Crawford v. Morris Transp., Inc.
Crawford v. Morris Transp., Inc.
Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 164
¶ 1. Michael Crawford filed a petition to perpetuate testimony in the Circuit Court of Coahoma County, Mississippi. The matter was removed to federal court, and Crawford sought dismissal, alternatively remand, on the basis that removal was premature because no complaint had been filed. Before the federal court dismissed the matter, Crawford filed a complaint in the circuit court. Following dismissal, and after the statute of limitations had expired, Crawford attempted further prosecution of his pre-dismissal complaint. Additionally, Crawford filed a separate complaint post-dismissal, raising the same claims against the same parties. The circuit court eventually dismissed both complaints.
¶ 2. The question before this Court is whether the circuit court erred in dismissing both complaints. Applying the one-year savings provision of Mississippi Code Annotated Section
¶ 4. In anticipation of a suit against Morris Transportation and Jordan, Crawford filed a petition to perpetuate testimony1 in the Circuit Court of Coahoma County, Mississippi. Crawford sought to depose both Jordan and a designee of Morris Transportation in order to obtain the identity, address, and other information regarding a potential, unknown, local defendant.2 The circuit court entered an order authorizing Crawford to take the depositions.
¶ 5. On August 12, 2003, following then-depositions, Morris Transportation and Jordan filed a notice of removal to the United States District Court for the Northern District of Mississippi. Morris Transportation and Jordan asserted that their depositions had precluded any potential cause of action against any unknown, local defendant(s); and therefore, removal was proper pursuant to Title 28 of the United States Code, Sections 1332 and 1441.3
¶ 6. On September 5, 2003, Crawford filed in federal district court a motion to dismiss without prejudice, alternatively to remand. Crawford moved for dismissal on the basis that Morris Transportation and Jordan had "prematurely and improperly" removed the action amidst ongoing, pre-suit discovery, and before an actual complaint had been filed. Alternatively, Crawford petitioned for remand, arguing a civil action had not yet "commenced" due to the absence of a complaint.4 On September 18, 2003, the federal court entered a stay of the proceedings, pending a ruling on Crawford's motion to dismiss.
¶ 7. On October 22, 2003, Crawford filed in federal district court a motion for leave to file a complaint, alternatively to add additional defendants. Crawford asserted that he was prepared to file a complaint against Morris Transportation, Jordan, and Custom Sign Co.5 (hereinafter collectively referred to as "Defendants"). Crawford requested leave to file a complaint in the Circuit Court of Coahoma *Page 166 County, and to have the circuit court clerk forward a copy of his complaint, stamped "filed," to the federal court for inclusion in the removed action. Alternatively, Crawford requested that he be allowed to file his complaint in federal court.
¶ 8. On November 13, 2003, federal Magistrate Judge S. Allan Alexander granted Crawford's Motion for Leave to File Complaint, Alternatively to Add Additional Defendants. Judge Alexander deemed the complaint "hereby filed," in the form as attached to the motion, 6 and ordered Crawford to file a signed, original complaint in the "clerk's office" within five days as a substitute for the unsigned copy. A signed copy of Crawford's complaint7 was stamped "received" in the federal court on November 24, 2003. Custom Sign was served process, while Morris Transportation and Jordan waived service of process. Custom Sign responded with a separate answer from Morris Transportation and Jordan.
¶ 9. On December 10, 2003, approximately one month after being granted leave to file his complaint, Crawford filed a complaint in the Circuit Court of Coahoma County (hereinafter the "2003 complaint").8 Crawford filed the 2003 complaint under the same cause number originally assigned to his petition to perpetuate testimony. This complaint was an exact copy of the complaint he had filed earlier in federal court.9 Service of process was not issued for the 2003 complaint.10
¶ 10. On August 27, 2004, federal district court Judge W. Allen Pepper, Jr., granted Crawford's Motion to Dismiss Without Prejudice, Alternatively, to Remand. The order granting dismissal stated, in pertinent part, that:
*Page 167[W]hen [Crawford] filed his Mississippi Rule of Civil Procedure 27 Petition to Perpetuate Testimony in the Circuit Court of Coahoma County, Mississippi, there was as yet no `civil action' to be removed to federal court. . . . Rule 27 petitions are not currently `actions' as in `civil actions.' Only when [Crawford] actually files a civil action (ie., files a complaint, not a petition to perpetuate testimony) will the `action' become removable to a federal court. The defendants prematurely removed this action; thus, all events occurring on this case's docket are moot. IT IS THEREFORE ORDERED AND ADJUDGED that: (1) [Crawford's] Motion to Dismiss Without Prejudice [4-1] is hereby GRANTED; accordingly, (2) The current action is hereby DISMISSED WITHOUT PREJUDICE; and (3) This case is CLOSED.
