Taylor v. State
Taylor v. State
Opinion
Mary Alice Taylor was tried for murder and convicted in the Circuit Court of Washington County, Mississippi, from which she was sentenced to serve a life term in the custody of the Mississippi Department of Corrections.
The following two assignments of error were made by the appellant: *Page 443
(1) The trial court erred when it excluded the proffered testimony of Dr. Gilbert S. Macvaugh, Jr., and Dr. Richard B. Sayner, on the state of mind of the appellant at the time of the commission of the crime; and
(2) The sentencing of the appellant to life imprisonment was pursuant to an unconstitutional mandatory punishment statute.
It is undisputed that on July 24, 1981, fourteen year old Mary Alice Taylor shot and killed Mrs. Maple Markham. The story of Mary Taylor's life was put before the jury in detail, and is encompassed by the record here. Only a part of that story will be repeated in this opinion.
Mary, an unwed teenaged mother, arrived in Greenwood, Mississippi, with her infant son on October 15, 1980. As she was unable to properly care for the child, the Leflore County Court, acting ex parte, and without notice to the appellant, temporarily placed the child in the custody of the Leflore County Welfare Department. On December 21, 1980, Mrs. Maple Markham came to the lodgings of Mary Taylor and took the child from her custody. So began the relationship between these two that has led us to this place.
The baby was placed in a foster home, but Mary Taylor did have visitations with the baby which were arranged for her by Mrs. Markham, as the case worker assigned to the case. These visits were terminated on February 24, 1981, when the County Court made permanent the original temporary order of removal. After that Mary continued to ask Markham to let her visit her baby son, even after March, when Mary learned that she was again pregnant. These visitation requests were denied by Mrs. Markham, and the relationship between the two women seriously deteriorated.
Mary Taylor made her last effort to talk Mrs. Markham into letting her visit her child on the day of July 19, 1981. Mary went to Markham's office and stayed for over three hours, seeking a visit with her first born. Her efforts were fruitless. Finally, Markham offered to drive Mary home. While in the automobile, Markham told Mary that not only could she not visit her child, but that as soon as the baby Mary was then carrying was born, that baby, too, would be removed from Mary's custody. At this point, Mary Taylor took a pistol from her purse and shot Mrs. Markham to death.
At the trial, appellant attempted to introduce the testimony of the two psychologists who would have testified that, because of Mary Taylor's emotional background, she was unable to form the malice necessary to a murder charge, and therefore could be guilty of no more than manslaughter. This testimony was not allowed before the jury, and the trial court instructed the jury both as to manslaughter and as to murder. In this posture the case went to the jury and the jury found Mary Taylor guilty of murder. Mary Taylor was then sentenced to life in the custody of the Department of Corrections.
The first assignment of error urges that the exclusion of the testimony of the psychologists on the appellant's state of mind deprived the jury of critical factual evidence that was relevant to show that, because of her state of mind, Mary Taylor's crime could not have been murder, but was manslaughter.
Manslaughter is defined by Mississippi Code Annotated §
The killing of a human being without malice, in the heat of passion, but in a cruel or unusual manner, or by the use of a dangerous weapon, without authority of law, and not in necessary self-defense, shall be manslaughter.
Murder must be committed with malice aforethought; manslaughter has no such requirement. Hammock v. State,
Murder is defined by Mississippi Code Annotated §
Those jurisdictions that separate murder into first degree and second degree use totally different criteria than that used in Mississippi. Traditionally, premeditation and deliberation are required for first degree murder as opposed to second degree murder. Such a distinction by degree is non-existent in Mississippi. Here the distinction is not one of degree, but the difference is between murder and manslaughter.
We are asked whether or not expert testimony may be introduced to show, as a partial defense, a defendant's abnormal mental state somewhat less than the complete defense of insanity, in order to reduce the charge from murder to manslaughter. Those few jurisdictions which have addressed this question have not answered it uniformly. One writer has noted,
The general rule appears to be that insanity, when interposed as a defense in a criminal prosecution, is either a complete defense or none at all. A claim of insanity cannot be used for the purpose of reducing a crime from murder in the first degree to murder in the second degree or from murder to manslaughter, nor can partial insanity serve to diminish the full measure of criminal responsibility for an act of homicide. However, in some jurisdictions the fact that one who committed a homicide was temporarily insane when he formed and executed the design to kill may, under the penal codes, be taken into consideration in determining the degree of the murder and in fixing the penalty for the offense.
