is the moral environment to which the child will be subjected, but the analysis is not about condemnation nor approval of a moral standard. See Massman v. Massman, 784 S.W.2d 848, 849 (Mo.App.E.D. 1990). Rather, the issue is whether the conduct is detrimental to the child’s welfare and there must be evidence that the parent’s conduct 'has had or will have an adverse impact on the child'. Id. Finally, whether a parent is unfit must be based on existing conditions,- but past conditions may illuminate the understanding of present conditions.- In re Estate of L.G.T., 442 S.W.8d at 112. .
Here, there is no substantial evidence in thé record to support a finding that Father is unfit; Indeed, wé find that the reasons the trial court set forth for finding Father unfit are insufficient as a matter of law. The court' noted that since the birth of Child, Father has been in at’ ’least three relationships, had been in a relationship with Mother even after a safety plan was set up by the Children’s- Division, and chose to move in with his current girlfriend after a very short period of tibie. However, there was no evidence that any of Father’s past relationships had any adverse impact on Child and the evidence shows that since at leást February 2014, Father has been in one relationship with his current girlfriend with whom he has been living since that time. Given that the evidence shows that Father provides Child with adequate care and- there was no evidence that any of Father’s past or current relationships had any negative- impact on Child, we find that Father’s conduct in this regard is insufficieht to support a finding of unfitness. -
Moreover, it bears repeating that in July 2013,' in connection with the paternity action which they encouraged Mother to file, Respondents agreed to a consent judgment with Father in which they agreed that Child’s best interests were served by Father having joint legal custody and sole physical custody of Child. Thereafter, Father exercised his parental rights as guardian for Child and provided for Child’s custody and care. The evidence consisting of the consent judgment from the paterni
Yet, just nine months after the consent judgment was entered, Respondents filed the petition at issue here. While the record here certainly attributes to Father certain deficiencies in comparison to Respondents’ lifestyle, we are not persuaded that there was such a change in circumstances between July 2013 and April 2014 that would justify a complete reversal in terms of an assessment of Father’s fitness. Cf. § 452.410 (“[T]he court shall not modify a prior custody decree unless ... it finds, upon the basis of facts that have arisen since the prior decree or that were unknown to the court at the time of the prior decree, that a change has occurred in the circumstances of the child or his custodian and that the modification is necessary to serve the bests interests of the child.”).
While a change in circumstances in this context is not mentioned by the guardianship statutes, “[t]he rationale for requiring a substantial change in the circumstances of the child or the custodian, whether parent or third party,. includes the desire to maintain a stable nurturing environment for the child,” and further supports that Father should remain as Child’s custodian. See Searcy v. Seedorff, 8 S.W.3d 113, 117 (Mo.banc 1999).
Moreover, the record actually appears to support that the only change from the prior paternity judgment to the time of the filing of the petition here was that Father’s fitness as a parent seemed to have improved. The GAL opined that Father had gotten his act together and that Father is “certainly” not an “unfit parent.” In'addition, the court’s decision to award Father unsupervised visitation also reflects favorably on Father’s fitness and appears at odds with a finding of unfitness.
Conclusion
For the reasons stated above, the trial court’s judgment is reversed and remanded with instructions to dismiss the petition and order that Child be returned to Father’s custody with such custody to proceed pursuant to the terms of ‘ the judgment from the paternity action.
. All statutory references are to RSMo 2000 unless otherwise indicated.
. We note that Ralls County may not have been the proper venue for this case. Section 475.035 provides that the-venue for the appointment of a guardian or conservator shall be in the county in this state where the minor is domiciled. The domicile of a child is that of the parent who has custody of the child. Beckmann v. Beckmann, 358 Mo. 1029, 2,18 S.W.2d 566, 569 (1949). Here, the petition alleged that Child was domiciled in Ralls • County, Missouri, where Respondents are domiciled. This, however, is not Child’s domicile. By agreement of the parties in the paternity action, physical custody of Child was with Father, who at the time this suit was filed was domiciled in Marion County where the paternity action was venued. Beckmann, 218 S.W.2d at 569. Section 475.040 provides that if it appears to the court that the guardianship proceeding was commenced in the wrong county, the court may on its own motion order that the proceeding be transferred to the probate division of the circuit court- of another county. Because this issue was not raised at trial or- on appeal, we decline to review,the question. ,
. The petition did not allege that Father was unfit but we assume that the parties tried this issue by consent.
Dissenting Opinion
I respectfully dissent. For the reasons discussed below and based upon this Court’s standard of review, I would affirm the trial court’s judgment granting Respondents Troy and Melinda Ritter’s (“Petitioners”) petition for letters of guardianship and conservatorship of Appellant Corey Miller’s (“Father”) three-year-old son, L.M.
I. BACKGROUND
This is a close case
In its judgment granting Petitioners’ petition for letters of guardianship and con-servatorship, the trial court found, “Petitioners currently possess more stability in their lives and their past conduct further exemplifies a stable life.... [Father’s] life style [sic] and circumstance, as they currently exist, and as shown by his past conduct, are not conducive to a stable home environment.” In addition, the trial court found Father was unfit and that “[currently, the best interests of [L.M.] are served [by]' placing his custody with Petitioners.” The trial court additionally found:
The [c]ourt has considered the testimony of each witness and has made judgments regarding the credibility of each witness. The [c]ourt has accepted some of the witnesses as credible and rejected the other parts of the testimony of witnesses as not credible. Findings and conclusions of law made by the [c]ourt are consistent with the [c]ourt’s determination of the credibility of the evidence and of the witnesses.
The trial court’s judgment also awarded Father unsupervised visitation of L.M. Father appeals.
