Timothy Robert Ronk v. State of Mississippi
Timothy Robert Ronk v. State of Mississippi
Opinion of the Court
¶1. Timothy Ronk was convicted of capital murder and armed robbery.
Ronk v. State
,
¶2. Ronk now moves for leave to seek post-conviction relief in the trial court, raising five claims: (1) trial counsel was ineffective; (2) his sentence was disproportionate; (3) Mississippi's death-penalty statute is unconstitutional; (4) cumulative error requires reversal; and (5) trial counsel failed to preserve the record for review.
¶3. We find that Ronk's claims are either barred or fail to present a substantial showing of the denial of a state or federal right; therefore, the motion is denied.
FACTS AND PROCEDURAL HISTORY
¶4. On the morning of August 26, 2008, emergency crews responded to a house fire in Biloxi, Mississippi.
¶5. Authorities determined the fire had been set intentionally, with gasoline vapors as the ignition source.
¶6. Bank records showed that the morning Craite died, someone had used her debit card at a Walmart in D'Iberville, Mississippi, to withdraw $500 from the ATM and to purchase more than $400 in jewelry.
¶7. Authorities also learned that Ronk had used one of Craite's cell phones.
¶8. Authorities arrested Ronk in Florida and spoke to Hindall.
¶9. After his arrest, Ronk told Hindall what had happened with Craite.
¶10. Ronk was indicted for armed robbery and capital murder with arson as the underlying felony.
"was especially heinous, atrocious, or cruel."
¶11. We affirmed the convictions and sentences,
¶12. On September 23, 2016, Ronk filed this motion for leave to seek post-conviction relief in the trial court, raising five issues:
(1) [He] was denied his constitutional right to effective assistance of counsel.
(2) A review of cases with facts meaningfully similar to [his] case dispels the notion that [his] sentence was not "disproportionate to the penalty imposed in similar cases."
(3) Mississippi's death[-]penalty statute is unconstitutional because it is arbitrarily and capriciously applied.
(4) Cumulative error
(5) Trial counsel failed to preserve the record for review.
Ronk also says he must file a supplement. He did so, rendering that issue moot. And in his rebuttal, he asks this Court to address issues concerning right of access to experts and litigation expenses. We decline to do so. The trial court ruled on those issues before Ronk filed this motion, and neither party sought relief.
ANALYSIS
¶13. When a conviction and sentence have been affirmed on appeal, the petitioner must seek and obtain leave from this Court before seeking relief in the trial court.
¶14. In capital cases, non-procedurally barred claims are reviewed using " 'heightened scrutiny' under which all bona fide doubts are resolved in favor of the accused."
Crawford v. State
,
¶15. While the parties argue somewhat about the proper standard of review, Neal v. State explains that
Section 99-39-9 suggest[s] a regime of sworn, fact pleadings, based upon personal knowledge. The Court upon examination of the application has the authority to dismiss it outright,
if it plainly appears from the face of the motion, any annexed exhibits and the prior proceedings in the case that the movant is not entitled to any relief....
On the other hand, if the application meets the[ ] pleading requirements and presents a claim procedurally alive "substantial[ly] showing denial of a state or federal right," the petitioner is entitled to an in[-]court opportunity to prove his claims.
Neal v. State
,
I. Ronk fails to present a substantial showing that he was denied effective assistance of counsel.
¶16. Criminal defendants are entitled to effective assistance of counsel. E.g.
Read v. State
,
¶17. First, petitioners must show that counsel's performance was deficient, i.e., "counsel's representation 'fell below an objective standard of reasonableness.' "
Wiggins v. Smith
,
¶18. In assessing counsel's performance, courts must be "highly deferential," making "every effort ... to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel's challenged conduct, and to evaluate the conduct from counsel's perspective at the time."
Bell v. Cone
,
¶19. Second, if deficient performance is shown, petitioners must show that the deficiency prejudiced their defense, i.e., "counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable."
Doss
,
¶20. Here, Gordon Eric Geiss served as lead trial counsel. Other counsel were Charles Stewart, Dawn Stough, and Matthew Busby. Ronk argues that counsel, through Geiss, were ineffective both at the sentencing phase and at the guilt phase.
¶21. Before addressing the substance of Ronk's ineffective-assistance claim, we must first determine if it is procedurally barred. He says it is not, because he raised ineffective assistance on direct appeal, and we dismissed the claim without prejudice to his right to raise it in post-conviction proceedings.
¶22. On direct appeal, Ronk argued that trial counsel was ineffective at sentencing in four ways: (1) "his attorney suffered from significant medical problems throughout the course of his representation ..., impeding his performance and perhaps his judgment"; (2) "his attorney enlisted the assistance of an expert witness who was not equipped to perform a mitigation study in a capital case and who presented inadmissible prejudicial evidence to the jury"; (3) "counsel impermissibly failed to request jury instructions on statutory mitigating factors supporting the defense's mitigation theory"; and (4) "his attorney made a prejudicially inadequate closing argument at the completion of the sentencing phase ...."
Ronk
,
¶23. The State concedes the claim is not barred as to "his issues with counsel's medical problems; enlistment and examination of [the expert witness] during sentencing; and counsel's opening and closing arguments." Yet his claim here includes another issue. In addition to the ineffective-assistance grounds raised on direct appeal, he now adds a new ground: he claims counsel was ineffective during the guilt phase too.
¶24. Authority conflicts about whether the new ground should be procedurally barred.
Goodin v. State
,
¶25. Based on Goodin and our having dismissed Ronk's ineffective-assistance claim without prejudice to his right to raise it in post-conviction proceedings, we find that the claim is not barred.
A. Geiss's health problems and prescription-drug use do not constitute ineffective assistance per se.
¶26. To begin, Ronk attributes counsel's ineffectiveness to Geiss's poor health and prescription-drug use. Ronk says Geiss had "numerous chronic maladies." According to Ronk, Geiss retired seven months after the October 4-8, 2010, trial. He died a little more than three years later, on January 22, 2014. The stated cause of death was coronary artery disease ; contributing conditions were renal disease, chronic obstructive pulmonary disease, congestive heart failure, and diabetes.
¶27. To show Geiss's debilitating illnesses and how that affected his performance, Ronk offers three pieces of evidence. First, he filed a supplement and exhibits with more than four thousand pages of Geiss's medical records. To interpret those records, he hired Dr. Sheldon Hersh, a board-certified physician in internal medicine. Second, Ronk cites portions of the trial record. Finally, he offers affidavits from attorneys who worked alongside Geiss.
1. Dr. Hersh opinion
¶28. Dr. Hersh begins by citing the ABA's Guidelines for the Appointment and Performance of Defense Counsel in Death Penalty Cases . Those guidelines, he says, emphasize that defense counsel in capital cases must provide "high quality legal representation." Based on a reasonable degree of medical certainty, Dr. Hersh says that Geiss (a) "had multiple illnesses, medications, and functional limitations"; (b) "was medically unstable, and ... neurologically, cognitively, and physically impaired"; and (c) "was unable to provide 'high quality legal representation' required of defense counsel in a complex and demanding capital case."
¶29. In discussing Geiss's medical instability, Dr. Hersh chronicles Geiss's extensive medical problems:
chronic obstructive pulmonary disease, chronic bronchitis, obstructive sleep apnea, obesity-hypoventilation syndrome, pulmonary hypertension, cor pulmonale, asthma, pulmonary fibrosis, hypertension, acute and chronic renal failure, uremia, secondary hyperparathyroidism, congestive heart failure, diastolic heart failure, arrhythmia, insulin-dependent diabetes, diabetic nephropathy, diabetic peripheral neuropathy, hyperlipidemia, probable chronic venous insufficiency, anxiety and depression, chronic pain syndrome, gout and gouty arthropathy, and degenerative joint disease. Additionally, he had chronic back, knee, and shoulder pain, along with tremors, edema, nocturia, weakness, and fatigue. He walked with a cane, and he used oxygen for his breathing.
Geiss's obesity compounded those problems.
¶30. Dr. Hersh also discusses Geiss's frequent hospital visits. From January 2009 to May 2011, he was hospitalized seventeen times. About two months before Geiss's being appointed counsel in Ronk's case, he had spent a week in the hospital. And from the time he was appointed counsel up until trial, he visited the emergency room once and was hospitalized six times, with ten-, five-, five-, five-, three-, and four-day stays. The latter ended about a month before trial. Dr. Hersh says those "periods of incapacitation" would have included the days before and days (or weeks) after each hospitalization.
¶31. Dr. Hersh identifies four causes of Geiss's neurological and cognitive impairment: (1) "[c]hronic respiratory failure with hypercapnia, or carbon dioxide retention"; (2) "[o]pioid-use disorder"; (3) "[c]hronic kidney failure with uremia"; and (4) "[p]olypharmacy."
¶32. Regarding the first cause, Dr. Hersh defines "hypercapnia" as "[a]n elevated blood carbon dioxide level ... [which] causes neurologic and cognitive impairment, manifested by lethargy, drowsiness, coordination difficulty, confusion, and memory loss." Records showed that Geiss had "respiratory, neurologic, and cognitive symptoms" related to respiratory failure and hypercapnia. Those symptoms included drowsiness, shortness of breath, wheezing, inability to speak, lethargy, and lack of endurance. Despite using supplemental oxygen, he had low blood-oxygen levels as well.
¶33. Dr. Hersh says multiple lung diseases-chronicobstructive pulmonary disease (COPD), obstructive sleep apnea (OSA), and obesity-hypoventilation syndrome (OHS)-caused Geiss's hypercapnia. Adding to the problem, Geiss did not comply with treatments. He neither quit smoking nor did he lose weight. And he did not use his nighttime breathing machine regularly.
¶34. Dr. Hersh identified a second purported cause of Geiss's neurological and cognitive impairment: opioid-use disorder. To be diagnosed with that disorder, the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5), requires that the person have at least two of eleven diagnostic symptoms within a twelve-month period. Dr. Hersh says Geiss met four. According to Dr. Hersh, records showed Geiss took increasing opioid dosages from 2009 to 2011. Using the Morphine Milligram Equivalents (MME) formula, Dr. Hersh calculated Geiss's daily opioid dosage at 220 MME in 2010. As perspective, Dr. Hersh says the Centers for Disease Control and Prevention suggests that doctors " 'use extra precautions' when prescribing an opioid dosage of 50 MME or greater per day" and to " '[a]void or carefully justify' increasing the opioid dosage to 90 MME or greater per day." He also cites a study showing that people "who died of opioid overdose, were prescribed an average of 98 MME/day ...."
¶35. Dr. Hersh says physicians repeatedly suggested that Geiss either decrease or stop using opioids. But he kept using them, even as his respiratory failure and hypercapnia worsened.
¶36. Dr. Hersh alleged a third cause of Geiss's neurological and cognitive impairment: chronic kidney disease. Dr. Hersh estimates Geiss had stage IV to stage V kidney disease. As kidney failure worsens, he says, uremia-a "toxic buildup of waste products the kidney can no longer excrete"-develops. Uremic symptoms include fatigue and decreased memory and concentration.
¶37. The final cause Dr. Hersh advances for Geiss's neurological and cognitive impairment is polypharmacy. He describes that as "the use of multiple medications, including over-the-counter and herbal supplements, in a single patient." Records showed Geiss was taking twenty-five medications in December 2010, including three different "opioid-containing medications." Dr. Hersh says two of the medications were improper.
¶38. In addition to Geiss's neurological and cognitive impairment, Dr. Hersh says Geiss had multiple physical ailments that decreased his strength, stamina, and concentration. Those included shortness of breath; edema, i.e., swelling in his legs; weakness and fatigue; joint pain; diabetic symptoms; peripheral neuropathy, i.e., painful nerve damage in his legs; and tremors and asterixis. Geiss also had chronic pain. Sometimes he was fine; other times, he complained of pain in the seven-to-ten range on the Visual Analog Pain Scale, which measures pain on a scale from zero (meaning no pain) to ten (being the worst pain imaginable). The Warren Grant Magnuson Clinic Center at the National Institutes of Health defines the seven-to-ten range as "severe pain [that is so] disabling [that a person would be] unable to perform [activities of daily living]."
