Tony Swinney v. State of Mississippi
Tony Swinney v. State of Mississippi
Opinion
¶ 1. On April 2, 2015, Audrey Swinney drove her brother Tony Swinney and their cousin LaMarvin Swinney to rob Bullets, a convenience store in Flora, Mississippi. Tony and his cousin LaMarvin entered the store and robbed Pyare Lal, the seventy-three-year-old proprietor of the store.
¶ 2. On May 6, 2015, a grand jury indicted Tony for robbery with an enhancement for a crime committed against a victim of sixty-five years of age or older, and conspiracy to commit robbery. On October 27, 2015, a Madison County jury found Tony guilty on both counts. The trial court sentenced Tony as a habitual offender under Mississippi Code Section 99-19-83 (Rev.
2015), to life in prison without the possibility of parole or early release for each count, with the sentences to run concurrently.
ISSUES
¶ 3. Tony appeals, raising the following issues:
I. Whether the trial court erred in sentencing Tony to life imprisonment as a habitual offender.
II. Whether the trial court erred in failing to declare a mistrial where the State elicited testimony of Tony exercising his constitutional right to remain silent.
III. Whether the multiple instances of hearsay evidence attributing guilt to Tony denied him a fair trial.
IV. Whether testimony by a state witness of having been in prison with Tony was improper evidence of other bad acts.
V. Whether the jury was improperly instructed by instruction peremptorily directing that a robbery occurred and that a witness was an accomplice, thereby relieving the State of its burden of proof.
VI. Whether counsel for Tony was ineffective.
VII. Whether the multitude of error herein, if held individually to be harmless, constitutes cumulative error.
FACTS AND PROCEDURAL HISTORY
¶ 4. On the morning of April 2, 2015, Audrey picked up her cousin LaMarvin and her brother Tony. While in the car, the three made a plan to rob Bullets convenience store. They planned that LaMarvin would put an item on the counter so the cashier would open the register, tackle the cashier, and take the money from the register. Meanwhile, Tony would destroy the surveillance video footage. Audrey would serve as the getaway driver.
¶ 5. Audrey, Tony, and LaMarvin arrived at the store around 9:00 a.m. Tony and LaMarvin entered the store. Because too many people were outside, Tony and LaMarvin exited the store and returned to the vehicle. Audrey drove away and they waited across the street. About twenty minutes later, they returned to the store's parking lot and pulled up to one of the gas pumps. Tony and LaMarvin remained with the vehicle, and Audrey got out as if she were going to pump gas. Lal did not turn on the pump. Audrey got back in the vehicle and drove away.
¶ 6. About fifteen or twenty minutes later, Tony and LaMarvin returned and entered the store. LaMarvin placed an item on the cashier's counter. When Lal opened the register, LaMarvin rushed around the counter and tackled Lal to the ground. LaMarvin grabbed money from the register while holding Lal down. Meanwhile, Tony went into Lal's living quarters behind the counter. When Tony came back out, he and LaMarvin exited the store. Audrey picked up Tony and LaMarvin beside the store and they left the scene.
¶ 7. Lal called the police, and Flora's Assistant Police Chief Clifton Nelson responded. Lal reported that $500 had been taken from the register, $200 from a stand near the register, and $1,500 from a bank deposit bag located in Lal's living quarters, for a total of $2,200. Chief Nelson reviewed the store's surveillance video showing the robbery. The surveillance video of the robbery was shown to the jury at trial. Chief Nelson learned from a witness at the scene that two males, matching the appearance of the two robbers depicted in the surveillance video, ran and got into a blue Honda near the store after the robbery.
¶ 8. Lal could not identify Tony or LaMarvin; however, Lal identified the driver of their vehicle as Audrey Swinney. Audrey was Lal's former employee, whom he had terminated for theft. Upon the information gathered by Chief Nelson, Audrey was developed as a suspect in the robbery. That afternoon, Audrey voluntarily appeared at the police station and agreed to be interviewed. Audrey denied any involvement in the robbery at Bullets and was released. Before Audrey left the police station, Chief Nelson took photographs of Audrey's vehicle, a blue Honda matching the witness's description given at the scene.
