Boyd v. Rekuc
Boyd v. Rekuc
Opinion
*228 Timothy S. Boyd ("Plaintiff") appeals from the trial court's order dismissing his medical malpractice claims. For the following reasons, we reverse.
I. Background
Plaintiff's complaint asserts claims for medical malpractice against Defendants Gregory M. Rekuc, M.D., and Raleigh Adult Medicine, P.A., contending that Defendants' failure to provide him with up-to-date vaccinations proximately caused his suffering from a number of maladies. His action was dismissed because he did not file his complaint with the certification required by Rule 9(j) of the Rules of Civil Procedure within the applicable three (3) year statute of limitations. ( Rule 9(j) requires essentially that a medical malpractice complaint asserts that an expert has reviewed the relevant medical care and medical records and is willing to *917 testify that the medical care provided by the defendants did not comply with the applicable standard of care.) The dates relevant to this appeal are as follows:
On 16 March 2011, Plaintiff was last seen by Defendants. 1
On 14 March 2014, Plaintiff filed a medical malpractice complaint against Defendants in a prior action, within the applicable three (3) year *229 statute of limitations; however, his complaint did not comply with the Rule 9(j) certification requirements.
On 16 June 2014, Plaintiff voluntarily dismissed the prior action, pursuant to Rule 41 of the Rules of Civil Procedure.
On 14 July 2014, Plaintiff commenced this present action, filing a complaint with the required Rule 9(j) certification. Specifically, the complaint asserted, not only that the Rule 9(j) expert review occurred, but also that the expert review occurred prior to 14 March 2014 (when the first complaint was filed).
On 12 January 2015, the trial court granted Defendants' motion to dismiss Plaintiff's complaint, concluding that the second complaint was not filed within the applicable statute of limitations. Plaintiff timely appealed.
II. Analysis
A. Brisson Controls Our Case
The only issue on appeal is whether the trial court correctly concluded that Plaintiff's second complaint was barred by the applicable statute of limitations. We hold that the trial court erred in its conclusion. Specifically, where a plaintiff voluntarily dismisses a medical malpractice complaint which was timely filed in good faith but which lacked a required Rule 9(j) certification, said plaintiff may re-file the action after the expiration of the applicable statute of limitations provided that (1) he files his second action within the time allowed under Rule 41 and (2) the new complaint asserts that the Rule 9(j) expert review of the medical history and medical care occurred prior to the filing of the original timely-filed complaint.
This case involves the interplay between Rule 9(j) and Rule 41(a)(1) of our Rules of Civil Procedure.
Rule 9(j) requires that a complaint alleging medical malpractice (where res ipsa loquitur does not apply) "shall be dismissed" unless the complaint specifically asserts that the relevant medical care and medical records have been reviewed by a qualified expert. N.C. Gen.Stat. § 1A-1, Rule 9(j) (2014). Rule 9(j) also provides that prior to the expiration of the applicable statute of limitations, a medical malpractice complainant may move the trial court for an order "to extend the statute of limitations for a period not to exceed 120 days ... in order to comply with this Rule[.]" Id.
*230
Rule 41(a)(1) allows a plaintiff to dismiss
any
action voluntarily prior to resting his case.
Id.
§ 1A-1, Rule 41(a)(1). The Rule further provides essentially that, where the dismissed action was filed within the applicable statute of limitations, said plaintiff can commence a new action (based on the same claim) outside of the applicable statute of limitations so long as the new action is commenced
within one year
after the original action was dismissed.
See
Bockweg v. Anderson,
The relevant facts in the present case are essentially "on all fours" with our Supreme Court's 2000 opinion in
Brisson v. Santoriello,
27 Jul 1994-Alleged malpractice occurred (Three-year statute of limitations);
3 Jun 1997-Complaint filed just within the applicable statute of limitations, but without the proper Rule 9(j) certification;
6 Oct 1997-Plaintiff voluntarily dismisses the action pursuant to Rule 41 ;
*918 9 Oct 1997-A second action filed with Rule 9(j) certification. The certification asserted, not only that an expert review had occurred, but also that the review took place prior to the filing of the original complaint, though the certification was "inadvertently omitted from the [original complaint][.]"Id. at 592 ,528 S.E.2d at 569 .
