State v. Quisenberry
State v. Quisenberry
Opinion of the Court
Defendant was convicted of stealing property with a value of $150 or more
Defendant claims the trial court erred in (1) failing to instruct the jury on the special negative defense of “claim of right”, (2) admitting defendant’s signed confession into evidence, even though it was transcribed from a tape recording and, allegedly, not the best evidence, and (3) sentencing defendant to prison terms in excess of those imposed by the jury.
The pertinent facts are as follows:
In late 1979, hunting partners David Hook and Raymond Bell shot approximately 15 raccoon and 3 opossum. The pelts from these animals were stored in a freezer at David Hook’s Fulton, Missouri home. On December 2 of that year, Eugene (familiarly known as “Buger”) Hook, David Hook’s 16 year old nephew, visited his uncle and saw David Hook put the pelts in his freezer. Three days later, on the morning of December 5, Buger Hook, defendant James Qui-senberry (Buger Hook’s stepfather),
Buger Hook also testified on defendant’s behalf. On direct examination, he corroborated defendant’s testimony that he, Buger, alone entered David Hook’s house and took the furs. According to Buger, David Hook owed him approximately $300 for hauling timber, and he took the furs believing he had a right to do so because he had not been paid. Buger testified that defendant was asleep when the pelts were taken and did not assist or participate in the taking.
Contrary to this testimony, the State introduced a typewritten statement, signed by defendant. In the statement, defendant confessed that he, Buger and Danny Neal discussed taking the furs prior to the stop at David Hook’s house. Defendant also stated that in preparation for the stop, the trio went to an IGA store for a box to hold the furs; defendant and Neal then took Buger down to David Hook’s house, let him out, and waited in the car until he returned with the furs. In response to the question, “[Y]ou knew when you were down there and the boy went in that these furs were stolen then?” defendant said, “Yes.” The signed statement admitted in evidence was a typed transcript of a recording of an oral statement made by defendant to the police.
Defendant claims the trial court erred in failing to instruct the jury on the special negative defense of claim of right created in § 570.070:
570.070. 1. A person does not commit an offense under section 570.030 [stealing] if, at the time of the appropriation, he
(1) Acted in the honest belief that he had the right to do so; or
(2) Acted in the honest belief that the owner, if present, would have consented to the appropriation.
2. The defendant shall have the burden of injecting the issue of claim of right. (Emphasis added).
When a defendant has the “burden of injecting” an issue, the issue is not submitted to the trier of fact unless supported by evidence, § 556.051(1). Although an honest claim of right is a defense to the crime of stealing and, in certain situations, burglary,
Defendant was convicted, not as the principal,
Defendant also contends that the trial court erred in failing to instruct the jury that if Buger Hook took the furs in an honest belief he had a right to do so, defendant must be acquitted. Defendant claims that if Buger lacked the requisite mental state for the crime of stealing, no crime was committed; regardless of the culpability of his own mental state, he cannot be convicted as an accomplice to a crime that did not occur. Although the criminal code supports this contention, we find that the defendant also failed to “inject” the issue of Buger Hook’s claim of right.
Prior to January 1, 1979,
Section 562.046, moreover, enumerates certain defenses an accomplice may not raise. It is no defense to a prosecution for an offense in which the criminal responsibility of the defendant is based upon the conduct of another that “... [sjuch other person has been acquitted or has not been convicted or has been convicted of some other offense or degree of offense or lacked criminal capacity or was unaware of the defendant’s criminal purpose or is immune from prosecution or is not amenable to justice; ...” Conspicuously absent from the list of barred defenses is a defense that such person lacked the culpable mental
At trial, the only evidence of Bug-er Hook’s claim of right were statements by Buger Hook that when he took the furs, he believed he had a right to do so.
II.
Defendant also challenges the admission in evidence of a typewritten statement in which he confessed complicity in the theft. On December 21, 1979, defendant was taken into custody. He waived his rights to remain silent and to have an attorney present
Defendant’s “best evidence” argument is based on the notion that the typewritten statement was a mere transcript of the taped interview and not an independent statement.
