Fleming v. Department of Public Safety
Fleming v. Department of Public Safety
Opinion of the Court
DECISION
The plaintiff Lawrence M. Fleming brings this action against the Department of Public Safety (Department) and the Commonwealth of the Northern Mariana Islands (Commonwealth) pursuant to 42 U.S.C. § 1983 for infringement of Fleming's rights of due process and equal protection arising out of the defendants' refusal to hire Fleming as a Police Officer I. On June 25, 1985, following a jury trial, a verdict was rendered for Fleming in the amount of $80,000.00. Judgment was entered on this verdict on July 1, 1985.
The defendants now bring a motion for judgment notwithstanding the verdict in which they raise the following issues:
*313 1. Whether 42 U.S.C. § 1983 applies to the Commonwealth and its agencies;
2. Whether this action is barred by the Eleventh Amendment;
3. Whether this action is barred by the doctrine of sovereign immunity;
4. Whether 7 C.M.C. §§ 2702 et. seq. bar this action;
5. Whether Fleming proved a claim under 42 U.S.C. § 1983;
6. Whether this matter was properly tried to a jury;
7. Whether the damages awarded are excés-sive.
The Court has read the briefs and heard the arguments of counsel and how denies the motion.
1.
Standard of Review
A motion for a judgment notwithstanding the verdict is technically a renewal of the motion for directed verdict and the Court freely determines the legal questions presented by the motion. Fed.R.Civ.P. 50(b); 9 Wright and A. Miller, Federal Practice and Procedure § 2537 (1971)(hereinafter Wright and Miller). In reviewing the sufficiency of the evidence to support the verdict, the Court should only enter a judgment notwitstanding the verdict where:
the evidence is such that, without weighing the credibility of the witnesses or otherwise considering the weight of the evidence, there*314 can be but one conclusion as to the verdict that reasonable [persons] could have reached;
Simblest v. Maynard, 427 F.2d 1, 4 (2nd Cir. 1970); Yeaman v. United States, 584 F.2d 322, 326 (9th Cir. 1978). The Court will view the evidence in a light most favorable to the party in whose favor the verdict was made and will not substitute its judgment of the facts for that of the jury. 9 Wright and Miller § 2537.
XI.
Monetary Damages Against the Commonwealth tinder § 1983
42 U.S.C. § 1983 provides:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges,^or immunities secured by the Constitution and laíís-,shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
The Commonwealth initially argues that 42 U.S.C. § 1983 does not apply within the Northern Mariana Islands. Section 502(a) (.2)
The language of § 1983 regarding its applicability in the territories is unambiguous. Redress may be sought against any person acting "under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory." Without question this language evidences the intent that § 1983 apply' to Guam as well as to the several States. Accordingly, pursuant to Section 502(c)(2) of the Covenant, § 1983 applies as well to the Northern Mariana Islands.
Of course, still unanswered Is the primary issue of the liability of the Commonwealth for monetary damages under §1983.
A. The Commonwealth as a "Person" under §1983
Section 502 of the Covenant makes certain federal laws applicable to the Commonwealth "as they are applicable to the several States." Thus, a logical starting point for the determination of whether the Commonwealth is a "person" for purposes of § 1983 is whether or not States are so classified under the Act, However, this approach proves only to be a deceptive lead for the federal courts have not had occasion to decide this issue for the simple reason that the Eleventh Amendment
The Court finds persuasive, and adopts, the analysis and conclusions regarding governmental units, including States, as persons, set forth by Justice Brennan in his opinions in Monell v. Department of Social Services, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978), Quern v. Jordan, 440 U.S. 332, 99 S.Ct.- 1139, 59 L.Ed.2d 358 (1979)(Brennan, J., concurring in the judgment) and Hutto v. Finney, 437 U.S. 678, 700, 98 S.Ct. 2565, 57 L.Ed.2d 522 (1978)(Brennan, J. concurring). These opinions are articulate and well-reasoned and need no elaboration. The
In support of his conclusions, Justice Brennan draws both upon the history of the Civil Rights Act as well as upon the language chosen by its drafters. Section 1983 was originally enacted as § 1 of the Civil Rights Act of 1871 and was passed pursuant to the enforcement provisions of the Fourteenth Amendment. Quern, 99 S.Ct. at 1182. The Fourteenth Amendment, of course, by its very language was drafted to.curtail the power of the States in what was a great remodeling of the structures of federalism following the Civil War. See Ex Parte Commonwealth of Virginia, 100 U.S. 339, 25 L.Ed. 676 (1880). It can be logically assumed then that in- enacting the Civil Rights Act, Congress intended that it apply to state as well as to individual action. Quern, 99 S.Ct. at 1153.