40 Am.Jur.2d Homicide, § 114, p. 409 (1968). However, the writer continues,
A number of jurisdictions, following a doctrine of diminished or partial responsibility, recognize that mental inadequacies or defects not amounting to legal insanity may be shown in defense to a homicide prosecution, as tending to show the diminished capacity of the accused to have entertained a specific mental state, such as malice aforethought, deliberation, or premeditation.
40 Am.Jur.2d Homicide, § 115, p. 410 (1968).
Seven jurisdictions have reached the issue of the admissibility of evidence on the defendant's ability to formulate malice aforethought, thereby reducing the charge from murder to manslaughter. Two jurisdictions have excluded the evidence and five jurisdictions have held that evidence of a defendant's partial insanity is admissible. Three of the five are distinguishable for present purposes, and therefore the existing authorities appear to be evenly divided.
Evidence of a defendant's state of mind, in a second degree murder case, was found to be admissible in the case ofCommonwealth v. McCusker,
The McCusker Court admitted the testimony into evidence. The Court noted that in answering the three "relevant" questions, and where the question is whether a defendant acted in the heat of passion, it seemed "clear that any evidence — lay or psychiatric — pertinent to that defense should be admissible. The principal vice of rejecting psychiatric testimony, . . . is that it excludes from the consideration of the factfinders evidence of probative value vital to a determination of defendant's state of mind." Id., at 391, 292 A.2d at 290-91. The McCusker Court then made a statement similar to the argument made by appellant here,
Id. at 391, 292 A.2d at 291.Here the sole and dispositive issue in controversy at trial was appellant's state of mind at the time of the slaying. The Commonwealth's theory was that appellant acted with malice, while appellant sought instead to prove that he acted without malice and in the heat of passion. Surely the admission of relevant and probative psychiatric evidence would have aided the jury in resolving those conflicting claims. The admissibility of relevant psychiatric testimony on the issue of whether defendant acted in the heat of passion does not, of course, intrude upon the jury's traditional function of determining for itself the credibility and weight which it will accord that testimony.
The Pennsylvania court found the evidence to be both relevant and probative. Stating that psychiatric evidence is regularly admitted to prove the complete defense of insanity, under theMcNaughten test, the court said,
Id. at 392-93, 292 A.2d at 291.It would indeed be anamolous to receive psychiatric evidence — as our courts do — to establish the complete defense of insanity but at the same time reject psychiatric evidence which seeks to establish only a partial defense by showing that defendant acted in the heat of passion when he committed the homicide.
Four other jurisdictions have held that expert testimony of a defendant's state of mind is admissible to reduce a charge from murder to manslaughter. In People v. Poddar,
The Supreme Court of Utah has held that, "[w]hile the record before us fails to show facts that would be likely to cause a normal mind to be wrought up to a heat of passion, yet, there is some evidence in the record that the mind of the defendant was so wrought up, and such evidence, together with the evidence tending to show that the defendant was insane" was sufficient to have the jury consider voluntary manslaughter. State v. Green,
The Supreme Court of Hawaii upheld the following instruction which was given to the jury along with a manslaughter instruction,
State v. Santiago,Also, if you find that [defendant's] mental capacity was diminished to the extent that you have a reasonable doubt whether he did harbor malice aforethought, you cannot find him guilty of murder of either the first or second degree.
The Missouri Supreme Court has held such evidence to be admissible where the legislature enacted legislation that expressly makes it admissible. State v. Anderson,
Both Iowa and New Jersey have reached opposite conclusions. InState v. Gramenz,
The principles announced in State v. McAllister,
Id. at 353, 196 A.2d at 792. Citing Weihofen and Overholser,Mental Disorder Affecting the Degree of Crime, 56 Yale L.J. 959 (1947), [hereafter Weihofen and Overholser], the Court noted that the above test contemplates an objective inquiry rather than a subjective one. The McAllister Court concluded,(1) the provocation must be so gross as to cause the ordinary reasonable man to lose his self control and to use violence with fatal results, and (2) the defendant must in fact have been deprived of his self control under the stress of such provocation and must have committed the crime while so deprived.
