Giaimo v. Saul
Trial Court Opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
EASTERN DIVISION
TINA N. GIAIMO, ) )
Plaintiff, ) ) vs. ) Case No. 4:20-cv-00596-AGF )
KILOLO KIJAKAZI,1 )
Acting Commissioner of Social Security, ) )
Defendant. )
MEMORANDUM AND ORDER
This action is before this Court for judicial review of the final decision of the Commissioner of Social Security finding that Plaintiff Tina Giaimo was not disabled, and thus not entitled to disability insurance benefits under Title II of the Social Security Act, 42 U.S.C. §§ 401-434, and supplemental security income under Title XVI of the Act, 42 U.S.C. § 1381-1383f. For the reasons set forth below, the decision of the Commissioner will be affirmed.
BACKGROUND
The Court adopts the facts set forth in Plaintiff’s statement of material facts (Doc. 25) and Defendant’s response and statement of additional facts (Doc. 30, Ex. 1 & 2), which together provide a fair description of the record before the Court. Specific facts will be discussed as needed to address the parties’ arguments.
Tr. 16.
The ALJ next found that Plaintiff could perform certain sedentary unskilled jobs listed in the Dictionary of Occupational Titles (DOT) (e.g., addressor, document preparer, ampoule sealer), which the VE had testified that a hypothetical person with Plaintiff’s RFC and vocational factors (age, education, work experience) could perform and that were available in significant numbers in the national economy. Accordingly, the ALJ found that Plaintiff was not disabled under the Act. On March 3, 2020, the Appeals Council denied Plaintiff’s request for review. Thus, Plaintiff has exhausted her administrative remedies, and the ALJ’s decision is the final decision of the Commissioner for this Court’s review.
On judicial review here, Plaintiff asserts that the ALJ failed to properly evaluate Plaintiff’s credibility, and more specifically failed to properly weigh the evidence supporting Plaintiff’s subjective complaints about the limiting effects of her pain. The ALJ’s Decision (Tr. 11-21)
The ALJ found that Plaintiff has the following severe impairments: rheumatoid arthritis, fibromyalgia, degenerative disc disease of the lumbar and cervical spine, generalized anxiety disorder, and major depressive disorder. However, he found that none of these impairments, alone or in combination, met or medically equaled the severity of impairments listed in the Commissioner’s regulations.2 Applying “paragraph B” criteria to Plaintiff’s mental impairments, the ALJ found that Plaintiff had moderate limitations in three categories (understanding, remembering, or applying information; interacting with others; and concentrating, persisting, or maintaining pace) and a mild limitation the fourth category (adapting or managing
Plaintiff testified that she is unable work due to chronic and severe pain in her feet, neck, back, hands, and shoulders. She said she cannot sit for prolonged periods and needs to change positions every five to fifteen minutes. Her “primary complaints are chronic pain and fatigue from rheumatoid arthritis and fibromyalgia.” Doc. 24 at 4. The ALJ found that Plaintiff’s medically determinable impairments could reasonably be expected to cause her alleged symptoms but that Plaintiff’s statements about the intensity, persistence, and limiting effects of those symptoms were not consistent with the medical evidence and other evidence in the record.
With respect to Plaintiff’s pain symptoms from fibromyalgia and rheumatoid arthritis centrally at issue here, the ALJ found that those symptoms were less limiting than Plaintiff alleged and do not prevent full-time work. He noted that her fibromyalgia is treated with various pain medications, and her clinical examinations with her pain specialist were completely normal aside from tenderness (i.e., normal gait, no muscle
Next, the ALJ found that Plaintiff’s depression and anxiety are less limiting than she alleged insofar as the findings of her pain psychologist, Dr. Stephen Ristvedt, were routine and unremarkable (e.g., intact memory, normal attention and concentration, good insight and judgment, good eye contact, cooperative attitude, clean appearance). The ALJ concluded that he adequately addressed Plaintiff’s depression and anxiety by limiting the RFC to simple, routine, repetitive tasks and only occasional interaction with others.