Ill
Defendant finally contends the trial court erred by imposing a sentence longer than that assessed by the jury. This contention is correct. While such error does not require reversal of defendant’s convictions, remand is necessary for the purpose of re-sentencing.
Under Missouri’s criminal code, primary responsibility for assessing maximum terms of imprisonment rests with the jury, § 557.036.
Turning now to the facts of this case, defendant’s jury returned the following verdicts:
As to Court I,
We, the jury find the Defendant James Quisenberry guilty of burglary in the second degree as submitted in Instruction No. 8. We assess and declare the punishment at imprisonment in the county jail for a term of one year. (Emphasis added.)
As to Count II,
We, the jury find the Defendant James Quisenberry guilty of stealing property of a value of at least $150 as submitted in Instruction No. 13. We assess and declare the punishment at one year and jury recommends that sentences be run concurrent.21 (Emphasis added.)
... The court specifically finds that the jury has returned a sentence less than the authorized lowest term of which is two years in the Division of Corrections as per Section 558.011, Paragraph 1, RSMo .... The court therefore in accordance with Section 557.036, Paragraph 3, Sub. 1, fixes punishment on Count I at two years in the Division of Corrections and on Count II at two years in the Division of Corrections.23
The question for determination is whether the jury’s sentence of one year on each count is less than the authorized lowest term for class C felonies. If not, court imposition of a longer sentence is error.
Section 558.011, RSMo Cum.Supp.1981, provides in pertinent part as follows:
558.011. 1. The authorized terms of imprisonment, including both prison and conditional release terms are:
(1) For a class A felony, a term of years not less than ten years and not to exceed thirty years, or life imprisonment;
(2) For a class B felony, a term of years not less than five years and not to exceed fifteen years;
(3) For a class C felony, a term of years of not to exceed seven years;
(4) For a class D felony, a term of years not to exceed five years;
(5) For a class A misdemeanor, a term not to exceed one year;
(6) For a class B misdemeanor, a term not to exceed six months;
(7) For a class C misdemeanor, a term not to exceed fifteen days.
2. In cases of class C and D felonies, the court shall have discretion to imprison for a special term not to exceed one year in the county jail or other authorized penal institution, and the place of confinement shall be fixed by the court. If the court imposes a sentence of imprisonment for a term longer than one year upon a person convicted of a class C or D felony, it shall commit the person to the custody of the division of corrections for a term of years not less than two years and not exceeding the maximum authorized terms provided in subdivisions (3) and (4) of subsection 1 of this section.
3. (1) When a regular sentence of imprisonment for a felony is imposed, the court shall commit the defendant .to the custody of the division of corrections for the term imposed under section 557.036, RSMo, or until released under procedures established elsewhere by law. (Emphasis added.)
The trial court interprets the plural in “term of years” to mean the minimum sentence for a class C felony is two years.
When a minimum sentence of more than one year is intended in other parts of § 558.011, RSMo Cum.Supp.1981, the sentence is described in terms of a minimum and maximum number of years. The authorized term of imprisonment for a class A felony is “a term of years not less than ten years and not to exceed thirty years, or life imprisonment. § 558.011.1(1). The authorized term of imprisonment for a class B felony is “a term of years not less than five years and not to exceed fifteen years.” Section 558.011.1(2). If the legislature had meant for class C felonies to carry a minimum sentence of two years, it logically would have continued the pattern established in class A and B felonies and specified “a term of years not less than two years and not to exceed seven years.” Failure to do so, we think, evidences a legislative intent to set the minimum sentence at less than two years.
When the legislature intended to establish a minimum sentence of two years in subsection 2, furthermore, it said “a term of years not less than two years,” rather than simply “a term of years.” The amplification in subsection 2 raises an inference that when “term of years” stands alone in subsection 1, it comprehends a term of less than two years.
Finally, the statute which formerly prohibited a sentence to the penitentiary of less than two years, § 546.49Ó, RSMo 1969, was repealed on January 1, 1979.
. Section 570.030 RSMo 1978. Defendant’s alleged crimes occurred on December 5, 1979. Unless otherwise noted, the applicable law is, and all statutory references are to RSMo 1978.
. Section 569.170.
