Cheek v. Poole
Cheek v. Poole
Opinion of the Court
Richard G. Cheek (plaintiff) appeals from the trial court’s order, in which the trial court determined that plaintiff violated the North Carolina Rules of Civil Procedure regarding discovery and, as a sanction, dismissed plaintiffs action with prejudice.
After a hearing on defendants’ 13 October motion, the trial court entered an order on 2 December 1994, dismissing plaintiff’s claim with prejudice as a sanction for plaintiff’s failure to timely reply to defendants’ discovery requests. The trial court made findings that plaintiff “has established a pattern of disregarding due dates for responding to discovery from opposing parties and ignoring orders of [the] Court requiring plaintiff to respond fully and in a timely manner to discovery requests by opposing parties.” The trial court further stated that it had “considered lesser sanctions than dismissal with prejudice; however, this Court, in its discretion, finds that less drastic sanctions than dismissal will not suffice nor would lesser sanctions be appropriate under the facts of this case.”
The issues are (I) whether this action may be dismissed pursuant to Rule 37 of the Rules of Civil Procedure where responses to discovery requests were untimely filed; and if so, (II) whether the trial court abused its discretion by entering the sanction of dismissal of the complaint.
I
Rule 37(d) provides that sanctions may be imposed if a party fails “to serve answers or objections to interrogatories submitted under
The plaintiff argues that although he did not timely respond to the discovery requests, because he did respond “prior to the filing of the Defendant’s [sic] motion . . . asking for sanctions,” the defendant waived any right he had to “insist upon strict adherence to [the] discovery rules.” There is merit to the premise of this argument but it fails on the facts of this case. Our courts have held that “defaults [pursuant to Rule 55] may not be entered after [an] answer has been filed, even though the answer be late.” Peebles v. Moore, 302 N.C. 351, 356, 275 S.E.2d 833, 836 (1981); N.C.G.S. § 1A-1, Rule 55(a) (Supp. 1994). We see no reason to construe Rule 37 differently from Rule 55 and therefore hold that the untimely service of discovery responses cannot support sanctions if the discovery responses are served prior to the making
In this case the plaintiff’s untimely responses to the discovery requests were served on the same day that the defendants served or made their motion requesting sanctions. Thus the responses were not served or made before the making of the motion for sanctions and the trial court had authority to enter sanctions for the untimely discovery responses.
II
The plaintiff also argues that the sanction of dismissal was an abuse of discretion. We disagree. The determination of whether to dismiss an action because of noncompliance with discovery rules, “involves the exercise of judicial discretion” and should not be disturbed unless “manifestly unsupported by reason.” Miller v. Ferree, 84 N.C. App. 135, 136-37, 351 S.E.2d 845, 847 (1987); American Telephone and Telegraph Co. v. Griffin, 39 N.C. App. 721, 727, 251 S.E.2d 885, 888 (“broad discretion must be given to the trial judge with regard to sanctions”), disc. rev. denied, 297 N.C. 304, 254 S.E.2d 921 (1979).
In this case, the plaintiff never objected to the discovery requests. He did obtain one extension of time to comply, but failed to respond within the extended time and failed to request an additional extension. Furthermore, it was determined that plaintiff had “established a pattern of disregarding due dates for responding to discovery.”
Affirmed.
. A motion seeking sanctions is made on the day it is served provided it is filed “with the court either before service or within five days thereafter.” N.C.G.S. § 1A-1, Rule 5(d) (Supp. 1994); Beckstrom v. Coastwise Line, 13 F.R.D. 480, 482 (D. Alaska 1953) (where rule requires service, the motion is made on the date of service and not the date of filing); see 2 James W. Moore, Moore’s Federal Practice § 5.10 (2d ed. 1995) (recognizing importance of service requirements in motions). In this case, the motion was filed with the court within one day of its service and thus was made on the day of service.
. The issue of whether the trial court may impose sanctions based upon a party’s action in a previous filing of the same claim is not raised by the plaintiff in this case. Thus, we do not decide the propriety of the trial court’s use of those actions as a basis for sanctions in the present action.
Concurring Opinion
concurring.
I believe the trial court’s reliance on plaintiff’s actions in a voluntarily dismissed case (case I) to support, in any manner, its dismissal with prejudice of plaintiff’s present case (case II), was inappropriate.
The trial court, in its order dismissing case II with prejudice, found “[p]laintiff has established a pattern of disregarding due dates for responding to discovery . . . and ignoring orders of Court requiring plaintiff to respond fully and in a timely manner to discovery requests by opposing parties.” (emphasis added). To find that a “pattern” existed in the present case, the trial court must necessarily have considered both cases I and II as it concluded in its order, “plaintiff has again willfully violated . . . the North Carolina Rule of Civil Procedure.” (emphasis added).
Cases I and II are related to the extent case I, voluntarily dismissed on 4 October 1993, was refiled on 6 January 1994 as case II. Nevertheless, case I was terminated by the voluntary dismissal and case II is, therefore, not a continuation of case I. See Ward v. Taylor, 68 N.C. App. 74, 78, 314 S.E.2d 814, 818-819, disc. review denied, 311 N.C. 769, 321 S.E.2d 157 (1984) (after plaintiff files a voluntary dismissal, that action terminates and no suit is pending in the court); 2 G. Gray Wilson, North Carolina Civil Procedure § 41-2 (1989) (voluntary dismissal constitutes the final termination of a case). Rather, case II is an independent cause of action and, as such, the trial court must determine sanctions based solely on plaintiff’s actions during the prosecution of case II. Goss v. Battle, 111 N.C. App. 173, 177, 432
Considering only plaintiffs actions in case II, I believe plaintiffs failure to respond to certain discovery requests despite a court order is, standing alone, sufficient to support the trial court’s dismissal of case II with prejudice. See, e.g., Silverthorne v. Land Co., 42 N.C. App. 134, 137-138, 256 S.E.2d 397, 399-400, disc. review denied, 298 N.C. 300, 259 S.E.2d 302 (1979). Accordingly, I concur in the result of the majority opinion.
Reference
- Full Case Name
- RICHARD G. CHEEK v. SAMUEL H. POOLE, Individually and as a General Partner of JOHNSON, POOLE, WEBSTER, & BOST
- Cited By
- 20 cases
- Status
- Published