¶ 9. On April 6, 2015, a warrant was issued for Audrey's arrest. Audrey agreed to be interviewed a second time. During the interview, Audrey said that Eric Jackson and Milton Deemus were the two males with her at the store the day of the robbery. Audrey posted bond and was released. Eric Jackson and Milton Deemus were arrested the next day. After Eric Jackson was arrested, his brother Joshua Jackson came forward with information implicating Tony in the robbery. Joshua Jackson claimed that he had overheard Audrey, Tony, and Milton Deemus planning to rob Bullets days prior to the robbery. Milton Deemus provided an alibi. Eric Jackson and Milton Deemus later were released.
¶ 10. Chief Nelson issued an arrest warrant for Audrey for impeding the investigation. Audrey was arrested and interviewed a third time. Audrey stated that the individuals she had previously named as assisting her in the robbery were incorrect. Audrey stated that her brother Tony and her cousin LaMarvin assisted her in the robbery. At trial, LaMarvin admitted that he, Audrey, and Tony had planned and carried out the robbery of Bullets. LaMarvin identified himself and Tony as the two males depicted in the surveillance video robbing Lal.
¶ 11. During a recess of Tony's trial, Audrey pleaded guilty to robbery. The State did not call her to the stand to testify. After the State rested its case in chief, Tony rested without testifying and without putting any witnesses on the stand.
¶ 12. The jury returned a verdict finding Tony guilty of robbery of a person of the age of sixty-five years or over and conspiracy to commit robbery. On November 2, 2015, the trial court conducted a sentencing hearing. The trial court sentenced Tony as a habitual offender under Section 99-19-83 to life imprisonment without the possibility of parole or early release on both counts, with each sentence to run concurrently with the other.
STANDARD OF REVIEW
¶ 13. Tony raises several arguments for the first time on appeal. "Generally, a party who fails to make a contemporaneous objection at trial must rely on plain error to raise the issue on appeal, because otherwise it is procedurally barred."
Parker v. State
,
¶ 14. "The plain error doctrine is employed only in situations when a defendant's substantive or fundamental rights are affected."
Green v. State
,
Hall v. State
,
¶ 15. "To determine if plain error has occurred, this Court must determine if the trial court has deviated from a legal rule, whether that error is plain, clear, or obvious, and whether that error has prejudiced the outcome of the trial."
Conner v. State
,
ANALYSIS
I. Habitual Offender
¶ 16. First, Tony argues that the trial court erred by sentencing him as a habitual offender under Section 99-19-83, because the State failed to prove that Tony had served two terms of confinement of a year or more for his prior felony convictions. Second, Tony argues that the State failed to prove that at least one of his previous felony convictions had been a crime of violence as required by Section 99-19-83. The Court does not reach Tony's second argument because it is undisputed that the State failed to prove that Tony served two terms of confinement of a year or more for his prior felony convictions.
¶ 17. Both Tony and the State agree that the Court should vacate his sentences and remand for resentencing because there was insufficient proof demonstrating that Tony actually had served a year or more for his prior felony convictions. "An illegal sentence is an obvious error subject to plain-error review."
Martin v. State
,
¶ 18. Under " Section 99-19-83, the maximum term of life imprisonment will be imposed if the State can prove beyond a reasonable doubt that the defendant has previously been convicted of two or more felonies on charges separately brought and arising out of separate indictments at different times, that the defendant was sentenced to and served separate terms of one year or more in any state or federal penal institution, and that at least one such felony was a crime of violence."
Long v. State
,
¶ 19. On October 19, 2015, the trial court entered an order granting the State's motion to amend the indictment to charge Tony as a habitual offender under Mississippi Code Section 99-19-83. At the sentencing hearing, the State sought to prove Tony's habitual offender status by offering three collective exhibits into evidence showing Tony's prior convictions and sentences. Each collective exhibit included an indictment, sentencing order, and notice of criminal disposition.
