Doe v. Hood
Opinion of the Court
In 1978, Arthur Doe
In Lawrence v. Texas ,
Fifteen years later, Mississippi continues to enforce its pre- Lawrence prohibition on "unnatural intercourse." Mississippi requires persons convicted under the statute, or an equivalent out-of-state offense, to register with the Mississippi Sex Offender Registry (MSOR).
Doe asserts that the anti-sodomy law is unconstitutional on its face and as applied to him under the Due Process Clause of the Fourteenth Amendment. Alternatively, he argues that his inclusion on the MSOR violates the Equal Protection Clause. Mississippi responds that Lawrence does not protect non-consensual acts of sodomy, and that it may enforce its sodomy prohibition when applied to such conduct, as in Doe's case.
The Court agrees with Doe that the statute appears to be unconstitutional. He should not be subjected to the stigmatizing requirements imposed by the MSOR. As discussed below, though, this Court may not be the appropriate forum for Doe to seek relief at this time. A hearing is necessary to determine whether Doe must first seek relief in state court.
I. Background
A. Procedural History
On October 17, 2016, five Mississippians filed this putative class action pursuant to
Arthur Doe is a Mississippi resident convicted under Mississippi's Unnatural Intercourse statute. Brenda Doe, Carol Doe, Diana Doe, and Elizabeth Doe are Mississippi residents convicted of Louisiana's Crime Against Nature by Solicitation (CANS) law. Because of these offenses, the State required Plaintiffs to register with the Mississippi Department of Public Safety as sex offenders.
Defendants are five state officials responsible for enforcing Mississippi's sodomy prohibition or the MSOR: Jim Hood, the Attorney General of the State of Mississippi; Marshall Fisher, the Commissioner of the Department of Public Safety; Charlie Hill, Director of the Department of Public Safety Sex Offender Registry; Colonel Chris Gillard, the Chief of the Mississippi Highway Patrol; and Lieutenant Colonel Larry Waggoner, the Director of the Mississippi Bureau of Investigation.
A month after filing their Complaint, Plaintiffs moved for summary judgment and moved to certify a class. This Court denied both motions, and granted Defendants' request to take discovery relating to class certification issues.
Over the next year, the parties worked to resolve the claims of the "CANS Plaintiffs,"
*752individuals who were convicted under the Louisiana anti-sodomy law and required to register as sex offenders in Mississippi. A Louisiana district judge had ordered that Louisiana remove CANS offenders from its own sex offender registry. See Doe v. Jindal ,
Now one plaintiff, Arthur Doe, remains. He brings two claims. First, he asserts facial and as-applied due process challenges to the anti-sodomy law. In the alternative, he argues that his classification as a sex offender violates the Equal Protection Clause. The Court takes up his claims on the parties' Cross-Motions for Summary Judgment.
B. Mississippi Law
Doe seeks to enjoin the State from enforcing its sodomy prohibition, Mississippi Code § 97-29-59, and to remove the statute as an offense subject to the MSOR under § 45-33-47(2)(c)(i)(2).
1. "Unnatural Intercourse" Statute
From 1962 to 2003, sodomy decriminalization proceeded rapidly.
Mississippi is among those states that still criminalizes consensual anal and oral sex. The state prohibition has existed in some form for over 200 hundred years. In 1802, Mississippi first recognized sodomy as a common law crime, and in 1839, the state legislature codified the prohibition.
The Mississippi Supreme Court has defined the statute to encompass an act of *753sodomy, i.e. , anal or oral sex. See, e.g. , Miller v. State ,
2. Sex Offender Registration
In 1995, Mississippi enacted the Mississippi Sex Offenders Registration Law.
Approximately 35 Mississippi residents have convictions for Unnatural Intercourse or an out-of-state statute that criminalizes oral or anal sex with no additional elements. Of these, about 22 individuals are registered on the MSOR.
The registration law classifies offenses into "tiers" that determine the length of time an individual must register before she is allowed to petition a circuit court for removal from the registry.
Registrants must adhere to a number of sweeping requirements. Every 90 days, they must re-register in-person with the Department of Public Safety and pay a fee.
