State v. Hunt
State v. Hunt
Opinion
*239 Where the language of the indictment was sufficient to charge defendant with burning certain buildings, the trial court properly exercised jurisdiction over the matter. Where defendant cannot establish plain error, his challenge that the trial court abandoned its gatekeeping function must fail. Likewise, where defendant cannot establish prejudice, his ineffective assistance of counsel claim must also fail. However, where the amount of restitution awarded was not supported by the evidence, we remand to the trial court for further proceedings.
On 6 January 2014, a Durham County grand jury indicted defendant C.D. Hunt on the charge of burning certain buildings, in violation of General Statutes, section 14-62. The matter came on for trial during the 23 March 2015 criminal session of Durham County Superior Court, the Honorable James Roberson, Judge presiding.
The evidence presented at trial tended to show that on 29 May 2013, Diane Stallworth, apartment complex property manager for Lynnhaven Apartments located in Durham, North Carolina, reported a break-in of apartment 7C. In addition to the Durham Police Department, Stallworth contacted the apartment resident, LaTresha Harwell, and requested that she return to the complex. At 1:00 p.m. that afternoon, Stallworth was in apartment 7C when defendant C.D. Hunt arrived. "[H]e came driving *240 his vehicle. He came across the property, drove the vehicle right up into the front door of the apartment and came inside the apartment." Stallworth described defendant's mood as "angry or upset." Stallworth asked defendant to remove his car, a gray four-door Nissan, from the grass and take it back to the parking lot, but defendant refused to talk with her. Defendant was not a resident of the apartment complex, but was listed as the emergency contact for Harwell, and had been observed with Harwell on a near-daily basis. When Stallworth returned to the apartment complex office, she observed defendant drive his car to the parking lot in front of the office and begin throwing trash from his car onto the grass in front of the building. Stallworth asked defendant to stop and he replied.
He said somebody broke in to my apartment. All you care about is me throwing trash. ...
We continued to go back and forth. It was, "You got the right one", you know, and he kind of lunged at me like he was going to hit me, so I was like, "Come on. Hit me".
...
... It was not a friendly exchange of words.
Following this interaction, a law enforcement officer arrived in response to an apartment break-in report. While he was still there, Stallworth issued defendant a "trespassing letter" informing him he was not welcome back on the property. Early the next morning, on 30 May 2013, Stallworth received a call notifying her of a fire reported at the Lynnhaven Apartments complex office building.
*556 After the fire was extinguished, Investigator Joel Gullie, with the Fire Prevention Bureau, Fire Marshal's Office, City of Durham Fire Department, arrived on the scene. He had been called to the scene by the battalion chief in command on the basis that the fire was "suspicious." Investigator Gullie testified that he was the lead investigator, and his observations led him to conclude that an accelerant had been used.
On 3 June 2014, the investigation of the fire was assigned to Durham Police Department Officer James Barr, Jr., who was working in the criminal investigation, homicide division. Stallworth provided Officer Barr with video surveillance recorded around the time of the fire which showed "a small lighter-colored four-door sedan," which had been parked in a dead end with no parking spaces, leaving the apartment complex at a high rate of speed just before an explosion was recorded. No other vehicles were recorded leaving the lot at that time. Officer Barr *241 testified that during his conversation with Stallworth, she informed him that on the day of the break-in and trash-throwing incident, defendant was driving a charcoal-colored Nissan Altima. Officer Barr also reviewed the 9-1-1 call reporting the fire made by Delanem Makara. Officer Barr spoke with Makara, who informed him that she was outside of her apartment on the night of the fire. That night, she noticed a dark gray vehicle parked "all the way down at the end." "[S]he noticed the smell of gasoline; [t]hen, there was an explosion."
At trial, Makara read the handwritten statement she gave to a Durham Police Officer at 2:30 a.m. on 30 May 2013:
A. "About 2:30 a.m. May 30, I seen a gray or black car Nissan pulled in, went to the other end of the parking lot, and I did not see the car leave. Around 3:20, the fire happened", and my signature.
