Pangilinan v. Castro
Pangilinan v. Castro
Opinion of the Court
DECISION GRANTING PARTIAL SUMMARY JUDGMENT
I. Background
The pertinent history of this case has been adequately set forth by the Ninth Circuit in Smith v. Pangilinan, 651 F.2d 1320 (9th Cir. 1981) and in Pangilinan v. Castro, 688 F.2d 610 (9th Cir. 1982). The facts as they are relevant to this motion •will be briefly reNiewed here.
The named plaintiffs, represent a class of eighty-fiNe individuals who renounced their Filipino citizenship In order to qualify for citizenship in the new Commonwealth. These indiwid-
Section 301. The following persons and their children under the age of 18 years on the effective date of this Section, who are not citizens or nationals of the United States under any other provision of law, and who on that date do not owe allegiance to any foreign state, are declared to be citizens of the 'United States, except as otherwise provided in Section 302:
(a) all persons born in the Northern Mariana Islands who are citizens of the Trust Territory of the Pacific Islands on the day preceding the effective date of this Section, and who on that date are domiciled in the Northern Mariana Islands or in the United States or any territory or possession thereof;
(b) all persons who are citizens of the Trust Territory of the Pacific Islands on the day preceding the effective date of this Section, who have been domiciled continuously in the Northern Mariana Islands for at least five years immediately prior to that date, and who, unless under age, registered to vqte in elections for the Mariana Islands District Legislature or for any municipal election in the Northern Mariana Islands prior to January 1, 1975; and
*370 (c) all persons domiciled in the Northern Mariana Islands on the day preceding the effective date of this Section, who, although not citizens of the Trust Territory of the Pacific Islands, on that date have been domiciled continuously in the Northern Mariana Islands beginning prior to January 1, 1974.1
The plaintiffs qualified under the section of the Election Act which duplicates the standards of Section 301(c), the Election Board having certified that the plaintiffs had satisfied the eligibility requirements.
In 1978, the newly elected Commonwealth legislature adopted the "Certificate of Identity Act of 1978" which, according to the title of the Act, was intented to
"establish a procedure for the issuance of a Certificate of Identity to all persons in the Northern Mariana Islands who will derive citizenship of the United States of America upon termination of the Trusteeship Agreement and who are entitled to all the privileges and immunities of citizens in, ,the several states of the United States.” — ' [emphasis added]
Smith v. Pangilinan, 651 F.2d at 1322.
The plaintiffs' applications for Certificates of Identity were denied based on .the determination of Francisco C. Castro, then Chief of the Immigration Division, that the plaintiffs did not meet the domicile requirements of the Identity Act, notwithstanding the previous determination of the Board of
On .September 20, 1982, the Ninth Circuit affirmed the summary judgment decision of this Court which held that the Division of Immigration is effectively the successor agency to the Board of Elections and as such is barred by the doctrine of administrative res judicata from attempting to redetermine the issue of domicile. Pangilinar v. Castro, supra. The Certificates have been issued. The question now before the Court is whether the United States should be estopped from attempting to readjudicate the issue of the plaintiffs' domicile before granting the plaintiff Certificate holders the rights of United States citizenship.
II. Standard of Review
Summary judgment is appropriate only if it is demonstrated that there exists no genuine dispute as to any material fact and movant is entitled to judgment as a matter of law. U.S. v. First National Bank of Circle., 652 F.2d 882, 887 (9th Cir. 1981). The Court must construe the pleadings, other record evidence and its attendant inferences most favorably to the party opposing the motion. Harlow v. Fitzgerald, 457 U.S. 800, 816, n.26, 102 S.Ct. 2727, 2737, n.26., 73 L.Ed.2d 396, 409 n.26 (1982). A genuine factual issue may .exist only if a viable legal theory would entitle plaintiffs to judgment if they prove their asserted version of the facts. Ron Tonkin Gran Turismo v. Fiat Distributors. 637 F.2d 1376, 1381 (9th Cir. 1981), cert, denied, 454 U.S. 831, 102 S.Ct. 128, 70 L.Ed.2d 109 (1981).