¶ 20. The first collective exhibit showed that Tony was convicted of attempted escape, occurring on August 24, 2008. Tony was sentenced to one year for the conviction, but the notice of criminal disposition did not show that Tony actually served a term of at least one year. The second collective exhibit showed that Tony was convicted of two counts of burglary of a dwelling occurring on July 30, 2004, and November 23, 2004. Tony was sentenced to six years, with three years to serve and three years suspended, on both counts, with the sentences to run concurrently. The notice of criminal disposition provided an initial confinement date but did not indicate whether Tony actually had served a term of at least one year for either count.
¶ 21. The third collective exhibit showed that Tony was convicted of burglary of a dwelling, occurring on January 6, 2008. Tony was sentenced to twenty-five years, with fifteen years to serve and five years of post release supervision. The notice of criminal disposition showed that Tony had been confined for at least one year for the conviction.
¶ 22. An essential element of Section 99-19-83 is that the defendant must have served at least one year under each sentence.
Ellis v. State
,
¶ 23. The State requests that Tony be resentenced under Mississippi Code Section 99-19-81 (Rev. 2015), because the evidence presented at the sentencing hearing met the requirements of Section 99-19-81. Unlike Section 99-19-83, Section 99-19-81 does not require the serving of any time on the two prior felony crimes. Section 99-19-81 provides:
Every person convicted in this state of a felony who shall have been convicted twice previously of any felony or federal crime upon charges separately brought and arising out of separate incidents at different times and who shall have been sentenced to separate terms of one (1) year or more in any state and/or federal penal institution, whether in this state or elsewhere, shall be sentenced to the maximum term of imprisonment prescribed for such felony, and such sentence shall not be reduced or suspended nor shall such person be eligible for parole or probation.
¶ 24. In
Smith v. State
,
¶ 25. Similarly, in
Ellis II
, the Court held that the State had failed to prove the essential element under Section 99-19-83 that the defendant had served at least one year for each of his previous sentences.
Ellis II
,
¶ 26. Here, the evidence presented at the sentencing hearing would have met only the requirements of Section 99-19-81. Accordingly, we vacate Tony's sentences and remand the case to the circuit court for Tony to be resentenced.
II. Right to Remain Silent
¶ 27. Tony argues for the first time on appeal that his fundamental right to remain silent was violated when Chief Nelson testified that Tony "declined to interview" upon Chief Nelson's request. The State argues that nothing in the record shows that Tony had received a Miranda 1 warning at the time Chief Nelson said he declined to be interviewed. The State argues that Chief Nelson's testimony in reference to post-arrest, pre- Miranda silence does not constitute reversible error. Alternatively, assuming the testimony was in reference to post-arrest, post- Miranda silence, the State argues that it was harmless error because of the overwhelming evidence of Tony's guilt.
¶ 28. Tony asks the Court employ plain error review because there was no objection to Chief Nelson's comment. Tony's assignment of error is predicated on the following exchange that occurred during the State's direct examination of Chief Nelson:
COUNSEL FOR THE STATE:
Q. So-after after your discussions with LaMarvin Swinney, the minor involved, who was the other defendant?
A. I-I attempted to offer an interview to Tony. Tony declined to interview.
CO-COUNSEL FOR THE STATE:
Excuse me, Your Honor. I'm sorry, Your Honor.
COUNSEL FOR STATE:
I'm going to restate the question, Your Honor.
COUNSEL FOR THE STATE:
Q. After your conversation with or your interview of the-of the minor, did that pretty much conclude your investigation in this matter?
A. Yes.
¶ 29. "An accused has the right to remain silent, guaranteed by the Fifth Amendment to the United States Constitution."
Austin v. State
,
¶ 30. Chief Nelson's testimony does not indicate whether Tony had been given his Miranda warning at the time he "declined to interview[,]" so it is unclear whether Chief Nelson's testimony was referencing Tony's pre- Miranda or post- Miranda silence.