. Defendant is married to Buger Hook’s mother. Buger Hook’s father is the former husband of Buger’s mother and is David Hook’s brother.
. Section 570.070.1(1) provides that a person does not commit the crime of stealing if he takes property under an honest claim of right. It follows that an honest claim of right is also a defense to a charge of burglary based on entry of a building with the intent to steal.
. For most purposes, the common law distinctions between principal in the first degree, principal in the second degree and accessory before the fact have been abolished. We use the term “principal” here, however, to mean a person who personally has committed all elements of an offense, as distinguished from “accomplice,” used here to mean a person who has not personally committed all elements of an offense but is guilty of the offense, because he assisted another in its commission.
. In Missouri, the requisite mental state for stealing is a purpose to deprive another of his property, either without his consent or by means of deceit or coercion, and without an honest belief in a right to appropriate the property or that the owner, if present, would consent to the appropriation. Sections 570.030 and 570.070.
. Ordinarily, a mistake of law is no defense to a criminal charge unless it negates the mental state necessary for commission of the crime. See § 562.031. At common law, the requisite mental state for simple larceny was a felonious intent to deprive another of his property, without his consent. Witt v. State, 9 Mo. 671, 672 (Mo. 1846). An honest albeit erroneous belief that one was the owner of property he took, or had a legal right to possession thereof, negated the intent to wrongfully deprive another of his property and was a complete defense to a charge of stealing. State v. Holtzclaw, 258 S.W.2d 666, 672 (Mo. 1953). Likewise, an honest albeit erroneous belief in the right to take the money of another in satisfaction of a debt owed negated the felonious intent necessary for the crime of robbery. State v. Brown, 104 Mo. 365, 16 S.W. 406, 407 (1891); State v. Culpepper, 293 Mo. 249, 238 S.W. 801, 803 (1922). And an honest though erroneous belief in a right to take the property of another as security for a debt owed negated the requisite mental state for embezzlement. State v. Hurley, 234 S.W. 820, 823 (Mo. 1921); State v. Reilly, 4 Mo.App. 392, 399-400 (1877). Although there is no case precisely in point, it follows that an honest though erroneous belief one has a right to take the property of another in satisfaction of a debt owed negates the felonious intent necessary for stealing. Although there is authority to the contrary, See 3 Wharton, Criminal Law § 366 at 340-41 (1980), this appears to be the majority view. 3 Wharton, Criminal Law § 366 (1980); 52A C.J.S. Larceny § 26b (1968); 50 Am.Jur.2d § 41 (1970). The criminal code, it appears, made no relevant change in the common law elements of larceny. See §§ 570.030 and 570.070. The language of § 570.070 easily embraces the common law rule, and we have been cited to no authority,
.Claim of right, like self-defense and entrapment, is referred to as a special negative defense. Inherent in the concept of the special negative defense is the idea that the act charged was committed, but by reason of the defense, it did not possess the qualities of criminality.
. The effective date of the criminal code, SB 60, 1977 Mo. Laws 658.
. RSMo 1969.
. Section 562.051 provides that, except as otherwise provided, when two or more persons are criminally responsible for an offense which is divided into degrees, each person is guilty of such degree as is compatible with his own mental state and with his own accountability for an aggravating or mitigating fact or circumstance.
. Although we recognize there might be a good reason for doing so. See Comment, Accomplice Liability under the 1979 Missouri Criminal Code, 44 Mo.L.Rev. 233 (1979).
. Unless, of course, the conduct of the accomplice can be said to have caused the crime, as when, e.g., the accomplice directs an innocent agent to perform the criminal act.
. Buger Hook testified to his own belief in a right to take the furs. Defendant testified that after the furs were sold in Mexico, Buger told him he had taken the furs because David Hook owed him money. Buger Hook’s mother (defendant’s wife) testified that in March, 1980, Buger told her that David owed him money and taking the furs was “the only way he could get his money out of David.”
. Clearly, one has no legal right to take the property of another in satisfaction of an unrelated debt without the permission of the owner. Claim of such “honest belief’ is, ordinarily somewhat suspect. However, the belief would negate the felonious intent necessary for stealing, and it is rightly recognized as an issue upon which the defendant does not have the burden of proof. Section 556.051(2).