The language chosen bears out this conclusion. Created under § 1983 is a federal claim against "any person" acting under color of law who deprives another of rights guaranteed by the Constitution. Two months before the passage of the Civil Rights Act, Congress passed a bill which provided that "in all acts hereafter passed... the word 'person' may extend and be applied to bodies politic and corporate... unless the context shows that the words were intended to be used in a more limited sense." §2.16 Stat. 431. Id. Justice Brennan continues:
Monell [v. Department of Social Services, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 61 (1978) J~ held that "[sjince there is nothing*320 in the ' context' of § 1 of the Civil Rights Act calling for a restricted interpretation of the word 'person,' the language of that section should prima facie be construed to include '.bodies politic' among the entities that could be sued." 436 U.S., at 689-690 n.53, 98 S.Ct. at 2035. ... Indeed during the very debates surrounding the enactment of the Civil Rights Act, States were referred to as bodies politic and corporate. See, e.g., Cong.Globe, 42d Cong. 1st Sess., 661-662 (1871)... (Sen, Vickers)("What is a State? Is i't not a body politic and corporate?") 99 S.Ct. at 1153-54.
.Justice Brennan concluded that "the expressed intent of Congress, manifested virtually simultaneously with the enactment of the Civil Rights Act of 1871, was that the States themselves, as bodies corporate and politic should be embraced by the term 'person' in § 1 of the Act." 99 S.Ct. at 1154.. This conclusion is further supported by extensive review of the legislative history of the Act which is undertaken by Justice Brennan in Quern and need not be repeated here. See 99 S.Ct. 1154-1158.
Of course, the attitudes of those members of the Court who together formed the majority on the opinions discussing the language and effect of § 1983 cannot be ignored; however, they present no obstacle to the decision reached today and, in fact, implicitly lend support to this Court's holding. The only direct statement by the Supreme Court on the issue now under consideration appears in dicta
The Civil Rights Act of 1871, 42 U.S.C. § 1983, ha'd been held in Monroe v. Pape, 365 U.S. 167, 187-191, 81 S.Ct. 473, 484, 5 L.Ed.2d 492 (1961), to exclude cities and other municipal corporations from its ambit; that being the case, it could not have been intended to include States as parties defendant.
96 S.Ct. at 2669, The holding in Monroe relied upon to support the Court's conclusion that States are not subject to § 1983 liability was explicitly overruled in Monell v. Department of Social Services, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). Accordingly, the statement in Fitzpatrick now rests without foundation.
The Supreme Court has on another occasion addressed the conclusions drawn by Justice Brennan on this subject. In Quern v. Jordan, supra, p.7, Justice Rehnquist, writing for the majority, directly addresses Justice Brennan's concurrence and concludes:
"[UJnlike our Brother BRENNAN, we simply are unwilling to believe, on the basis of such slender 'evidence', that Congress intended by the general language of § 1983 to override, the traditional sovereign immunity of the States. We therefore conclude that neither the reasoning of Monell or of our Eleventh Amendment cases subsequent to Edleman, nor the additional legislative history or arguments set forth in Mr. Justice BRENNAN's concurring opinion, justify a conclusion different from that which we reached in Edlemafñ 440 U.S. at 341, (emphasis added).
The decisions of the Supreme Court have consistently stated that a State will not be liable in monetary damages under § 1983 absent a waiver by Congress or consent by the State. Of course, the Court has found that, even though Congress had the
be no doubt, however, that suit against the State and its Board of Corrections is barred by the Eleventh Amendment, 'unless Alabama has consented to the filing of such a suit. Iemphasis addedj. 12 13
It necessarily follows that if a State can waive its immunity from suit under § 1983 and be liable for monetary damages, a State must be a "person" under § 1983; for if a State were not a "person", immunity would not be an issue, as the statute would not apply by its own terms. Adopting this perspective on the problem highlights the confusion which has surrounded this issue. Viewed in this light, however, it is clear that the Supreme Court opinions discussing § 1983 and the Eleventh Amendment support the conclusion reached today.