A registrant that wishes to volunteer with an organization must disclose her sex offender status to the organization if it has "direct, private, and unsupervised contact with minors."
The Department of Public Safety lists registrants on its public website and discloses registrants to schools, social service agencies, prosecutors' offices, and law enforcement offices within the registrant's jurisdiction.
Failure to re-register or comply with another statutory requirement can result in arrest, driver's license suspension, a fine of $5,000, or imprisonment of up to five years.
II. Cross Motions for Summary Judgment
A. Heck
Defendants first argue that Heck v. Humphrey bars relief.
In Heck , the Supreme Court held that a state prisoner cannot attack the validity of her conviction or sentence in a § 1983 damages action without proving that the conviction or sentence has been "reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court's issuance of a writ of habeas corpus,
In Muhammad v. Close , the Supreme Court explained that Heck meant "that where success in a prisoner's § 1983 damages action would implicitly question the validity of conviction or duration of sentence, the litigant must first achieve favorable termination of his available state, or federal habeas, opportunities to challenge the underlying conviction or sentence."
Although Heck originally appeared limited to damages suits, the Supreme Court extended this rule to claimants seeking declaratory or injunctive relief. In Wilkinson v. Dotson , the Supreme Court explained that "a state prisoner's § 1983 action is barred (absent prior invalidation)-no matter the relief sought (damages or equitable relief), no matter the target of the prisoner's suit ... if success in that action would necessarily demonstrate the invalidity of confinement or its duration."
Here, Doe seeks a declaration that Mississippi's Unnatural Intercourse law is unconstitutional. Defendants argue that this relief would necessarily imply the invalidity of Doe's 1978 conviction. And because no court or tribunal has vacated or declared *755his conviction invalid, they say, the Heck doctrine bars Doe's claim.
Doe responds that the Heck doctrine is inapplicable here, as Heck and subsequent Supreme Court cases simply "impose a rule requiring exhaustion of habeas remedies." He asserts that habeas relief is unavailable to him since he is no longer in custody.
The Supreme Court has not squarely addressed our situation. Dissenting and concurring opinions in Spencer v. Kemna questioned the applicability of Heck to an individual, such as Doe, who has no recourse under the habeas statute. See
The circuit courts are divided on the question. Four circuits, including the Fifth Circuit, have held that an out-of-custody claimant must comply with Heck 's favorable-termination requirement. See Deemer v. Beard ,
The Fifth Circuit case merits discussion. In Randell v. Johnson , the plaintiff filed his § 1983 suit after his release from prison, when he apparently no longer had access to habeas relief.
The question in this case is whether Doe has the ability to seek state habeas relief, which in Mississippi is called post-conviction relief (PCR). Defendants argue Doe has "a procedural vehicle to challenge his conviction" since "any convicted felon may return to the court he or she was convicted and request that a conviction be vacated as unconstitutional." It is not obvious whether Doe has such a procedural vehicle.
Under Mississippi's Uniform Post-Conviction Collateral Relief Act (UPCCRA), a PCR motion following a guilty plea must be filed within three years after entry of the judgment of conviction. Pinkney v. State ,
Based on the Court's reading of the UPCCRA, Doe may have access to the PCR process since a fundamental right is at stake here. The conduct he says he engaged in is no longer criminal. But if Doe is right-that PCR is not available to address the constitutional violations in this case, § 1983 must be an avenue of recourse. The parties should be prepared to address this issue at the hearing.
B. Due Process
1. Lawrence v. Texas
In Lawrence , the Supreme Court facially invalidated a Texas law that prohibited persons from engaging in sodomy with a person of the same sex.
Petitioners John Lawrence and Tyron Garner challenged their convictions under the Texas "Homosexual Conduct" law, which provided that "[a] person commits an offense if he engages in deviate sexual intercourse with another individual of the same sex." Lawrence ,
The Supreme Court addressed three questions: (1) whether the criminalization of same-sex sodomy, "but not identical behavior by different-sex couples," violated the Equal Protection Clause; (2) whether the criminalization of consensual sodomy, more broadly, violated liberty and privacy interests protected by the Due Process Clause; and (3) whether Bowers should be overruled.