"Estoppel is an equitable doctrine designed to protect the legitimate expectations of those who have relied to their detriment upon the conduct of another." Russell v. Texas Co., 283 F.2d 636, 640 (9th Cir. 1956), cert. denied. 354 U.S. 938, 77 S.Ct. 1400, L.Ed.2d 1537 (1957). Though traditionally estoppel 2/ was not available against the government,
The Ninth Circuit adopted the California test for estoppel in California State Board, of Equalization v. Coast Radio Products, 228 F.2d 520 (9th Cir. 1955). The four necessary elements of estoppel under Coast Radio are:
(1) The party to be estopped must know the facts;
(2) He must intend that his conduct shall be acted on or must so act that the party asserting the estoppel has a right to believe it is so intended;
*373 (3) The latter must be ignorant of the true facts; and
(4) He must rely on the former's conduct to his injury. Id. at 525.
Applying this test in Gestuvo v. INS, 337 F.Supp. 1093 (C.D.Cal. 1971) the district court estopped the government from denying Gestuvo citizenship. After initially informing Gestuvo that he would be entitled to United States citizenship based on his employment status, the Immigration and Naturalization Service later changed its position. This was after Gestuvo had materially and detrimentally changed his plans and decided to live in the United States. The Service argued that the court should not grant Gestuvo citizenship because it might have the effect of disrupting United States immigration policies. But the court reasoned that "[a]ny disruption of the nation's immigration policies that might result from [Gestuvo1s] admission. . . would . . . be miniscule in comparison to the hardship to which he would be subjected by a failure to estop the Service." Id. at 1102. Though this case lends support for imposing estoppel against the United States it has been modified by INS v, Hibi, 414 U.S. 5, 94 S.Ct 19, 38 L.Ed.2d 7 (1973), wherein the Supreme Court ruled that absent "affirmative misconduct" a government entity could not be estopped by the acts of its agents.
Unfortunately, the Court failed to define affirmative misconduct in Hibi and courts have been struggling with this slippery and imprecise term ever since. Santiago v. INS, 526 F.2d 488, 493 (9th Cir. 1975). As a result there are seemingly
Therefore, to hold the United States estopped from reexamining the domicile of these plaintiffs there must be a showing that, in addition to the four requisites for estoppel,
IV. Discussion
The principal source of the confusion which has emerged is the omission from Article III of the Covenant of any procedural mechanism by which those who qualify for United States citizenship will be identified.- To be sure, those persons who do meet the eligibility requirements are entitled to be granted United States citizenship.
The Commonwealth has assumed the responsibility for identifying and issuing certificates to those persons who will
Significant in the early development of what would become the present controversy is the failure of the United States to take advantage of opportunities to remedy what it now apparently considers misleading and deceptive signals given by the Commonwealth. Although the language of Covenant Article III may be unclear as to who is to make the citizenship determinations, it is evident that the Commonwealth believed it had this authority. As importantly, if the' United States then
Section 202 of the Covenant provides for the submission of the Constitution to the United States "for approval on the basis of its consistency with this Covenant and those provisions of«the Constitution, treaties and laws of the United States to be applicable to the Northern Mariana Islands." The Constitution formulated and approved by the people of the Northern Mariana Islands included an Interim Definition of the Citizenship,
The classes of persons described in this section include all the persons in the Northern Mariana Islands who will meet the criteria established by the Covenant for United States citizenship on the date of approval of the Constitution by the people. The intention is to include as many as possible of the individuals who will automatically became United States citizens or nationals when the Trusteeship ends. For this reason, the terms used in this section that are adopted from Section 301 of the Covenant should be interpreted consistently with Section 301. [Emphasis added.]