This Court concludes therefore that, based on the language of § 1983, its legislative history and on the recent Supreme Court decisions which have interpreted it, a State is a "person" liable under § 1983 for monetary damages but may not be brought to answer in federal court absent a valid waiver of its Eleventh Amendment immunity.
B. The Eleventh Amendment
The Commonwealth asks the Court to find that an action in this Court' brought pursuant to § 1983 is barred by the Eleventh Amendment.
C. Common Law Governmental Immunity
The Commonwealth asks the Court to find that even absent Eleventh Amendment protection, its inherent governmental immunity prevents this Court from assuming jurisdiction over an action against the Commonwealth for monetary damages. The Court declines the invitation.
This analysis begins with a review of Section 501. As noted above, in Section 501 is enumerated those provisions of the United States Constitution which "will be applicable within the Northern Mariana Islands as if the Northern Mariana Islands were one of the several States." What follows are the specific clauses
Nonetheless, the Commonwealth is determined to avoid this inference. In brief and at the hearing, the government argues that the adoption of the Eleventh Amendment did not alter the meaning of Article III, but merely clarified the original intent of the framers that the federal judicial power was not to extend to cases or controversies in which a State was a defendant. Thus, the Commonwealth contends, the omission of the Eleventh Amendment from the Covenant is irrelevant regarding the power of this Court, as Article III itself prohibits the assumption of jurisdiction over the unconsenting Commonwealth as defendant. While the Commonwealth's theory regarding the Eleventh Amendment is not without support, see, L. Tribe, American Constitutional Law, at 130-131 (1977), the conclusions which the government asks us to draw are not logically necessary
Initially, whatever the historians or legal scholars choose to considet~ the genuine, true or original meaning of the language of Article II! is academic in light of the events which transpired regarding Article III and the Eleventh Amendment. In Chisoim v. Georgia, 1 L.Ed 460 (1793). the Supreme Court interpreted Article III to allow suits against a State in federal court. "It is emphatically the province and duty of the judicial department to say what the law is. Those who apply the rule to particular cases, must, of necessity expound and interpret that rule." Marbury v. Madison. 1 Cranch 137, 2 L.Ed. 60 (1803) (Marshall, C.J.). Chief Justice Warren comments that Marbury "declared the basic principle that the federal judiciary is supreme in the exposition of the law of the Constitution, and that principle has ever since been respected by the Court and the Country ás a permanent and indispensable feature of our constitutional system." Cooper v. Aaron, 358 U.S. 1, 18, 78 S.Ct. 1401, 1409-1410 (1958). Thus, Chisolm never having been overruled, Article III must be interpreted as extending the federal judicial power to cases wherein States are defendants
The Senate Committee Report relating to Section 501 of the Covenant
Because the due process clause and equal protection clause of the Fourteenth Amendment will apply to the Northern Marianas as if it were a State, the local government will also have to comply with many of the fundamental provisions of the Bill of Rights in its dealings with the local citizens. In addition, of course, the local government will be bound by the local Constitution and this will provide additional protections for individual freedom.
S.Rep.No. 94-433 at p.76. This position was also taken by the Marianas Political Status Commission. Covenant Analysis at pp.44-45.' While the argument could be made that the"Commonwealth intended that it only be subject to actions for declaratory or injunctive relief to guard against such abuses, such a position could not stand. First, there is no evidence that the United States desired the Commonwealth's liability to be so limited. Second and more importantly, the inclusion of the Eleventh Amendment' would have subjected the Commonwealth to equitable relief while offering the desired protection. More plausible is the position that the drafters were concerned specifically with the protection of individual liberties and freedoms and by omitting the Eleventh Amendment, fully intended that the Commonwealth be amenable to suit in federal court for monetary damages arising out of the deprivation of a complainant's constitutional rights. Today, this Court so holds.
Lastly, the drafters for the Commonwealth impliedly concede the correctness of what is held today in their analysis of the Commonwealth's sovereign immunity. Regarding Section 103,
The Northern Mariana Islands government will be an independent government, like that of the States. For the . same reasons, the Government of the Northern Mariana Islands will have sovereign immunity, so that it cannot be sued on the basis of its own laws without its consent. (emphasis added)
Covenant Analysis, at p.ll. Again, the conspicuous absence of any mention of federal court immunity supports the court's conclusion.