Q. And there is a notation off to the side in the margin?
A. Yes.
Q. And what does that say?
A. [Defendant] is the driver.
Q. There's an arrow there?
A. It's a Nissan.
Following the close of the State's evidence, defendant proffered the testimony of his grandmother, also a Durham resident, who testified in substance that defendant stayed with her the evening of 29-30 May 2013 and that he did not leave.
Q. And how do you know that he didn't leave?
A. Because I've been sleeping on my sofa, and that's between my living room and my side door ... so anybody come in the house and go out the house, I would know about it.
Following the close of all of the evidence, the jury returned a guilty verdict against defendant for burning certain buildings. The trial court entered judgment in accordance with the jury verdict and sentenced defendant to an active term of 16 to 29 months, then suspended the sentence and imposed supervised probation for a period of 36 months. Defendant was ordered to pay $5,000 in restitution to Lynnhaven Apartments. Defendant appeals.
*242 _________________________
On appeal, defendant raises the following issues: whether (I) the indictment against defendant was fatally defective; (II) the trial court committed plain error by admitting testimonial evidence regarding how the fire started; (III) defendant had ineffective assistance of counsel; and (IV) the trial court erred in ordering restitution.
I
Defendant argues the trial court lacked jurisdiction to try him for a violation of General Statutes, section 14-62 where the indictment charging him was fatally defective. Defendant contends that the indictment charging a violation of section 14-62 failed to contain an essential element that defendant "wantonly" set fire to burn, and therefore, the indictment is fatally defective. We disagree.
"On appeal, we review the sufficiency of an indictment de novo ."
*557
State v. McKoy
,
"An indictment is sufficient if it charges all essential elements of the offense with sufficient particularity to apprise the defendant of the specific accusations against him and (1) will enable him to prepare his defense and (2) will protect him against another prosecution for that same offense."
State v. Bowden
,
Pursuant to North Carolina General Statutes, section 14-62, "[i]f any person shall
wantonly
and
willfully
set fire to or burn ... any ... warehouse, office, shop ... [or other specified building] whether the same or any of them respectively shall then be in the possession of the offender,
*243
or in the possession of any other person, he shall be punished as a Class F felon."
"Willfulness" means the wrongful doing of an act without justification or excuse. State v. Arnold ,264 N.C. 348 ,141 S.E.2d 473 (1965) ; State v. Williams ,284 N.C. 67 ,199 S.E.2d 409 (1973). "Wantonness" means the doing of an act in conscious and intentional disregard of and indifference to the rights and safety of others. Hinson v. Dawson ,244 N.C. 23 ,92 S.E.2d 393 (1956). "The attempt to draw a sharp line between a 'willful' act and a 'wanton' act ... would be futile. The elements of each are substantially the same." State v. Williams , supra ,284 N.C. at 73 ,199 S.E.2d at 412 .
State v. Oxendine
,
In the instant case, the indictment alleged that "defendant ... unlawfully, willfully and feloniously did set fire to, burn, cause to be burned and aid the burning of an office and utility building located at 917 Wadesboro Street, Durham, North Carolina 27703." Defendant asserts that while the indictment alleges he acted "willfully," the failure to also allege he acted "wantonly" in setting fire to a building, renders the indictment facially invalid and fatally defective.
As noted herein, our courts have held that "willfully" and "wantonly" are essentially the same, and any attempt to distinguish them would be futile.
See
Oxendine
,
II
Next, defendant argues that the trial court committed plain error by allowing non-expert opinion testimony into evidence to prove the fire at issue was intentionally set. More specifically, defendant contends that Investigator Gullie's testimony should have been evaluated under
*244
the standard set out in
Daubert v. Merrell Dow
Pharmaceuticals, Inc.
,
In 2011, our General Assembly amended Rule 702(a) of North Carolina's Rules of Evidence, which governs the admissibility of testimony by an expert, to mirror Rule 702(a) of the Federal Rules of Evidence as that rule was amended in 2000. "It follows that the meaning of North Carolina's Rule 702(a) now mirrors that of the amended federal rule."