Based on these facts, our Supreme Court held that the second action was not time-barred since it was filed within one year of the Rule 41(a)(1) voluntary dismissal.
*231 The Supreme Court has clarified Brisson on three separate occasions of note; however, that Court has never overruled Brisson. Our Court has also commented on Brisson and Rule 9(j) on a number of occasions. The key cases from the past sixteen (16) years are discussed below, with an emphasis on the Supreme Court's holdings.
Essentially, the Supreme Court cases stand for the following: A medical malpractice complaint which fails to include the required Rule 9(j) certification is subject to dismissal with prejudice pursuant to Rule 9(j). Prior to any such dismissal, however, said plaintiff may amend or refile (pursuant to Rules 15 or 41, respectively) the complaint with the proper Rule 9(j) certification. Further, if such subsequent complaint is filed after the applicable statute of limitations has expired but which otherwise complies with Rule 15 or 41, the subsequent complaint is not time-barred if it asserts that the Rule 9(j) expert review occurred before the original complaint was filed.
2002: Supreme Court Opinion-Thigpen v. Ngo
The
first
occasion of note in which our Supreme Court addressed
Brisson
was in 2002 in
Thigpen v. Ngo,
2004: Supreme Court Adopts Dissent from our Court in Bass v. Durham County
The
second
important Supreme Court decision was actually a short statement reversing an opinion of our Court "[f]or the reasons stated in the dissenting opinion[.]"
Bass v. Durham Cnty.,
Aug 1996-Date of alleged malpractice (three-year statute of limitations);
*232 Aug 1999-Three years after the alleged malpractice, instead of filing a complaint, the plaintiff obtains 120-day extension from the trial court, as allowed by Rule 9(j) ;
2 Dec 1999-On the 120th day from the extension order, the plaintiff files the complaint, but without the required Rule 9(j) certification;
13 Dec 1999-After the 120-day extension expired, the plaintiff files an amended complaint with a Rule 9(j) certification;
*919 29 May 2001-Plaintiff voluntarily dismisses the complaint;
12 Jun 2001-Plaintiff files a new action with a Rule 9(j) certification. However, the record on appeal reflects that the certification in this new complaint did not assert whether the Rule 9(j) expert review had occurred prior to the filing of the original complaint;
26 Oct 2001-Trial court dismisses all of the plaintiff's claims.
On appeal, in a 2-1 decision, our Court reversed the trial court's dismissal, relying on
Brisson
to conclude that the 12 June 2001 complaint in the second action was not time-barred since Rule 41 can be used to cure the defects of a timely filed complaint.
Bass v. Durham Cnty.,
Judge Tyson, however, issued a dissenting opinion,
see
In
dicta,
Judge Tyson noted that the second complaint in
Brisson
was filed,
not only
within the one-year period allowed for in Rule 41(a)(1),
but also
within 120 days of the expiration of the applicable statute of limitations, opining that the second complaint "would have been timely filed if plaintiffs had requested and received the 120-day extension."
Id.
at 224,
2005-2010: Court of Appeal's Conflicting Interpretations of Brisson, Thigpen, and Bass
In 2005, Judge (now Justice) Jackson, writing for our Court, applied
Bass, Thigpen,
and
Brisson
to conclude essentially that a complaint with a Rule 9(j) certification did not relate back to a prior complaint which was voluntarily dismissed where the second complaint failed to assert that the Rule 9(j) expert review occurred prior to the filing of the first complaint.
In re
Barksdale v. Duke Univ. Med. Ctr.,
In 2006, however, our Court issued an opinion which interpreted the interplay of
Brisson, Thigpen,
and
Bass
a little differently.
See
Ford v. McCain,
2010: Our Supreme Court Speaks Again in Brown v. Kindred Nursing
In 2010, our Supreme Court, on the
third
(and most recent) occasion of note, commented on
Brisson
in the case of
Brown v. Kindred Nursing,
2011-2016: Decisions from the Court of Appeals
In 2011, our Court issued a decision, stating that "[b]ased on the facts of the instant case,
Brisson
was overruled by the Supreme Court in
Bass.