In summary, the Court finds it evident that the people of the Commonwealth intended, that "in the plan of the Covenant," they would relinquish a specified degree of sovereignty to the United States under the newly created political union. In order to protect individual rights and freedoms enjoyed under the Bill of Rights, and in hopes of preventing other governmental abuses, the Eleventh Amendment would not be applicable to the Commonwealth; thereby citizens would have the opportunity to summon the Commonwealth before the federal courts to seek redress for deprivations of their constitutional rights: Accordingly, pursuant to the Covenant and to 48 U.S.C. § 1694a, this Court has jurisdiction over actions brought against the Commonwealth for monetary damages pursuant to 42 U.S.C. § 1983.
Ill
III
III
III
III
The Commonwealth contends that this action is barred by the Commonwealth's.-tort claims act codified at 7 CMC § 2202. As the Court finds that immunity from the instant action was surrendered with the ratification of the Covenant, the cited Commonwealth statute cannot rejuvinate that immunity.&emdash;^ III. Sufficiency
of Claim under § 1983 The Commonwealth
contends that the allegations made by Fleming and the evidence introduced at the trial are not sufficient to support a claim under § 1983. In his complaint and throughout the trial, Fleming alleged that the failure to timely establish uniform hiring procedures, the failure to adhere consistently to those procedures which were occasionally developed, and the decision to process Fleming's application in a manner different from the other applicants and in the end the decision to deny him employment deprived him of property and liberty without due process of the laws and denied him the equal protection of the laws. Additionally, the Commonwealth argues &emdash;^Section 102,
A. Due Process Claims
Under the principles of due process embodied in the Fourteenth Amendment, the government may not deprive a person of life, liberty or property without due process of the law. When addressing claims of unconstitutional deprivations of property or liberty interests, federal courts follow a two-step analysis: 1) does the claimant possess a constitutionally protected interest 2) of which he or she was deprived in a manner not Comporting with due process? Morrissey v. Brewer, 408 U.S. 471, 481, 92 S.Ct. 2593, 2600, 33 L.Ed.2d 484 (1972); Belnap v. Chang, 707 F.2d 1100, 1102 (9th Cir. 1983).
The "liberty" and "property" interests are based on broad and dynamic concepts founded in our constitutional framework. The interests protected extend well beyond the literal meaning of the words themselves. Thus,
"[t]he [Supreme] Court has... made clear that the property interests protected by procedural due- process extend well beyond actual ownership of real estate, chattels, or money. By the same token, the Court has required due process protection for deprivations of liberty beyond the sort of formal constraints imposed by the criminal process. [footnotes omitted].
Board of Regents of State Colleges v. Roth, 408 U.S. 564,
The federal courts have consistently recognized that the freedom to pursue a desired vocation is commanding of a measure of constitutional protection. Phillips v. Bureau of Prisons, 591 F.2d 966, 970 (D.C.Cir. 1979). The "right to follow st chosen profession comes within the 'liberty' . . . concept!] of the Fifth Amendment." Chalmers v. Los Angeles, 762 F.2d 753, 757 (9th Cir. 1985). See also Wells v. Poland, 711 F.2d 670, 676 (5th Cir. 1983)(the "liberty protected... encompases an individual’s freedom to work and earn a living"). Quite often, this liberty interest is infringed by an employer's dismissal of, or refusal to rehire, an' employee in such a manner so as to "'stigmatize' or otherwise burden the individual so that he is not able to take advantage of other employment opportunities." Bollow v. Federal Reserve Bank of San Francisco. 650 F,2d 1093,
The Seventh Circuit eloquently summarized:
The concept of liberty in Fourteenth Amendment jurisprudence has long Included the liberty to follow a trade, profession, or other calling. This liberty must not be confused with the right to a job; states have no constitutional duty to be employers of last resort; but if a state excludes a person from a trade or calling, it is depriving him of liberty, which it may not do without due process of law.
Lawson v. Sheriff of Tippecanoe County, Ind., 725 F.2d 1136, 1138-39 (7th Cir. 1984).