Id. at 353-54, 196 A.2d at 792.Defendant's proffered thesis would make the criterion entirely a subjective test of the actual effect of the action of the deceased upon the mind of the particular defendant charged with his homicide. The application of the "ordinary man" test as the objective standard against which to measure the subjective fact of passion makes defendant's suggested individual subjective test inappropriate. Such a norm presupposes an "ordinary" man, which expression by its very nature contemplates a person without "serious mental and emotional defects."
As noted by Weihofen and Overholser, and followed by the Iowa and New Jersey courts, "the contention that mental abnormality may reduce a killing from murder to manslaughter is different from the contention that it may reduce it from murder in the first degree to murder in the second degree. . . ." Weihofen and Overholser at 969. See also Comment, Premeditation and MentalCapacity, 46 Columbia L.Rev. 1005, 1008-1009 (1946). Weihofen and Overholser explain,
A defendant's capacity for malice aforethought does not depend upon the same evidence as does his capacity for deliberation and premeditation. The murder-manslaughter distinction has a wholly different history and is based on wholly different criteria from those involved in distinguishing degrees of murder. The former is of common law origin, the latter statutory; the former involves an objective test, the latter subjective. The provocation which at common law reduces a homicide to manslaughter must be such as is calculated to produce hot blood or passion in a reasonable man, an average man of ordinary self-control. Unless it meets this objective standard of reasonableness, the subjective fact of passion does not make the killing manslaughter. Such factors as mental abnormality or intoxication are therefore irrelevant, since the "reasonable man" *Page 447 standard postulates a sane and sober man.
Weihofen and Overholser at 969-970 (emphasis added).
In their treatise on criminal law, Lafave and Scott echo this result. Lafave and Scott, Criminal Law 328-329, 572-574 (1972), [hereafter Criminal Law]. The authors note that there are four elements to a showing sufficient to reduce a killing to manslaughter from murder:
(1) There must have been a reasonable provocation. (2) The defendant must have been in fact provoked. (3) A reasonable man so provoked would not have cooled off in the interval of time between the provocation and the delivery of the fatal blow. And (4), the defendant must not in fact have cooled off during that interval.Id. at 573. Lafave and Scott emphasize that "[w]hat is really meant by `reasonable provocation' is provocation which causes areasonable man to lose his normal self-control. . . ." Id. at 573. (Emphasis added). Earlier, the two writers had explained,
Under the traditional doctrine, then, heat-of-passion voluntary manslaughter is distinguishable from murder by resort to objective criteria. True, the defendant must have in fact been provoked and his passion must have in fact not "cooled" at the time of the killing, but in addition the circumstances must have been such that a reasonable man would have been provoked and would not have cooled. This being the case, it is apparent that the concept of partial responsibility has no place in the decision whether what has been charged as murder is actually heat-of-passion voluntary manslaughter. To hold otherwise would conflict with the reasonable man standard, which by its very nature presumes a person without serious mental and emotional defects.Id. at 328-29.
When approached with this principle in mind, then we can only conclude that the Utah and Pennsylvania courts, when they admitted the evidence, either chose to ignore the objective nature of the test to reduce murder to manslaughter or were unaware of it.
The Pennsylvania result is doubly puzzling, for inCommonwealth v. McCusker, supra, that court went so far as to say that "[t]he ultimate test for adequate provocation remains whether a reasonable man, confronted with [a] series of events, became impassioned to the extent that his mind was `incapable of cool reflection.'" Commonwealth v. McCusker, supra, 448 Pa. at 389-390, 292 A.2d at 290 (emphasis added). Nonetheless, that court then found relevance in psychiatric testimony which tended to show that defendant acted in the heat of passion because of a mental abnormality less than that sufficient to show the complete defense of insanity. Such a conclusion could only be reached by concluding that (1) the concept of a reasonable man contemplates a man with mental abnormalities or (2) the ultimate issue was not whether a reasonable man would have been impassioned. This latter conclusion is unfounded. As shown by Lafave and Scott and by Weihofen and Overholser, the ultimate test is whether a reasonable man would have been impassioned.