The ALJ also reasoned that Plaintiff’s self-reported daily activities were inconsistent with allegations of debilitating pain in that Plaintiff lives alone, feeds and cares for her cat, prepares simple meals, can go out alone and drives a car to appointments and the store and pharmacy, watches television, listens to music, and has no problem getting along with others.4
The ALJ then discussed the opinion evidence in the record. State agency medical consultant Dr. Judee Bland issued an opinion in May 2017 indicating that Plaintiff could perform a reduced range of sedentary work with certain limitations. Tr. 76-80. More particularly, Dr. Bland opined that Plaintiff could stand or walk up to two hours in an eight-hour day, could sit for a total of six hours (with normal breaks), and could reach overhead only frequently due to neck and shoulder pain. The ALJ gave this opinion partial weight as it was consistent with evidence of tenderness but no joint inflammation or synovitis, no motor deficits, and normal gait and range of motion. However, the ALJ found that additional limitations were warranted to account for Plaintiff’s difficulty using her hands, so he limited Plaintiff’s handling, fingering, and feeling to only frequent. In another opinion from May 2017, State agency psychologist Dr. Robert Cottone opined that Plaintiff had moderate limitations in understanding, remembering, or applying information and in concentrating, persisting, or maintaining page, and that Plaintiff had only mild limitations in interacting with others and adapting or managing herself. Tr. 74. The ALJ gave this opinion significant weight as it was consistent with
Plaintiff’s primary care physician, Dr. Peggy Boyd-Taylor, opined in June 2018 that Plaintiff was incapable of sustained lifting, carrying, sitting, standing, or walking, and that Plaintiff could not frequently use her upper extremities for reaching, pushing, or pulling. The ALJ gave this opinion little weight because it was inconsistent with the overall record, including the imaging and numerous clinical examinations noting regions of tenderness but no joint inflammation or motor deficits and normal gait and range of motion. The ALJ also referred to rheumatology progress notes indicating that Plaintiff’s joint symptoms are “well controlled” with medication, undermining the assertion that her arthritis is severe.
Plaintiff’s rheumatologist, Dr. Deepali Sen, opined in July 2018 that Plaintiff’s arthritis caused “significant damage” to her joints; she could lift and carry only ten pounds; she could not stand or walk for sustained periods; she needed to alternate standing and walking every 20 minutes; she would require at least two hours of rest in a workday; but she could frequently use her upper extremities for reaching, pushing, pulling, gross manipulation, handling, fingering, and feeling.5 Tr. 460. The ALJ found these opinions regarding Plaintiff’s limitations inconsistent with Dr. Sen’s own treatment notes, which contained normal clinical findings including mild PIP swelling, no focal motor or sensory deficits, no peripheral edema, and no evident of joint inflammation or
Finally, Plaintiff’s therapist, Peter Walker, MSW, opined that Plaintiff had marked to extreme mental limitations in several categories (e.g., ability to carry out instructions, maintain work schedule and focus, adhere to socially appropriate behavior, adapt to changes in work setting, work independently). Tr. 451-452. The ALJ gave this opinion little weight because it appeared to be based on Plaintiff’s self-reporting and was inconsistent with normal mental health status examinations and minimal psychiatric treatment.
Based on the foregoing evidence, the ALJ found that Plaintiff had the RFC to perform sedentary work with the limitations previously described. Next, the ALJ referred to the VE’s testimony that a hypothetical person with Plaintiff’s RFC and vocational factors (age, education, work experience) would be able to perform representative jobs listed in the DOT such as addressor, document preparer, ampoule sealer, which the VE stated were available in significant numbers in the national economy. Accordingly, the ALJ found that Plaintiff was not disabled under the Act.
In her brief before this Court, Plaintiff contends that the ALJ failed to properly evaluate her credibility, specifically whether the evidence supported her subjective complaints regarding the limiting effects of her pain from rheumatoid arthritis and fibromyalgia. Plaintiff asks that the ALJ’s decision be reversed and remanded for an award of benefits or further evaluation.