Fleming has shown that he desired to pursue a profession as a police officer, and that he was denied the initial step of admission to the police academy. The desire to pursue a career as a police officer has been recognized as constitutionally protectable. See e.g., DiIulio v. Board of Fire and Police Commissioners, 682 F.2d 666 (7th Cir. 1982). Were Fleming seeking the same position in any state of the union, it
The guarantee of due process has two components, one
Fleming alleged, and proved, an arbitrary refusal to hire. The testimony showed that thirty persons applied for the position of Police Officer 1 in 1983. According to the 21/ Department's policy then in effect,
B. Equal Protection
Fleming also alleged in his complaint and -at trial that in its refusal to hire Fleming, the Commonwealth, acting through the Department, denied him equal protection of the laws. There exists some overlap between the protection offered by the due process clause and that provided under the equal protection clause. "Equal protection demands at a minimum that a [government] must apply its laws in a rational and non-arbitrary way." Ceichon v. City of Chicago, 686 F.2d 511, 522 (7th Cir. 1982). The focus of equal protection analysis, however, is on the differential treatment afforded similar persons in like circumstances. "The guarantee of equal protection... is... a right to be be free from invidious discrimination in governmental activity." Harris v. McRae. 448 U.S, 297, 372, 100 S.Ct. 2671, 2691, 65 L.Ed.2d 784 (1980). "It is axiomatic that the Equal Protection Clause... guarantees like treatment to persons similarly situated." Desris v, City of Kenosha, Wisconsin, 687 F.2d 1117, 1119 (7th Cir. 1982). Put another way, "[w]hen a
1116 facts recited above, ante p.28, regarding the treatment accorded Fleming during the recruitment and application process also support his equal protection claim. Fleming, along with the twenty-nine other applicants whose applications were reviewed by the review board, was treated differently than other applicants hired earlier in the year who were required only to .interview with the Chief of Police or the Department Director. While this alone may riot necessarily show discriminatory treatment, it adds support when viewed in conjunction with the other evidence. Fleming alone was subject to a DEA background investigation. Moreover, Fleming was the only applicant recommended by the review board yet refused employment by the Director. This evidence establishes a prima facie case of purposeful discrimination.
C. Governmental Policy
A government is not liable under § 1983 solely on the basis of respondent superior for the torts committed by its employees.
*342 Instead, it is when execution of a fovernment's policy or custom, whether made y its lawmakers or by those whose edicts or acts may fairly be said to represent official policy, inflicts the injury that the government as an entity is responsible under § 1983.
Here, this Court is convinced that the actions in question represented the official acts of the Commonwealth-government. The unconstitutional conduct was carried out by the Director of Public Safety and/or the Chief of Police. Both
"As a general rule, the [municipal] corporation is not responsible for the tmauthorized and unlawful acts of its officers, though done colore officii; it must further appear, that they were expressly authorized to do the acts, by the city government, or that they were done bona fide in pursuance of a general authority to act for the city oñ the subject to which they relatel.J" [emphasis added]
Tuttle, 53 L.W. 4642, note 5. The Supreme Court concludes that Monell's policy or custom requirement "should make clear that, at the least, that requirement was intended to prevent the imposition of municipal liability under circumstances where no wrong could be ascribed to municipal decision-makers." Id. [emphasis added.]
Here, the Director's policymaking capacity and general authority to act on behalf of the Commonwealth are clear. The Director is appointed by the Governor with the advice and consent
IV. Jury Trial
The issue as to whether Fleming was entitled to a jury trial on his § 1983 claim is now before the Court for the third time. After initially dismissing the jury demand for lack of a legal claim,
The starting point of this analysis necessarily begins with the language of the Seventh Amendment:
In Suits at common law, where the value' in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved, and no fact tried by the jury, shall be otherwise reexamined in any Court of the United States, than according to the rules of the common law.
The Seventh Amendment is made applicable within the Commonwealth pursuant to Section 501 of the Covenant. Any analysis of this Amendment must be "guided by the axiom that the right of jury trial in civil cases is a basic ’fundamental right, and that any seeming curtailment of the right to jury trial should be scrutinized with the utmost care.’" ' Standard Oil Co. of California v. Arizona, 738 F.2d 1021, 1023 (9th Cir. 1984), quoting In Re U.S. Financial Securities Litigation, 609 F.2d 411, 421 (9th Cir. 1979), cert. denied 446 U.S. 929, 100 S.Ct. 1866, 64 L.Ed.2d 281 (1980).