¶39. The State attacks Dr. Hersh's opinion on several grounds. In part, it challenges his reliance on ABA guidelines and devotes much effort to showing discrepancies between the records he reviewed and his opinion, especially the opioid-use-disorder diagnosis.
¶40. In an affidavit accompanying Ronk's rebuttal, Dr. Hersh responds to the State's critique. He concludes with a five-point summary:
• Reviewing contemporaneous medical records is a well-accepted and useful method to examine a deceased person's medical problems.
• Mr. Geiss was taking too much opioid medication for his non-cancer pain; there was little documentation to justify this medication in the extensive medical records I reviewed.
• Just because a physician prescribes opioids, it does not mean that the opioids are appropriate or harmless.
• Mr. Geiss had multiple medical problems, which had a negative cumulative effect on his physical, neurologic, and cognitive abilities.
• Multiple medical providers stated that Mr. Geiss'[s] narcotics were worsening his impairments.
2. Trial record
¶41. In addition to Dr. Hersh's opinion, Ronk says the debilitating effects of Geiss's illness are evident throughout the record. He gives thirteen examples:
• At Ronk's arraignment, attorney Lisa D. Collums "stood in" for Geiss because he was recovering from some illness/medical problems. The day before, he had been discharged from the hospital following a ten-day stay.
• At a pretrial motion hearing, the court told Geiss he could sit if he needed to. Geiss replied, "No. I get my medicine going and I get dry mouthed."
• At a pretrial motion hearing, Geiss explained how some duplicate motions had been filed due to confusion that arose as he tried to coordinate filings by phone while hospitalized. Ronk cites ... those duplicate motions and ... motions signed by non-participating counsel.
• In record-reconstruction proceedings during voir dire, the court noted Geiss "ha[d] been excused for a personal reason."
• During voir dire examination, shortness of breath affected Geiss. "You'll have to forgive me," he said, "I get really short of breath."
• After the State rested, the court excused the jury. With the jury out, the court asked Geiss if he had anything. He answered no, but said Ronk needed to be told about his right to testify. The court proceeded to tell Ronk of that right and then granted a recess so Ronk could discuss the decision with counsel. Immediately after the recess, Geiss said, "I'm just really not having a good day. The defense, of course, has some motions before we get to the thing of [Ronk] testifying." At that point, Geiss moved for a directed verdict. From that series of events, Ronk emphasizes Geiss's statement, "I'm really not having a good day."
• During a jury-instruction conference, the court listed several proposed instructions that still had to be considered. The court then asked Geiss if he had any additional instructions. Geiss said, "No. I'm terribly confused." The court later recessed for the evening and said the remaining instructions would be considered the next morning. From that exchange, Ronk highlights Geiss's "terribly confused" comment.
• During closing arguments at the guilt phase, shortness of breath affected Geiss. In mid sentence, he remarked, "[E]xcuse me I'm short of breath," and then continued.
• Stewart, who was second-chair counsel, handled sentencing-phase jury instructions even though he had not otherwise participated in that phase.
• Stewart represented Ronk at the post-trial hearing on Ronk's motion for new trial or judgment notwithstanding the verdict. Stewart affirmed Geiss was unable to attend due to illness.
• In January 2012, as Ronk's direct appeal was pending, the trial court held a hearing on several motions, including motions to correct and supplement the record. The court noted Geiss had been "ill for many years" and had retired sometime after Ronk's trial.
• At that same January 2012 hearing, the court, in recalling certain events during voir dire, noted "Geiss ha[d] been excused for a personal reason."
• At the January 2012 hearing, the court said some breaks were taken during trial to accommodate Geiss. "Geiss was on some medication, I believe, that required him to drink water and go to the rest room [sic]," the court said.
3. Affidavits
¶42. Finally, Ronk provides affidavits from Matthew Busby and Ramiro Orozco. Busby, who served as an unpaid volunteer attorney for Ronk's defense team, says Geiss was "in extremely poor health" during pretrial and trial proceedings:
[Geiss's] health declined visibly, and I would not have been surprised if he had passed away anytime during his last two years at the Public Defender's Office. He was in and out of the hospital several times. Toward the end of that time, I believe that Mr. Geiss was doing only routine, low-stress tasks such as preparing preliminary files so that he could get enough time in for disability retirement. He spent a significant amount of time in the office watching movies on DVDs.
....
During the trial, Mr. Geiss's health declined precipitously. He was often red-faced and winded, huffing and puffing. He had fluid on his lungs and a heavy cough. He was a big, heavy-set man. He often sat in a chair with his hands resting on a cane.
....
It was difficult for Mr. Geiss to visit clients at the Harrison County Adult Detention Center due to his health. (Jail visits were somewhat arduous even for those of us in good health.) When he did visit Mr. Ronk, the meetings were not long.
....
Busby believes Geiss's poor health contributed significantly to Geiss's inadequate preparation.
¶43. Orozco, a former Harrison County Assistant Public Defender, worked with Geiss from 2006 to 2008. He says Geiss "was always ill":
I believe it was a serious, chronic illness, or illnesses. I do not know the exact nature of his maladies, but I do know he was under the treatment of a physician for heart related matters and was deteriorating at the time of my leaving the Public Defender's office in 2008. I was aware that Mr. Geiss began to be hospitalized frequently after my departure.
Orozco recalls an early experience he had serving alongside Geiss:
A few weeks after I began working at the Public Defender's office, [which would have been late 2006,] I was assigned as second chair on a murder trial. Mr. Geiss was first chair.
I was able to observe Mr. Geiss and his poor health was apparent, to the point that on the first day of trial he showed up to the wrong court room.
Mr. Geiss did not meet with the client until the Friday before the Monday start of the trial and now that I have been practicing for several years I am of the opinion that his performance was substandard.
On the first morning of the trial, at about 9:15, Mr. Geiss still had not appeared in the courtroom, keeping everyone waiting. I went to look for him. I found him sitting in an empty courtroom. No one else was in that room. He did not seem to realize that he was in the wrong room. He looked ill.
Mr. Geiss called no witnesses, he failed to make objections and made inappropriate comments during his closing argument.
I believe that Mr. Geiss'[s] health issues had a detrimental effect in his ability to effectively prepare, present and defend matters for trial. His lack of awareness, stamina[,] and mental clarity were always at issue.
¶44. Altogether, Ronk argues that Dr. Hersh's opinion, the trial record, and Busby's and Orozco's affidavits show Geiss's health problems and prescription-drug use caused counsel to be ineffective. Busby adds "there was no fully functional leader" for the defense team. "No one was calling the shots or directing defense team members what to do," he says. Ronk says that conflicts with ABA guidelines, which say "[l]ead counsel bears overall responsibility for the performance of the defense team, and should allocate, direct, and supervise its work in accordance with these Guidelines and professional standards." Am. Bar Ass'n,
Guidelines for the Appointment and Performance of Counsel in Death Penalty Cases
, Guideline 10.
¶45. Ronk likens his case to
Edge v. State
,
¶46. In
Edge
, this Court held that Edge, who had been convicted of murder, was denied effective assistance of counsel because the trial court had refused to grant counsel's request for a recess.
Edge
,
¶47. Ronk says Geiss's performance was like counsel's performance in Edge : Both could not adequately perform, had decreased mental alertness, and were medicated and fatigued. It is true that Geiss never sought a recess or a continuance. But instead, he simply let other counsel fill in. By doing so, he failed to fulfill his duties as lead counsel. Ronk contends Geiss's assistance was even less effective than what was deemed reversible in Edge .
¶48. In Thornton , this Court held that Thornton, who had been charged with murder but convicted of manslaughter, was denied effective assistance when counsel had to be hospitalized after the trial court denied a motion for recess and continued trial late into the night.
Thornton
,
¶49. Ronk admits Thornton differs in some respects, but he insists that Geiss's "neurological, cognitive, and physical impairments were more severe and more chronic" than counsel's impairments in that case.
¶50. In addition to
Edge
and
Thornton
, Ronk likens his case to
Nance v. Ozmint
,
¶51. The State, on the other hand, says illness alone is insufficient. It insists that
Geiss's health is not the issue: the issue is what, if any, effect his health had on Ronk's trial. As support, it cites
Berry v. King
,
¶52. The State adds that when a defendant is represented by multiple attorneys, as here, an ineffective-assistance claim is hard to mount.
United States v. Dunfee
,
¶53. While Geiss's illnesses and prescription-drug use are troubling, the weight of authority says illness and drug use alone do not render counsel ineffective. The critical inquiry is (1) whether counsel's performance was deficient and, if so, (2) whether the deficiency prejudiced Ronk.
Berry
,
¶54. Neither
Edge
,
Thornton
, nor
Nance
apply here. In
Edge
and
Thornton
, specific incidences at trial occurred in which the court unreasonably refused to accommodate attorneys and pushed them beyond their physical limits. No such incident is apparent here. And in
Nance
, lead counsel's
illness and heavy medication were among many factors that caused counsel to be ineffective. The "most compelling" factor in that case was not lead counsel's illness and heavy medication, but counsel's abandoning the defense role and actually helping bolster the case against the client.
Nance
,
¶55. As for Busby's assertion that "no fully functional leader" was present, some evidence to the contrary was presented. The record shows that, even when he was hospitalized, Geiss tried to coordinate filing motions. And it supports that a coordinated team effort took place at trial. Geiss, for the most part, handled motions; voir dire; opening statements and closing arguments at both the guilt and sentencing phases; cross-examination of two witnesses during the guilt phase; jury instructions at the guilt phase; and direct examination of the lone witness at the sentencing phase. Stewart cross-examined four witnesses at the guilt phase and handled jury instructions at the penalty phase. Stough and Busby each cross-examined three witnesses at the guilt phase.
¶56. At any rate, even if a fully functional leader was lacking, Ronk still must show prejudice.
B. Counsel was not ineffective at sentencing.
¶57. Ronk argues counsel was ineffective at sentencing in four ways. First, he says counsel failed to conduct a constitutionally adequate mitigation investigation. Second, he claims counsel "opened the door" to damaging, prejudicial evidence in examining psychologist Dr. Beverly Smallwood. Third, he asserts counsel failed to discover, put on, and properly explain Ronk's mental disorders. Finally, he argues counsel's opening statement and closing argument constituted ineffective assistance.
1. Counsel's mitigation investigation arguably was deficient; however, Ronk fails to make a substantial showing of prejudice.
¶58. In capital cases, counsel must investigate a defendant's background.
Wiggins
,
[S]trategic choices made after less than complete investigation are reasonable precisely to the extent that reasonable professional judgments support the limitations on investigation. In other words, counsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary. In any ineffectiveness case, a particular decision not to investigate must be directly assessed for reasonableness in all the circumstances, applying a heavy measure of deference to counsel's judgments.
¶59. If counsel's investigation is deemed deficient, prejudice is assessed by "reweigh[ing] the evidence in aggravation against the totality of available mitigating evidence."
¶60. Ronk cites
Williams
,
Wiggins
, and
Rompilla v. Beard
,
¶61. In
Williams
, the Supreme Court held that counsel was ineffective for failing to investigate and present substantial mitigating evidence.
Williams
,
would have learned that Williams'[s] parents had been imprisoned for the criminal neglect of Williams and his siblings, that Williams had been severely and repeatedly beaten by his father, that he had been committed to the custody of the social services bureau for two years during his parents' incarceration (including one stint in an abusive foster home), and then, after his parents were released from prison, had been returned to his parents' custody.
¶62. In
Wiggins
, likewise, the Supreme Court held that counsel was ineffective for failing to investigate Wiggins's background and to present mitigating evidence of his unfortunate life history.
Wiggins
,
¶63. Finally, in
Rompilla
the Supreme Court held that even if a capital defendant and his or her family members suggest no mitigating evidence exists, counsel still must "make reasonable efforts to obtain and review material that counsel knows the prosecution will probably rely on as evidence of aggravation at the sentencing phase of trial."
Rompilla
,
¶64. We have said that "at a minimum, counsel has a duty to interview potential witnesses and to make independent investigation of the facts and circumstances of the case."
Ross
,
¶65. In
Ross
, we held that counsel was ineffective at sentencing for two reasons.
Ross
,
¶66. Similarly in
Doss
, we held counsel was ineffective at sentencing.
Doss
,
¶67. Here, Ronk's mitigation case consisted of the following.