In 1978 the Commonwealth Legislature adopted the Certificate of Identity Act, the express purpose of which, as was noted earlier, was to identify those persons who will become citizens of the United States upon termination of the Trusteeship. Governor Camacho signed the bill into law and reaffirmed the intent of the Legislature that the Act will "expedite transition of the citizens of the Marianas to United States citizenship." Transmittal letter of Governor Camacho, July 14, 1978, Exhibit "A" to Defendants Motion for Summary Judgment filed July 16, 1980. On October 10, 1978, the Chief of Immigration published regulations concerning the issuance of Certificates of Identity. Section 301.2 of the regulations again reaffirmed the understanding that the Certificates were to identify those persons "who will derive United States citizenship on the effective date of Section 301" and "to facilitate travel into the United States by persons from the Northern Mariana
I hereby apply to the Chief of Immigration Service for a certificate- showing that I will derive citizenship of the United States of America. Upon [sic] termination of Trusteeship Agreement.
The application ends with a recommendation to be signed by the Chief of Immigration that "the applicant will [/will not] derive United States citizenship under... § 301(a), or (b) or (c) of the Cpvenant... on the effective date of said section." Exhibit C to Defendants' Motion for Summary Judgment filed January 16, 198Ú. Despite these dispositive statements made to applicants by the Commonwealth regarding its authority to issue such certificates, the United States took no action to resolve this confusion (if in fact there was confusion) nor to establish a mechanism to determine Section 301 eligibility. More importantly, the United States did not communicate in any way with applicants, potential applicants or the Commonwealth that it did not intend to honor the Certificates as conclusive evidence of Section 301 qualification.
Nor was the Commonwealth clearly erroneous in its interpretation of its authority. The actions previously taken on the part of the United States reasonably could be interpreted by the Commonwealth as indicative of an intent to allow the Commonwealth to exercise the authority that it did. The Covenant establishes a relationship between the United States and the
The reasonableness of the plaintiffs' belief in the Commonwealth's authority is clear. The plaintiffs can be expected to reasonably rely on the validity of official statements and acts of government officials and agencies. This is especially so where the underlying law is unclear. The unequivocal nature of the statements made by the Commonwealth cannot be disputed. As set forth in detail above, the Certificate of Identity Act, the Governor's transmittal letter and the regulations all set forth in no uncertain terms the purpose of the established procedure to identify those citizens. Moreover, the Oath of Renunciation-^and the Application for the Certificate informed the plaintiffs that if they are determined by the Commonwealth to qualify, they will be issued a Certificate entitling them to United States citizenship at the termination of the Trusteeship. Perhaps most sensationally indicative of the Commonwealth's expression of' its authority is the inclusion on the application form of an Oath of Allegiance apparently to be signed by the applicant upon approval of the Chief of Immigration.
OATH OF ALLEGIANCE
I hereby declare, on oath, that I absolutely and entirely renounce and abjure all allegiance and fidelity to any foreign prince, potentate, state, or sovereignty of whom or which I have heretofore been a subject or citizen; that I will support and defend t^ie Constitution and the laws of the United'States of America against all enemies, foreign and domestic; that X will bear true faith and allegiance to the same; that X will bear arms on behalf of the United States when required by the law; that I will perform noncombatant service in the Armed Forces of the United States when required by the law; that I will perform work of national importance under civilian direction when required by the law; and that I will take this obligation freely without any mental reservation or purpose of evasion; SO HELP ME GOD. In acknowledgment whereof I have hereunto affixed my signature.
