State v. Warters
State v. Warters
Opinion of the Court
Nathaniel Warters, age 29 in 1967, has been found guilty of rape and sentenced to fifty years’ imprisonment. The indictment under which he was convicted charged that on July 14, 1966, Warters, Bradford Hull and Michael Taggert forcibly ravished Judith, age 20. Upon a severance and change of venue Taggert and Hull were found guilty and sentenced to fifty years’ imprisonment and their convictions were affirmed in State v. Taggert, Mo., 443 S.W.2d 168. Not only is this a companion case many of the questions raised in that case are again raised here. In view of several points raised it is necessary to state at the outset that Warters, Hull and Taggert are all adult Negro males and that Judith is a white girl and prior to being ravished was a virgin.
In brief, the circumstances were that on July 13, 1966, Judith, her younger sister, Mrs. Richardson, and her friend Lisa went to the Municipal Opera. After the opera, about midnight, they all returned to Mrs. Richardson’s in Crestwood where they remained until about one o’clock. Judith took her mother and sister home and after leaving the garage door open drove her friend Lisa to her home in Affton. She returned immediately and drove into the open garage adjoining the breezeway. She got out of the car, holding her purse and keys, and at the overhead door turned a light on and as she lowered the door “saw this brown body humped over in between my two taillights of my car.” (Warters, Hull and Taggert were stripped to the waist and wore only pants and shoes). She attempted to reopen the door, “and yelled, and I screamed and screamed” but the man “jumped up right away and put his hand over my mouth and tried to hit me,” finally dragging her to a side door where “the second man jumped me, and then he approached me from the back, and he, too, put his hand over me, and they were both fighting with me, and I was struggling to get away.” In front of the house “the third one jumped me” and “they tried to pick me up and I kept fighting them * * * and they dropped me several times and twice I hit my head on the concrete when they dropped me, and I kept fighting.” At Ferndale Park she tried to get away again “and they kept punching me and holding my mouth” and when “they took out a knife and put it at my throat right here” Judith became unconscious for a short time. She regained consciousness when she “went in the back seat of the car.” She said that she was thrown to the floor of the car and “right away the Number One guy that jumped me at the door got on top of me and pulled my dress up and ripped off my girdle and my panties and he tried to rape me.” The “Number Two” man took her fist and “undid it” and her St. Christopher medal fell to the floor “and he took off my diamond ring and my watch, and he had trouble taking my watch off by the clasp, so he just ripped it off then.” The “Number Two” man was the defendant Warters. She continued her struggle in the automobile in the back seat “and Number One man and Number Two man kept pulling my head down and kept socking me in the head.” The car was driven up Harper Avenue alongside the Algonquin Country Club into a weeded area, two of the men pulled her from the car, put a rag over her face and laid her down and “Number One man held my shoulders down and my hands and while Number Two man proceeded to rip my bra half way off, and my dress at the time was completely off, and my slip he ripped down, and Number Two man got on top of me and raped me.” And then in turn as one or more held her down the others raped Judith. Once, as she said, “Let me go” one
The noted testimony and these circumstances, needless to say, support the charge and the jury’s verdict and punishment. RSMo 1959, § 559.260, V.A.M.S.; State v. Taylor, 118 Mo. 153, 22 S.W. 806; State v. Wilkins, Mo., 100 S.W.2d 889, 893; State v. Arrington, Mo., 375 S.W.2d 186; State v. Martin, Mo., 428 S.W.2d 489. In this background the appellant has briefed and argued fifteen points, some, as points X, XIII and XIV, without citation of authority and little or no argument and, of course, are not reviewable. 