¶68. Pretrial, he moved for Dr. Smallwood to conduct a psychiatric/psychological evaluation "to determine whether he knew right from wrong at the time of the alleged incident, whether he [was] competent to assist counsel in the trial of his case and[ ] whether or not a psychological evaluation would reveal any mitigating circumstances." The trial court granted the motion, authorizing counsel to hire Dr. Smallwood. The order permitted Dr. Smallwood, in part, "to prepare a mitigation study." At a motions hearing weeks later, however, Geiss explained he was only requesting a psychological evaluation at that time. "I don't know if there is anything that [Dr. Smallwood] can provide to us that would have any particular use by way of mitigation," he said. "If that arises during her psychological evaluation we will instruct her to proceed."
¶69. At sentencing, the State reintroduced all testimony and evidence from the guilt phase and offered a sentencing order showing Ronk's prior guilty-plea conviction for grand larceny. Ronk called one witness: Dr. Smallwood. Her twenty-five page psychological evaluation was entered into evidence, and she testified as follows.
¶70. Dr. Smallwood evaluated Ronk to determine (1) whether he knew right from wrong when the crime occurred; (2) whether he was competent to stand trial; and (3) his level of intelligence. She found that (1) he had mental disorders but knew right from wrong; (2) he was competent to stand trial; and (3) his IQ was 114, in the "high average category." Early on, she explained she had not done a full mitigation study. "That's outside of the scope of my practice," she said. Still, she said some information she had uncovered was relevant for sentencing.
¶71. Ronk was adopted at three days old. His adoption caused resentment; he felt he was a mistake, and he tended to direct anger toward his adoptive parents. He threatened them and would hit or "mess up" walls.
¶72. Between ages ten and thirteen, he began abusing alcohol, marijuana, and eventually methamphetamine. Alcohol and drug abuse, Dr. Smallwood said, likely enhanced his behavioral problems over the years.
¶73. According to Ronk's parents, with whom Dr. Smallwood spoke, Ronk began having "significant problems" at age ten. Throughout his life, he had numerous hospital stays for mental problems. In one stay, he was diagnosed with bipolar disorder, formerly called manic depression, and attention deficit with hyperactivity disorder (ADHD). Dr. Smallwood said his symptoms, which included several suicide attempts, were consistent with those disorders. All his life, he had exhibited "impulsive behavior, aggressive and threatening kind of behavior, not thinking before he made decisions"-"[h]allmarks of both [bipolar] disorder and ADHD." She defined bipolar disorder as "a serious mental disorder that is based on an imbalance in brain chemistry in which the person has severe depression at times and then may be manic at times." It is uncommon, she said, and requires "a very specific set of criteria." "[O]nly .4 percent to 1.6 percent of the population is, in fact, bipolar," she explained.
¶74. In addition to bipolar disorder and ADHD, Dr. Smallwood said Ronk appeared to have a "conduct disorder" in his childhood. She explained that it was not just "a little bad behavior" but "a repetitive and persistent pattern of behavior in which the basic rights of others or age appropriate norms are violated." "It can involve aggression to people or animals, it could involve destruction of property, deceitfulness and threat of serious violation of rules ...," she said.
¶75. She conveyed that Ronk's "[v]ery severe problems from many, many, many years back" are still evident. His bipolar disorder and ADHD left him prone to make wrong decisions and, compared to the average person, made it much more difficult for him to control his impulsive behavior. That said, Ronk's conditions did not render him unable to control his behavior. "[M]y evaluation did find that [Ronk] did not have a mental disorder that overpowered his will to the point that he did not know right from wrong," she said.
¶76. On cross-examination, Dr. Smallwood added antisocial personality disorder as a diagnosis. Symptoms Ronk exhibited were "failure to conform to social norms about lawful behavior"; "deceitfulness and lying behavior"; "impulsivity"; "failure to plan ahead"; "irritability and aggressiveness"; "reckless disregard for the safety of himself or others"; "consistent irresponsibility"; and "often rationaliz[ing] his behavior." When asked if antisocial personality disorder is a synonym for "sociopathic," she explained that "sociopathic" is "[s]ometimes ... kind of a lay term that's used when we say antisocial personalities."
¶77. As part of her evaluation, she tested whether Ronk was malingering, i.e., exaggerating or faking psychological symptoms. Of the eight malingering subtests she administered, he scored in the "honest range" for two, "probably feigning" in two, and indeterminate in the other four. In short, he was not completely honest with her. She knew that, though, and acknowledged the fact on cross-examination. But neither his exaggeration nor his lying altered her opinion. "The diagnosis was made early in his life, and it doesn't change my observations of whether he met the criteria," she said.
¶78. Her report provided more details.
¶79. The initial background information said that Ronk was born in Flowood, Mississippi. A New Jersey couple, Susan and Robert Ronk, adopted him. His relationship with them "has been strained most of his life, as he has 'been a drug and alcohol addict since ten.' " Years before, he had learned from his biological mother that he "was born as the result of a rape."
¶80. Ronk is married but had separated from his wife. He attributed their separation to her addiction. They have no children together.
¶81. Educationally, Ronk dropped out of school in twelfth grade. He claimed he scored a "genius IQ" in fifth grade, but school bored him. He hardly went and did not do his homework. At age eighteen, his parents kicked him out of the house "because of his addiction."
¶82. Occupationally, Ronk worked various jobs throughout his life. He bartended, assisted a veterinarian, led praise and worship at a church, managed clothing stores, waited tables, worked construction, landscaped, sold cars, changed tires and aligned brakes, climbed poles for a cable company, and owned a marketing firm. He claimed to have built the marketing firm and sold it for $150,000 in just seven months. Otherwise, he never kept a job more than six months because he would get restless and bored.
¶83. Ronk's legal history included prior convictions for first-degree theft of property and grand larceny. At the time of Craite's murder, he had been on house arrest for grand larceny.
¶84. Medically, Ronk reported an "extensive history of mental health problems and mental health treatment." Over the years, he was treated in sixteen different hospitals across the country for "being severely depressed, h[ear]ing voices telling him to hurt himself or others, and chemical addictions." During one stay, he reported having seizures and blacking out whenever he lost his temper. Five times he went to rehabilitation programs, including a two-year stint at one point. He would do okay for a while, but then he would relapse.
¶85. Ronk either exhibited or spoke about several mental-health issues. He showed symptoms of depression, e.g., low mood, weight gain, hypersomnia, psychomotor agitation, fatigue, feelings of worthlessness, irritability, and concentration problems. He also had a history of suicide attempts. And although he did not report having been diagnosed as bipolar, he had symptoms that "could be indicative of episodes of mania" or of amphetamine use:
[Ronk] reported that he has sometimes not slept for four or five days at a time. During those periods, he feels that "no one can touch me. I can do anything." He does not believe he will get in trouble. He is talkative and has pressured speech. He reports flight of ideas and racing thoughts "99% of the time, even when I'm depressed." He endorses distractibility and psychomotor agitation. He reported that he was a "cutter" for a while, revealing the scars on his arms and chest.
Ronk also struggled with anxiety, panic attacks, and auditory hallucinations. He claimed he had heard voices saying, "They are out to get you. Kill them before they kill you. Those people don't like you. Kill yourself. No one cares. All will be happier. You can rob that house and get away with it. No one will know." Even so, Dr. Smallwood saw no sign of psychosis during her examination.
¶86. In addition, Ronk had "a long substance abuse history." At age ten, he stole beer, got drunk, and tried marijuana. "When I smoked weed, I felt normal. I didn't hear voices any more," he said, "I started smoking every day. I stole from my parents to support the habit." Through the years, his drug use progressed. At age fourteen, he started taking acid; at sixteen, cocaine; at eighteen, heroin; and at twenty, methamphetamine. Methamphetamine became his drug of choice until 2005. Since then, he has only drunk alcohol. He claimed he drank "a minimum of a quart of Jaegermeister a day, a maximum of a gallon."
¶87. When asked about past traumas, Ronk identified four. First, his adopted parents said they wished he had never been born. Later in the report, he gave some context:
My parents put me in counseling in fourth grade because my grades were slipping. They told me that the biggest mistake they made was adopting me, and they wish I wasn't born. I started rebelling. I was adopted at three days old. I was a straight A student, and I guess I caught them on a bad day because m[y] breaking a dish pushed them over the edge, and they said that.
Second, he learned from his biological mother that he was conceived as a result of rape. Since learning that, he has felt like a mistake. That knowledge led him to attempt suicide. Third, in fourth grade he was put in accelerated classes, which caused his friends to think he was a nerd and to stop talking to him. Finally, he cited his marriage's demise. After he and his wife separated, he tried to hang himself.
¶88. When Dr. Smallwood asked Ronk a series of questions about his psychological history, he responded as follows.
¶89. In third grade, he started smoking. So his parents put him in counseling. There, he was diagnosed with ADHD. He refused to take his medication, however, because "they wanted me to [take it]."
¶90. In fourth grade, his parents put him in counseling again because his grades were slipping. Altogether, he spent eight years in counseling. He alleged that on one occasion, a counselor picked him up by the throat.
¶91. At any rate, Ronk said he "wasn't doing good in school, [was] very rebellious, and still smoking." At age sixteen, following a fight with his mom, his parents sent him to a psychiatric facility for two-and-a-half weeks. There, he was diagnosed with anger problems, mild seizures, and ADHD. He received medication, but nothing changed.
¶92. At some point, Ronk went to a military school. There, "[he] did whatever [he] wanted"-smoked weed, made acid, snuck out, fought, and got drunk.
¶93. In his first senior year, he and some friends made bomb threats, called fire drills, and started fires to avoid exams. During his second senior year, he got a job at a retail store and decided to quit school.
¶94. After quitting school, he attempted suicide by overdosing on pills. That led to a three-week stay in intensive care, followed by several weeks at a country-club-like facility in New York.
¶95. When he got out, he returned home. Eventually, though, his parents kicked him out, and he started living on the streets. Around that time he got arrested for the first time for making "terroristic threats" against his mother. They had gotten in a fight, and she alleged he had threatened to kill her. The charges were later dismissed.
¶96. At age eighteen, Ronk began working in construction, followed by stints as a car salesman, auto mechanic, and cable utility pole worker. During that time, he was drinking and smoking marijuana. He was also introduced to "X (Ecstasy), meth, Special K, GHB."
¶97. He ended up living under a bridge. At that point, he called his parents for help. They got him in a faith-based rehabilitation program. He loved it. "I found God. I was introduced to music for the first time, and I enjoyed being there. I wish I could go back," he said. After seven months, however, he was kicked out for having a relationship with a girl in the program. The discharge put him in violation of his probation for a shoplifting conviction, so he spent forty-five days in jail.
¶98. Upon being released from jail, Ronk again called his parents. They found him a job at Old Navy, but he quit after about nine months because "they wouldn't give [him] a raise or benefits." From there, he worked at another retail clothing store and then bartended for about a year and a half. "The profits," he said, "were either going down my throat or up my nose. I was actually buying cocaine from my manager."
¶99. Ronk claimed he witnessed the September 11, 2001, terrorist attacks in New York City and helped remove dozens of bodies from the debris. "I still have nightmares about the smell of burning flesh. I worked doing that for about [a] month," he said.
¶100. As his drinking increased, he realized he needed help and checked himself back into the same faith-based program that had kicked him out. Six months later, he got mad and left.
¶101. He returned to heavy drinking and methamphetamine use. He tried rehabilitation again in December 2002 and managed to get off methamphetamine. Eventually, he went back home and tried to make amends with his parents. He lived in a homeless shelter, but saw them every week and ate dinner and attended church with them.
¶102. During that period, Ronk reconnected with his biological mother, whom he had not seen since he was a teenager. That experience proved disappointing. "She showed me the hospital where I was born and asked me to leave because I was the result of a rape, and it was too many bad memories," he said. After leaving his biological mom, he "felt like a mistake" and tried to kill himself.
¶103. After that, Ronk continued working, drinking, and trying to live life even though he did not want to. Through it all, he experienced "a lot" of failed relationships.
¶104. Ronk said he entered his last rehabilitation program in 2005. There, he met and married his wife. After only three months, she started smoking crack and cheating on him, and their relationship ended. That led him to try to hang himself. He sought help and was diagnosed with "[s]ituational [d]epression." Eventually, he managed to get a job and checked himself into a halfway house in Mobile, Alabama.