The Amendment’s "Suits at common law" refers to the common law of England in 1791, the date of the - Amendment's adoption. 9 Wright and Miller § 2302, at 14 (1971). As the
The Commonwealth does not challenge, nor does the Court question, the previous decision finding that Fleming seeks damages of a legal nature pursuant to § 1983 which, as a preliminary matter, entitle him to a jury trial; the first part of the test is met. Can, however, the Commonwealth set up its own sovereign immunity as a bar to a jury trial?
The Supreme Court has consistently held that in actions against the federal government there is no right to a jury trial,
Here, however, the issue must be addressed. As a general matter, it is well settled that when a State chooses to waive its sovereign immunity, it may freely condition and limit the nature and form of the action filed against it. Civil Actions Against States, supra, p.5, § 3.5. Quite often a State', for example, will permit actions against it before a judge, but not a jury. See, e.g. , 7 C.M.C. § 2253 (actions against the Commonwealth permissible under local law to be tried by court without a jury). The ability to so condition a waiver necessarily derives from the States authority to deny any consent altogether; unquestionably, the authority to grant waiver necessarily includes the power to offer a partial or conditional consent. Thus, where sovereign immunity is not a bar to the action altogether, the court must examine the nature of the
The Commonwealth has waived its sovereign immunity from suit in federal court for federal claims. See II.C. supra. The issue here becomes whether this waiver is so conditioned so.as to subject the Commonwealth to trial before federal -judges only. There is no evidence that the waiver was in fact so conditioned. As was concluded above, the drafters made a conscious decision to subject the Commonwealth to liability for violation of federal statutory and constitutional law. In 1974, the Supreme Court definitively held that, actions enforcing federal statutory rights carry with them the right to jury trial. Curtis v. Loether, 415 U.S. 189, 94 S.Ct. 1005, 39 L.Ed.2d 260 (1974). Justice Marshall's unequivocal statement of the holding is worth repeating here:
Whatever doubt may have existed should now be dispelled. The Seventh Amendment does apply to actions enforcing statutory rights, and requires a jury trial upon demand, if the statute creates legal rights and remedies, enforceable in an action for damages in ordinary courts of law.
94 S.Ct. at 1008. Thus, it should have been clear to the drafters that jury trials would be available in legal actions against the Commonwealth; yet no attempt to condition the waiver
Moreover, the concept of jury trials in the Commonwealth was .by no means ignored. The Northern Mariana Islands delegation expressed great concern over the use of juries in general. They decided that the legislature should be given the opportunity to review the desirability of jury trials in general and to "mold the procedures to fit local conditions and experience ." Covenant Analysis at 46. Accordingly, Section 501 includes the proviso that "neither trial by jury nor indictment by grand jury shall be required in any civil action or criminal prosectuion based on local law, except where requried by local law."
V. Damages
Finally, the Commonwealth argues that the verdict awarding damages of $80,000.00 is excessive and calls for a new trial. Where it is difficult to measure a person's injury in monetary terms, the Court is reluctant to disturb a jury award which is not unreasonable on its face. Parker v. Shonfeld, 409 F.Supp. 876, 879 (N.D.Cal. 1976). A jury's verdict will not be set aside merely because the judge would have awarded a different amount of damages. 11 Wright and Miller, at § 2807. A new trial may be granted only if the verdict is against the great weight of the evidence, or "it is quite clear that the jury has reached a seriously erroneous result." Coffran v. Hitchcock Clinic, Inc., 683 F.2d 5, 6 (1st Cir. 1982); Digidyne Corp. v. Data General Corp., 734 F.2d 1336 (9th Cir. 1984).
In the case at bar, Fleming sought damages for a deprivation of his civil rights, wrongful refusal to be employed
VI. Conclusion
For the reasons stated herein, the Commonwealth's motion for judgment notwithstanding the verdict or for new trial is DENIED.
DATED this day of September, 1985.
§ 502 provides:
(a) The following laws of the United States in existence on the effective date of this Section and subsequent amendments to such laws will apply to the Northern Mariana Islands . . . :
Covenant to Establish a Commonwealth of the Northern Mariana Islands in Political Union with the United States of America, 90 Stat. 263, reprinted in 48 U.S.C. § 1694 note.
/ —It can no longer be questioned that the Commonwealth is subject to suit for declaratory and injunctive relief for deprivations of constitutional rights. Edleman v. Jordan, 415 U.S. 651, 664, 94 S.Ct. 1347, 1356, 39 L.Ed.2d 662 (1974).