24A C.J.S. Criminal Law § 1813, p. 465; State v. McLachlan, Mo., 283 S.W.2d 487, 489. Point IX in which it is asserted that the trial judge deprived appellant of a fair trial in violation of due process and equal protection in “unduly commenting” in the course of the trial favorably to the state is not only not briefed but refers to an “Appendix” and there instead of an argument are thirty-five (35) references to the transcript — “p. 5, line 18,” for example, without explanation or demonstration. Not only does this point not comply with the rules of this court— it is all but meaningless, particularly as a claim of invasion of constitutional rights. State v. Crockett, Mo., 419 S.W.2d 22, 26—27. Some of the instances have been encountered in the course of reading the transcript and as to a few of these the state has pointed out that the court’s inquiries were for clarification and in any event not an unpermitted comment on evidence, not prejudicial and certainly not an invasion of constitutional rights. State v. Lay, Mo., 427 S.W.2d 394. Throughout the trial his hired trial counsel (now deceased) and his present lawyer have insisted, often mistaking the appropriate constitutional provision, that every objection, every assignment of error and every point was an invasion of due process and equal protection under both state and federal constitutions and these have not been helpful. As the court said in Wood v. United States, 9 Cir., 405 F.2d 423, 426, “there is not even the most tenuous basis in the record for the serious charges made against the district court.” Another point, II, is a claim of denial of constitutional rights in violation of the Sixth and Fourteenth Amendments in that appellant was denied a fair trial and the court erred in refusing his motion to dismiss the jury because of a systematic exclusion of Negroes from both the grand and petit jurors. Here, of course, the appellant invokes the Coleman cases, Coleman v. Alabama, 377 U.S. 129, 84 S.Ct. 1152, 12 L.Ed.2d 190, and Coleman v. Alabama, 389 U.S. 22, 88 S.Ct. 2, 19 L.Ed.2d 22. There is, however, no record proof and support for this assertion, there was only
The jury was qualified with a view to the infliction of the death penalty (RS Mo 1959, § 559.260) and another constitutional infringement is claimed in that jurors with conscientious or religious scruples were excused for cause. Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L. Ed.2d 776. Even though appellant cites the case his argument ignores the fact that the jury did not assess the death penalty: “Our decision in Witherspoon does not govern the present case, because here the jury recommended a sentence of life imprisonment.” Bumper v. North Carolina, 391 U.S. 543, 88 S.Ct. 1788, 20 L.Ed.2d 797.
Relying on United States v. Wade, 388 U.S. 218, 87 S.Ct. 1926, 18 L.Ed.2d 1149, and Gilbert v. California, 388 U.S. 263, 87 S.Ct. 1951, 18 L.Ed.2d 1178, both instances of lineups held in the absence of and without notice to chosen counsel, the appellant contends that the court erred in overruling his objections to all state testimony relating to a lineup. Upon this particular record this question has several facets. But aside from retroactivity and “totality of the circumstances” (Foster v. California, 394 U.S. 440, 89 S.Ct. 1127, 22 L.Ed.2d 402) both of which could be explored and ruled against appellant, the argument ignores the record. In testifying in chief Judith said, “I was able to see them. I got good looks at them.” As to the appellant she said, “I saw Nathaniel Warters mainly when I was being raped — when he was the first one to take my virginity and rape me and when with his head directly over me, and then when Taggert was raping me — when they were punching me I looked up and there is his head right over me. Now, right there, a very few yards from where I was being raped was a street light which provided a lot of light and I could see them very distinctly * * *. Q. When the rape occurred, then, there was a lighting condition that permitted you to see the individual who raped you, if I understand you correctly? A. Yes. Q. Did you tell the police officer about a description about these individuals? A. Yes. Q. What description did you give of Nathaniel —Nathaniel Warters? A. I said he had rounded hair line, closely cut hair, a very broad nose, very broad lips, and a very small sort of face. * * * and then just plainly shaped eyebrows. Q. (Mr. Williams, defendant’s lawyer, interjecting) : Did you tell the police officer that? A. Yes, and I thought that from — I never did see any of their legs — but he said just give an estimate — and I thought from just the length of his face that he would be short. He has a very small head.” It turned out that Warters was not a short man and she said on cross-examination as to the lineup, “That was what threw me off. I recognized the face, but not the height. Q. Now, you say that when you were being attacked by Number Two man — and I think you said that was Warters? A. Yes. Q. You say he attacked you in sort of a form or fashion that he had his face over your face, so you could identify who he was— so you could see his face? A. His face was above my face, not on it. Q. So, you could look right at his face and see who he