Set against these manifestations of the Commonwealth’s apparent authority is found no notice by the United States that the right to become a United States citizen is further dependent upon a de novo determination of eligibility by the United States. Rather, the United States has lent credence to these expressions of authority by allowing Certificate holders unrestricted entry into the United States. Smith v. Pangilinan, 651 F.2d at 1324. Even if the directive of the Immigration and Naturalization Service allowing Certificate holders such entry does not bind the Service under principles of administrative res judicata
That the plaintiffs relied to their detriment on the representations made is also evident. Pangilinan swore out his Oath of Renunciation on March A, 1977, placing him, in the words of Resident Commissioner Erwin D. Canham, in the "hazard of statelessness." Deposition of Erwin D. Canham at 10 (Feb. 17, 1980). He has remained in the Northern Mariana Islands since March of 1972 and voted in both the 1977 and the 1979 elections.. His family has already joined him here, and he has sold his property back in the Philippines. His application for a Certificate of Identity was turned down on November 6, 1978 -- eighteen months after he relinquished his Philippine citizenship in order to adopt and be part of his new-found home. The Court believes other members of the class express similar aspirations to adopt the Commonwealth as their home. These acts, especially the renunciation of citizenship leaving the plaintiffs as persons without countries sufficiently demonstrates the extreme detriment suffered by the plaintiffs.
Lastly, the United States, to be estopped, must have knowledge of the actions taken by the Commonwealth and those in reliance taken by the plaintiffs. Although there is no direct evidence in the record that the United States was aware of the events which transpired between 1977 and 1979, a denial of that knowledge by the United States would be incredible. The
The factors which this Court has considered above as elements of possible equitable estoppel support a decision which might be considered by some a close call. Whether these factors, standing alone, would support estoppel under common law princi-pies of agency
It is now settled that the United States stands in relation to the peoples of Micronesia as a trustee. See, e.g. , Palacios v. Commonwealth of the Northern Mariana Islands, Civ.App. No. 81-9017 (D.N.M.I.(App.Div.) 1983); Gale v. Andrus, 643 F.2d 826, 830 (D.C.Cir. 1980) ("the entire authority of the United States in the Trust Territory is derived from a trust"); Ralpho v. Bell, 569 F.2d 607, 619 (D.C.Cir. 1977)("the United
duties that must be exercised with 'great care,' United States v. Mason, 412 U.S. 391, 398, 93 S.Ct. 2202, 2207, 37 L.Ed.2d 22 (1973), in accordance with 'moral obligations of the highest responsibility and trust,' that must be measured 'by the most exacting fiduciary standards.' Seminole Nation v. United States, 316 U.S. 286, 297, 62 S.Ct. 1049, 1054, 86 L.Ed. 1480 (1942).
This Court previously has held that the "very purposes which engendered the judicially created Indian fiduciary doctrine apply a fortiori to the Micronesian-U.S. relationship." Palacios, supra, slip op. at 10.
Here, the United States has failed to exercise the "great care" that is required of it in ensuring that the inhabitants of the Micronesian islands are not misled to their extreme detriment. The United States, failing to clarify the mechanics of citizenship determination, has allowed the Common
This course, of action is not compatible with the responsibility of the United States to exercise its trusteeship duties in accordance with the "moral obligations of the highest responsibility and trust." Rather, the United States has failed in its fiduciary capacity. The Court today determines that the Attorney General is now equitably estopped from seeking a new determination of domicile as to the plaintiffs herein. Only in this manner can justice be done to these plaintiffs who in reliance on the actions and omissions of both the Commonwealth and the United States have risked all that they had to pass through the golden gates so. proudly displayed by the United States. It would be too late in equity and good conscience to now close those gates.
The plaintiffs' motion for partial summary judgment is GRANTED.
Pursuant to Section 304 of the Covenant, "Citizens of the Northern Mariana Islands will be entitled to all privileges and immunities of citizens of the several States."
It is interesting to note that the Court of Claims has been applying the estoppel doctrine against the United States where appropriate since as early as 1951. See, e.g., Branch Banking & Trust Co. v. United States, 98 F.Supp. 757 (Ct.Cl. 1951); Manloading and Management Associates, Inc. v. United States, 461 F.2d 1299(Ct.Cl. 1972).
/ v —'Under Section 301, the persons who meet the qualifications "are declared to be citizens of the United States."