The Utah Court, in State v. Green, supra, 78 Utah at 602-603, 6 P.2d at 177, also noted that "the record before us fails to show facts that would be likely to cause a normal mind to be wrought to a heat of passion, yet, there is some evidence in the record that the mind of the defendant was so wrought up" — then, after noting that the ultimate test is whether a reasonable man would have been impassioned, Utah held the evidence admissible with no discussion of the subjective versus the objective nature of murder and manslaughter. See Criminal Law, supra, at 329, fn. 23.
The other three states which have allowed such testimony — Missouri, Hawaii and California — are all distinguishable. In Missouri, the decision was based upon an interpretation of Mo. Ann. Stat. § 552.030(3) (Vernon Supp. 1984), which expressly allowed such evidence to be admitted. The Hawaii decision was also reached for statutory *Page 448 reasons. See Hawaii Rev.Stat.Ann. § 704-401 (1976).
There are three grounds on which to distinguish the California decision. First, California's statutory definition of manslaughter, unlike Mississippi's, does not require the killing to be in the heat of passion, only that the killing be without malice. Criminal Law, supra, at 329-330. See also West's Ann.Calif.Penal Code § 192 (Supp. 1984). Second, California has an "unusual definition of malice aforethought." Criminal Law,supra, at 329-330. Third, at the time Poddar was rendered, California followed the rule of diminished capacity. It has since abrogated this rule. See West's Ann.Calif.Penal Code § 28 (Supp. 1984).
Appellant here offered the testimony of two psychologists. They would have testified to a reasonable degree of medical certainty "that at the time of the act in question . . . Mary Taylor was not acting with malice aforethought . . . and that, conversely, this could not be anything more than manslaughter." Relying uponHammock v. State,
Appellant first urges the admission of the testimony because similar psychiatric testimony is regularly admitted on such issues as the complete defense of insanity and whether the defendant knowingly and intelligently waived his rights. This argument does not account for the subjective nature of the inquiry in determining a person's mental capability to be criminally responsible for any crime, and in determining whether a defendant knowingly and intelligently waived his constitutional rights, as opposed to the objective inquiry of malice and heat of passion.
Eatman v. State,
We also accept similar expert opinion testimony, subjective in nature, to determine if a defendant knowingly and intelligently waived his constitutional rights in making a confession. Doverv. State, *Page 449
Relying upon Collins v. State,
In Collins v. State, supra, expert psychiatric testimony was admitted into evidence and the defendant was convicted of manslaughter and not murder. But that case is not authority for the admission of expert opinion evidence where the defense of insanity is not raised. In Collins both the defense of insanity and the alternative defense of manslaughter were raised at trial. Therefore, the expert opinion testimony was clearly admissible. Appellant here did not raise the complete defense of insanity. Therein lies the crucial difference between the two cases. Where insanity is not the defense, the determination of the ultimate fact of murder or manslaughter is left to the jury and is not subject to expert opinion testimony. Cowan v. State,
Appellant urges that as lay testimony was admitted here then certainly appellant's expert opinion testimony should also have been admitted. We emphasize that the issue here is not "state of mind" but whether the appellant acted in the heat of passion and without malice. The question is an objective one, being whether a reasonable man would have been so provoked. Such a standard presupposes an individual without "serious mental and emotional defects". State v. McAllister, supra, 41 N.J. at 354, 196 A.2d at 792. Thus, expert testimony that a defendant acted in the heat of passion and without malice because of mental abnormality is irrelevant to the consideration. Lay testimony which put before the jury the events as they transpired, i.e. the taking of defendant's baby, without delving into the subjective thoughts of the defendant, was properly admitted so that the jury could determine *Page 450 the manslaughter issue. Merely because lay opinion is admissible it does not automatically follow that expert opinion testimony is admissible. This is true here, where the expert opinion evidence was offered on the ultimate issue of fact (malice or heat of passion) while the lay testimony was not so offered. So long as the complete defense of insanity is not at issue, expert psychiatric testimony is not available to either party to attempt to reduce the charge of murder to one of manslaughter.