The Eleventh Amendment provides;
The judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced ir prosecuted against one of the United States by Citizens jf another State, or by Citizens or Subjects of any foreign State. 317 State.
/ The decisions of the federal courts uncovered by this Court which have found a State or Territory not to be a person all rely on either (or in combination) Eleventh Amendment immunity, see e.g., Glosen v. Barnes, 724 F.2d 1418 (9th Cir. 1984), Heal v. Georgia, 469 F. 2d 446, 448 (5th Cir. 1972), common law sovereign immunity, see e.g., Ignacio v. Department of Corrections, supra p.3, slip op. at 4, Toa Baja Dev. Corp. v. Garcia Santiago, 312 F.Supp 899 (D.P.R. 1970) or on the since overruled doctrine of municipal immunity announced in Monroe v. Pape, 365 U.S. 167, 81 S.Ct. 473, 5 L.Ed.2d 492 (1961),' overruled in Monell v. Department of Social Services, 436 U.S. 658, 98. S.Ct. 2018, 56 L.Ed.2d 611 (1978) see, a.g., Willingford v. California. 352 F.2d 474 (9th Oir. 1965) Ohio Inns v. Nye Philadelphia, 413 F.2d 84 (3rd Cir. 1969) (based on Monroe, ''conclusion... is inescapable"), Deane Hill Country Club v. City of Knoxville, 379 F.2d 321 (6th Cir. 1967), United States v. Illinois, 343 F.2d 120 (7th Cir. 1965), Aubuchon v.Missouri, (8th Cir. 1980).
The quoted language regarding § 1983 is not necessary to the decision of the case as the case involves an action against the state pursuant to Title VII and not § 1983 and is accordingly' unbinding dicta.
Justice Brennan arrives at a different result, concluding that the immunity was waived by Congress and/or the States under § 5 of the Fourteenth Amendment. Hutto v. Finney, 98 S.Ct. 2578-2580. Of course, this was expressly rejected in Edleman and is not adopted by this Court.
Fitzpatrick v. Bitzer, 427 U.S. 445, 456, 96 S. Ct. 2666, 2671, 49 L.Ed.2d 614 (1976). Section 5 ' of the Fourteenth Amendment gives Congress the power "to enforce, by appropriate legislation" the provisions of the Amendment. At the hearing on this motion, the Commonwealth,, in further support of its position that § 1983 does not apply within the Northern Mariana Islands, argued that Congress has no authority to enforce the Fourteenth Amendment by legislation such as § 1983 as § 5 of the Amendment is omitted from § 501. The Commonwealth misunderstands the purpose of § 501 and its effect on Congressional power. This section is intended "to extend to the people of the Northern Mariana Islands the basic rights of United States citizenship ... and to make applicable ... certain of the Constitutional provisions governing the relationship between the federal government and the States." Covenant Analysis at p.39. "The inclusion or omission of the power to legislate in the specific reference to certain provisions of the Constitution of the United States is not designed to affect the authority of the United States to legislate with respect to the Northern Mariana Islands. That power is governed by Article 1." Report of the Joint Drafting Committee on the Negotiating History at p.C-3 (Feb. 15, 1975), reprinted in S.Rpt.No. 433, 94th Cong., 1st Sess. 405 (1975). Section 105” allows the Congress "to enact legislation in accordance with its constitutional processes which will be applicable to the Northern Mariana Islands." AO 72
/Although the Commonwealth appears to retreat from tips position in its Supplemental Memorandum, at p. 2, the Court addresses the issue for purposes of clarity.
/The right of people of trusteeship territories to be self-governing is recognized in Articles 73 and 76 of the United Nations Charter. The right cf the people of the Commonwealth to self-government is recognized specifically in Article 6 of the Trusteeship Agreement for the Former Japanese Mandated Islands and in the Preamble of the Covenant.
/The negotiators of the Covenant apparently believed that the Commonwealth would be immune from suit on the basis of its own laws. Marianas Political Status Commission, Section by Section Analysis of the Covenant to Establish A Commonwealth ot the Northern Mariana Islands, at p.ll (Feb. 15, 177577 but see, Flaruyama £ Associates, Etd. v. Mariana Islands Housing Authority, Civ.No. 82-ÜÜ66 (b.N.M.l. Decision filed May 24, 1984) ilip op. at 3-4 (questioning modern application of "monarchistic doctrine" of sovereign immunity), quoting Civil Actions Against State Government, § 2.6, p.22 (Shepard's/McGraw-Hill, 1982).