¶ 31. The Court of Appeals has noted a split of authority on whether the introduction of a defendant's post arrest, pre-
Miranda
silence during the prosecution's case-in-chief violates a defendant's Fifth Amendment privilege against self incrimination.
Jenkins v. State
,
¶ 32. To the extent that Chief Nelson's testimony referenced pre- Miranda silence, the evidence does not constitute plain error because the Court cannot say that the "trial court deviated from a legal rule" or that the error was "plain, clear, or obvious" in light of the split of authority on the issue.
¶ 33. On the same note, it is not "plain, clear, or obvious" that the testimony actually referenced post-
Miranda
silence. The Court cannot say the testimony resulted in plain error in light of the uncertainty surrounding the timing of when the refusal to make a statement was made.
Green
,
¶ 34. Furthermore, the State did not intentionally elicit Chief Nelson's comment, and it was not directly responsive to the State's question. Chief Nelson's comment was the sole reference over the course of Tony's trial regarding his choice to remain silent, and the State did not suggest to the jury that Tony was guilty because he declined to interview. We discern no manifest miscarriage of justice or that the fairness, integrity, or public reputation of the judicial proceeding was seriously affected.
See
Hall
,
III. Hearsay
¶ 35. Tony argues that "multiple instances of hearsay evidence" going directly to the elements of the charges denied him a fair trial.
¶ 36. " 'Hearsay' is a statement, other than the one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted." Miss. R. Evid. 801(c). "Admission or suppression of evidence is based on the discretion of the trial court, but the trial court's discretion must be consistent with the Mississippi Rules of Evidence."
Franklin v. State
,
¶ 37. Tony first takes issue with Chief Nelson's "narrative of the robbery of Bullets as he believed it had happened" even though he was not there. Tony claims that Chief Nelson "was iterating Lal's testimony, but with detail and in chronological order." Tony's trial counsel objected twice to Chief Nelson's testimony as to what Lal had reported to him. The trial court overruled the first objection. Following the second objection, the trial court asked the parties to approach the bench, and it directed the State to guide Chief Nelson through its questioning, in a way so as to avoid hearsay.
¶ 38. "Primarily, hearsay testimony obtained by an officer in conducting an investigation is inadmissible."
Bridgeforth v. State
,
Swindle v. State
,
¶ 39. "It is elemental that a police officer may show that he has received a complaint, and what he did about the complaint without going into the details of it."
¶ 40. Tony argues that, after the trial court cautioned the State against eliciting hearsay testimony, Chief Nelson continued to testify to hearsay statements without objection. The failure to object to hearsay operates as a waiver of the issue on appeal:
When the hearsay goes into evidence without objection, the trial court has no opportunity to evaluate the proffered testimony under M.R.E. 803(24), or any other exception. Thus, the failure to object to hearsay operates as a waiver of the issue on appeal. [The defendant] made no hearsay objection to [the] Officer['s] testimony, and therefore, his objection is procedurally barred for failure to object.
Rubenstein v. State
,
¶ 41. Tony first points out that Chief Nelson testified that the car from the surveillance video was a blue Honda, information he learned from a third party. The Court has held that "an informant's tip is admissible to the extent required to show why an officer acted as he did and was at a particular place at a particular time[.]" Id. at 657-58. Chief Nelson's testimony arguably was not hearsay and does not constitute plain error.
¶ 42. Tony also points out that Chief Nelson relayed statements given by Audrey, implicating Tony in the robbery. Chief Nelson testified that LaMarvin agreed to go along with the robbery because he was scared of Tony due to his violent behavior. Chief Nelson testified that LaMarvin's statement was "pretty much the same" as Audrey's third and final account of the robbery. Chief Nelson testified that Joshua Jackson had told him that he had overheard Audrey, Tony, and Milton Deemus planning the robbery.
¶ 43. The State contends that the statements were offered to show why Chief Nelson acted as he did in developing suspects in the robbery.