The contention that expert opinion evidence is admissible on the state of mind of the defendant has already been addressed by this Court in Newell v. State, supra, and the opinion testimony was not admitted in evidence. While Newell did not involve the issue of malice or heat of passion, it did concern the defendant's state of mind at the critical moment with regard to intent. The objective test of both issues is the same. There this Court said:
The intention of a party is a fact determination to be made by the jury from the evidence. In arriving at this determination it has the duty to consider the testimony concerning the assault, the surrounding circumstances, including the expressions made by participants. To permit comment on the subjective intentions of an accused by a witness based on conclusions reached from his observation invades the province of the fact finders. The issue of intent must be decided by the jury from the evidence in the case and not the conclusion of others. Shanklin v. State,Id. 308 So.2d at 73.290 So.2d 625 (Miss. 1974), and Golden v. State,223 Miss. 649 ,78 So.2d 788 (1955).
For these reasons we find that there is no merit to the first assignment of error of the appellant.
The final assignment of error is that appellant was sentenced to life under an unconstitutional sentencing statute, as that statute does not provide for individual consideration of the offense and the offender and thus is in violation of the Eighth and Fourteenth Amendments to the United States Constitution. As authority for this position appellant cites Roberts v.Louisiana,
We recognize that, in noncapital cases, the established practice of individualized sentences rests not on constitutional commands, but on public policy enacted into statutes. The considerations that account for the wide acceptance of individualization of sentences in noncapital cases surely cannot be thought less important in capital cases. Given that the imposition of death by public authority is so profoundly different from all other penalties, we cannot avoid the conclusion that an individualized decision is essential in capital cases. The need for treating each defendant in a capital case with that degree of respect due the uniqueness of the individual is far more important than in noncapital cases. A variety of flexible techniques — probation, parole, work furloughs, to name a few and various postconviction remedies, may be available to modify an initial sentence of confinement in noncapital cases. The nonavailability of corrective or modifying mechanisms with respect to an executed capital sentence underscores the need for individualized consideration as a constitutional *Page 451 requirement in imposing the death sentence.Lockett v. Ohio,
Sentencing in noncapital cases presents no comparable problems. We emphasize that in dealing with standards for imposition of the death sentence we intimate no view regarding the authority of a State or of the Congress to fix mandatory, minimum sentences for noncapital crimes.Id. at 605, fn. 13, 98 S.Ct. at 2965, 57 L.Ed.2d at 990. The Supreme Court later explained,
Because a sentence of death differs in kind from any sentence of imprisonment, no matter how long, our decisions applying the prohibition of cruel and unusual punishments to capital cases are of limited assistance in deciding the constitutionality of the punishment meted out to Rummel.Rummel v. Estelle,
The Mississippi Supreme Court has also addressed this issue. InWhite v. State,
The appellant complains that Mississippi Code Annotated SectionId. 375 So.2d at 222-223.97-3-65 (1972) violates due process and equal protection of the law and is contrary to Rule 5.13, Mississippi Criminal Rules, in that no provision is made for the jury to consider mitigating circumstances in fixing defendant's sentence. The requirements of Jackson v. State,337 So.2d 1242 (Miss. 1976), relating to a bifurcated trial apply only to cases involving capital offenses. The law requires no such procedure in a charge less than capital and there is no merit to this assignment.
Based upon these authorities the mandatory life sentence meted out to appellant does not violate the Eighth and Fourteenth Amendments of the Constitution of the United States and that part of her second assignment of error is without merit.
The last part of the second assignment of error is the contention that because appellant is a minor her sentence should be vacated and resentencing ordered to conform to this Court's requirements in May v. State,
Rule 5.13 provides that the trial court may grant a bifurcated trial in felony cases where the penalty is not death. This may be done, but it does not have to be done. Appellant here did not request a bifurcated trial and the trial court did not elect to grant a bifurcated trial. In May, supra, the trial was undertaken in the bifurcated manner. Such is not the case here. It was not error to avoid the bifurcated trial nor was the mandatory life sentence error.
The trial was properly conducted and the jury was properly instructed upon both manslaughter and murder. There is no merit to any of the assignments of error. Therefore, we affirm.
AFFIRMED.
PATTERSON, C.J., WALKER and ROY NOBLE LEE, P.JJ., and BOWLING, HAWKINS, DAN M. LEE and PRATHER, JJ., concur.
ROBERTSON, J., not participating. *Page 452
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