Gause v. New Hanover Reg'l Med. Ctr.
Gause v. New Hanover Reg'l Med. Ctr.
Opinion
*414 When a hospital patient injured in a fall during an x-ray examination brings a claim for ordinary negligence, but pre-trial discovery reveals that the fall occurred when the x-ray technician was rending services requiring specialized skill and clinical judgment, the claim sounds in medical malpractice and is subject to dismissal based on the patient's failure to comply with Rule 9(j) of the Rules of Civil Procedure.
Plaintiffs Natalie Gause ("Natalie") and Josie May Gause Brown (collectively "Plaintiffs"), in their respective capacities for decedents Joyce Vera Livingston Gause ("Mrs. Gause" or "Plaintiff Gause"), and her husband, Vertis Ceamore Gause, appeal from an order dismissing Plaintiffs' negligence cause of action and denying Plaintiffs' Motion to Amend the Complaint. 2 Because Plaintiffs' complaint sounded in medical malpractice, not ordinary negligence, we affirm the trial court.
I. Factual and Procedural Background
On 16 March 2015, Natalie drove her mother, Mrs. Gause, to the Emergency Department of New Hanover Regional Medical Center ("Defendant" or "New Hanover") because Mrs. Gause was experiencing chest pains related to a fall several days prior. Mrs. Gause was 73-years-old and had a history of falling due to unsteadiness, often requiring assistance to walk distances.
At a triage station in the Emergency Department, a nurse assessed Mrs. Gause's chief complaint, determined her priority status, and ordered the hospital protocol for evaluating a complaint of chest pain. The nurse entered an order requesting, inter alia , an "x-ray chest PA or AP."
*415 A posterior-anterior ("PA") chest x-ray requires the patient to be in a standing position with an x-ray board, called a wall bucky, in front of the patient and the x-ray tube behind the patient. An anterior-posterior ("AP") chest x-ray may be taken with the patient standing, sitting, or lying down. A "PA" x-ray is optimal because it provides a superior image with the most information about the patient, allowing a more accurate diagnosis.
After waiting several minutes, Mrs. Gause was taken into a restricted area within the emergency department and assessed by another nurse. Following the second nurse's assessment, the x-ray technician, Kayne Darrell ("Darrell"), met Mrs. Gause and Natalie in the triage hallway and transported Mrs. Gause in a wheelchair to a radiology room. Natalie remained in the hallway.
Darrell and Mrs. Gause were the only two people in the radiology room when Darrell explained the chest x-ray process to Mrs. Gause, stating that she would ask Mrs. Gause to stand at the wall bucky. Darrell asked Mrs. Gause if she thought that she would be able to stand for the x-ray. Mrs. Gause answered, "I think so."
According to Darrell, as soon as Mrs. Gause said, "I think so," to Darrell's surprise she "immediately, and rapidly, stood up, unassisted"
*414 from the wheelchair. According to a doctor with whom Darrell spoke later that day, Darrell said that "she stood the patient up" from the wheelchair.
Darrell watched as Mrs. Gause took a few steps toward the wall bucky, watched Mrs. Gause for three or four seconds, and assessed that Mrs. Gause seemed "very stable." Darrell then turned around and walked several steps away from the patient to move a tube into position to take the x-ray. After three or four seconds, Darrell turned back toward Mrs. Gause and saw her falling backward. Darrell immediately ran to try to break the fall but could not reach Mrs. Gause before her head struck the floor. Mrs. Gause suffered a severe traumatic brain injury as a result of the fall.
Mrs. Gause's brain injury left her unable to communicate and unable to independently perform basic activities of daily living. She became a resident at a long-term nursing care facility where she received twenty-four-hour, around-the-clock care. She died in the nursing care facility on 10 June 2016, approximately 15 months after the fall.
On 15 July 2015, while Mrs. Gause was still living, Plaintiffs filed a complaint in New Hanover County Superior Court alleging Defendant was liable for ordinary negligence and negligence on a theory of *416 res ipsa loquitur . In the ordinary negligence claim, Plaintiffs alleged that "Defendant negligently/or carelessly:"
a. transported Plaintiff to and/or from the x-ray room;
b. asked Plaintiff to stand without properly supporting her;
c. allowed Plaintiff to sit up and/or stand without properly securing her;
d. placed Plaintiff in an unsteady position;
e. failed to take adequate measures to support Plaintiff;
f. failed to properly secure Plaintiff while transporting her;
g. allowed Plaintiff to be at risk of falling;
h. failed to take adequate precautions and/or safety measures to prevent Plaintiff from falling while transporting her to and/or from x-ray[.]
....
The Complaint did not label any claim as one for medical malpractice and did not contain a certification of compliance with Rule 9(j), which requires expert review prior to the filing of a medical malpractice action.
On 1 October 2015, Defendant filed an Answer asserting, inter alia , that the Complaint "should be dismissed for failure of the Plaintiff[s] to comply with Rule 9(j) of the North Carolina Rules of Civil Procedure." The parties then proceeded with discovery.
In response to an interrogatory, Plaintiff Gause listed 20 specific ways that Defendant was negligent, including, inter alia , contentions that Defendant "[f]ailed to inquire as to Plaintiff's condition, history of falls, limited mobility, problems with standing, and risk of falling;" "[f]ailed to conduct a fall risk assessment to determine whether to take the x-ray PA or AP;" and "[f]ailed to properly administer the x-ray."