McGrady
,
But though Rule 702 was amended, our Supreme Court reasoned that the precedent established by our State appellate courts prior to the 2011 amendment should not be completely abandoned. The previous three-step inquiry established for evaluating the admissibility of expert testimony, as set out in
Howerton v. Arai Helmet, Ltd.
,
"The qualification of a witness to give an opinion as one skilled, or, as it is usually termed,
an expert
, depends on matters of fact[,] and the question is addressed to the trial judge, with opportunity to the objector to test the experience of the witness by appropriate examination."
State v. Smith
,
*246 Otherwise, the trial judge would lack the discretionary authority needed both to avoid unnecessary 'reliability' proceedings in ordinary cases where the reliability of an expert's methods is properly taken for granted, and to require appropriate proceedings in the less usual or more complex cases where cause for questioning the expert's reliability arises.
We now consider whether an unpreserved challenge to the performance of a trial court's gatekeeping function is subject to plain error review in North Carolina.
Pursuant to our Rules of Appellate Procedure,
[i]n criminal cases, an issue that was not preserved by objection noted at trial and that is not deemed preserved by rule or law without any such action nevertheless may be made the basis of an issue presented on appeal when the judicial action questioned is specifically and distinctly contended to amount to plain error.
N.C. R. App. P. 10(a)(4) (2016);
see also
State v. Lawrence
,
*247 For error to constitute plain error, a defendant must demonstrate that a fundamental error occurred at trial. To show that an error was fundamental, a defendant must establish prejudice-that, after examination of the entire record, the error had a probable impact on the jury's finding that the defendant was guilty. Moreover, because plain error is to be applied cautiously and only in the exceptional case, the error will often be one that seriously affects the fairness, integrity or public reputation of judicial proceedings.
*560
Lawrence
,
Here, defendant contends that the trial court committed plain error by failing to perform its gatekeeping function in accordance with the Daubert standard to determine if Investigator Gullie was qualified to provide opinion testimony as an expert in fire investigation before allowing Investigator Gullie to testify to his opinion that the fire was intentionally set. But before we further address defendant's argument, we note defendant's challenge raises some interesting issues.
In challenging the trial court's performance of its gatekeeping function for plain error, defendant implicitly asks this Court to hold the trial court's failure to sua sponte render a ruling that Investigator Gullie was qualified to testify as an expert pursuant to Rule 702 amounted to error. And to accept defendant's premise would impose upon this Court the task of determining from a cold record whether Investigator Gullie's opinion testimony required that he be qualified as an expert in fire investigation, where neither the State nor defendant respectively sought to proffer Investigator Gullie as an expert or challenge his opinion before the trial court.
"[W]e can envision few, if any, cases in which an appellate court would venture to superimpose a
Daubert
ruling on a cold, poorly developed record when neither the parties nor the nisi prius court has had a meaningful opportunity to mull the question."
Cortés-Irizarry v. Corporación Insular de Seguros
,
[As to expert testimony governed by Rule 702,] [t]he trial court must have the same kind of latitude in deciding how to test an expert's reliability, and to decide whether or when special briefing or other proceedings are needed to investigate reliability, as it enjoys when it decides whether that expert's relevant testimony is reliable. ... Otherwise, the trial judge would lack the discretionary authority needed both to avoid unnecessary 'reliability' proceedings in ordinary cases where the reliability of an expert's methods is properly taken for granted, and to require appropriate proceedings in the less usual or more complex cases....
Kumho Tire Co.
,
The record before us reflects that Investigator Gullie introduced himself as employed by the Fire Prevention Bureau, Fire Marshal's Office in the City of Durham Fire Department. "I have to do fire inspections as it relates to construction or fire inspection for safety inspections, and then I have to do fire investigations as well." Investigator Gullie further testified that he was the lead fire investigator at the scene on 30 May 2013. Following his introduction, Investigator Gullie testified without objection to his observations of the scene on 30 May 2013, as follows: that the fire appeared to have multiple points of origin; that shallow "crocodiling" of the wood suggested the wood burned fast and hot; and that there was an odor of a flammable liquid. Investigator Gullie testified that "[t]hat's typically a sign that accelerants were used to accelerate the fire." Investigator Gullie was neither tendered nor admitted as an expert in the field of fire investigation.