¶ 11. The post-dismissal actions are discussed separately below.
The 2003 Complaint
¶ 12. As previously noted, Crawford's 2003 complaint was filed after removal and while federal court proceedings were pending. On July 14, 2005, nearly eleven months after the federal court's dismissal, Crawford filed a first amended complaint in the circuit court, which related back to his 2003 complaint. Crawford filed the amended complaint pursuant to Mississippi Code Annotated Section
¶ 13. The Defendants sought dismissal of both the 2003 complaint and the amended complaint.12 The Defendants argued that the federal court dismissed — not remanded — Crawford's case, and therefore, the circuit court could not proceed any further on the suit.13 Thus, Crawford's 2003 complaint, the amended complaint, and his efforts to now effect service were moot.14 Alternatively, the Defendants submitted that dismissal was appropriate because Crawford failed to issue timely service on the 2003 complaint.15 Finally, the Defendants contended that the amended complaint was filed outside the three-year statute of limitations, which had expired on July 14, 2004.
¶ 14. Following a hearing on November 14, 2005, the circuit court entered an order of dismissal and final judgment dismissing Crawford's 2003 complaint and amended complaint with prejudice. In a separate order, the circuit court also struck Crawford's Motion to Consolidate16 and Motion for Enlargement of Time to Serve Complaint. *Page 168 The 2005 Complaint
¶ 15. On July 14, 2005, Crawford filed an additional complaint in the circuit court which was styled and numbered as a separate cause of action (hereinafter the "2005 complaint"). Crawford filed this separate complaint "out of an abundance of caution" in case a new complaint became necessary to invoke the protections of the one-year savings statute of Mississippi Code Annotated Section
¶ 16. The Defendants sought dismissal or, alternatively, summary judgment on grounds that the three-year statute of limitations had expired.17 More specifically, Morris Transportation and Jordan argued that Section
¶ 17. Following a hearing on November 14, 2005, the circuit court entered an order of dismissal and final judgment dismissing Crawford's 2005 complaint with prejudice.
¶ 18. Crawford now appeals the circuit court's dismissals of the 2003 and 2005 complaints, as well as all orders in favor of the Defendants.18
¶ 20. Crawford asserts that he filed the 2003 complaint with the permission of the federal court. He maintains that he moved the federal court to allow him to file a complaint in state court and that the federal court granted him such leave. He was, however, not granted leave to serve process, and therefore, had no choice but to proceed as if the federal court would be the forum in which the case would be tried.
¶ 21. While we find nothing in the record to support that Crawford had permission to file the 2003 complaint, 19 the complaint is null regardless. Title 28 of *Page 169
the United States Code, Section 1446(d), provides that after filing a notice of removal, "the defendant or defendants shall give written notice thereof to all adverse parties and shall file a copy of the notice with the clerk of such State court, which shall effect the removal and the State courtshall proceed no further unless and until the case isremanded."
¶ 22. Because we find that the 2003 complaint was properly dismissed, we do not address the issues regarding service of process.
II. Whether the circuit court erred in dismissing Crawford's 2005 complaint. A. Priority jurisdiction.
¶ 23. Crawford first argues that the federal court exercised priority jurisdiction over the matter until it was dismissed on August 27, 2004. He submits that the 2003 complaint created a second cause of action which abated the federal court complaint he had filed one month earlier. Under Mississippi Code Annotated Section
¶ 24. The Defendants counter that priority jurisdiction is inapplicable, because Crawford's federal complaint and his 2003 complaint were not separate causes of action. Crawford filed the 2003 complaint under the same cause number that had been assigned to his initial petition to perpetuate testimony.