II. STANDARD OF REVIEW AND GENERAL LAW
As with any' court-tried case, our Court will affirm a trial court’s judgment involving guardianship proceedings unless there is no substantial evidence to support it, it is against the weight of the evidence, or it erroneously, declares or applies the law. In the Matter of 453 S.W.3d 340, 342 (Mo.App.E.D. 2015). “We review questions of law de .novo, but in reviewing questions of fact, we defer to the fact-finder,” In re Estate of L.G.T., 442 S.W.3d 96, 100 (Mo.App.S.D. 2014) (emphasis omitted). .
Appellate courts’defer , to the trial court on factual issues because it is in a better position not only to judge the credibility of witnesses and the persons directly, but also their sincerity and character and other trial intangibles which may not be completely revealed by the record. ' The' appellate court’s role is not to re-evaluate testimony through its own perspective.
Id. (quoting White v. Director of Revenue, 321 S.W.3d 298, 308-09 (Mo. banc 2010)) (internal citations and emphasis omitted).
Accordingly, in determining whether a trial court’s judgment is supported by substantial evidence, an appellate court views the evidence in the light most favorable to the judgment, disregards all contrary evidence, and defers to the trial court’s credibility determinations. Ivie v. Smith, 439 S.W.3d 189, 200 (Mo. banc 2014). “[A] trial court is free to believe or disbelieve all, part, or none of the testimony of any witness.” Houston v. Crider, 317 S.W.3d 178, ■ 186 (Mo.App.S.D. 2010) (quoting Lueckenotte v. Lueckenotte, 34 S.W.3d 387, 394 (Mo. banc 2001)). Finally, our Court will only overturn a judgment under fact-based standards of review when we have a firm belief that the judgment is wrong. Pearson v. Koster, 367 S.W.3d 36, 43" (Mo. banc 2012).
The term “unfit” is not defined in Missouri’s guardianship statutes, but case law
III. DISCUSSION
In this case, I agree that the trial court misapplied the law only to the extent its award of guardianship and conservatorship to Petitioners resulted • from the court’s comparison of the relative merits of Father with those of Petitioners. See L.G.T., 442 S.W.3d at 112. However, this in and of itself does not mean the trial, court’s judgment, must be reversed because the trial court relied on many factors to reach its decision. See id. :As the Southern District found in L.G.T., I would find-that to the extent “the trial court was¡ under any such mistaken notion” “that,a determination of parental unfitness may be made by comparing the relative merits of a natural parent with those' of the proposed guardian[s],” “it woüld not be fatal to the judgment' because substantial evidence supported the trial court’s finding that [Fáther] was unfit.” Id. Similarly, I would affirm the trial court’s judgment based upon the standard of review. See id.' at 112-17.
'Here; Petitioners testified, (1) L.M. developed severe and reoccurring diaper rash while under Father’s care; (2) Father did not provide health insurance for L.M.; (3) Father failed to take L.M. to the eye doctor even though L.'M. was running into walls and L.M'.’s natural mbther was seventy-percent blind; (4) L.M. had a problem witfi' biting which increased while he was under Father’s care; (5) L.M. repeatedly had blisters on his feet from wearing shoes that did not fit him while he was under Father’s care; (6) Father would inconsistently parent L.M. depending on whether Father had a girlfriend, and when Father did not have a girlfriend he would “choose[ ] to step out of [L.M.’s] life” and allow Petitioners to care fór L.M,; (7) when L.M. was a baby and would cry, Father would “bounce him uncontrollably”; (8) when, L.M. • would throw up, Father would care- more about the vomit getting on the furniture than on L.M.; and (9) Father clothed L.M. only in a onesie when it was cold outside. In addition, Father’s former neighbor testified L.M. was sometimes present during incidents where Father and his girlfriend were' fighting, using many swear words, and throwing items-around the yard.
Finally, I disagree that an order of guardianship and conservatorship in this case would have the effect of terminating Father’s parental rights to L.M. where the judgment awarded Father unsupervised visitation of L.M. In addition, if Petitioners were ultimately awarded guardianship and conservatorship of L.M., Father could file a petition to terminate Petitioners’ guardianship and conservatorship once every 180 days. Section 475.083.6 RSMo Supp. 2002; see also section 475.083.2(3) RSMo Supp. 2002 (a trial court may terminate a guardianship and conservatorship “[i]f the court finds that a parent is fit, suitable and able to assume the duties of guardianship and it is in the best interest of the minor that the guardianship be terminated”).
IV. CONCLUSION
In sum, based upon the language in ■ L.G.T. indicating reversal is not necessary due to the extent the trial court misapplied the law, the standard of review, as well as the record and issues presented on appeal to this Court, I do not have a firm belief that the trial court’s decision finding Father unfit is wrong. In addition, I do not have a firm belief that the trial court’s decision, finding the best interests of L.M. were served by placing his custody with Petitioners as of the time of the judgment is wrong given the evidence presented that Petitioners adequately cared for and provided stability for L.M. since he was born. Therefore, I would affirm the trial court’s judgment granting Petitioners’ petition for letters of guardianship and conservator-ship of L.M.
. After the guardian ad litem ("GAL") testified he did not find Father to be an unfit parent, he added, "that's about as close as I’m able to call it.” The GAL also testified he was unable to make a recommendation on the issue of guardianship because "I really find it almost too close to call.”
. Some but, not all of the .evidence discussed in this section is referred to in the trial court’s judgment. In particular, the trial court found Father’s former neighbor "testified witnessing much fighting, use of vulgar language, and things being thrown at each other in the front yard and sometimes when [L.M.] was present.” The trial court also found “[tjhe evidence suggests [Father] is most interested in having custody of [L.M.] when he has a girlfriend."
Case-law data current through December 31, 2025. Source: CourtListener bulk data.