Missouri Court of Appeals, 2018

Bradley v. State

Bradley v. State
Missouri Court of Appeals · Decided May 9, 2018
554 S.W.3d 440 (South Western Reporter, Third Series)

Counsel

OPINION FILED: May 9, 2018 Motion for Rehearing and/or Transfer to Supreme Court Denied July 3, 2018 Application for Transfer Denied September 25, 2018, Chelseá R. Mitchell, Assistant Public Defender, Columbia, MO, Attorney for Appellant., Joshua D. Hawley, Attorney General, and Christine Lesicko, Assistant Attorney General, Jefferson City, MO, Attorneys for Respondent., Karen King Mitchell, Presiding Judge *444Lester Bradley appeals, following a jury trial, a judgment finding him to be a sexually violent predator and committing him to the Department of Mental Health for control, care, and treatment. Bradley raises eight points on appeal. The first two points challenge the trial court's denial of his motion to dismiss based upon the court's failure to hold a probable cause hearing within 72 hours of Bradley's detention, as required by § 632.489.1 Bradley's third and fourth points challenge the admission of testimony from the State's expert witness Dr. Kimberly Weitl. His fifth point challenges the sufficiency of the evidence to support the jury's determination that Bradley is a sexually violent predator. And his final three points raise constitutional challenges to the Sexually Violent Predator Act (SVPA). Finding no error, we affirm., Following the trial, the jury found Bradley to be a sexually violent predator, and he appealed. Id. at 550. Bradley raised three claims on appeal; he claimed that the evidence was insufficient to support the jury's determination, that the trial court erred in overruling his motion to dismiss for failure to hold his probable cause hearing within the 72-hour time period prescribed by statute, and that the trial court erred in excluding evidence regarding the MDT assessment. Id. This court addressed Bradley's second claim first, holding that *447there was "no basis for determining that the 72-hour time limit for holding the probable cause hearing [wa]s a jurisdictional prerequisite to proceeding on the State's petition. Rather, it appear[ed] to be mere error, subject to waiver and requiring a showing of prejudice to warrant reversal." Id. at 554. We then addressed the State's claim that Bradley had waived his challenge to the timing of the probable cause hearing and held that "Bradley waived his claim of error by failing to raise a timely objection to the court's noncompliance with the statutory time period." Id. at 555. In a footnote, we stated:, Following remand, the court set the matter for a new trial. On August 26, 2016, Bradley filed a renewed motion to dismiss based upon the court's failure to hold his probable cause hearing within 72 hours of his detention on the petition. In the motion, Bradley again claimed that Randall Schlegel did not represent him at the time Schlegel entered his appearance and waived the 72-hour requirement for the probable cause hearing. Bradley argued that he was prejudiced insofar as "the court could not have found that probable cause existed" if it had held the probable cause hearing at the originally scheduled time because the State's expert was unable to appear at that time, and Bradley surmised that, without the expert testimony, the State would have been unable to establish probable cause and Bradley would have been released. In response, the State argued that Bradley's motion should be denied based upon the law-of-the-case doctrine insofar as the issues raised had been addressed by this court in the first appeal. The trial court denied the motion to dismiss, finding "that at the time, Mr. Schlegel was the attorney of record for Mr. Bradley and did do a proper effect of that consent of that waiver, of that 72-hour period.", At trial, the State's evidence was largely the same as that introduced at Bradley's first trial with the exception that it came in through Dr. Weitl, rather than Dr. Stanislaus. Like Dr. Stanislaus, Dr. Weitl diagnosed Bradley with pedophilia, opined that it constituted a mental abnormality under the definition provided by the SVPA, and determined that Bradley was more likely than not to reoffend if not confined. Dr. Steffan's testimony was also largely the same in the second trial as the first; he diagnosed Bradley with antisocial personality disorder, which he opined constituted a mental abnormality under the statutory definition, but he determined that Bradley's risk of reoffending was not more likely than not. And, pursuant to this court's opinion in the first appeal, Bradley offered testimony from Dr. Greg Markway, a member of the MDT, reflecting the fact that the MDT unanimously voted against a determination that Bradley was a sexually violent predator. After receiving all the evidence, the jury found Bradley to be a sexually violent predator, and the court ordered him committed to the Department of Mental Health for control, care, and treatment. Bradley appeals., In Points VI, VII, and VIII, Bradley argues that the SVPA is unconstitutional in that it violates his rights to due