¶105. While in Mobile, he sought to reconcile with his parents. He moved back in with them and got a job. He was doing well when a job opportunity arose in Mobile. He moved back to Mobile for the job, but did not get it. So he started waiting tables and tried, unsuccessfully, to save his marriage.
¶106. Eventually, he returned to New Jersey at his parents' urging. There, he waited tables and drank heavily.
¶107. Dr. Smallwood concluded her report as follows:
It is my opinion, to a reasonable degree of psychological certainty, that:
a) ... Ronk knew right from wrong at the time of the alleged crimes;
b) [Ronk] is competent to assist counsel in his defense;
c) the level of intelligence of [Ronk] is in the High Average range, with a Full Scale IQ of 114.
In addition to the above findings, it must be noted that many variables which may provide mitigation are reportedly found in this man's psychological and medical history. However, I do not have the benefit of those medical records. It is highly recommended that these and other relevant records be secured and that collateral witnesses be interviewed. The present examination is not a mitigation study, which is outside the scope of my current practice.
...
With respect to the above questions posed by the [c]ourt and addressed in the previous section, no further evaluation is needed. However, as noted, a mitigation study is recommended.
¶108. Ronk argues no mitigation investigation was done. Dr. Smallwood made clear that she did not do a mitigation study, which is outside the scope of her practice. She recommended that one be done, however, and that did not occur. As support, Ronk attaches affidavits from his adoptive mom, Susan; his biological mom, Jackie Burrell; and Busby. Susan says she was unaware of any mitigation investigation. Her affidavit, alongside Burrell's, support that counsel did not
• interview Ronk's adoptive parents about his background or seek contact information for his friends, teachers, church members, or other family members;
• attempt to contact mental-health professionals Ronk had seen beginning when he was in fifth grade;
• try to reach Burrell, who has lived at the same address since 1999; or
• seek to learn about Ronk's biological dad.
Busby says counsel did not develop available mitigation evidence. He says he acquired Ronk's "voluminous" medical records at his own expense; those records are attached as an exhibit to his affidavit. Busby says he showed them to Geiss, but Geiss simply shoved them aside and never used them. Ronk claims those records "show a long history of trauma and serious mental-health problems that, if they had only been put before the jury, would have had a reasonable probability of resulting in a different outcome."
¶109. The records attached to Busby's affidavit concern a four-day hospital stay from late December 2007 to early January 2008. Ronk was hospitalized after having been kicked out of a facility for stealing cigarettes. At the time, he was facing grand-larceny charges for stealing music equipment from his biological sister; his adoptive parents had bailed him out. A "Discharge Summary" notes, in part, his "chronic mental health history"; a July 2007 commitment to Whitfield; "multiple polypharmacy psychotropic medication regimens" with compliance issues; "suicidal ideations"; "multiple suicide attempts"; depression; homelessness; and "history of impulsivity when manic, including gambling, sexual promiscuity, stealing, and drug abuse, primarily crystal meth, although he has been in remission ... since December 31, 2002." On discharge, he was diagnosed with Axis I bipolar disorder and polysubstance dependance and Axis II "borderline, antisocial, and narcissistic personality traits." Another document shows that the hospital spoke with Ronk's adoptive parents, who said that he had a "long history of erratic impulsive behavior" beginning in fifth grade. They also said he had been diagnosed with "frontal lobe problems" when he was younger and that his biological sister "is reportedly bipolar."
¶110. In addition to the records from Busby, Ronk attaches nearly one thousand pages of additional medical records. They show, in part, the following: drug-abuse treatment, bipolar diagnoses, homelessness, history of mental illness, hearing voices, depression, substance abuse, suicidal ideations, conflict with parents, multiple psychiatric hospitalizations, personality disorder, anxiety, "depressive disorder," "adjustment disorder," multiple suicide attempts, homicidal ideation, schizophrenia or "schizoaffective disorder," hallucinations/delusions, and ADHD.
¶111. Those records include an isolated mention of child molestation. Elsewhere, however, the records say no physical or emotional abuse was suspected. One "Progress Note" specifically says, "[Ronk] denies any history of physical, sexual, emotional abuse or neglect." Moreover, Ronk says nothing in his motion about having been molested as a child. Nor is childhood sexual abuse among the risk factors identified by Dr. James Garbarino, who examined Ronk at post-conviction counsel's request and whose findings are discussed below.
¶112. Another record says Ronk "apparently met a girl on-line," visited her, and she became pregnant. He identifies "seeing his 6[-]month[-]old daughter for the first time" among "[p]reciptiating stressors." Other records, however, say that he has no children, but that one of his former girlfriends did. The possibility of his having a child is further negated by a remark he made to Dr. Garbarino. He told Dr. Garbarino that he had always wanted to be a father, but that he thought it was good he had not become one "because a kid shouldn't have a dad on death row."
¶113. In addition to claiming counsel was ineffective for failing to investigate and obtain or use available records, Ronk alleges counsel was ineffective for failing to hire a qualified expert-more specifically, a mitigation specialist. He claims mitigation specialists are "indispensable in capital cases," and their "requirement" is well settled. As support, he cites a law review article by a federal district court judge that, in turn, cites the 2003 ABA Guidelines, which say, "the capital defense team should consist of at least two attorneys, an investigator, and a 'mitigation specialist.' " Honorable Helen G. Berrigan,
The Indispensable Role of the Mitigation Specialist in A Capital Case: A View from the Federal Bench
,
¶114. Ronk attacks Dr. Smallwood's merely recounting the contents of her report as insufficient-the data had to be
explained
by a qualified expert.
Williams
,
¶115. As an example of a qualified expert, Ronk offers Dr. Garbarino, a developmental psychologist. At post-conviction counsel's request, Dr. Garbarino interviewed Ronk for two-and-a-half hours. He prepared a fifteen-page affidavit explaining his findings, summarizing them as follows:
Ronk is best understood as a troubled child inhabiting a young man's body. His troubled development appears to flow from some combination of temperamental vulnerabilities combined with disrupted family relationships linked to parental rejection. Despite the generally positive family and community environment provided by his adoptive parents, the unresolved issues of his adoption and his reaction to that adoption had a serious negative effect on [Ronk's] emotional life and development. His problems with attachment and a resulting "emotional neediness" and oppositional and defiant behavior flowed from this disconnect and deteriorated in adolescence. This in turn led to chronic maladjustment, substance abuse, and delinquent behavior leading up to the crime for which he was sentenced (to death row). His developmental problems came to fruition during adolescence and early adulthood as very serious issues with identity, socio-emotional immaturity, deceitfulness, substance abuse, and depression.
Ronk emphasizes the statement that he "is best understood as a troubled child inhabiting a young man's body." That statement alone, he says, might have given jurors pause because society does not condone killing children.
¶116. Essential to Dr. Garbarino's analysis are three principles. The first is that "a single risk factor or developmental asset" is rarely, if ever, decisive in child development. A risk factor's impact depends on the larger context; "it is the accumulation of risk factors that tells the story." Second, "[c]hildren differ temperamentally in how and to what degree they will react to and generate particular experiences, including abuse and trauma." Finally, parental rejection is powerful:
The experience of parental rejection has been found across cultures to lead to disrupted development, an effect so powerful that the most prominent research in this field refers to it as "a psychological malignancy." Cross-cultural research indicates that parental rejection accounts for approximately 25% of the variation in bad outcomes for children and youth.
¶117. According to Dr. Garbarino, research shows "adopted children are disproportionately represented in a wide range of developmental issues-ranging from depression to delinquency." For Ronk, "adoption has been the central fact of his life." At age seventeen, he met his biological mother and her family. She told him that she was only sixteen when he was born and that he was conceived as a result of "date rape." The date rape occurred at a church-based program for troubled teens. Her father served as the program's chaplain. After she became pregnant, she and her mom lived in a remote trailer until he was born.
¶118. When Dr. Garbarino asked Ronk about his worst childhood memory, Ronk responded, "When I overheard my parents say they wished they had not adopted me." More specifically,
[Ronk] reports that at age six he overheard his parents talking about him, and that he heard them say that "I was the biggest mistake in their whole lives." And, "I wish you were never born." And, "I wish we had never adopted you." At age 9, he remembers his mother saying, "the biggest mistake I ever made was adopting you."
Those two comments-wishing that Ronk had not been born or adopted-"combine the two most devastating things any child can hear from a parent," Dr. Garbarino says. And they affected Ronk, giving rise to sadness, manifesting as depression, and rage, manifesting as aggression. Multiple times, he "attacked" his parents, leading them to install dead-bolt locks on their bedroom door. That rage also manifested in Ronk's hostility and resentment toward his biological father, whom he has never met. "If I ever met [my biological dad]," he said, "I would beat the dog piss out of him."
¶119. "For [Ronk]," Dr. Garbarino says, "the idea that both his biological and adoptive mothers 'didn't want [him]' [was] overwhelming."
¶120. Dr. Garbarino discusses a risk-factor assessment, endorsed by the Centers for Disease Control and Prevention, that gives an "Adverse Childhood Experiences" (ACE) score. While not comprehensive, the assessment includes inquiries about "childhood experience of physical, sexual, and psychological maltreatment; poverty; domestic violence; household substance abuse; parental separation or divorce; depression or suicide in a family member; and incarceration of a family member." ACE has proven powerful in accounting for differences in negative outcomes, "accounting for 65% of the variation in suicide attempts, 40% for depressive disorders, and 56% of illicit drug use problems." All three, Dr. Garbarino says, are relevant for understanding many killers' lives.
¶121. Dr. Garbarino says Ronk's ACE score appears to be four. For perspective, "[s]ome 36% of the general population reports an ACE score of zero"; "[s]ome 26% report one"; "[16%] report two"; and "10% report three." "Only 13% report four or more," he says. He identifies four risk factors affecting Ronk's ACE score: (1) "being put down by his parents"; (2) "being physically spanked with a wooden spoon leaving marks"; (3) "feeling rejected and unloved in his family"; and (4) "having a parent with mental health problems (his mom being diagnosed with depression)."
¶122. Dr. Garbarino admits Ronk lacks the " 'classic' accumulation" of risk factors common among murderers-e.g., "physical neglect, poverty, domestic violence, parental divorce, parental incarceration, sexual abuse, and parental alcoholism." In Dr. Garbarino's experience, their scores often range from eight to ten. Ronk's "developmental story," in contrast, "appears to be linked to the special issues he faced as an adopted child."
¶123. Another assessment Dr. Garbarino cites is the Search Institute's research on "40 Developmental Assets." Weighing such factors as positive elements with family, school, the community, cultural activities, and positive belief systems, the assessment gives "a compelling picture of the role that positive influences and attributes have on pro-social development in general, and upon violent and aggressive behavior in particular." Among youth with thirty-one to forty of those assets, only 6 percent are involved in antisocial aggression, as opposed to 61 percent of youth with zero to ten. Ronk had thirteen assets-four less than the average youth.
¶124. While acknowledging the difficulty of assessing Ronk's temperament during infancy, Dr. Garbarino says the fact that his biological mom did not want him "may have affected his intrauterine experience." His adoptive parents reported "attachment issues" early on. "[Ronk's adoptive parents] explained that he was very uncomfortable being hugged and would run out of the room if physical contact was offered," Dr. Garbarino says.
¶125. Because early, adverse attachment issues often result in developmental harm that is "not readily observable," Dr. Garbarino deems unsurprising that the impact of Ronk's adoption went unrecognized at trial and sentencing. "It appears to have been masked by the apparent normality of his external social life (e.g., participating in church youth groups) and his intellect and early academic success (e.g., IQ testing at 130 and placement in a 'gifted' program in elementary school)," he says.
¶126. Dr. Garbarino says Ronk's childhood problems with attachment and rejection sensitivity extended into adulthood. "[Ronk's] life has been driven by an intense emotional 'neediness,' " he says. Ronk's craving for emotional acceptance led him to impulsive, and mostly unsuccessful, relationships. For example, he rushed into marriage with a young woman he met in a drug-rehabilitation program. They separated after only a few weeks, however, because Ronk cheated on her with her best friend. Notably, that account differs from what Ronk told Dr. Smallwood: he told her that he and his wife had separated because she was using drugs and cheating on him. Another example was his relationship with Craite. Ronk described her as "a millionaire, a cougar, and a drunk." He "rushed into a relationship with [her] ... both because she offered to support him so he could pursue his music and because she offered 'all the sex you could want.' " Sex, Dr. Garbarino explains, offered Ronk a proxy for intimacy. Yet another example of Ronk's impulsivity in relationships was his decision to leave Craite for a woman he met online.