Somewhat related to the lineup assignment of error are his numerous objections to testimony as to his oral confession, reference to it in the opening statement and finally to its admission in evidence. It is urged that the court erred in finding that his oral confession was voluntary and that its admission in evidence falls within the ban of Escobedo v. Illinois, 378 U.S. 478, 84 S.Ct. 1758, 12 L.Ed.2d 977; Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694; Jackson v. Denno, 378 U.S. 368, 84 S.Ct. 1774, 12 L.Ed.2d 908; Sims v. Georgia, 389 U.S. 404, 88 S.Ct. 523, 19 L.Ed. 2d 634 and all the other leading and authoritative cases on this subject. It would serve no useful purpose to point out the distinguishing factors and circumstances of these well-known cases. It should be noted that the defendant in testifying did not claim police brutality, mental coercion or any other form of involuntarily secured oral confession. He said that Chief Zinn offered two years’ punishment if he would turn “state’s evidence” but this offer he declined. When he testified on the motion to suppress he testified that for a long period of time he was denied food and drink. He admitted signing the waiver of rights card but he said, “I didn’t know anything about any of the questions they asked.” And he insisted, “I made no statement to Mr. McNary at all.” He says that the only thing he told McNary was that he wanted a lawyer and “I told them I wasn’t guilty.” Thus his claim of involuntary confession arises in an unusual if not completely untenable posture.
If his position is not so contradictory as to be self-destructive, the indisputable record shows that upon selection of the jury and the completion of the prosecutor’s statement there was a hearing before the court “outside the hearing of the jury” on appellant’s motion to suppress his oral confession (there was no written or tape-recorded statement). On this motion all the arresting officers and police officials were called and examined in detail. Beginning with the captain of the Webster Groves police department who arrested Warters when he voluntarily appeared at the police station at 2:55 a. m., on February 3, 1967, and ending with all police officers concerned the state’s witnesses all said that after Wallace, the police captain, warned him of his right to silence, his right to counsel and that anything he said could be used against him he signed, exhibit one — a waiver of his rights. Thereafter this officer and all others detailed the circumstances in which he was examined, moved to the St. Louis County Police Department in Clayton, refused an offer of an attorney and finally admitted the gang-rape of Judith. Each of the officers detailed his oral confession and finally and with unmistakable clarity the court found that “the confession and statement made by the defendant was voluntarily given.”
And then in the hearing of the jury and upon his trial these and other witnesses testified at length to the circumstances in
In these circumstances and in this background there is obviously no basis for the appellant’s numerous assignments of error directed to his oral confession. It may be said in passing that these assignments relate to every phase of the trial, the opening statement of the prosecutor, the hearing on motion to suppress, the testimony of each and every witness, the instructions of the court and the state’s argument to the jury. As stated, it is not necessary to point out the distinguishing characteristics of the cases relied on, it is sufficient to say as the Supreme Court of the United States said in Frazier v. Cupp, 394 U.S. 731, 89 S.Ct. 1420, 22 L.Ed.2d 684, after distinguishing the Escobedo and Miranda cases, “The trial judge, after an evidentiary hearing during which the tape recording was played, could not agree with this contention, and our reading of the record does not lead us to a contrary conclusion. * * * The fact that the police misrepresented the statements that Rawls had made is, while relevant, insufficient in our view to make this otherwise voluntary confession inadmissible. These cases must be decided by viewing the ‘totality of the circumstances,’ see e. g., Clewis v. Texas, 386 U.S. 707, 87 S.Ct. 1338, 18 L.Ed.2d 423 (1967), and on the facts of this case we can find no error in the admission of petitioner’s confession.” See also Pinto v. Pierce, 389 U.S. 31, 88 S.Ct. 192, 19 L.Ed.2d 31; Boulden v. Holman, 385 F.2d 102 (5 Cir.); State v. Taggert, supra.