process, equal protection, freedom from ex post facto laws, and freedom from double jeopardy. Because these claims raise constitutional challenges to a Missouri statute, an issue normally reserved for the exclusive jurisdiction of the Missouri Supreme Court, we must determine whether we have jurisdiction to decide these claims., "In determining whether a constitutional claim is real and substantial or merely colorable, [the reviewing c]ourt makes a preliminary inquiry as to whether [the claim] presents a contested matter of right that involves fair doubt and reasonable room for disagreement." Id. (quoting Mo. Hwy. & Transp. Comm'n v. Merritt , 204 S.W.3d 278, 285 (Mo. App. E.D. 2006) ). "If this initial inquiry shows that the claim is so legally or factually insubstantial as to be plainly without merit, the claim may be deemed merely colorable." Id. (quoting Merritt , 204 S.W.3d at 285 )., Here, as Bradley concedes in his brief, each of the constitutional challenges he raises have been addressed and rejected by the Missouri Supreme Court.3 "Thus, they do not involve fair doubt or reasonable room for disagreement. Rather, they are merely colorable. Accordingly, we have jurisdiction over this appeal." Id., Bradley's first and second points both challenge the trial court's denial of his renewed motion to dismiss based upon the court's failure to hold a probable cause hearing within 72 hours of Bradley's detention on the petition.5 His first point argues that "the trial court lost authority to conduct any further proceedings once it failed to meet the deadline." And his second point argues that the trial court erred in finding that Bradley, through counsel, waived the timing requirement for the probable cause hearing, because Randall Schlegel did not represent Bradley at the time Schlegel consented to the probable cause hearing outside of the 72-hour window. These claims are virtually indistinguishable from those raised in Bradley's *451first appeal and, therefore, are barred by the law-of-the-case doctrine., "The doctrine of law of the case governs successive adjudications involving the same issues and facts." Snelling v. Kenny , 491 S.W.3d 606, 613 (Mo. App. E.D. 2016). "Generally, the decision of a court is the law of the case for all points presented and decided, as well as for matters that arose prior to the first adjudication and might have been raised but were not. " Id. (quoting Walton v. City of Berkeley , 223 S.W.3d 126, 129 (Mo. banc 2007) ) (emphasis added). "The doctrine ensures uniformity of decisions, protects the parties' expectations, and promotes judicial economy." Id. "The law of the case can advance these goals only if it applies nearly all the time, and discretion to disregard it is exercised only in rare and compelling situations." Id., Here, Bradley's Point I raises the same claim of error based upon the same facts as the second point raised in his first appeal.6 See Bradley , 440 S.W.3d at 553 (rejecting Bradley's claim that the court's failure to hold the probable cause hearing within 72 hours of his detention deprived the court of jurisdiction to proceed and holding that "there is no language in section 632.489 providing for dismissal if the 72-hour time period for the probable cause hearing is not met"; thus, "noncompliance does not divest a court of jurisdiction."). The only distinction between the claim raised in his first appeal and that raised in Point I here is that he is now claiming the trial court lacked "authority" to proceed rather than "jurisdiction.", "[T]he decision of a court is the law of the case for all points presented and decided, as well as for matters that arose prior to the first adjudication and might have been raised but were not. " Walton , 223 S.W.3d at 129 (emphasis added). Nothing precluded Bradley from presenting evidence in support of his contention regarding Schlegel's representation at the first trial. He is not now entitled to a second bite of the proverbial apple., In Bradley's third and fourth points on appeal, he challenges Dr. Weitl's testimony as a whole and, specifically, with respect to her statements regarding the conclusions of other experts she relied on in reaching her opinion. Bradley's Point III argues that, because Dr. Weitl authored Bradley's end-of-confinement report, she was barred by § 632.489.4 from serving as a retained expert for the State. Bradley's Point IV argues that Dr. Weitl was improperly allowed to testify to the conclusions of other non-testifying experts in violation of § 490.065 and his right to confrontation. Neither point is meritorious., "We review a trial court's admission or exclusion of expert testimony for abuse of discretion." Pisoni v. Steak 'N Shake Operations, Inc. , 468 S.W.3d 922, 928 (Mo. App. E.D. 2015). "A trial court abuses its discretion when a ruling is clearly against the logic of the circumstances and is so arbitrary and unreasonable as to shock the sense of justice and indicate a lack of careful consideration." Id. "An appellant bears the burden of proving that the trial court abused its discretion and showing that [he] has suffered prejudice." Id.