Although the Lawrence Court considered both equal protection and due process arguments for striking down the Texas law, it ultimately chose the broader due process basis to redress the harms of sodomy laws.
In Bowers , Michael Hardwick was arrested for violating the Georgia anti-sodomy law. It provided, in relevant part that, "a person commits the offense of sodomy when he performs or submits to any sexual act involving the sex organs of one person and the mouth or anus of another." Bowers ,
Prosecutors had decided not to charge Hardwick, but upon his release Hardwick brought an action in federal court to declare the law invalid. The Bowers Court upheld the Georgia statute as constitutional and concluded that the fundamental right to privacy did not have "any resemblance to the claimed constitutional right of homosexuals to engage in acts of sodomy."
Seventeen years later, the Lawrence Court overruled Bowers.
2. MacDonald v. Moose
In the wake of Lawrence , the Fourth Circuit considered a challenge to Virginia's anti-sodomy law. The "Crime Against Nature" statute provided, in relevant part: "If any person carnally knows in any manner ... any male or female person by the anus or by or with the mouth, or voluntarily submits to such carnal knowledge, he or she shall be guilty of a Class 6 felony." Singson v. Commonwealth ,
In 2004, MacDonald, an adult, propositioned a 17-year-old girl to perform oral sex.
MacDonald contended "that his criminal solicitation conviction, insofar as it was predicated on the anti-sodomy provision of Virginia Code section 18.2-361(A), contravened the Constitution."
*758The Fourth Circuit determined that the statute, as written, was facially unconstitutional under the Due Process Clause.
Having found a "constitutional flaw," the MacDonald court identified a remedy in the case Ayotte v. Planned Parenthood of N. New England ,
The MacDonald court recognized that Virginia's Crime Against Nature statute had constitutional applications, e.g. , by criminalizing oral sex with a minor. Still, the court stressed that "[t]he anti-sodomy provision [did] not mention the word 'minor,' nor [did] it remotely suggest that the regulation of sexual relations between adults and children had anything to do with its enactment." MacDonald ,
Since the MacDonald ruling, the Virginia General Assembly amended the Crime Against Nature statute to apply only to bestiality and incest. See Va. Code § 18.2-361 (amended 2014). The Supreme Court of Virginia also "adopted an authoritative, narrowing construction of the anti-sodomy statute so as to save it from total invalidation." Toghill ,
3. Legal Standard
The parties dispute the legal standard applicable to this constitutional challenge.
Relying on United States v. Salerno , Defendants argue that Doe bears a heavy *759burden in seeking to invalidate a statute in its entirety:
A facial challenge to a legislative Act is, of course, the most difficult challenge to mount successfully, since the challenger must establish that no set of circumstances exists under which the Act would be valid. The fact that the ... Act might operate unconstitutionally under some conceivable set of circumstances is insufficient to render it wholly invalid, since we have not recognized an "overbreadth" doctrine outside the limited context of the First Amendment.
Salerno ,
Doe proposes an alternative standard provided in United States v. Stevens : to succeed in a facial attack, the plaintiff must establish "that the statute lacks any 'plainly legitimate sweep.' "
Defendants contend that the overbreadth plainly-legitimate-sweep test applies only in the First Amendment context. They are wrong. While the test is used "in relatively few settings," the Supreme Court has wielded it in contexts beyond the First Amendment, including in right to travel, abortion, and § 5 of the Fourteenth Amendment settings. See Sabri v. United States ,
Still, it is not clear which standard is generally applicable. In Stevens , the Supreme Court "explicitly stated that it 'is a matter of dispute' whether Salerno's no-set-of-circumstances or overbreadth's plainly-legitimate-sweep test is the proper facial challenge standard."
Fifth Circuit precedent is equally unclear. In some cases, the circuit has applied only the Salerno standard. See, e.g. , McKinley v. Abbott ,
With this conflicting guidance in mind, the Court looks to the most analogous case: the Fourth Circuit's decision in MacDonald.