¶127. Dr. Garbarino characterizes the first thirty years of Ronk's life as "an emotional mess" because Ronk struggled emotionally and in making good decisions. "[Ronk] speaks of a lifelong desire to 'fit i[n],' to 'be like everyone else,' 'to have friends,' and 'to be accepted,' that seems to reflect this overall emotional neediness," Dr. Garbarino says. Ronk spoke fondly of the time a therapist accepted him into her family. In addition, he currently is writing a novel that projects his feelings of isolation and rejection.
¶128. Dr. Garbarino also discusses Ronk's struggles with "Attention Deficit Hyperactivity" and depression. Ronk has received counseling since elementary school, although the experiences were neither effective nor all positive. He alleges one therapist grabbed him by the neck; another disclosed confidences to his mom. At school, Ronk's intelligence left him bored: he claimed he would read the textbooks the first few days of school and be bored from then on.
¶129. Dr. Garbarino says Ronk communicated a "chronic pattern of negative behavior toward himself and others that began in childhood and continued through adolescence into adulthood." Such behavior included the following:
Substance abuse. From marijuana at age 11, he progressed to meth at 13 and then cocaine at 17.
Self-destructive behavior. He engaged in "cutting" and "suicidal gestures such as overdosing on pills."
Defiance against parents. At age 15, he embarked on a "master plan to defy [his] parents." He became "a boy at war with his immediate family." His plan included "deliberate academic failure, as well as chronic stealing and lying." In a psychological evaluation conducted at that time, he described his dad as "a perfectionist dictator." And he labeled his younger, adopted sister as a "stuck-up conceited rat." He also expressed homicidal intentions against his mom. Though he had threatened her numerous times before, this time he said he meant it.
Defiance against others. He once broke up with a girl and "left with her car and her dad's guns." And while managing a clothing store, he stole $20,000 in cash.
¶130. Reflecting back, Ronk said he had no moral compass. "I stole from the collection plate at church-I would put in a dollar bill and secretly take out a ten dollar bill."
¶131. Dr. Garbarino adds that Ronk had a long history of psychiatric hospitalizations since age fifteen. At the same time, he notes that Ronk used voluntary hospitalization to alleviate homelessness.
¶132. Dr. Garbarino concludes his affidavit as follows:
Ronk's behavior in the attack on [Craite] is best understood as the product of developmental disruptions that began in childhood and escalated in adolescence and adulthood, disruptions that created a person who is both extremely "emotionally needy" and in chronic conflict with society. His experience was already "at risk" by virtue of the fact that he was an adopted child. It was undermined significantly by his perception of being rejected by his adoptive parents and compared negatively with his sister, who was also adopted. As [Ronk] put it, "She was the good child and I was the bad child." His temperament and attachment issues appeared to have launched him on an increasingly negative path in childhood that became a pattern of chronic alienation, disengagement, anti-social behavior, and substance abuse in adolescence and adulthood, which culminated in the crime for which he is currently incarcerated.
He then adds, "[t]hese issues constitute significant mitigating factors in any informed sentencing decisions ... and should have been considered in [Ronk's] original sentencing."
¶133. In addition to Dr. Garbarino's affidavit, Ronk offers an affidavit from Dr. Bhushan S. Agharkar. Dr. Agharkar, who interviewed Ronk for about two hours, says it appeared "[Ronk's] history involved one of trauma and abandonment." And "the symptoms [Ronk] reported may be consistent with [b]ipolar [d]isorder or at least a major mood condition." Yet Dr. Agharkar says he needs more time to review Ronk's social history and to conduct more interviews to confirm his clinical suspicions. No supplemental affidavit or report from Dr. Agharkar is provided.
¶134. An affidavit from Ronk's adoptive mother Susan says they provided Ronk "a very stable, structured home." The family attended church, went camping, and took vacations. Early on, they told Ronk he was adopted, and he knew what that meant. When he got older, they took him to meet his biological mother. He learned his mother had been raped. Afterwards, he struggled coming to terms with being adopted. He wrestled with rejection and his feeling that he was "a mistake." Although they sought counseling for him beginning in fifth grade, his behavior steadily grew worse as he got older.
¶135. Ronk's biological mother Burrell's affidavit confirms he was conceived as a result of "date rape." She identifies the biological father, but says that she does not know his whereabouts. At age eighteen, Ronk told Burrell he wished she had kept and raised him.
¶136. Ronk argues that if counsel had conducted a mitigation investigation and hired a qualified expert, then counsel could have presented and explained the following:
• "the story of [his] adoption and troubled childhood and adolescence-of his conception out of wedlock as the result of a what he believed was a rape";
• the consequences of his learning of his adoption and his believing he was conceived as the result of rape;
• "his traumatic experiences of feeling rejection, of coming to believe that he was not wanted by either his biological or his adoptive parents";
• "his mental illnesses, and how they exacerbated the effects of trauma";
• "[his] repeated, failed attempts at treatment"; and
• his child-development issues.
Had the jury heard such mitigating evidence, he says, a reasonable probability exists that the result would have been different.
¶137. Arguably, counsel's mitigation investigation was deficient.
¶138. On one hand, we disagree with Ronk in three respects. First, contrary to his assertions, Dr. Smallwood was qualified to provide mitigating evidence. While she did admit that a mitigation study is outside the scope of her practice, she also said some information she uncovered was relevant to mitigation. Unlike
Wiggins
, in which the psychologist's reports "revealed nothing ... of [the] petitioner's life history,"
Wiggins
,
¶139. Second, we disagree that counsel did no mitigation investigation. They did some. For one, they moved to have Dr. Smallwood evaluate Ronk, in part, "to determine ... whether or not a psychological evaluation would reveal any migrating circumstances." She spoke with his parents and uncovered information relevant to sentencing. For another, they acquired some records. Pretrial, the trial court granted a continuance to give Dr. Smallwood more time to review "records from a number of institutions regarding [Ronk's] past psychological treatment." (Emphasis added.) Later, Geiss referenced a "big binder full" of medical and psychological records. Busby's affidavit shows he acquired records as well. Although they apparently went unused for the most part-in her list of sources, Dr. Smallwood cited records from only one hospital-at least some were obtained.
¶140. Third, we disagree that the
requirement
of a mitigation specialist is well settled. That is untrue.
Hill v. Mitchell
,
¶141. On the other hand, Dr. Smallwood's report and the records that were obtained arguably would have led a reasonable attorney to investigate further. Her report clearly signaled that more was needed. She said "many variables which may provide mitigation are reportedly found in [Ronk's] psychological and medical history. However, I do not have the benefit of those medical records." So whatever records were in the "big binder" Geiss referenced, Dr. Smallwood either did not get them or they were all from one hospital. Because she lacked his other records, she "highly recommended" that they and "other relevant records be secured and that collateral witnesses be interviewed." What is more, she specifically said her examination was not a mitigation study and recommended that one be done. Counsel, apparently, did not heed her advice. Ronk presents evidence that counsel neither interviewed collateral witnesses nor did counsel conduct a full mitigation study. Susan says that counsel never contacted her or her husband about Ronk's background or contact information for his friends, teachers, church members, or other family members. To her knowledge, Geiss "did not conduct any sort of mitigation investigation." Burrell, likewise, said counsel never contacted her. And Busby says trial counsel "did not develop the mitigation evidence that was available."
¶142. Furthermore, Busby says the records he collected warranted further investigation. They note Ronk's "chronic mental health history"; prior commitment to Whitfield; suicidal ideations and attempts; homelessness; drug abuse; history of behavioral problems dating back to fifth grade; "frontal lobe problems" as a youth; and bipolar-disorder and polysubstance-dependance diagnoses.
¶143. Although we find counsel's mitigation investigation arguably was deficient, that satisfies only half the test-he must also make a substantial showing of prejudice. In that regard, we find he falls short.
¶144. The new evidence Ronk provides is mostly cumulative: Dr. Smallwood's testimony and report referenced his adoption; conception as a result of rape; sense of rejection and feeling like a mistake; hearing his parents say they wish he had never been born or that they had not adopted him; substance abuse; mental-health and behavioral issues beginning around age ten; extensive mental-health history and hospitalizations; bipolar-disorder and ADHD diagnoses; suicide attempts; depression; and failed relationships, including a failed marriage.
¶145. To be sure, Dr. Garbarino better explains and connects Ronk's behavior to child-development issues that included his adoption, sense of parental rejection, temperament, and attachment issues. But Dr. Smallwood conveyed many of those things. She explained how his adoption and feelings of being a mistake provoked anger. "[Ronk] apparently had resentment about [his] adoption, feeling that he was a mistake, and he tended to take that anger out on his adoptive parents," she said. In speaking to Dr. Smallwood, Ronk acknowledged that adopted children frequently grapple with rejection issues. "I know that 98 percent of adopted kids have rejection issues," he told her. And in recalling past traumas, he cited learning of his conception's being the result of rape and hearing his adoptive parents say they wished he had never been born.
¶146. Dr. Smallwood attributed Ronk's impulsive, aggressive, and threatening behavior to his bipolar disorder and ADHD. "Ronk had a history throughout his life of impulsive behavior, aggressive and threatening kind of behavior, not thinking before he made decisions, and that is something that certainly, you know, are [h]allmarks of both manic depressive disorder and ADHD," she explained. Later, she added that "the presence of the bipolar disorder and ADHD, which he has, would make it much more difficult for him to control than the average person."
¶147. Ronk's homelife was not horrid. His adoptive mom Susan speaks of their attending church, going camping, and taking vacations. Even Dr. Garbarino says Ronk's adoptive parents provided a "generally positive family and community environment." And without excusing or minimizing the impact of their alleged hurtful comments, Dr. Smallwood's report gives some context to at least one such instance. Ronk says he "caught them on a bad day because [his] breaking a dish pushed them over the edge, and they said [the biggest mistake they made was adopting me, and they wish I wasn't born]." In other words, such comments apparently were not commonplace-otherwise, he could not have had a generally positive family environment.
¶148. Overall, the evidence casts Ronk's adoptive parents as frustrated but still supportive. More than once, he "attacked" them, which led them to install dead-bolt locks on their bedroom door. He admitted devising a "master plan" to defy and oppose them by deliberate academic failure, stealing, and lying. Despite all that, they assisted him in getting into rehabilitation programs and in finding a job. They provided financial assistance and bailed him out of jail. They also housed him for a time and tried to house him several times over the years, but they eventually gave up. In a 2006 medical record, Ronk's adoptive dad said Ronk could not return to live with them because "we've tried that too many times and it just doesn't work."
¶149. To the extent the new evidence Ronk provides is beneficial, it is equally damaging. On one hand, Dr. Garbarino discusses how Ronk's being an adopted child put him "at risk." And he explains Ronk's above-average ACE score and below-average number of developmental assets. On the other hand, he concedes Ronk lacks the " 'classic' accumulation" of risk factors common among murderers-his ACE score is four whereas theirs often ranges from eight to ten. Even Ronk's numerous hospital stays are questionable: Dr. Garbarino says Ronk "used voluntary hospital admission as a way to alleviate issues associated with homelessness." Then there are the bad acts-taking his ex-girlfriend's father's car and guns, stealing a large sum of money from an employer, and removing money from the church offering plate. Maybe most damaging are Ronk's comments about Craite. According to Dr. Garbarino, he called her "a millionaire, a cougar, and a drunk," and said, essentially, that he used her for sex and to support his music career/hobby. Those comments cast him as selfish, manipulative, contemptuous, and unrepentant.
¶150. In sum, Dr. Smallwood covered the basic mitigating evidence supporting Ronk, and nothing offered now is new or different. In reweighing all the aggravating and mitigating evidence, no reasonable probability exists that at least one juror would have struck a different balance. The new evidence merely expounds on or rounds out facts that were presented to the jury. Moreover, this double-edged evidence is nowhere near the magnitude of the undiscovered evidence in cases like Williams , Wiggins , and Rompilla .