DISCUSSION
Statutory Framework
To be entitled to benefits, a claimant must demonstrate an inability to engage in substantial gainful activity which exists in the national economy, by reason of a medically determinable impairment which has lasted or can be expected to last for not less than 12 months. 42 U.S.C. § 423(d)(1)(A). The Commissioner has promulgated regulations, found at 20 C.F.R. § 404.1520, establishing a five-step sequential evaluation process to determine disability. The Commissioner begins by deciding whether the claimant is engaged in substantial gainful activity. If not, the Commissioner decides whether the claimant has a “severe” impairment or combination of impairments. A severe impairment is one which significantly limits a person’s physical or mental ability to do basic work activities. 20 C.F.R. § 404.1520(c). A special technique is used to determine the severity of mental disorders. This technique calls for rating the claimant’s degree of limitations in four areas of functioning: understanding, remembering, or applying information; interacting with others; concentrating, persisting, or maintaining pace; and adapting or managing oneself. 20 C.F.R. § 404.1520a(c)(3).
If the impairment or combination of impairments is severe and meets the duration requirement, the Commissioner determines at step three whether the claimant’s impairment meets or is medically equal to one of the deemed-disabling impairments listed in the Commissioner’s regulations. If not, the Commissioner asks at step four whether the claimant has the RFC to perform his past relevant work. If the claimant cannot perform his past relevant work, the burden of proof shifts to the Commissioner at step five to demonstrate that the claimant retains the RFC to perform work that is available in the national economy and that is consistent with the claimant’s vocational factors – age, education, and work experience. See, e.g., Halverson v. Astrue, 600 F.3d 922, 929 (8th Cir. 2010). When a claimant cannot perform the full range of work in a particular category of work (medium, light, and sedentary) listed in the regulations, the ALJ must produce testimony by a VE (or other similar evidence) to meet the agency’s burden at step five. See Baker v. Barnhart, 457 F.3d 882, 894 (8th Cir. 2006).
Standard of Review
In reviewing the denial of Social Security disability benefits, a court must review the entire administrative record to determine whether the ALJ’s findings are supported by substantial evidence on the record as a whole. Johnson v. Astrue, 628 F.3d 991, 992 (8th Cir. 2011). The court “may not reverse merely because substantial evidence would support a contrary outcome. Substantial evidence is that which a reasonable mind might accept as adequate to support a conclusion.” Id. (citations omitted). A reviewing court “must consider evidence that both supports and detracts from the ALJ’s decision. If, after review, [the court finds] it possible to draw two inconsistent positions from the evidence and one of those positions represents the Commissioner’s findings, [the court] must affirm the decision of the Commissioner.” Chaney v. Colvin, 812 F.3d 672, 676 (8th Cir. 2016) (citations omitted). Put another way, a court should “disturb the ALJ’s decision only if it falls outside the available zone of choice.” Papesh v. Colvin, 786 F.3d 1126, 1131 (8th Cir. 2015) (citation omitted). A decision does not fall outside that zone simply because the reviewing court might have reached a different conclusion had it been the finder of fact in the first instance. Id. The Court “defer[s] heavily to the findings and conclusions of the Social Security Administration.” Wright v. Colvin, 789 F.3d 847, 852 (8th Cir. 2015).
Analysis
In her sole point of error, Plaintiff contends that the ALJ failed to properly evaluate Plaintiff’s credibility, meaning whether the evidence supports Plaintiff’s subjective complaints as to the limiting effects of her symptoms. 20 C.F.R. § 404.1529.
As Plaintiff correctly notes, SSR 16-3p, published March 28, 2016, eliminates the use of the term “credibility,” expressly rescinding SSR 96-7p. However, Eighth Circuit precedent continues to employ the term to describe an assessment of whether the evidence supports a claimant’s subjective complaints. See e.g., Nash v. Comm’r, Soc. Sec. Admin., 907 F.3d 1086, 1090 (8th Cir. 2018) (noting that credibility determinations are the province of the ALJ).