Bradley v. State

Opinion of the Court

The portion of § 632.489.4 that Bradley relies on to support his claim that Dr. Weitl, as the author of his end-of-confinement report, should not have been allowed to testify as the State's expert reads as follows: "The court shall direct the director of the department of mental health to have the person examined by a psychiatrist or psychologist as defined in section 632.005 who was not a member of the multidisciplinary team that previously reviewed the person's records. " (Emphasis added.) Bradley reads the italicized portion as providing two alternative kinds of people, neither of whom may conduct the court-ordered examination-members of the MDT and anyone who has previously reviewed the person's records.

There are two flaws in Bradley's claim here. First, Dr. Weitl was not the psychologist appointed by the Department of Mental Health to examine Bradley pursuant to a court order.7 Rather, she was a privately retained expert witness of the *453State's selection.8 Thus, the language upon which Bradley relies is inapplicable, even if it would have the effect he claims, which brings us to the second flaw in his argument-the italicized portion does not contemplate two separate categories of individuals. The italicized portion refers solely to a single class of people-members of the MDT who reviewed the person's records. A person is not precluded from serving as an expert if that person, like Dr. Weitl, was never a member of the MDT.

"By what is known as the last antecedent rule, a 'limit[ing] or restrictive clause contained in [a] statute is generally construed to refer to and limit and restrict an immediately preceding clause or antecedent.' " Gasconade Cty. Counseling Servs., Inc. v. Mo. Dep't of Health , 314 S.W.3d 368, 374 n.5 (Mo. App. E.D. 2010) (quoting 2A Sutherland Statutory Construction § 47:26 (7th ed.) ). Here, the clause, "that previously reviewed the person's records," is a restrictive clause, modifying only the previously stated noun, "member of the multidisciplinary team." Contrary to Bradley's suggestion, it does not create a second group of people precluded from appointment as a reviewing psychologist by the Department of Mental Health.

In short, because Dr. Weitl was not the psychologist appointed by the Department of Mental Health pursuant to a court order, nor was she a member of the MDT, the portion of § 632.489.4 that Bradley relies on is irrelevant and did not bar Dr. Weitl from testifying as an expert in Bradley's case.

Point III is denied.

In his fourth point, Bradley argues that the court erred in allowing Dr. Weitl to testify to the opinions and conclusions of non-testifying evaluators, specifically those of Dr. Stanislaus and Dr. Jackson.9 Bradley argues that doing so violated § 490.065 and his confrontation rights. We disagree.

Section 490.065.3 provides:

The facts or data in a particular case upon which an expert bases an opinion or inference may be those perceived by or made known to him at or before the hearing and must be of a type reasonably relied upon by experts in the field in forming opinions or inferences upon the subject and must be otherwise reasonably reliable.

"Section 490.065.3 permits an expert to consider facts not in evidence in forming an opinion or inference, but a two-step approach must be used to determine the admissibility of that expert opinion." In re Care & Treatment of Whitnell v. State , 129 S.W.3d 409, 416 (Mo. App. E.D. 2004). "First, the facts or evidence must be of a type reasonably relied on by experts in the field in forming opinions or inferences on *454the subject." Id. "Second, the trial court must independently decide if the facts and data relied on by the expert meet a minimum standard of reliability, i.e. , are otherwise reasonably reliable." Id. "The trial court has discretion in deferring to an expert's assessment of what data is reasonably reliable." Id.

Here, Dr. Weitl testified that, as an expert in her field of psychology, she relies on the evaluations, opinions, and conclusions of other experts. She testified, "When a colleague has come to the same conclusion, it makes me more confident in my own." "Reliance on information and the opinions of others does not automatically disqualify an expert's testimony." In re Care & Treatment of T.D. v. State , 199 S.W.3d 223, 227 (Mo. App. S.D. 2006) (quoting Grab ex rel. Grab v. Dillon , 103 S.W.3d 228, 239 (Mo. App. E.D. 2003) ). "An expert can rely on such information provided that those sources are not offered as independent substantive evidence, but rather serve only as a background for his opinion." Id. (quoting Whitnell , 129 S.W.3d at 416 ). As such, the State established a sufficient foundation under § 490.065 to allow Dr. Weitl to testify as to the opinions and conclusions of other non-testifying experts. In re Care & Treatment of Underwood v. State , 519 S.W.3d 861, 873 (Mo. App. W.D. 2017).

Bradley complains that "there was no attempt to lay foundation or qualify non-testifying evaluators as experts." He argues that "[t]he record is void of evidence of: their knowledge, skill, experience, or training; how they conducted their evaluation or prepared their report; what records they reviewed; or how and why they reached their diagnoses and conclusions." We find this claim to be disingenuous. In Bradley's own motion to exclude this testimony, he repeatedly referred to Dr. Stanislaus and Dr. Reitmann as "experts." Furthermore, he did not object on this foundational basis at trial. "Adequacy of the factual or scientific foundation for expert opinion is ... waived absent a timely objection or motion to strike." Nichols v. Belleview R-III Sch. Dist. , 528 S.W.3d 918, 930 (Mo. App. S.D. 2017) (quoting Proffer v. Fed. Mogul Corp. , 341 S.W.3d 184, 187 (Mo. App. S.D. 2011) ).