It may be that the trial court acted within the latitude afforded by its discretionary authority to determine that Investigator Gullie's testimony was of an ordinary type and a reliability proceeding was not necessary, as, by virtue of his position as a fire investigator, the reliability of his testimony that accelerants were used to accelerate the fire was properly taken for granted.
See
*561 Aside from the testimony of Investigator Gullie, there was other direct and circumstantial evidence that an accelerant was used to start *249 the fire. Officer Barr gave the following testimony while video surveillance recordings made around the time of the fire were played for the jury:
A. ... You'll see a shadowy figure coming right here walking, a short stature; looks like a little something in the left hand, a little shiny and disappears, and it'll be three or four minutes; and then, you'll see the figure walk off, and then you'll see a flash of light after that....
...
You'll see a flash that is consistent with what I know to be fire.
...
That's consistent with a rapid expansion of a flammable liquid or something like that, and now you have active burning going on.
...
Q. Now, Investigator Barr, I'm going to turn your attention to yet a third camera angle. ...
...
Q. And what is that flashed light we just saw?
A. That would be the ignition of the fire on that building. It indicates that it was just a rapid acceleration of a fire indicating that an accelerant was used.
Later, Officer Barr testified that prior to working for the Durham Police Department, he was employed by the Durham City Fire Department. "I worked there for 18 years, so I have multiple certifications in the investigation of fires, hazardous material, technician specialists; hundreds and hundreds of hours of training, and hands-on and life experience in fire training, and some college in the background of fire investigations."
Officer Barr also testified without objection about his interview with Makara, who had called 9-1-1 on 30 May 2013 to report the fire.
A. She said she was outside her apartment that morning.
...
*250 Q. Did she say what else she noticed about that time?
A. She said while they were outside, she noticed a smell of gasoline. Then, there was an explosion, and then the fire consumed the building and she called 911.
Thus, given the unchallenged evidence in the form of direct testimony and video recordings depicting that an accelerant was used to start or accelerate the fire, we hold defendant has failed to demonstrate that any presumed error in the trial court's performance of its gatekeeping function would have had a probable impact on the jury's guilty verdict.
See
Lawrence
,
III
Defendant argues he received ineffective assistance of counsel because his attorney (1) did not object to Investigator Gullie's testimony and (2) failed to renew the motion to dismiss at the close of all the evidence. Defendant argues those decisions were not strategic decisions but instead were errors that amounted to constitutionally deficient performance. Defendant then argues that if counsel had objected to the testimony and renewed the motion to dismiss, he would have either been acquitted or had a better case on appeal. We disagree.
Defense counsel is given wide latitude in matters of strategy, so "the burden to show that counsel's performance fell short of the required standard is a heavy one for defendant to bear."
State v. Campbell
,
First, the defendant must show that counsel's performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the "counsel" guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance *562 prejudiced the defense. This requires showing that counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable. Prejudice is established by showing that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.
*251
Id. at 690,
Failure to object to Investigator Gullie's testimony
Defendant's first contention is that his counsel provided deficient performance when it failed to object to the expert opinion testimony of Investigator Gullie. Defendant argues its counsel made a critical error by not objecting and moving the trial court to examine Investigator Gullie under Rule 702, pursuant to the Daubert standard. This argument fails the test set out in Strickland and adopted in Campbell .
First, defendant's theory at trial did not challenge whether the fire was intentionally set but rather whether the State proved beyond a reasonable doubt that defendant was the perpetrator. Thus, the identity of the perpetrator was defendant's main defense. This is evidenced by defendant's closing argument, which is almost exclusively about the identity of the offender. It appears trial counsel made a reasonable, strategic decision to not object to Investigator Gullie's testimony while advocating that defendant was not the perpetrator. Further, the substantial evidence that an accelerant was used to accelerate the spread of the fire could have reasonably been seen as a greater legal challenge to overcome than the identity of the perpetrator. Judicial review is highly deferential to trial counsel's strategic decisions, and we presume such decisions were reasonable.