See
Gillett
,
¶ 44. Tony also takes issue with Joshua Jackson's testimony. Tony argues that Joshua Jackson improperly testified that he had heard Audrey talking about robbing Bullets with Tony and Milton Deemus
because she was a former employee of Bullets. The testimony did not prejudice the outcome of the trial because the same testimony had been offered through Chief Nelson without objection when he was describing why he took certain steps during the course of his investigation into the robbery.
Conner
,
IV. Evidence of Other Bad Acts
¶ 45. Tony argues that the State purposefully elicited improper testimony of a witness indicating that Tony had been charged with a crime and had spent time in jail with the witness. On direct examination, Joshua Jackson testified:
Q. All right. Now, how long have you known Tony Swinney?
A. A long time.
Q. All right. Have y'all ever had trouble?
A. One time.
Q. All right. How long ago?
A. About a couple of years ago when we was locked up together.
¶ 46. Rule 404(b) of the Mississippi Rules of Evidence provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident, provided, that upon request by the accused, the prosecution shall provide reasonable notice in advance of trial, or during trial if the military judge excuses pretrial notice on good cause shown, of the general nature of any such evidence it intends to introduce at trial.
Miss. R. Evid. 404(b).
¶ 47. Because no objection was made, the Court must employ plain error review.
Parker
,
¶ 48. The Court disagrees with Tony's claim that the State purposefully elicited the testimony. The State's question sought to determine whether animosity existed between Joshua Jackson and Tony. Joshua Jackson's response that he and Tony had been locked up together was an unsolicited response to the State's question.
¶ 49. In
Watson v. State
,
¶ 50. The lone "fleeting, unexplained" reference to prior jail time did not constitute reversible error and was at most harmless error.
See
V. Jury Instruction
¶ 51. Tony argues that Jury Instruction Six, which instructed the jury, in part, that LaMarvin was an admitted accomplice, was improper. Tony contends that the instruction was peremptory in nature because it relieved the jury of its function of fact finding, specifically, that a robbery had occurred and LaMarvin was an accomplice.
¶ 52. Tony did not object to the jury instruction. Consequently, "the issue is without merit as it is procedurally barred."
Smith v. State
,
¶ 53. Jury Instruction Six read:
The Court instructs the jury that La'Marvin Swinney is an accomplice in this case and the uncorroborated testimony of an accomplice is to be considered and weighed with great care, caution and suspicion. You may give it such weight and credit as you deem it is entitled.
¶ 54. "The Court does not single out any instruction or take instructions out of context; rather, the instructions are to be read together as a whole."
Wilson v. State
,
¶ 55. The Court has approved similar cautionary instructions regarding accomplice testimony:
The Court instructs you that the testimony of an admitted accomplice should be viewed by you with great care, caution and suspicion and you should give it such weight and credit as you deem it is entitled.
Smith v. State
,
During the course of his testimony in this trial, the witness John Doe claimed to have participated with the defendant in [the crime for which the defendant is on trial]. Doe is an admitted accomplice, and, as such, the jury should consider his testimony with great caution and suspicion. The jury is the sole judge of the credibility and the believability of all the witnesses, and it is for the jury to decide how much weight and worth, if any, to give the testimony of the witnesses, including Doe. As you consider Doe's testimony, you may accept such portions, if any, that you deem credible, and reject such portions, if any, that you do not deem worthy of belief.
Jones
,
¶ 56. LaMarvin testified that he had planned and participated in the robbery with Tony. In light of nearly identical cautionary jury instructions approved by the Court regarding accomplice testimony, the jury instruction at issue did not amount to any error, much less plain error. What is more, Tony argues, albeit under different assignments of error, that the case is "wholly dependant upon the inherently untrustworthy testimony of an accomplice" who "cut a sweet-heart deal for [his] testimony." The jury instruction, routinely requested by defendants, was favorable to his defense as it instructed the jury that LaMarvin's testimony was "to be considered and weighed with great care, caution and suspicion." As such, Tony certainly was not prejudiced by the instruction that coincided with his defense. The assignment of error is without merit.