^The fundamental nature of Article III and the need for the mutual consent limitation-to assure maximum self-government for the people of the Northern Mariana Islands was recognized by the Marianas Political Status Commission (Statement of Edward DLG. Pangelinan, Chairman, Dec. 5, 1974, reprinted in S.Rep. No. 94-433, 94th Cong., 1st Session, 259, 2b4-265) and bj the United States Congress (S.Rep.No. 94-433, 94th Cong., 1st Session, 58-59).
^Covenant, Section 105.
Section 8 of the Schedule on Transitional Matter provides:
Interim Definition of Citizenship. For the period from the approval of the Constitution by the people of the Northern Mariana Islands to the termination of the Trusteeship Agreement, the term United States citizen or United States national as used in the Constitution includes those persons who, on the date of the approval of the Constitution by the people of the Northern Mariana Islands, do not owe allegiance to any foreign state and who qualify under one of the following criteria:
(a) persons who were born in the Northern Mariana Islands who are citizens of the Trust Territory of the Pacific Islands on the date of the approval of the Constitution by the people of the Northern Mariana Islands, and who on that date are domiciled in the Northern Mariana Islands or in the United States or any territory or possession thereof;
(b) persons who are citizens of the Trust Territory of the Pacific Islands on the date of the approval of the Consti
(c) persons domiciled in the Northern Mariana Islands on the date of the approval of the Constitution by the people of the Northern Mariana Islands who, although not citizens of the Trust Territory of the Pacific Islands, on that date have been domiciled continuously in the Northern Mariana Islands beginning prior to January 1, 1974;
/ Analysis p.l.
^The Oath, Analysis, pp. 207-208, reads:
I, name , am a person eighteen year's of age or older of sound mind and not subject to any duress ' or.coercion and am fully informed and aware of section 301(c) of the Covenant To Establish a Commonwealth of the Northern Mariana Islands in Political Union with the United States that declares persons and their children under the age of eighteen to be citizens of the United States on the date the Trusteeship Agreement terminates. (unless they elect to be nationals of the United States) who are not already citizens or nationals of the United States or citizens o.f the Trust Territory of the Pacific Islands and who do not owe allegiance to any foreign state and who are domiciled in the Northern Mariana Islands on the day preceding the termination of the Trusteeship Agreement and who on that date have been domiciled continuously in the Northern Mariana Islands since December 31, 1973.
I.am fully informed and aware that section 8(c) of the Schedule attached to the Constitution provides for the treatment of persons who meet the requirements of section 301(c) of the Covenant as United States citizens or United States nationals as that term is used in the Constitution between the date the Constitution, takes effect and the date of termination of the Trusteeship Agreement, and am fully certain that I comply with the requirements of section 301(c) of the Covenant and section 8(c) of the Schedule.
I hereby expressly and voluntarily renounce any citizenship, nationality, or allegiance I might have to any country or state other than the United States for the purpose of availing myself of the opportunity to become a United States citizens [sic] or United States national, being fully informed and aware of the consequences of that act and of the duties and responsibilities of a United States citizen or United States national.
Commonwealth of the Northern Mariana Islands v. Atalig, 723 P.2d 682, 684 (9th Cir. 1984).
See, e g., S.Rep.No. 94—433, 94th Cong., 1st Sess. 79 ("Northern Mariana Islands... will have the power to enact its own Immigration and Naturalization laws"); H.R.Rep.No. 94-364, 94th Cong., 1st Sess. 9 ("the Northern Marianas will have local control over immigration").
The Court does not intend to preclude such a decision in the future; .however, the issue is not here presented for determination.
/ See, e.g., Restatement (Second) of Agency §§ 8B, 12, 27, 31.
Reference
- Full Case Name
- EDUARDO P. PANGILINAN v. FRANCISCO C. CASTRO v. EDWIN MEESE III, Intervenor
- Status
- Published