2. Counsel was not ineffective for "opening the door" to damaging evidence during the sentencing phase, for eliciting otherwise inadmissible and prejudicial prior-bad-acts evidence from Dr. Smallwood, and for failing to anticipate and/or meet additional non-statutory aggravating evidence the State elicited from her during cross-examination.
¶151. Mitigation evidence can be double-edged-so much so that counsel, following a constitutionally adequate investigation, may reasonably choose to offer none.
E.g.,
Burger v. Kemp
,
¶152. Yet when the main mitigation theory is mental illness, it can be sound trial strategy to present bad acts as examples of the defendant's struggles with mental illness.
Woodward v. State
,
¶153. Here, Ronk argues that counsel was ineffective at sentencing for opening the door to damaging evidence, eliciting otherwise inadmissible and prejudicial prior-bad-acts evidence, and failing to anticipate or meet additional non-statutory aggravating evidence.
¶154. Dr. Smallwood testified that Ronk's history was "congruent" or "consistent with" bipolar disorder and ADHD. She described his history of "impulsive behavior, aggressive and threatening kind of behavior, not thinking before he made decisions" as "[h]allmarks" of bipolar disorder and ADHD. Counsel elicited additional testimony about a "childhood conduct disorder":
[Geiss]: Okay. Based upon your interviews and testing did you find that Mr. Ronk had any kind of what we would call a conduct problem, conduct disorder, anything like that?
[Dr. Smallwood]: Right. This was not documented in his records, but as I look back to the history that was given it appears that he would have had a conduct disorder in his childhood.
[Geiss]: What with regard to Mr. Ronk would that be?
[Dr. Smallwood]: Well it's -- conduct disorder is not just having a little bad behavior, which a lot of kids have, but, in fact, it's a repetitive and persistent pattern of behavior in which the basic rights of others or age appropriate norms are violated. It can involve aggression to people or animals, it could involve destruction of property, deceitfulness and threat of serious violation of rules, and all of those were present in Mr. Ronk.
To summarize, Dr. Smallwood said Ronk had "[v]ery severe problems from many, many, many years back," which remain evident today.
¶155. Counsel then delved into whether Ronk's disorders prevented him from controlling his actions:
[Geiss]: [T]he bottom line is here would it be fair to say that Mr. Ronk confronted with a stressful situation or a situation in which things are not going his way would be prone to act or make the wrong decision and not really be totally in control of that?
[Dr. Smallwood]: That's a two-part question.
[Geiss]: Yes, it is?
[Dr. Smallwood]: So let me respond to those separately. That he would be prone to act and make the wrong decision. Certainly he would have the vulnerability to do that both based on his -- the diagnosis that I have described and just behavioral habits. Was he -- I think the second part of the question was could he control that.
[Geiss]: Yes, ma'am?
[Dr. Smallwood]: Not totally, but my evaluation did find that he did not have a mental disorder that overpowered his will to the point that he did not know right from wrong.
¶156. On cross-examination, the State had Dr. Smallwood concede that Ronk had not been "overcome by some kind of organic mental disorder or anything like that," but that he had made "a behavioral choice" when he killed Craite. She also reaffirmed his history of impulsive, aggressive, threatening, manipulative, and, perhaps, unlawful behavior. Further, the State questioned her about Ronk's malingering. She said he had not been completely honest with her. Later, the State asked her about a letter Ronk wrote Hindall while he was in prison awaiting trial. In the letter, he discussed a plan to escape from jail.
¶157. Toward the end of its cross-examination, the State asked Dr. Smallwood if she had an opinion about Ronk's being antisocial:
[State]: Does your opinion rise to the level that he would be diagnosed with antisocial personality disorder ?
[Dr. Smallwood]: Yes.
[State]: Is that -- pardon my ignorance of the medical terminology, but is a synonym for that diagnosis someone who is sociopathic?
[Dr. Smallwood]: Sometimes that's kind of a lay term that's used when we say antisocial personalities.
....
[State]: ... So you would diagnosis him as antisocial personality disorder ?
[Dr. Smallwood]: Yes. I didn't see that in any of the medical records that I had, but when I look at the behavior as I assessed it I think he does meet those criteria.
¶158. On redirect, counsel focused on Ronk's possible malingering:
[Geiss]: I want to specifically ask because [the State] dwelled on it, the malingering test?
[Dr. Smallwood]: Yes.
[Geiss]: You took into consideration the fact that he could have been exaggerating or even lying?
[Dr. Smallwood]: Yes.
[Geiss]: And that still did not change your diagnosis?
[Dr. Smallwood]: The diagnosis was made early in his life, and it doesn't change my observations of whether he met the criteria.
[Geiss]: In other words, he didn't pull the wool over anybody's eyes, did he?
[Dr. Smallwood]: We knew that he was not being completely truthful.
¶159. In closing arguments, the State noted Dr. Smallwood's testimony that Ronk was able to control his actions and knew right from wrong. Geiss, however, urged jurors to read Dr. Smallwood's report and to consider her testimony:
[Y]ou heard Dr. Smallwood, and I would again urge you when you get back there, you will have her report, and I ask all of you to please read through it carefully. Dr. Smallwood told you basically that ... Ronk doesn't possess the same tools all of us seem to possess. When he was confronted with a situation his responses are not the same as ours would be. .... [Ronk] is not insane. He is just incapable of making what would be in this kind of a situation a rational decision, and acting rationally under the circumstances. Remember what she told you. This is not an imaging thing. We talked to her a lot about what exactly it means to be bipolar because everybody today is bipolar. So that's not true. It's a very small percentage of the population that is truly suffering from this ailment, and that's what it is. It's a defect of the mind. It's a chemical imbalance. And what it does and what it did in the case of ... Ronk was push him to make all the wrong decisions from the very beginning just as he's probably been making a lot of wrong decisions for most of his life, but it's not something that he wholly controls. If he's fed medications then he's planed out or leveled out or whatever it is that these medications do. I personally still do not understand bipolar disorder fully, but I do understand that it's treated. And if it is not treated it causes problems. Those problems, like Dr. Smallwood told you, cause people that are aggressive or [Ronk] in this case, to act aggressively in a threatening manner and impulsively, and that I would submit to you is what happened here.... Ronk acted on impulse, and because he has a chemical imbalance his impulses were all wrong.
¶160. In its rebuttal closing, the State revisited Dr. Smallwood's testimony and report:
[T]he testimony that you heard from Dr. Smallwood, and I submit to you her report is quite telling. And what she told you herself in addition to what's contained in her report likewise is quite telling. Because if you recall when I asked her in cross-examination whether these behavioral problems, behaviors[ ] that the defendant has exhibited over the course of adolescence and adulthood or his childhood, his impulsive behavior, his manipulation, his aggressive behavior, his inability to conform his behavior to the norms of society, the rules by which everyone in this courtroom must live, his inability over the course of his lifetime to do that. Someone years back diagnosed him as ADHD and bipolar. Well she agreed with me that that's a classic clear example of someone who has antisocial personalty disorders. And in my inability to talk to her on the same level I said is that the same thing as sociopathic, and she agreed. And that's the same kind of recklessness and indifference to the value of human life, impulsiveness that landed us in this courtroom and landed ... Craite deceased. Take that into consideration please. Don't allow bad childhood to be a crutch.
¶161. Ronk argues that counsel's minimal investigation caused Dr. Smallwood's testimony not only to be weak, but also to be prejudicial. She only had medical records from one institution; without his full medical and psychological treatment history, she was unable to diagnose him-the most she could say was that his behavioral history was consistent with bipolar disorder and ADHD. And to show that, she had to discuss "otherwise inadmissible and extremely dangerous information" concerning prior bad acts. For example, she cited his history of impulsive, aggressive, and threatening behavior. Even more damaging, according to Ronk, were the behaviors she associated with his childhood-conduct disorder-a persistent pattern of violating others' rights and age-appropriate norms; aggression towards people or animals; destruction of property; deceitfulness; and the "threat of serious violation of rules." Ronk maintains that none of that would have been admissible had the State offered it to establish his bad character. And to worsen the situation, instead of realizing Dr. Smallwood's limitations, Geiss compounded the damaging information by eliciting from her that Ronk "did not have a mental disorder that overpowered his will."
¶162. With the door opened, the State expanded on Ronk's history of misbehavior. It elicited his law breaking, manipulation of others, and planned escape from jail-a "highly prejudicial" accusation standing alone, Ronk says. What is more, the planned jail escape originated from a letter that was never introduced. Nor had Dr. Smallwood seen it beforehand. The State's cross-examination then culminated with its getting Dr. Smallwood to label Ronk a "sociopath" with "anti-social personality disorder." Those labels, Ronk says, were stronger and more stigmatizing than her earlier opinions that his history was "consistent" or "congruent" with bipolar disorder and ADHD. The labels also supported the State's "heinous, atrocious, and cruel" aggravator.
¶163. Ronk adds that counsel not only opened the door for the State to elicit damaging information on cross-examination, but also failed to object when the State elicited rank speculation. He gives two examples. First, the State asked if Ronk's "violation of norms" included "violation of the law." Dr. Smallwood answered perhaps. Second, it asked if it would "probably be a fair statistic that the overwhelming majority of adopted children don't stab and kill somebody and burn their house." Dr. Smallwood affirmed.
¶164. On redirect, rather than trying to ameliorate the damage, counsel had Dr. Smallwood stand by her opinions even though she knew Ronk was not being candid. Citing
Ferguson v. State
,
¶165. Then in closing remarks, Ronk says the State used Dr. Smallwood's testimony to cast him as "an 'evil,' manipulative, exploitative sociopath hiding behind nothing more than a 'bad childhood,' rather than a traumatized, disturbed child who grew up to have a serious mental illness that contributed to his committing the crime." Counsel's closing argument, in contrast, consisted of Geiss's tepidly saying that Ronk lacked normal control due to mental illness and asking jurors "to listen to Dr. Smallwood, read her report, and follow their consciences."
¶166. Ronk likens his case to Ross . In Ross , an insufficient mitigation investigation led counsel to call mitigation witnesses whose testimony opened the door to damaging, prejudicial information. Ronk also cites Rompilla , asserting that "[f]ailure to anticipate damaging evidence that the State is likely to adduce ... is prejudicial ineffectiveness standing alone."
¶167. We find Ronk fails to make a substantial showing that counsel was ineffective as alleged here.
¶168. Notably, Ronk does not argue that counsel should have presented no mitigating evidence of mental illness or life history; rather, he argues that counsel should have prepared better and known more about Dr. Smallwood's findings in order to realize her limitations and to anticipate the damaging information she would present and open the door to. Had counsel done that, they could have presented the good minus the bad through a more qualified expert-like Dr. Garbarino.
¶169. Counsel surely knew Dr. Smallwood's testimony could have positive and negative effects. Her report gave examples of Ronk's impulsive, aggressive, threatening behavior-e.g., prior crimes; "trouble being around people"; substance abuse; getting into fights; making bomb threats; threatening or fighting his mother; and "a lot of failed relationships." In addition, weeks before trial, the State provided Geiss copies of letters from Hindall. At the same time, however, Dr. Smallwood's report said nothing about a childhood-conduct disorder, antisocial personality disorder, or sociopathy. Nor is it clear if the letters Geiss received mentioned Ronk's jail-escape plan.
¶170. At any rate, counsel's actions were not deficient. The decision to present Ronk's behavioral problems in the context of his mental illness fell within the realm of trial strategy. Of course, those problems were subject to attack once presented.
Hansen v. State
,
¶171. But even if counsel's performance was deficient in this regard, no prejudice is shown. If Dr. Smallwood-or any expert, for that matter-had studied all Ronk's medical and psychological records and had been able to make a firm diagnosis, the State still could have cross-examined her about the basis for her opinions.
Shaffer v. State
,
his "chronic stealing and lying"; his taking his girlfriend's dad's car and guns; his stealing from his employer; his stealing from the church collection plate; and his "anti-social behavior." All that shows impulsive, aggressive, threatening, nonconforming, destructive, deceitful, manipulative, and unlawful behavior. The new medical records, too, reference Ronk's threatening his parents; his arrests; and his crimes, including violent crimes (e.g., shoplifting, endangering the welfare of a child, assault, harassment, and theft).