VI. Ineffective Assistance of Counsel
¶ 57. Tony argues that he did not receive constitutionally effective assistance of counsel at trial. Tony argues that his trial counsel allowed the errors alleged in issues I through V, by failing to object to the State's proof of Tony's habitual offender status, Chief Nelson's comment on Tony's right to remain silent, Chief Nelson's and Joshua Jackson's hearsay testimony, Joshua Jackson's testimony that Tony had been in jail, and Jury Instruction Six.
¶ 58. "[G]enerally, ineffective-assistance-of-counsel claims are more appropriately brought during post-conviction proceedings."
Dartez v. State
,
¶ 59. "[T]o prevail on an ineffective-assistance-of-counsel claim, a defendant must first prove that his counsel was deficient, which requires showing that counsel made errors so serious that he or she was not functioning as the counsel guaranteed the defendant by the Sixth Amendment."
Chamberlin v. State
,
¶ 60. The Court strongly presumes that counsel's conduct falls within the wide range of reasonable professional assistance, and the challenged act or omission might be considered sound trial strategy.
¶ 61. Tony argues that his counsel was ineffective for failing to contest the evidence offered by the State at sentencing to prove his habitual offender status. However, Tony's counsel contested Tony's habitual offender status under Section 99-19-83 on grounds that his prior convictions did not constitute crimes of violence. The ineffective assistance claim based on the failure to contest Tony's habitual offender status under Section 99-19-83 now is moot because the Court is vacating the sentences and remanding for resentencing due to plain error on separate grounds.
See
Smith
,
¶ 62. Tony's counsel was not deficient for failing to object or seek a mistrial in response to Chief Nelson's testimony that Tony had declined to be interviewed or Joshua Jackson's testimony about his and Tony's time in jail together. "[D]ecisions such as the decision not to object are considered tactical, and do not rise to the level of ineffective assistance of counsel."
Golden v. State
,
¶ 63. Likewise, Tony's counsel was not deficient for failing to object to the
"multiple instances" of hearsay. As previously discussed, Chief Nelson's testimony regarding statements he obtained was offered by the State "merely to show its effect" on how he proceeded with his investigation of the robbery.
See
Gillett
,
¶ 64. Tony's counsel was not deficient for choosing not to object to Jury Instruction Six. The instruction was favorable to Tony's defense, i.e., that LaMarvin's testimony as an admitted accomplice should be received with "great care, caution and suspicion." As previously discussed, the favorable jury instruction did not prejudice Tony.
¶ 65. For the foregoing reasons, Tony's claim for ineffective assistance of counsel is without merit.
VII. Cumulative Error
¶ 66. Tony argues the cumulative effect of the alleged errors at trial, in their aggregate, serves as a basis for reversal. In cases where the Court discerns harmless error or error that is not reversible in and of itself, we have discretion to determine on a case-by-case basis whether the errors require reversal due to the resulting cumulative prejudicial effect.
Parker v. State
,
¶ 67. At most, harmless error existed due to Chief Nelson's testimony that Tony had declined to be interviewed and the fleeting, unexplained reference to Tony's prior stint in jail. However, considering the circumstances of the present case and the overwhelming evidence of guilt, any cumulative effect of the two harmless errors does not require reversal.
CONCLUSION
¶ 68. The Court affirms Tony's convictions, vacates the sentences, and remands the case to the Circuit Court of Madison County for resentencing.
¶ 69. AFFIRMED IN PART; VACATED IN PART AND REMANDED.
WALLER, C.J., RANDOLPH AND KITCHENS, P.JJ., KING, MAXWELL, BEAM, CHAMBERLIN AND ISHEE, JJ., CONCUR.
Miranda v. Arizona
,
Reference
- Full Case Name
- Tony SWINNEY A/K/A Tony Deshaun Swinney v. STATE of Mississippi
- Cited By
- 45 cases
- Status
- Published