State v. Norman
State v. Norman
Opinion of the Court
Article I, § 13, of the Constitution of North Carolina provides:
“No person shall be convicted of any crime but by the unanimous verdict of a jury of good and lawful persons in open court. The Legislature may, however, provide other means of trial, for petty misdemeanors, with the right of appeal.”
By virtue of this constitutional provision the courts of this State have no power, even by consent, to try a defendant in a criminal prosecution for felony and determine his guilt or innocence without a jury. State v. Stewart, 89 N.C. 563. This is so even where the facts may be agreed to by the defendant and the State. State v. Holt, 90 N.C. 749. Of course, a plea of guilty to a valid warrant or indictment, if voluntarily and understandingy entered, is equivalent to conviction, no other proof of guilt being required, and the court has power to impose sentence thereon. State v. Perry, 265 N.C. 517, 144 S.E. 2d 591; State v. Wilson, 251 N.C. 174, 110 S.E. 2d 813. Similarly, a voluntary plea of nolo contendere, when accepted by the court, is equivalent to a plea of guilty insofar as the court’s authority to impose sentence in that particular case is concerned. State v. Worley, 268 N.C. 687, 151 S.E. 2d 618; State v. Ayers, 226 N.C. 579, 39 S.E. 2d 607. But a valid sentence may not be imposed upon a conditional plea of' guilty or of nolo contendere, and a statute purporting to authorize entry of such a plea and granting the court power thereupon to hear and determine the matter without a jury has been held unconstitutional as contravening Article I, § 13, of our State Constitution. State v. Camby, 209 N.C. 50, 182 S.E. 715.
Appellant contends that the record in the present case is such as to compel the conclusion that his plea of nolo contendere was accepted only conditionally by the trial judge, who thereupon proceeded to act as both jury and judge in finding defendant guilty and entering judgment upon that finding. Had that been the case, certainly the court would have exceeded its powers. State v. Barbour,
In State v. Jamieson, 232 N.C. 731, 62 S.E. 2d 52, the minute docket of the trial showed that defendant, through counsel, tendered a plea of nolo contendere, which plea was accepted by the State and thereupon the court entered judgment imposing sentence. On the other hand the case on appeal stated that “the defendant entered a plea of nolo contendere and agreed that the judge should hear the evidence, find the facts, and render such verdict as the tes
In State v. McIntyre, 238 N.C. 305, 77 S.E. 2d 698, also a case in which defendant had pleaded nolo contendere, the defendant on appeal contended that on the face of the record it appeared that the trial court did not accept his plea, but proceeded to hear evidence and to pass upon the question of his guilt or innocence. The Supreme Court, affirming the judgment against defendant, said:
“True, the record does say that 'upon hearing the evidence the court adjudged the defendant guilty.’ But in the light of the facts as found by the court, appearing in the record, as above set forth, it means no more than that, after defendant tendered the plea of nolo contendere, the court heard evidence before determining that the plea be accepted. No rule of procedure is prescribed by law governing the judge in making such determination.”
State v. Barbour and State v. Horne, supra, are distinguishable from the present case. In Horne the defendant was not represented by counsel and the record disclosed that the defendant seemed to have been under the constant impression that his plea of nolo con-tendere was a conditional one. In Barbour the record disclosed that judgment had been imposed on the verdict of guilty found by the judge, not upon the plea of nolo contendere. In both cases the judgment was reversed. The record in the present case in our opinion brings it more nearly within the situations presented in State v. McIntyre, State v. Jamieson, and State v. Shepherd, supra.
Appellant finally contends he is entitled to a reversal for that the indictments charged him with commission of different crimes than the offenses for which the court in its judgment found him guilty and imposed sentence. As stated above, however, the judgment was entered and sentence was imposed on defendant’s plea, not on any finding of guilt by the judge. The defendant’s guilt of the offenses charged in the indictments was not at issue; his plea settled that matter and relieved the prosecution of the burden of making out a case against him. State v. Beasley, 226 N.C. 580, 39 S.E. 2d 607. The only matter at stake at the hearing was the question of punishment, and the court properly heard evidence to aid it in fixing punishment.
The judgment appealed from is
Affirmed.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.