¶172. Finally,
Ferguson
is distinguishable. There, Ferguson and his lawyer had a tumultuous relationship.
Ferguson
,
3. Counsel was not ineffective for failing to discover, put on, and properly explain evidence of Ronk's mental disorders.
¶173. Ronk argues counsel was ineffective for failing to discover, put on, and properly explain evidence of his mental disorders. He says research shows that such evidence significantly affects jurors. An extensive study by the Capital Jury Project, for example, showed that if the jury had known a defendant had a history of mental illness, 26.7 percent of them were "much less likely," and 29.5 percent were "slightly less likely," to vote for death. Stephen P. Garvey,
Aggravation and Mitigation in Capital Cases: What Do Jurors Think?
,
¶174. We find Ronk fails to present a substantial showing that counsel was ineffective in this regard. Dr. Smallwood said Ronk had symptoms consistent with bipolar disorder and ADHD. And at least three times, she said he had mental disorders. First, in discussing her initial findings, she said, "[h]e did have mental disorders." Second, when asked about his ability to control his impulses, she said "the presence of the bipolar disorder and ADHD, which he has " made impulse control much harder for him than the average person. (Emphasis added.) And finally, she affirmed that she would diagnose him with antisocial personality disorder. In addition, she explained the meaning of ADHD and bipolar disorder, noting that true bipolar disorder is rare, affecting .4 percent to 1.6 percent of the population. She also said that Ronk had had "numerous hospital stays over the course of his lifetime" for mental problems.
4. Counsel was not ineffective for a brief, tepid, and incomplete opening statement and closing argument at sentencing.
¶175. Ronk argues that Geiss was ineffective for his "brief, tepid, and incomplete opening statement and closing argument" at sentencing. He says Geiss's opening statement was six sentences (minus "Ladies and gentlemen" and "Thank you") and only 127 words:
Ladies and gentlemen. You will recall way back Monday when we started this process I talked about them making a decision about whether or not the State should take someone's life. You would want to know as much as possible about that individual, and that is what we're going to try and get across to you today, this morning. we will do that through the testimony of Dr. Beverly Smallwood who was a psychologist -- is a psychologist and conducted an evaluation on Mr. Ronk. I'm not going to belabor what it is. She will testify, you will hear that yourselves. But I do ask that you pay attention because some of it is medicalese. And I will try and make sure that Dr. Smallwood explains that as simply as possible. Thank you.
Ronk insists that Geiss should have erred on the side of saying too much rather than choosing not to "belabor" whatever it was he had in mind. Ronk, again, emphasizes counsel's duty not only to present mitigating evidence, but also to explain it.
¶176. The State disagrees that Geiss's opening statement was either too brief or ineffective in explaining why death was unwarranted. It says Ronk's insistence that more should have been said is subjective: no mandatory minimum number of sentences or words is required. Opening statements are not even mandatory. Miss. Code. Ann. § 11-7-147 (Rev. 2004) ("[T]he defendant
may
briefly state his case, and the evidence by which he expects to support it.") (emphasis added). Nor is counsel per se ineffective for failing to give any.
Spicer v. State
,
¶177. The State also disputes that Geiss's opening statement was unclear. His point was simple: He was telling the jury that, through Dr. Smallwood, he would provide them the information they needed to decide whether death should be imposed. And he strategically chose neither to detract from that point nor to risk losing the jury's attention by wading into the minutiae.
¶178. We find Ronk fails to present a substantial showing that Geiss's opening statement constituted ineffective assistance. In
Branch v. State
,
¶179. Ronk adds that Geiss's closing argument was both brief (less than six minutes and only 795 words) and ineffective.
¶180. As for the brevity, Ronk cites
Gray v. State
,
¶181. As for the substance, Ronk complains about Geiss's saying that Ronk had "forfeited his life" and Geiss's never asking the jury to sentence him to life. Ronk also complains that, for some reason, Geiss spent eighty-six words explaining Ronk was not legally insane. And Geiss never mentioned Ronk's adoption-the central fact of his life, according to Dr. Garbarino. What is more, Geiss told the jury to read Dr. Smallwood's report, but he did not explain what it meant. To the contrary, he said he did not understand it:
If he's fed medications then he's planed out or leveled out or whatever it is that these medications do. I personally still do not understand bipolar disorder fully, but I do understand that it's treated. And if it is not treated it causes problems. Those problems, like Dr. Smallwood told you, cause people that are aggressive or [Ronk] in this case, to act aggressively in a threatening manner and impulsively, and that I would submit to you is what happened here.... Ronk acted on impulse, and because he has a chemical imbalance his impulses were all wrong. But what you've got to consider is whether or not that's enough to put him to death.
Ronk disparages those comments. "It is easy to imagine jurors hearing this and thinking, yes-that is enough," he says.
¶182. Closing arguments fall within the ambit of trial strategy.
Havard v. State
,
¶183. Depending on the facts, merely pleading for mercy can be a sound strategic choice.
Powers v. State
,
¶184. We find Ronk fails to present a substantial showing that Geiss's closing argument constituted ineffective assistance. Overall, it was neither deficient nor prejudicial. He told jurors to re-read the instructions and to read Dr. Smallwood's report carefully. He also told them that
• they would not fail to fulfill their oath if they failed to reach a unanimous decision because Ronk had already forfeited his life;
• two of the aggravating factors did not factor into Craites's death;
• Ronk "doesn't possess the same tools all of us seem to possess," so his responses to situations are not the same as others;
• even though Ronk could distinguish right from wrong and, therefore, was not legally insane, he was incapable of acting rationally under the circumstances;
• bipolar disorder is a rare chemical imbalance of the mind;
• Ronk's bipolar disorder pushed him to make a wrong decision here just as it has done his entire life;
• Ronk's bipolar disorder caused him to act aggressively and impulsively here;
• they could unanimously sentence him to death, unanimously sentence him to life, or, if unanimity could not be reached, sentence him to "the deprivation of the rest of his life"; and
• they must weigh their decision individually and "stick to their guns" if fellow jurors cannot persuade them otherwise.
Finally, he told the jury to remember their oath and to follow their conscience.
C. Counsel was not ineffective in the guilt phase.
¶185. Ronk says Geiss's illnesses impaired his performance in the guilt phase as well. He gives two examples.
¶186. First, at one point during the jury-instructions conference, Geiss said he was "at a loss of how to argue the case." And later, he said he was "terribly confused." Not long after that, he said it had been defense counsel's position that the jury would find Ronk guilty of something.
¶187. Second, in his closing argument, Geiss said, "We are hard pressed to tell you this is a good solid self-defense case ...." Ronk calls that remark "inexplicable." He insists self-defense was his strongest primary defense. Evidence was presented to support it, and the jury was instructed accordingly. Ronk suggests that illness may have caused that remark: earlier, Geiss had said, "[E]xcuse me I'm short of breath." Regardless, Ronk says the jury's hearing Geiss say the main defense theory was no good surely made a big impression.
¶188. We find Ronk fails to present a substantial showing that Geiss was ineffective during the guilt phase. Geiss's remarks must be considered in context.
¶189. The jury-instructions conference began in the late afternoon. Geiss offered instructions on self-defense, imperfect self-defense manslaughter, deliberate-design murder, and heat-of-passion manslaughter. The parties and the trial court discussed at length which were proper. One of Geiss's defense theories was that Craite was murdered before the arson; if so, he argued, Ronk could be guilty of either murder or manslaughter, but not capital murder. The State discredited that theory based on the one-continuous-transaction doctrine, i.e., it did not matter if the arson occurred before, during, or after the killing. The trial court said it was inclined to agree. It added that it understood that "the defense primarily was one of self-defense" and that it saw no evidentiary support for deliberate-design murder. The State then asserted that it did not believe evidence supported imperfect self-defense manslaughter either. Notably, the imperfect self-defense-manslaughter instruction was eventually denied.
Ronk
,
¶190. After the jury was excused, the parties and the trial court discussed jury instructions a bit more. Toward the end of that discussion, the trial court tried to pinpoint the unresolved issues. When it asked Geiss if he knew of any additional unresolved instructions, he replied, "No. I'm terribly confused." The court again asked, "Do you know of any others?" He said, "No, ma'am." With that, the court recessed.
¶191. The next morning, the trial court said its research, along with the authorities provided by both sides, yielded "no clear answer." Geiss elaborated on his theory that no continuous course of conduct had occurred. After the trial court discussed several cases in trying to determine if a lesser-included-offense instruction was proper, Geiss interjected as follows:
Your Honor, perhaps I should point out now that taking away any of the lesser included from the defendant and making it an all or not guilty argument basically takes away from him any defense whatsoever. It's been our position, and I'm sure the jury would find, that, you know, Mr. Ronk is guilty of something. Our argument has just been it is not capital murder, but it could be murder and it could possibly be manslaughter, and that they should be entitled to at least that option, one or the other.
The trial court understood but disagreed that Ronk would be left with no defense. "I believe he still has the defense of self-defense, which as I understand is his primary defense in this case," it said. Still, out of an abundance of caution, it granted a lesser-included-offense instruction on murder and arson.
¶192. We find that Geiss's remarks about being "at a loss" and "terribly confused" do not show deficient performance. The "at a loss" remark probably reflected his frustration amidst a complex debate about which self-defense instructions were proper and what effect the refusal of certain instructions would have on his trial strategy. The trial court itself said that "no clear answer" was apparent. And the "terribly confused" remark was understandable given the nature of the discussion.
¶193. Further, Geiss's comment that the defense believed the jury would find Ronk guilty of something did not constitute deficient performance either. Given the overwhelming evidence, that statement was reasonable.
¶194. In any event, no prejudice is shown. Ronk received not only a self-defense instruction, but also a lesser-included-offense instruction.
¶195. In its closing argument, the State conceded that it did not know exactly what had happened in the bedroom in which Craite died. Still, it discredited Ronk's assertion that he thought Craite was going to retrieve a gun inside the closet, because no evidence of any gun was found inside the bedroom.
¶196. In his closing argument, Geiss touched on self-defense, but emphasized the lesser-included offenses more:
There is an instruction in here on what is deliberate design which would support murder, and I don't want you -- because the instruction points out don't confuse deliberate design with any kind of premeditation because under the law in the deliberate design part you come up like that. And that basically is what happened here.... Ronk in the blink of an eye lashed out when he thought that [Craite] was going to do what to him? And that's another issue. We are hard pressed to tell you this is a good solid self-defense case, but we don't have to prove that. It's rather the State's burden to prove that there was not self-defense, and I don't think they have put up anything that says this was not self-defense. All that we have are what ... Ronk himself has told everyone from the beginning, and told them over and over again. That [Craite] attacked him, he thought she was going for the shotgun, which he thought was in the bedroom closet, and so he stabbed her. Now that right in and of itself if you think that is what happened takes this immediately out of being a capital crime, we think, and puts it four square on the lesser[-]included offense. Ladies and gentlemen, we would submit to you that is what the evidence shows here.
[W]e can't condone a lot of what ... Ronk did. On the other hand, I don't think we can find him guilty of a murder for which he risks losing his own life. We knew from the very beginning that [Ronk] was not going to be walking out of the door when this was over, but I would submit to you what the true facts indicate in this case are punishment for lesser[-]included offenses that you have been instructed about. It's that simple, and we ask that you so find.
¶197. We find Geiss's remarks in closing argument do not constitute ineffective assistance of counsel. As stated already, we are hesitant to vacate a sentence based on defense counsel's closing argument.
Havard
,
¶198. Whether Geiss should have argued self-defense more forcibly is a matter of trial strategy. And he faced a dilemma. To find Ronk acted in self-defense, the jury had to find he had reasonable grounds to apprehend "a design on the part of [Craite] to kill him or to do him some great bodily harm" and that such danger was imminent . Evidence showed that Craite kept two guns in a studio apartment attached to the carport, but no trace of any gun was found in the bedroom where she died. Not only had the State highlighted that in its closing argument, but the trial court had denied Ronk's imperfect-self-defense manslaughter instruction. It was not unreasonable then for Geiss to (a) admit that the self-defense argument was not solid; (b) say that, nevertheless, it remained plausible; and (c) urge the jury to consider the lesser-included offenses of murder and arson-crimes that would at least spare him a death sentence. What is more, under the lesser-included-offense instruction, the jury still had to find that Ronk had not acted in self-defense in order to convict him of murder. Conceivably, then, the jury could have found him not guilty of murder, but guilty of arson only.