4. This Suit
That brings us to this action. Doe maintains that the Supreme Court "held in Lawrence that a criminal statute whose only element is the commission of oral or anal sex is unconstitutional." And because Mississippi's law criminalizes sodomy, without limits, the law does not survive Lawrence.
Defendants respond that Doe misinterprets Lawrence. In their view, Lawrence protects only private, consensual, sexual activity between adults. Therefore, the State can enforce its anti-sodomy law in cases involving nonconsensual sodomy, as in Doe's case. Defendants reference the conclusion of the Lawrence opinion, where Justice Kennedy noted that:
The present case does not involve minors. It does not involve persons who might be injured or coerced or who are situated in relationships where consent might not easily be refused. It does not involve public conduct or prostitution. It does not involve whether the government must give formal recognition to any relationship that homosexual persons seek to enter. The case does involve two adults who, with full and mutual consent from each other, engaged in sexual practices common to a homosexual lifestyle.
Lawrence ,
*761It is worth pausing here a moment. The Court does not know whether Doe committed consensual or nonconsensual sodomy. The question in an as-applied challenge is whether the law, as written by the state legislature, is constitutional. Therefore, what is pertinent is Doe's conviction, not the facts alleged to underlie his conviction. Mississippi prosecutors must prove only one element to support a conviction under the anti-sodomy statute: participation in an act of sodomy. This is the only conduct of which Doe admitted guilt, and he did so without the benefit of plea colloquy.
The MSOR similarly does not call for a post hoc inquiry into the underlying facts of an offense. Only the conviction necessitates registration. Mississippi Code § 45-33-25(1)(a), which requires registration for "[a]ny person ... who has been convicted of a registrable offense," makes no mention of facts.
Lawrence confirms that states may pass laws that criminalize sexual activity involving force, minors, public conduct, or prostitution.
If the state legislature wishes to narrow the scope of the Unnatural Intercourse law to criminalize acts of sodomy involving minors, it may do so. The legislature has yet to take that action, however. And it is not within this Court's authority to tack on words-e.g. , "with minors," "without consent"-that are not in the statute. Only the legislature can do that. The anti-sodomy statute, as written, criminalizes sodomy broadly-and that is the very reason why it is unconstitutional.
Another branch of state government could remedy the problem, too. The Mississippi Supreme Court, as the Supreme Court of Virginia did following the MacDonald decision, may adopt a narrowing construction of the anti-sodomy statute to save it from invalidation. Federal courts "have long respected the State Supreme Courts' ability to narrow state statutes so as to limit the statute's scope to unprotected conduct." Osborne v. Ohio ,
The Mississippi Supreme Court has so far declined to narrow the construction of *762the statute. In Contreras v. State , the defendant, who was convicted under the Unnatural Intercourse law, asserted that the sexual battery statutes "should supersede and take precedence over" the anti-sodomy statute because "public morals in this modern day condone and permit the acts charged against him."
The Unnatural Intercourse law is "materially indistinguishable" from the Georgia statute struck down in Lawrence and the Virginia provision enjoined by the Fourth Circuit. MacDonald ,
Given this constitutional defect, the Court must next determine the remedy. Doe calls for the invalidation of the statute in toto. He says the Court "should not attempt to save Mississippi's unconstitutional statute by judicially rewriting it" as "[s]uch drastic action would be contrary to Supreme Court precedent."
Where partial, rather than facial, invalidation is possible, it is the "required course." Ayotte ,
For these reasons the Unnatural Intercourse statute may indeed run afoul of the Fourteenth Amendment and need to be enjoined. The Court will defer ruling on the constitutionality of the statute until the issue regarding Doe's ability to seek post-conviction relief is resolved.
III. Conclusion
Defendants' Motion to Exclude Plaintiff's Expert, Robert Rudder, is DENIED. Defendants' Motion to Strike Plaintiff's Statement of Undisputed Facts is GRANTED. A hearing is set on the parties'
*763pending Motions for Summary Judgment for October 10, 2018.