All we hold today is that the burden on the defendant to “inject the issue” of claim of right includes adducing evidence of facts from which, in the context of the entire case, the honesty of his belief can reasonably be inferred.
This decision comports with venerable common law. In 1846, it was said, “. .. If the bare assertion of a claim to stolen goods shall prevent a conviction for larceny, there is no protection to property against the invasion of predators.” Witt v. State, 9 Mo. 671, 673 (1846). If the bare assertion of a claim of right is insufficient to prevent conviction, it is insufficient to send the issue to the jury, at least when the evidence discloses facts and circumstances tending to show the claim is a mere pretense. In accord, Callahan v. Kelso, 170 Mo.App. 338, 156 S.W. 716, 718 (1913); State v. Claybaugh, 138 Mo.App. 360, 122 S.W. 319, 321 (1909). We have searched in vain for a case submitting a claim of right to the jury in the absence of facts and circumstances lending “color” to such claim. In cases discussing the claim of right defense, in fact, it has usually been described as, “a fair color of claim or title,” State v. Homes, 17 Mo. 379, 381 (1852); “in good faith under color of rightful claim,” State v. Holtzclaw, 258 S.W.2d 666, 672 (Mo. 1953); State v. Claybaugh, 138 Mo.App. 360, 122 S.W. 319, 321 (1909); Callahan v. Kelso, 170 Mo.App. 338, 156 S.W. 716, 718 (1913).
The legal encyclopedias emphasize that a claim of right must be more than a vague impression; it must amount to an honest conviction 52A C.J.S. Larceny § 26A (1968); 50 Am.Jur.2d § 41 (1970).
. After defendant’s rights were read to him, he signed a written waiver of rights form. He does not claim the waiver was involuntary.
. At trial, defendant testified that the officers present told him what to say, and he gave the statement as instructed, even though it was not true.
. If the typewritten statement were not an independent statement, and we find that it was, the best evidence rule would not seem to apply. The best evidence rule applies when a party attempts to prove the contents of a writing. Without the independent statement in this case, the content of defendant’s oral statement, not the recording, would be at issue. All relevant evidence of the content of his statement, so long as properly identified and authenticated, would be admissible.
.Section 557.036 in pertinent part provided:
557.036. 1. Subject to the limitations provided in subsection 3 upon a finding of guilt upon verdict or plea, the court shall decide the extent or duration of sentence or other disposition to be imposed under all the circumstances, having regard to the nature and circumstances of the offense and the history and character of the defendant and render judgment accordingly
2. The court shall instruct the jury as to the range of punishment authorized by statute and upon a finding of guilt to assess and declare the punishment as a part of their verdict, unless the defendant requests in writing that the court assess the punishment in case of a finding of guilt. ...
3. If the jury returns a verdict of guilty and declares a term of imprisonment as provided in subsection 2 of this section, the court shall proceed as provided in subsection 1 of this section except that any term of imprisonment imposed cannot exceed the term declared by the jury unless:
(1) The term declared by the jury is less than the authorized lowest term for the offense, in which event the court cannot impose a term of imprisonment greater than the lowest term provided for the offense; ...”
. Defendant contends that when used in § 557.036.3(1), “authorized lowest term for the offense” means the lowest term provided for the offense. Because the court is granted discretion in cases of class C and D felonies to impose a special term not exceeding one year, § 558.011.2, defendant claims the “authorized lowest term” for a class C felony is one day. We find, however, that “authorized lowest term” in § 557.036.3(1) means the lowest “authorized term” specified in § 558.011.1, RSMo Cum. Supp. 1981. In the case of class C and D felonies, the lowest authorized term is a “term of years.” The interpretation defendant urges would strip the words “of years” in § 558.011.-1(3) and (4) of all meaning.
. These verdicts conform to jury instructions No. 8 and 13, which were in accord with MAI-CR 2d 2.12, and instructed the jury as to each count:
If you do find the Defendant guilty under Count I of burglary in the second degree*587 (Count II of stealing property of value of at least one hundred and fifty dollars), you will assess and declare the punishment at:
1. Imprisonment in the Division of Corrections for a term fixed by you, but not less than two years and not to exceed seven years, or
2. Imprisonment in the county jail for a term fixed by you but not to exceed one year.
. The Division of Corrections is now the Division of Adult Institutions of the Department of Corrections and Human Resources.