As entitling him to a new trial the appellant urges, again in violation of the Fourteenth Amendment, that the court erred in permitting the state’s witnesses to give “irrelevant, immaterial and prejudicial” testimony called “background and preliminary information.” In the trial his counsel objected that “any questions with reference to her statistical relationship simply imposes upon this defendant the burden of proving something that isn’t in issue— that it also gives the state a right of sentimental journey.” And then he objected that testimony as to Judith “where she was and who she is — is statistical and is reputation of her social standing” and violative of defendant’s Fifth Amendment constitutional rights. There were similar objections throughout Judith’s testimony— the court sustained one and ordered stricken her statement that her father had been dead for thirteen years. But the testimony he is objecting to here is Judith’s recitation of where she had been, the Municipal Opera, with whom she had gone, a description of her home, her neighbor’s home — of all this he objected “they are sentimental in their sentiment, and they are not substantial.” The short answer to appellant’s complaints is contained in a South Carolina rape case: “Those particular matters were * * * ‘a part of the history of the
Another objection asserted to involve equal protection and due process is the admission of exhibits 2 through 8 and 19 through 23. These are all photographs of Judith’s home and the garage, of the area through which she was dragged and carried and of the Algonquin Country Club area. A sufficient answer to this assignment of error is another rather similar rape case, State v. Brownridge, Mo., 353 S.W.2d 715, 718-719: “Nor did the court err in admitting in evidence the large aerial photograph of a section of Forest Park.
The photograph was of assistance in aiding witnesses in their descriptions of the occurrences which took place at the scene of the crime and during appellant’s flight from the scene.” And see State v. Sims, Mo., 395 S.W.2d 445.
Another instance and illustration of misplaced reliance on constitutional rights as well as a misunderstanding of basic principles of substantive criminal law has to do with the appellant’s objections to the testimony concerning Judith’s watch “because it raises another charge.” Here appellant relies again on Gilbert v. California and on Specht v. Patterson, 386 U.S. 605, 87 S.Ct. 1209, 18 L.Ed.2d 326. The appellant does not object to Judith’s testimony that he and Hull and Taggert bit her, beat "her, tore her clothes off and threatened her with a knife—all assaults and separate offenses although employed in consummation of their purpose to ravish her. In Taggert’s case there was an unsuccessful objection to testimony relating to Warters and to the introduction in evidence of Judith’s clothes. It is not necessary to explore this and related claims, references to his codefendants, in depth. “When a defendant in the course of the perpetration of one crime commits another, the state is not required to nicely sift and separate the evidence and exclude the testimony, tending to prove the crime for which he is not on trial”—it is all a part of one transaction, there testimony by the victim that his kidnappers also robbed him. State v. Sinovich, Mo., 329 Mo. 909, 46 S.W.2d 877. And in a rape case bearing more than a passing resemblance; “When the witness Copeland (the victim’s escort) was on the stand, the prosecuting attorney asked him if the defendant got anything from him, and he answered ‘he got ten cents.’ This is assigned as error, because tending to prove a distinct offense from that charged in the indictment. The answer was clearly admissible, as a part of the res gestae, and in such a case it is not incompetent because it tended to show defendant guilty of robbery as well as rape.” State v. Taylor, 118 Mo. 153, 22 S.W. 806.