/ —'Section 101 of the Covenant provides:
The Northern Mariana Islands... will become a self-governing commonwealth... in political union with and under the sovereignty of the United States of America.
/ 13 If Ait. Ill were as the Commonwealth reads it, query&emdash;how then would federal courts' have jurisdiction even over consenting States; yet they clearly do. Florida Dept. of State v. Treasure Salvors Inc., 458 U.S. 670. 102 S.Ct. 3304, 73 L.Ed.2d 1057(1982)
^This Court exercises the jurisdiction of a district court of the United States. 48 U.S.C. § 1694a(a).
See Lake Country Estates v. Tahoe Regional Planning Agency. 440 U.S. 391, 400, 99 S.Ct. 1171, 1177, 59 L.Ed.2d 401, 410 (1979)(In refusing to include a bi-state compact agency within the Amendment's ambit, the Court said that ”[b]y its terms, the protection afforded by that Amendment is only available to 'one of the Several States'".)
S.Rep. No. 94-433, 94th Cong., 1st Sess. (1975).
the Supremacy Clause, of the Covenant provides: The relations
between the Northern Mariana Islands and the United States will be governed by this Covenant, which, together with those provisions of the Constitution, treaties and laws of the United States applicable to the Northern Mariana Islands, will be the supreme law of the Northern Mariana Island" an 79
Because a constitutionally recognized 'liberty' interest is found the deprivation of which alone supports Fleming's claim, the Court makes no determination as to the existence of a protected 'property' interest. Compare Chalmers v. Los Angeles, 762 F.2d 753 (9th Cir. 1985) (right to follow chosen profession comes within property concept) with Roth v. Board of Regents, 408 U.S. 564, 577, 92 S.Ct. 2701, 2709, 33 L.Ed.2d 548 (1972)(to have protectable property interest in a job one must have more than an abstract need or desire for or unilateral expectation of it.)
Whether such notice and hearing are required prior to the adverse action depends on a balance of competing interests under the circumstances. Superales v. Appeals Board of the Judicial Council of Guam. DCA No. 82-0192A (D.Guam(App.Div.) Apr. 18, slip op 5, citing Matthews v. Eldridge. 424 U.S. 319. 96 S.Ct. 893. 47 L.Ed.2d 18 (1976) and Vanalli v. Reynolds School Diatriet No. 7. 667 F.2d 773. 778-779 (9th 1982).
Justice Harlan's dissenting view stated in Poé was later adopted by the majority of the Court in Moore v. City of East Cleveland. 431 U.S. 494, 97 S.Ct. 1932, 52 L.Ed.2d 531 (1977)
As the policy changed throughout the course of the preceding year , not all candidates entering the Academy at that time were required to pass Commission review.
There is no evidence that any other candidate' underwent this additional investigation.
/ —'Discrimination, to be actionable under the equal protection clause must be intentional. Washington v. Davis, 426 U.S. 229, 96 S.Ct. 2040, 48 L.Ed.2d 597 (1976). However, such intent may be inferred. Smith v. State of Georgia, 684 F.2d 729 (11th Cir. 1982). The Commonwealth does not challenge the jury's implicit finding of the requisite intent (set forth in Plaintiff’s Jury Instruction No. 7 as an essential element of the claim). Moreover, there is ample evidence to support the finding.
/ See Memorandum of Foints and Authorities in support of Commonwealth's Motion to Reconsider (June 20, 1985) at 3-4.
C.M.C. § 2502
C.M.C. § 2503
C.M.C. § 2505
l C.M.C. § 2504(a)
^Decision Filed April 11, 1985.
Decision Filed June 17, 1985.
—^Art. 1, Sec. 8 of the Commonwealth Constitution provides:
The legislature may provide for trial by jury in criminal or civil cases.
Local law currently allows for jury trials in civil cases wherein the amount in controversy exceeds $1,000.00. 7 C.M.C. § 301(b)(1).
Reference
- Full Case Name
- LAWRENCE M. FLEMING v. DEPARTMENT OF PUBLIC SAFETY, and COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
- Status
- Published