. The court also noted that, considering the defendant’s background and prior convictions, it declined to exercise discretion granted in § 558.011.2 RSMo Cum.Supp.1981, to order defendant to serve a special term in the county jail.
.The phrase “term of years” is meant to establish a minimum sentence of at least one year for class C and D felonies. When a minimum sentence of less than a year is intended in other parts of the statute, “of years” is omitted, and the sentence is described simply as, “a term not to exceed .... ” Section 558.011.1(5), (6) & (7). When § 558.011 was amended in 1979, furthermore, the words, “of years” were inserted into § 558.011.1(3) (authorized term of imprisonment for a class C felony), further indicating they are intended to have meaning. The issue, as we see it, is whether the minimum “term of years” is one year or two and the trial court erred in holding it meant “two years.”
. S.B. 60, 1977 Mo. Laws 658.
. RSMo 1978, as amended, RSMo Cum.Supp. 1981.
. We find nothing in § 557.036 or 558.011 that authorizes the jury to set the place of confinement.
. Dicta in State v. Moland, 626 S.W.2d 368, 371 (Mo. 1982) notwithstanding.
Concurring in Part
concurring in part and dissenting in part.
I concur in that portion of the opinion which holds that if the jury verdict is valid that the sentence of one year on each count was not less than the authorized lower term for a class C felony.
I dissent as to that portion of the opinion which holds that the defendant did not suc
The verb “inject” in the sense used in the statute means “to introduce as an element or factor in or into some situation or subject”. Webster’s Third New International Dictionary, Unabridged (1967), p. 1164. It is not a word of arcane, mysterious or technical meaning. Here Buger Hook said his uncle David Hook owed him three weeks’ wages for working in the timber and that he went to David Hook’s house to get his money; that he took the furs because David Hook would not give him the money owed for the timber work; that he thought he had a right to go in the house and get the furs because his uncle, David Hook, owed him the money. The defendant testified that he did not know the furs were in the car until on the way to Marshall and that Buger Hook told him he took the furs for wages due from David Hook.
The foregoing testimony “injected” or introduced into the case the element of claim of right because the jury had the right to believe and could have believed had they chose to do so, based upon the foregoing testimony with nothing more, that Buger Hook acted in the honest belief that he had the right to take the furs and that defendant took him at his word.
What the principal opinion declares, in effect, is that Buger Hook’s testimony and that of the defendant is unbelievable, that despite the foregoing testimony there is no evidence of any honest belief on the part of either Buger Hook or defendant.
How can we say that the jury would not have believed Hook or defendant had the proposition been put to them under MAI-CR2d 2.37.3.2? The jury was there and heard the evidence, saw the witnesses and their demeanor and the jury is the sole judge of the weight and credibility of the evidence, not this court. It makes no difference whether we believe the testimony or not.
The question is not believability, but sub-missibility. State v. Brown, 104 Mo. 365, 16 S.W. 406, 407 (1891). What was said in State v. Meeks, 619 S.W.2d 830, 831-32 (Mo. App. 1981) about the quality and quantity of the evidence injecting submission of the defense of mental disease or defect (which is also a special negative defense, MAI— CR2d 3.74, Notes on Use 6) is appropriate here also:
We do not intend to characterize the defendant’s case for mental disease or defect as either strong or weak, but it is more than a scintilla. We might believe that the defendant’s witnesses were of dubious veracity, or we might believe that their testimony was not plausible— or accepting their testimony as true, we might believe it does not show mental disease or defect excluding responsibility. But that is not our judgment to make. That is a judgment for the jury to make, and it was the trial court’s duty to submit the issue to the jury upon proper instructions, ....
The principal opinion sets forth various reasons on pages 8-9 as to why Buger Hook should not be believed. This would have been appropriate jury argument for the state at the trial level. It has no place here where we do not pass on the credibility of the witnesses.
Reference
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- STATE of Missouri, Respondent, v. James QUISENBERRY, Appellant
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