There is an assignment of infringement of constitutional rights in permitting the state to cross-examine appellant “to allegedly test” his credibility. Because some of these questions relating to five other instances of gang rapes occurred when Warters was testifying on his motion to suppress it is sought to bring the case within Simmons v. United States, 390 U.S. 377, 88 S.Ct. 967, 19 L.Ed.2d 1247 which involved Fourth not Fourteenth Amendment rights. The first reference to other offenses of rape came, however, in his examination in chief by his own coun
At that point the prosecutor inquired what Officer Patty had questioned him about and he answered without objection “Armed robbery.” He denied that Patty had questioned him about raping Judith. All criticisms of the state’s cross-examination, aside from no objections, overlook the fact that Warters elected to testify as was his right but when he did so he was “liable to cross-examination, as to any matter referred to in his examination in chief, and may be contradicted and impeached as any other witness in the case.” RSMo 1959, § 546.260, V.A.M.S. And as a witness and as bearing on his credibility he was subject to being asked embarrassing discrediting questions. State v. Blocker, Mo., 278 S.W. 1014; State v. Scown, Mo., 312 S.W.2d 782.
Another claim of invasion of constitutional rights concerns the state’s two rebuttal witnesses, Chief Zinn and Captain Wallace. Chief Zinn denied that he had told appellant that if he would turn state’s evidence he would recommend two years’ imprisonment. Wallace was called to establish that Warters was not denied food but objection was sustained as to virtually every question and upon this record there was no abuse of discretion. State v. Arrington, 375 S.W.2d l. c. 195. Likewise there was no abuse of discretion in permitting the state on October 9, 1967, and again on November 22, 1967, to endorse prior to trial beginning on December 4, 1967, the names of additional witnesses, most of them police officers, several of whom testified on appellant’s motion to suppress before testifying upon the trial on its merits. State v. Hartwell, Mo., 293 5.W.2d 313, 316-317.
A final point extensively argued as infringing due process and equal protection is that by giving instructions 1 through 9 he was deprived of a fair and impartial trial in that they are “contrary to the competent evidence adduced and the law which they purport to state.” It is urged among other arguments that the main instruction, No. 1, constitutes a variance. The definitions of terms are all objected to. It is urged that instruction 2 is prejudicial, all persons are equally guilty who act together with a common intent in the commission of a crime. It is not proposed to further encumber this opinion with a discussion of the nine instructions, the ninth one telling the jury that they could not return a verdict “unless all twelve jurors concur and agree to the same.” It is sufficient to say that all nine instructions and the court’s introductory instruction as to the duties of jurors in general (MAI 2.01) are all attacked in appellant’s motion for a new trial and here. In its brief the state has cited a list of cases supporting each of the given in
Upon this record there was no manifest, prejudicial error in any of the respects asserted and accordingly the judgment is affirmed.
The foregoing opinion by BARRETT, C., is adopted as the opinion of the court.
Concurring Opinion
(concurring).
I concur in the principal opinion in all respects except its disposition of the issue as to the lineup, and with respect to that question, I concur in the result reached.
The appellant cites and relies on United States v. Wade, 388 U.S. 218, 87 S.Ct. 1926, 18 L.Ed.2d 1149, and Gilbert v. California, 388 U.S. 263, 87 S.Ct. 1951, 18 L.Ed.2d 1178. However, those cases are not retrospective in application. Stovall v. Denno, 388 U.S. 293, 87 S.Ct. 1967, 18 L.Ed.2d 1199. Wade and Gilbert were decided June 12, 1967. The lineup in this case was held on February 3, 1967. Consequently, Wade and Gilbert are inapplicable and I would rule the case on that basis.
Under such circumstances, the question is whether the lineup in this case “was so unnecessarily suggestive and conducive to irreparable mistaken identification that he was denied due process of law.” Stovall v. Denno, supra, 388 U.S. l. c. 301, 87 S.Ct. l. c. 1972; Foster v. California, 394 U.S. 440, 89 S.Ct. 1127, 22 L.Ed.2d 402. I agree that the ⅛-court identification by prosecu-trix had an independent source and I am of the view that the lineup in this case was not “so unnecessarily suggestive and conducive to irreparable mistaken identification” as to deny defendant herein due process of law.
Reference
- Full Case Name
- STATE of Missouri, Respondent, v. Nathaniel WARTERS, Appellant
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- 20 cases
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- Published