In any event, to the extent Bradley sought to discredit the non-testifying experts' conclusions, he was able to do so through his own witness Dr. Steffan. And "[q]uestions regarding the sources and bases of an expert's opinion affect the weight rather than the admissibility of the opinion." Whitnell , 129 S.W.3d at 416. In short, the trial court did not err in allowing Dr. Weitl to testify to the conclusions of other non-testifying experts.10

Point IV is denied.

D. The evidence was sufficient to support the jury's verdict.

In his fifth point on appeal, Bradley argues that the evidence was insufficient to support the jury's verdict finding him to be a sexually violent predator. Specifically, he argues that the evidence was insufficient to support either Dr. Weitl's diagnosis of pedophilia or her conclusion that Bradley was more likely than not to reoffend if not confined. Though couched in terms of a challenge to the sufficiency of *455the evidence, Bradley's real challenge is again directed at the bases for Dr. Weitl's opinion and conclusions.

"Once an expert opinion has been admitted, as any other evidence, it may be relied upon for purposes of determining the submissibility of the case." In re Care & Treatment of Turner v. State , 341 S.W.3d 750, 754 (Mo. App. S.D. 2011) (quoting In re Care & Treatment of O'Hara v. State , 331 S.W.3d 319, 320 (Mo. App. S.D. 2011) ). "An appellant 'cannot "backdoor" an issue relating to the admissibility of expert testimony under the guise of a sufficiency of the evidence argument.' " Id. (quoting O'Hara , 331 S.W.3d at 320 ).

Here, the State had to prove that Bradley (1) had been found guilty of a sexually violent offense and (2) suffers from a mental abnormality (3) that makes him more likely than not to engage in predatory acts of sexual violence if not confined in a secure facility. § 632.480(5). Dr. Weitl testified that Bradley was convicted of first-degree statutory sodomy, a sexually violent offense under the statutory definition. She further testified that he suffers from pedophilia, which qualified as a mental abnormality under the statutory definition. And she testified that, based on her professional opinion, because of his mental abnormality, Bradley was more likely than not to engage in predatory acts of sexual violence if not confined in a secure facility, based on her analysis of various static and dynamic risk factors used in multiple actuarial tools. Thus, the evidence was sufficient to support the jury's determination.

Point V is denied.

Conclusion

The trial court did not err in entering a judgment consistent with the jury verdict finding Bradley to be a sexually violent predator and ordering him committed to the Department of Mental Health for control, care, and treatment. Its judgment is affirmed.

Alok Ahuja and Edward R. Ardini, Jr., Judges, concur.

The psychologist originally appointed by the Department of Mental Health was, in fact, Dr. Stephen Jackson. Bradley , 440 S.W.3d at 549.

Bradley sought to exclude Dr. Weitl's testimony below on the additional ground that the State was not authorized to hire a privately retained expert. He has not raised that claim on appeal, and it has been rejected by the Eastern District of this court. See, e.g., In re Care & Treatment of Doyle , 428 S.W.3d 755, 761 (Mo. App. E.D. 2014) (holding that the "final sentence of Section 632.489.4 indicates an implicit right of either party to hire a private expert at its own expense.").

When arguing this motion in limine below, Bradley sought to preclude Dr. Weitl from testifying to the conclusions of only Dr. Stanislaus and Dr. Reitmann. Bradley made no mention of Dr. Jackson. And, in fact, Bradley's expert Dr. Steffan testified that he relied on Dr. Jackson's opinions in formulating his own. Thus, to the extent that Bradley is complaining on appeal about Dr. Weitl's testimony pertaining to conclusions made by Dr. Jackson, we find his claim not to be preserved. And, in light of the fact that his own expert relied on such information, we decline to review Bradley's claim as it relates to the conclusions of Dr. Jackson.

Dr. Weitl did not merely relay other experts' opinions. Though relying on their conclusions in her own analysis, she ultimately reached her own diagnosis and opinion. For this reason, we reject Bradley's claim that he was denied his right to confrontation. Cf. Graves v. Atchison-Holt Elec. Co-op. , 886 S.W.2d 1, 7 (Mo. App. W.D. 1994) (holding that "an expert who consults and merely summarizes the content of a hearsay source without applying his own expertise is merely a hearsay witness.").

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