"
McKoy v. Beasley,
As recently as January of this year (2016), our Court has acknowledged that
Brisson
remains good law, allowing "a 9(j) deficient complaint to be dismissed [pursuant to Rule 41 ] and then re-filed with a sufficient 9(j) statement within one year of dismissal."
Alston v. Hueske,
---N.C.App. ----, ----,
B. Rule 9(j)'s 120-Day Extension Provision
Defendants make mention of Rule 9(j)'s provision allowing a plaintiff to seek from the trial court an order extending the statute of limitations by 120 days to allow the plaintiff additional time to comply with the requirements of the Rule. However, here, this provision does not come into play since Plaintiff never sought a 120-day extension of the statute of limitations. Further, though not relevant here, we point out that it is not entirely clear from case law whether a complaint is time-barred where it asserts that the expert review of the medical care and medical records occurred during a 120-day extension period granted by *236 the trial court, rather than asserting that the review occurred before the running of the original statute of limitations.
It could be argued from the text of the rule that the purpose of the 120-day extension is to allow a plaintiff additional time,
not only
to draft the required Rule 9(j) pleading
but also
to locate an expert to conduct the medical review, since the drafting of a pleading itself should not take that long if the review has, otherwise, already taken place. The Supreme Court in
Thigpen
suggested that the 120-day statute of limitations extension allows for the actual review to take place during this 120-day extension period.
Thigpen,
However, the Supreme Court held in
Brown
by a 4-3 decision that the 120-day extension allowed under Rule 9(j) can only be used "for the limited purpose of filing a complaint. [It cannot be used] ... to locate a certifying expert, add new defendants, and amend a defective pleading."
In 2016, though, our Court, in
Alston,
interpreted
Brown
much more narrowly than suggested by the
Brown
dissent. That is, our Court stated that
Brown
prevents a plaintiff from utilizing a 120-day extension to locate a certifying expert
only if
he has already filed a defective complaint prior to obtaining the extension.
Alston,
--- N.C.App. at ----,
*237 We need not resolve this question in this appeal, however, since the issue is not before us.
III. Conclusion
Based on our Supreme Court's holdings in Brisson, Thigpen, Bass, and Brown, we hold that the trial court erred in its order dismissing Plaintiff's complaint: Plaintiff filed his original complaint within the applicable statute of limitations. Though his original *922 complaint was filed without the required Rule 9(j) certification and, therefore, subject to be dismissed with prejudice, see N.C. Gen.Stat. § 1A-1, Rule 9(j), Plaintiff voluntarily dismissed his original complaint pursuant to Rule 41(a)(1) before any such dismissal with prejudice occurred. He, then, refiled his complaint within the one year time period allowed under Rule 41, and asserted in said complaint that the expert review of his medical care and history had been conducted prior to the filing of the original complaint. Therefore, we reverse the order of the trial court dismissing Plaintiff's complaint and remand the matter for further proceedings not inconsistent with this opinion.
REVERSED AND REMANDED.
Chief Judge McGEE and Judge DAVIS concur.
Plaintiff claims that he was still under the care of Defendants as of 25 April 2011 when he was admitted to Wake Medical Center where he was diagnosed with his various maladies. However, for purposes of resolving this appeal, it does not matter whether the date Defendants last provided care was on 16 March or 25 April.
Even assuming that Brisson only applies to second actions (commenced following a voluntary dismissal of a first action) filed within 120 days of the statute of limitations expiration, rather than all those filed within one year of the dismissal of the prior action as allowed under Rule 41, we note that, here, the second action was filed within 120 days of the expiration of the applicable statute of limitations.
Reference
- Full Case Name
- Timothy S. BOYD, Plaintiff, v. Gregory M. REKUC, M.D. and Raleigh Adult Medicine, P.A., Defendant.
- Cited By
- 5 cases
- Status
- Published