Plaintiff argues that her credibility was central to the ALJ’s RFC assessment and that the ALJ improperly relied on Plaintiff’s daily activities as illustrative of her capacity to perform full-time work. See Singh v. Apfel, 222 F.3d 448, 453 (8th Cir. 2000) (instructing that a person’s ability to engage in chores and hobbies does not demonstrate an ability to work). The Court does not agree with this characterization. While the ALJ acknowledged Plaintiff’s self-reported complaints and limited activities,6 the ALJ relied primarily on the medical evidence in the record, repeatedly citing imaging results, normal clinical findings, and the successful management of symptoms with medication. In other words, even accepting Plaintiff’s premise that the ALJ exaggerated her domestic capabilities, these were not central to the ALJ’s determination of her ability to work. Rather, the ALJ relied principally on the lack of medical evidence indicating severe limitations.
Plaintiff also argues that the ALJ overlooked the fact that she rarely reaches, handles, or fingers in her daily activities, yet she still experiences mild swelling in her hands. But the ALJ provided an accommodation in the RFC by limiting bilateral reaching, handling, fingering, and feeling to only frequent. Dr. Sen cited no limitations in these areas (Tr. 460), and the ALJ’s RFC provides even more accommodations than those recommended in Dr. Bland’s opinion. Tr. 78. Though the RFC assessment draws from medical sources for its support, ultimately it is an administrative determination reserved to the Commissioner. Winn v. Comm'r, Soc. Sec. Admin., 894 F.3d 982, 987 (8th Cir. 2018).
Additionally, Plaintiff argues that the ALJ mischaracterized Dr. Ristvedt’s findings as “routine” in that certain treatment records show agitation, fidgeting, and pain behavior supporting Plaintiff’s claims. But Dr. Ristvedt was providing cognitive
Similarly, Plaintiff contends that the ALJ discounted the opinion of Mr. Walker (Plaintiff’s therapist) discussing Plaintiff’s anxiety and depression and a letter by Michelle Salois, LCSW, confirming Plaintiff’s pain behavior consistent with her self- reports. Again here, the ALJ is not required to discuss every piece of evidence and is free to assign proper weight. The ALJ did not disregard Plaintiff’s pain or mental impairments but incorporated them into the RFC with appropriate limitations.
Finally, Plaintiff submits that her complaints of pain are supported by the opinions of her treating physicians, Drs. Sen and Boyd-Taylor. The ALJ considered these opinions but did not find them persuasive to the extent they recommended excessive limitations not supported by the record as a whole, including imaging, clinical examinations, and the effectiveness of medications.
Put simply, the ALJ considered Plaintiff's subjective complaints but did not find objective support in the record for her alleged degree of limitation. While this Court must take into account evidence that both supports and detracts from the ALJ’s decision, as long as substantial evidence in the record supports the Commissioner’s decision, the Court may not reverse merely because other evidence would have supported a contrary outcome. Andrews vy. Colvin, 791 F.3d 923, 928 (8th Cir. 2015). The Court will not substitute its own judgment for that of the ALJ, who is in a superior position to gauge credibility and resolve conflicts in the evidence. Nash, 907 F.3d at 1090. The Court must defer to the ALJ’s determination as long as good reasons and substantial evidence support the ALJ’s evaluation. Mindful of these principles, Court finds the ALJ’s decision supported by substantial evidence and well within the available zone of choice.
CONCLUSION
For the reasons set forth above,
IT IS HEREBY ORDERED that the decision of the Commissioner is AFFIRMED.
A separate Judgment shall accompany this Memorandum and Order. ee
UNITED STATES DISTRICT JUDGE Dated this 30th day of September 2021.
Case-law data current through September 30, 2026. Source: CourtListener bulk data.