¶ 25. "The principal of priority jurisdiction is that where two suits between the same parties over the same controversy are brought in courts of concurrent jurisdiction, the court which first acquires jurisdiction retains jurisdiction over the whole controversy to the exclusion or abatement of the second suit." Huffman v. Griffin,
¶ 26. We find the principle of priority jurisdiction inapplicable to this case. Aside from the fact that this principle generally does not apply to such circumstances, Crawford's federal court complaint and his 2003 complaint were not separate causes of action. Crawford's Petition to Perpetuate Testimony was assigned cause number 14-CI-03-0017 in the circuit court. After cause number 14-CI-03-0017 had been removed to federal court, Crawford filed the 2003 complaint in circuit court under this same cause number. Thus, no "second, independent action" *Page 170
was brought while the federal court complaint was pending.Lee v. Lee,
B. Mississippi Code Annotated Section
15-1-69 (Rev. 2003).
¶ 27. Crawford argues that Mississippi Code Annotated Section
If in any action, duly commenced within the time allowed, the writ shall be abated, or the action otherwise avoided or defeated, by the death of any party thereto, or for any matter of form, . . . the plaintiff may commence a new action for the same cause, at any time within one year after the abatement or other determination of the original suit, . . . .
Miss. Code Ann. §
¶ 28. Crawford maintains that his suit meets all the requirements for application of the savings statute: (1) his federal court complaint was "duly commenced" within the three-year statute of limitations; (2) he exercised good faith in filing his complaint in federal court; (3) the suit was dismissed as a matter of form without an adjudication on the merits; and (4) he filed the 2005 complaint within one year after dismissal of the federal suit.
¶ 29. Even though the federal court ultimately dismissed the matter, Crawford's federal court complaint was nevertheless "duly commenced" as defined under Section
¶ 30. This Court and the Mississippi Court of Appeals have held that voluntary dismissals are not dismissals as a "matter of form," and therefore, are not afforded the protections of the savings statute. See W.T. Raleigh Co. v. Barnes,
¶ 31. In its order of dismissal, the federal court stated that "the motion to voluntarily dismiss without prejudice should be granted." The federal court found that *Page 171 the petition to perpetuate testimony was not removable because no "civil action"21 existed due to the absence of a complaint in state court. Finding removal premature, the federal court declared "all events occurring on this cases's (sic) docket are moot." Thus, the action was dismissed without prejudice and ordered closed.
¶ 32. Crawford submits that his motion to dismiss cannot be construed as an attempt to voluntarily dismiss his federal court complaint. The only pleading before the federal court at the time Crawford filed his motion to dismiss was the petition to perpetuate testimony.22 Therefore, Crawford asserts that the motion to dismiss applied only to his petition to perpetuate testimony, and not to the subsequent federal court complaint. Furthermore, Crawford characterizes the federal court's dismissal as being based upon a lack of jurisdiction. Specifically, he contends that the federal court determined that it lacked jurisdiction because removal had been pre-mature and because the added presence of Custom Sign, as a non-diverse defendant, destroyed complete diversity.23
¶ 33. Defendants counter that the matter was dismissed pursuant to Crawford's voluntary motion to dismiss, which does not constitute a dismissal as a "matter of form." The order granting dismissal expressly granted Crawford's "motion to voluntarily dismiss," in which Crawford had requested dismissal of the entire "action." "Action" encompasses all formal proceedings, including the complaint. According to Defendants, Crawford's remedy was to have either (1) withdrawn the motion to dismiss and sought remand after he had filed the federal court complaint, or (2) requested modification that the order granting dismissal not extend to his federal court complaint. Having failed to pursue either remedy, Crawford is now barred from contesting the issue.
¶ 34. Defendants further point out that if dismissal had hinged upon a lack of subject matter jurisdiction, the federal court would have been required to remand. Section 1447 states that "[i]f . . . it appears that the district court lacks subject matter jurisdiction, the case shall be remanded."
¶ 35. As previously noted, the general rule is that a party who files a voluntary motion for dismissal may not subsequently invoke the protections of the savings statute. Barnes,
¶ 36. Crawford's motion to dismiss explained that no complaint had been filed in the matter. Accordingly, he moved "to dismiss this action without prejudice in *Page 172 order that [he could] file his action in a proper Mississippi Court," and alternatively requested that the action be remanded.