See
State v. Allen
,
*252 Failure to move to dismiss the charge at the close of all evidence
Defendant's second contention is that his trial counsel provided deficient performance when she failed to move to dismiss the charge against defendant at the close of all of the evidence. Defendant argues there is no legitimate reason for failing to move to dismiss at that time, and had counsel made the motion, defendant could have preserved a sufficiency of the evidence issue for appeal.
A properly preserved appeal of a denial of a motion to dismiss for insufficient evidence is reviewed
de novo
.
State v. Curry
,
However, again, defendant cannot establish prejudice. Had defense counsel presented a motion to dismiss at the close of all evidence, the trial court could have considered the evidence in the light most favorable to the State, leaving any contradictions in the evidence for the jury.
State v. Allen
,
*253 IV
In his final issue on appeal, defendant argues the trial court erred by ordering him to pay $5,000 in restitution to Lynnhaven Apartments. Defendant argues there was no evidence to support the award. We agree; therefore, we vacate and remand the restitution order.
Even absent an objection, awards of restitution are reviewed
de novo
.
State v. McNeil
,
The trial court awarded restitution of $5,000 because the State prosecutor told the trial court that is how much Lynnhaven Apartments had to pay as an insurance deductible. This is an unsworn statement by the prosecutor that cannot support an award of restitution. The State concedes there is no other specific detail in the record supporting the $5,000 award. There is evidence of substantial damage to the office building, but like the evidence in McNeil , that does not speak to the appropriate amount of restitution. Accordingly, we find the restitution awarded is not supported by the evidence adduced at trial or sentencing. We vacate the $5,000 award and, accordingly, remand for a new restitution hearing.
NO ERROR IN PART; VACATED AND REMANDED IN PART.
Judges TYSON and INMAN concur.
The
McGrady
Court specifically acknowledged the following United States Supreme Court opinions as describing the exacting standards of reliability expert opinion testimony must meet under Federal Rule 702(a) :
Daubert v. Merrell Dow Pharm., Inc.
,
"Federal courts traditionally grant a great deal of discretion to the trial court in determining the admissibility of expert testimony under
Daubert
."
State v. Turbyfill
, --- N.C.App. ----, ----,
A previous panel of this Court set out the Daubert factors a trial court may consider in determining whether scientific testimony was reliable, as follows:
In the context of scientific testimony, Daubert articulated five factors from a nonexhaustive list that can have a bearing on reliability: (1) "whether a theory or technique ... can be (and has been) tested"; (2) "whether the theory or technique has been subjected to peer review and publication"; (3) the theory or technique's "known or potential rate of error"; (4) "the existence and maintenance of standards controlling the technique's operation"; and (5) whether the theory or technique has achieved "general acceptance" in its field. Daubert ,509 U.S. at 593-94 ,113 S.Ct. 2786 . When a trial court considers testimony based on "technical or other specialized knowledge," N.C. R. Evid. 702(a), it should likewise focus on the reliability of that testimony, Kumho ,526 U.S. at 147-49 ,119 S.Ct. 1167 . The trial court should consider the factors articulated in Daubert when "they are reasonable measures of the reliability of expert testimony."Id. at 152 ,119 S.Ct. 1167 . Those factors are part of a "flexible" inquiry, Daubert ,509 U.S. at 594 ,113 S.Ct. 2786 , so they do not form "a definitive checklist or test,"id. at 593 ,113 S.Ct. 2786 . And the trial court is free to consider other factors that may help assess reliability given "the nature of the issue, the expert's particular expertise, and the subject of his testimony." Kumho ,526 U.S. at 150 ,119 S.Ct. 1167 .
State v. Abrams
, --- N.C.App. ----, ----,
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