SO ORDERED , this the 1st day of October, 2018.
The Court granted Plaintiffs' Motion to Proceed Under Pseudonyms. See June 2, 2017 Order.
The State sought discovery to determine which plaintiffs or other putative class members are on Mississippi's Sex Offender Registry "solely for conduct recognized as constitutionally protected by Lawrence v. Texas. " See June 2, 2017 Order.
The Court denies Defendants' Motion to Exclude the Opinions of Plaintiffs' Expert Robert Rudder. Rudder, the current training director at the Mississippi Office of State Public Defender, testifies that his office trains public defenders to avoid having their clients register as sex offenders through the plea bargaining process. Defendants argue that Rudder's testimony is not relevant or helpful. The Court disagrees. See Knight v. Kirby Inland Marine Inc. ,
William N. Eskridge Jr., Dishonorable Passions: Sodomy Laws in America, 1861-2003 177 (2008).
Justin Reinheimer, What Lawrence Should Have Said: Reconstructing an Equality Approach , 96 Calif. L. Rev . 505, 510 (2008).
See
Eskridge, supra note 4, at 396.
The law also prohibits sodomy acts "with a beast." This suit focuses solely on acts "committed with mankind."
See Mississippi Sex Offender Registry, www.state.sor.dps.ms.gov (last visited July 10, 2018).
In support of his Motion for Summary Judgment, Plaintiff submitted a Statement of Undisputed Facts on May 8, 2018. Defendants moved to strike this statement. Because the statement is a reiteration of Plaintiff's arguments in his briefs, the Court grants Defendants' Motion to Strike.
See also Edwards v. Balisok ,
A sex offender's ongoing registration does not satisfy the custody requirement for habeas relief, although he may be taken into custody if he violates the registration requirements. See Calhoun v. Attorney Gen. of Colo. ,
Since the parties submitted their briefs in this matter, the Fifth Circuit Court of Appeals handed down Smith v. Hood ,
Justice O'Connor, in concurrence, preferred to invalidate the law on equal protection grounds. In her view, it was more appropriate to use a gender-based (or sex-based) analysis since the state law treated the same conduct (sodomy) differently based on the sex of the participants. Justice O'Connor's concurrence would have resulted in a much narrower ruling. Under her approach, there was no need to overrule Bowers.
The Fifth Circuit has explained, "Justice O'Connor concurred in the majority's decision in Lawrence because she would have struck down the law on equal protection, not substantive due process, grounds. But the Court explicitly rested its holding on substantive due process, not equal protection." Earle ,
"Some have disputed whether Justice Stevens' "plainly legitimate sweep" standard is different from the overbreadth standard.... At the very least, Justice Stevens' 'plainly legitimate sweep' test is simply another lax invalidation rule, more similar to overbreadth than to Salerno." Scott A. Keller & Misha Tseytlin, Applying Constitutional Decision Rules Versus Invalidating Statutes in Toto ,
See City of Morales ,
Keller, supra note 16, at 311.
While MacDonald does not bind this Court, the Fifth Circuit is "always chary to create a circuit split." Alfaro v. Comm'r of Internal Revenue ,
A "registrable offense" is a conviction under a defined list of statutes, including Unnatural Intercourse. See § 45-33-23(h).
See Affidavit and Report of Robert Rudder, Docket No. 93-1 (discussing common defense strategy of bargaining for a non-registrable offense).
The Fourth Circuit rejected the same argument in MacDonald . See
Defendants emphasize that the law does not target lesbian and gay individuals because it does not criminalize same-sex participants exclusively. That argument is devoid of context: "[s]odomy statutes are socially understood as homosexual laws, even if in fact or in origin they are not." Christopher R. Leslie, Creating Criminals: The Injuries Inflicted by "Unenforced" Sodomy Laws ,
Reference
- Full Case Name
- Arthur DOE Brenda Doe Carol Doe Diana Doe and Elizabeth Doe v. Jim HOOD Marshall Fisher Charlie Hill Colonel Chris Gillard and Lt. Colonel Larry Waggoner
- Status
- Published