¶ 37. At no point did Crawford evince an intent to abandon his claim. It appears that Crawford even tried to frame his motion as being involuntary and based upon one of the defenses enumerated under Rule
¶ 38. Crawford's intent to continue to pursuit his claim also is apparent in his motion for leave to file his complaint. In that motion, Crawford requested that he be allowed leave to file his complaint in the state court and to have the state court forward a copy of the complaint to the federal court for inclusion in the removed action. Thus, he sought to remedy the procedural conundrum and protect his claim.
¶ 39. Aside from a lack of intent to abandon his claim, Crawford based his motion to dismiss on the absence of a complaint. He sought dismissal, and alternatively remand, on the basis that a petition to perpetuate testimony — alone, without any complaint on record — did not constitute a civil action, and therefore, was not removable.26
¶ 40. A complaint goes to the heart of whether a civil action exists. See *Page 173
Fed.R.Civ.P.
¶ 41. Because the absence of a complaint is a jurisdictional issue, we construe Crawford's motion to dismiss as being based upon the federal court's lack of subject matter jurisdiction. See Weichman v. Northeast Inns of Meridian,Inc.,
¶ 42. The Defendants, nevertheless, submit that if the federal court had dismissed the matter for lack of jurisdiction, remand would have been required under Section 1447(c), which states that "[i]f . . . it appears that the district court lacks subject matter jurisdiction, the caseshall be remanded."
¶ 43. This Court has framed the "true meaning" of the savings statute *Page 174
as follows: "Where the plaintiff has been defeated by some matter not affecting the merits, some defect or informality, which he can remedy or avoid by a new process, the statute shall not prevent him from doing so, provided he follows it promptly, by suit within a year." Hawkins,
¶ 44. While the savings statute did not apply to a voluntary dismissal in Barnes, we noted that nothing in the record showed that dismissal had been a "mere abatement" of the action or that the dismissal was for any matter of form.Barnes,
¶ 45. We find that application of the savings statute to Crawford's 2005 complaint is appropriate and consistent with the purposes of the statute. Crawford filed his 2005 complaint on July 14, 2005, within one year of the federal court's dismissal. As a result, we find that the circuit court erred in dismissing the 2005 complaint. Because the application of the savings statute is dispositive, we do not address Crawford's remaining arguments.
¶ 47. AS TO CASE NO. 2006-CA-00185-SCT: AFFIRMED. AS TOCASE NO. 2007-CA-00322-SCT: REVERSED AND REMANDED.
DIAZ, P.J., EASLEY, CARLSON, DICKINSON, RANDOLPH AND LAMAR, JJ., CONCUR. GRAVES, J., CONCURS IN RESULT ONLY. SMITH, C.J., NOT PARTICIPATING.
(a) Before action.
(1) Petition. A person who desires to perpetuate his own testimony or that of another person regarding any matter that may be cognizable in any court of this state may file a verified petition in the circuit or chancery court in the county of the residence of any expected adverse party. . . .
Miss. R. Civ. P. 27(a).
Promptly after the filing of such notice of removal of a civil action the defendant or defendants shall give written notice thereof to all adverse parties and shall file a copy of the notice with the clerk of such State court, which shall effect removal and the State court shall proceed no further unless and until the case is remanded.
The decision of whether to grant a Rule 41(a)(2) motion to dismiss requires weighing any potential prejudice to the defendant. Hartford Accident Indent. Co. v. CostaLines Cargo Servs.,
Reference
- Full Case Name
- Michael Crawford v. Morris Transportation, Inc., Alex Jordan, Individually and as Agent Driver of Morris Transportation, Inc., and Custom Sign Company A/K/A Custom Sign Company of Batesville, Inc. F/K/A Custom Sign Company of Grenada, Inc. Michael Crawford v. Morris Transportation, Inc. and Custom Sign Company A/K/A Custom Sign Company of Batesville, Inc. F/K/A Custom Sign Company of Grenada, Inc.
- Cited By
- 23 cases
- Status
- Published