II. Ronk's challenge to the disproportionality of his sentence is barred by the doctrine of res judicata.
¶199. On direct appeal, Ronk claimed his death sentence was "excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant."
Ronk
,
The evidence reflects that Ronk stabbed an unarmed victim multiple times in the back, took the time to change clothes and search the victim's house for items of value, poured a trail of gasoline through the victim's house and into the room where the victim lay incapacitated, and left the victim to suffer in the blaze as he fled to another state, seemingly destroying any evidence of his crime. While Ronk contends that his culpability is diminished because he was unaware that Craite was still alive when he committed the arson, his conduct is nevertheless analogous to the Tison [v. Arizona ,481 U.S. 137 , 157,107 S.Ct. 1676 , 1688,95 L.Ed.2d 127 (1987) ] Court's example of "the person who tortures another not caring whether the victim lives or dies, or the robber who shoots someone in the course of the robbery, utterly indifferent to the fact that the desire to rob may have the unintended consequence of killing the victim[.]"
Ronk
,
¶200. Ronk also argued "Section 99-19-105(3) allows for the arbitrary imposition
of the death penalty because it does not require this Court to review cases where death has been imposed to cases where death is sought, but not imposed."
¶201. Ronk concedes that disproportionality was addressed on direct appeal; however, he argues that "[a] review of cases with facts meaningfully similar to [his] case dispels the notion that [his] sentence was not 'disproportionate to the penalty imposed in similar cases.' " He asks us to consider cases more factually similar to his, i.e, "cases in which the defendant was accused of a killing and an arson (and sometimes of other crimes as well)."
¶202. Ronk says that since July 2, 1976-the date
Gregg v. Georgia
,
¶203. To show that his sentence is disproportionate (and that Mississippi's application of the death penalty is arbitrary and capricious), Ronk discusses six cases that he says had more egregious facts, and sometimes multiple victims, but resulted in sentences less than death:
McIntosh v. State ,917 So.2d 78 (Miss. 2005). McIntosh entered his mother's home and struck her and her boyfriend.Id. at 81 . After the boyfriend regained consciousness and confronted McIntosh, McIntosh doused him with fluid and set him and the house on fire.Id. The boyfriend survived, but he sustained burns to more than half his body; the mother died of smoke inhalation.Id. McIntosh was sentenced to life without parole for capital murder and twenty years for aggravated assault.Id.
Moss v. State ,940 So.2d 949 (Miss. Ct. App. 2006). Moss beat his ex-wife, slashed her throat with a pocketknife, beat her again, put her in her own vehicle, and then set it afire.Id. at 951 . She died of smoke inhalation.Id. Moss pleaded guilty to murder, kidnapping, grand larceny, and arson, and was sentenced to life, ten years, five years, and three years respectively.Id. at 950 .
Franklin v. State ,23 So.3d 507 (Miss. Ct. App. 2009). Franklin shot two people and then burned down the house they were in.Id. at 509 . He was sentenced to two life terms for two counts of murder and twenty years for arson.Id.
Rochell v. State ,748 So.2d 103 (Miss. 1999). Rochell killed at least one person and burned the person's house down.Id. at 108 . He was indicted for two counts of capital murder and one count of arson.Id. at 105 . He pleaded guilty to one count of murder and arson and was sentenced to life and twenty years respectively.Id. at 106 .
Wilson v. State ,923 So.2d 1039 (Miss. Ct. App. 2005). Wilson went to his ex-wife's house and shot her and a man who was there.Id. at 1040 . She survived, but the man died; his body was found inside a burning truck.Id. Wilson was sentenced to life for murder, twenty years for aggravated assault, and three years for arson.Id.
Smith v. State ,897 So.2d 1002 (Miss. Ct. App. 2004). Smith burned his ex-wife's house down.Id. at 1004 . She survived, but their grandson died inside of smoke inhalation.Id. Smith was sentenced to life for murder.Id.
¶204. We find this claim is barred by the doctrine of res judicata.
III. Ronk's challenge to the constitutionality of Mississippi's death-penalty statute either is barred by the doctrine of res judicata or is waived.
¶205. On direct appeal, Ronk challenged the death penalty on three grounds.
Ronk
,
¶206. First, he argued that Section 99-19-105 (Rev. 2015)-the statute governing our mandatory review of death sentences, including whether the sentence is excessive or disproportionate-is insufficient because it does not require us "to review cases where death has been imposed to cases where death is sought, but not imposed."
¶207. Second, he argued that "the death penalty is imposed in a discriminatory manner in violation of the Eighth Amendment and the Equal Protection Clause of the Fourteenth Amendment, in that it is imposed disproportionately against males, indigent defendants, and those accused of killing females."
Ronk
,
¶208. Finally, we rejected his claim that the " 'heinous, atrocious, or cruel aggravator' is unconstitutionally broad and vague."
¶209. Here, Ronk argues that Mississippi's death-penalty statute is unconstitutional because "the death penalty, as applied, is inherently arbitrary and capricious, despite all efforts to eliminate unfairness." He draws heavily from Justice Breyer's dissent in
Glossip v. Gross
, --- U.S. ----,
¶210. Following Justice Breyer's lead, Ronk says that since October 1976, 57 of Mississippi's 82 counties have accounted for all 213 death sentences. Of those 57 counties, 9 account for almost half of all death sentences. And Harrison County, in which Ronk was convicted and sentenced, has had the most death sentences-29.
¶211. Justice Breyer also noted the impact of race and gender.
¶212. Because Ronk challenged the constitutionality of Mississippi's capital-sentencing scheme on direct appeal, we find this claim is barred by the doctrine of res judicata.
¶213. We have held that statistical evidence is insufficient to establish that Mississippi's death-penalty scheme is applied in an irrational, discriminatory manner in violation of either the United States or Mississippi Constitutions.
Galloway v. State
,
¶214. In addition, Justice Breyer's dissent in
Glossip
is not the law. The Supreme Court has not held that capital punishment is unconstitutional. Under the Supremacy Clause, we "cannot interpret the federal Constitution to be more restrictive than has the Supreme Court on issues that Court has directly addressed."
State v. Bush
,
IV. Ronk's cumulative-error claim lacks merit.
¶215. The cumulative-error doctrine "holds that individual errors,
which are not reversible in themselves, may combine with other errors to make up reversible error, where the cumulative effect of all errors deprives the defendant of a fundamentally fair trial."
Ross
,
¶216. Ronk argues that even if doubt exists about whether one error among the litany he alleges requires reversal, the cumulative effect of them all does. He maintains that the errors are both numerous and involve significant violations of his constitutional rights.
¶217. Having found that Ronk's claims are all either barred or fail to present a substantial showing of the denial of a state or federal right, we find that this claim lacks merit.
V. Ronk's claim that trial counsel failed to preserve the record for review is waived.
¶218. "[A] defendant has no right to a 'petit jury composed in whole or in part of persons of [the defendant's] own race,' [but] he or she does have the right to be tried by a jury whose members are selected by nondiscriminatory criteria."
Powers v. Ohio
,
¶219. The venire's, empaneled jury's, and community's racial composition are relevant factors in determining whether a
Batson
violation occurred.
Corrothers v. State
,
¶220. Ronk says that, "[u]pon information and belief, the jury in [his] case was all white with one African-American male as an alternate." Counsel did not object to the State's four strikes for cause and eight peremptory strikes. Counsel did not object to any. But because trial counsel did not preserve a record of the venire's racial composition, "[n]either appellate counsel nor post-conviction counsel could compare the percentage of African-American venire members struck with the percentage of white venire members struck, or even determine the percentage of African-Americans in the jury venire itself." This lack of record, Ronk argues, leaves an incomplete picture of the trial proceeding and renders a meaningful post-conviction proceeding impossible.
¶221. Ronk cites
Chapman v. State
,
¶222. We find this issue is waived. A trial objection is required to preserve a
Batson
claim for appeal.
Thomas v. State
,
¶223. Notwithstanding the waiver bar, Ronk fails to present a substantial showing that the lack of record denied him a state or federal right. This case is not like
Chapman
, in which no trial transcript or record was made. Furthermore,
Walker v. State
,
¶224.
Wilcher v. State
,
CONCLUSION
¶225. Because Ronk's claims are either barred or fail to present a substantial showing of the denial of a state or federal right, his Motion for Leave to Proceed in the Trial Court with a Petition for Post-Conviction Relief is denied.
¶226. LEAVE TO SEEK POST-CONVICTION RELIEF DENIED.
RANDOLPH, P.J., MAXWELL, BEAM, CHAMBERLIN AND ISHEE, JJ., CONCUR. COLEMAN, J., CONCURS IN PART AND DISSENTS IN PART WITH SEPARATE WRITTEN OPINION JOINED BY KITCHENS, P.J., AND KING, J.
Concurring in Part
¶227. While I concur with the majority's analysis and conclusions on all other issues, I would grant Ronk's motion to proceed with his petition for post-conviction relief on the sole issue of whether his counsel was ineffective during the sentencing phase of trial. Therefore, I dissent in part.
¶228. The majority notes that, "Arguably, counsel's mitigation investigation was deficient[,]" but concludes that Ronk in not entitled to relief because he has not made a substantial showing that he was prejudiced by the deficiencies. Maj. Op. ¶¶137, 143. However, the majority downplays the issues with the mitigation investigation and subsequent presentation.
¶229. According to the majority, Dr. Smallwood's testimony was sufficient as to mitigation because she uncovered "some information ... relevant to mitigation." Maj. Op. ¶ 138. Dr. Smallwood was not asked to conduct a mitigation study, and she testified specifically that she had not done a mitigation study. Dr. Smallwood's own report stated
It must be noted that many variables which may provide mitigation are reportedly found in this man's psychological and medical history. However, I do not have the benefit of those medical records. It is highly recommended that these and other relevant records be secured and that collateral witnesses be interviewed. The present examination is not a mitigation study, which is outside of the scope of my current practice .... However, as noted, a mitigation study is recommended.
The majority also disagrees with Ronk's contention that no mitigation investigation occurred-"They did some." Maj. Op. 139. The majority again relies on Dr. Smallwood's evaluation as evidence of the mitigation investigation, but as discussed above, Dr. Smallwood did not consider her evaluation of Ronk to be a mitigation study. The majority acknowledges that "Dr. Smallwood's report and the records that were obtained arguably would have led a reasonable attorney to investigate further. Her report clearly signaled that more was needed ." Maj. Op. ¶ 141 (emphasis added).
¶230. However, in spite of Dr. Smallwood's repeated attempts to convey that her evaluation was not a mitigation study and that Ronk's history warranted a mitigation study, Ronk's counsel, and now the majority, consider her testimony and report to be good enough. I am not persuaded by the majority's "good enough" approach. Ronk has submitted affidavits from his adoptive mother, his biological mother, and a member of his trial attorney team, and all the affidavits indicate that Ronk's adoptive parents, friends, teachers, church members, family members, or medical professionals were not interviewed. While the majority would find that the medical evidence Ronk submitted is "mostly cumulative," given the lack of meaningful investigation and the extent of Ronk's mental history that was not explored or presented to the jury, I cannot agree.
¶231. Mississippi Code Section 99-39-27(5) - (6) (Rev. 2015) provides that the Court is empowered to grant a petitioner leave to proceed on his motion for post-conviction relief in the trial court if there is a "substantial showing of the denial of a state or federal right ...." Recently, in
Keller v. State
¶232. For the above reasons discussed and due to the similarities between the instant case and Keller , Ronk has presented a substantial showing that a denial of a state or federal right may have occurred. I would grant his motion for leave to proceed with his petition for postconviction relief in the circuit court on the sole issue of ineffective assistance of counsel during the sentencing phase.
KITCHENS, P.J., AND KING, J., JOIN THIS OPINION.
Reference
- Full Case Name
- Timothy Robert RONK A/K/A Timothy Ronk A/K/A Timothy R. Ronk v. STATE of Mississippi
- Cited By
- 21 cases
- Status
- Published