Plaintiffs' counsel took the deposition of Darrell, who testified that she assessed Mrs. Gause upon first meeting her and continuing until Mrs. Gause had taken a few steps away from the wheelchair without assistance. Darrell testified that her assessment was based on her clinical judgment and observations of the patient, including the patient's mental status, and on more than 22 years of experience as an x-ray technician.
Following written discovery and depositions, Defendant filed a Motion for Summary Judgment. Two days later, Plaintiffs filed a Motion *417 to Amend the Complaint to add a claim of medical negligence against Defendant. The proposed Amended Complaint alleged that, pursuant to Rule 9(j), the medical care and relevant records "have been reviewed by a person who is reasonably expected to qualify as an expert witness under Rule 702 of the Rules of Evidence and who is willing to testify that the medical care did not comply with the applicable standard of care." The proposed Amended Complaint did not allege when the expert review had occurred.
Defendant's Motion for Summary Judgment and Plaintiffs' Motion to Amend came *415 on for hearing on 4 February 2016 in New Hanover Superior Court, Judge Charles Henry presiding. On 5 April 2016, the trial court entered an order dismissing Plaintiffs' res ipsa loquitor claim, dismissing Plaintiffs' negligence claim without prejudice, and denying Plaintiffs' Motion to Amend.
Plaintiffs filed a Notice of Appeal.
II. Standard of Review
Summary judgment is appropriate if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that any party is entitled to a judgment as a matter of law. A trial court's grant of summary judgment receives de novo review on appeal, and evidence is viewed in the light most favorable to the non-moving party.
Sturgill v. Ashe Mem'l Hosp., Inc.
,
III. Analysis
A. Medical Malpractice or Ordinary Negligence Theory
Plaintiffs argue that the trial court erred in dismissing their ordinary negligence claim based on their failure to comply with a pleading requirement applicable only to a medical malpractice claim. We disagree for two reasons. First, Plaintiffs' discovery responses reveal allegations that Defendant was negligent in furnishing or failing to furnish professional services. Second, undisputed evidence produced in discovery shows that Mrs. Gause's injury stemmed from the x-ray technician's activities which required her to use clinical judgment. We conclude that Plaintiffs' claim necessarily sounds in medical malpractice and not in ordinary negligence.
*418
In North Carolina, the distinction between a claim of medical malpractice and ordinary negligence is significant for several reasons, including that medical malpractice actions cannot be brought without prior review of the medical care and relevant medical records by a person reasonably expected to qualify as an expert and to testify that the defendant provided substandard care. N.C. Gen. Stat. § 1A-1, Rule 9(j) (2015). Failure to allege compliance with Rule 9(j) in a complaint for medical malpractice requires dismissal.
"Whether an action is treated as a medical malpractice action or as a common law negligence action is determined by our statutes[.]"
Smith v. Serro
,
The term "professional services" is not defined by our statutes but has been defined by this Court as "an act or service arising out of a vocation, calling, occupation, or employment involving specialized knowledge, labor, or skill, and the labor or skill involved is predominantly mental or intellectual, rather than physical or manual."
Sturgill
,
Also on facts similar to those now before us, in
Alston,
Here, Plaintiffs' Complaint alleged that "Defendant negligently and/or carelessly," inter alia , "failed to take adequate precautions and/or safety measures to prevent Plaintiff [Gause] from falling while transporting her to and/or from x-ray;" and/or "failed to perform such acts and/or take those measures necessary to protect Plaintiff [Gause] from falling." These allegations, general as they are, sound in medical malpractice, because deciding what precautions and measures were "adequate" and "necessary" required medical personnel to use clinical judgment and intellectual skill. But our holding turns on more than the Complaint.
Plaintiffs' interrogatory responses specify numerous contentions that Defendant, through its agents and employees, was negligent in furnishing or failing to furnish the following services: assessing the patient, inquiring about and reviewing the patient's medical history, and administering the x-ray. Each of these services-assessment, inquiry, review, and administering a diagnostic imaging procedure-involves specialized knowledge and skills which are predominantly mental or intellectual, rather than physical or manual.
See
Lewis v. Setty,
Darrell testified in deposition that she assessed Mrs. Gause from the moment they met until the moment Darrell determined that she could walk away from Mrs. Gause to
*417
position the x-ray tube. Darrell testified that her assessment was based upon her clinical experience, judgment, and observations of the patient. Plaintiffs argue it could be reasonably inferred from the evidence that despite her testimony, Darrell used no judgment or skill and performed no assessment of Mrs. Gause, but simply stood her up and walked away, allowing her to fall. Such an inference, however, would not remove this case from the statutory definition of medical malpractice which includes a claim for injury "arising out of the furnishing
or failure to furnish
professional services."
It is undisputed that Darrell took Mrs. Gause into her care following a nurse's order for "x-ray chest PA or AP." The nature of the order-providing for alternative methods of imaging-necessarily required Darrell to make a clinical judgment regarding how to administer the x-ray. Darrell testified that when making such decisions, "what you're trying to do is-is give the radiologist an optimal image without compromising the patient's safety and comfort." Whether Darrell failed to assess Mrs. Gause or inadequately assessed her in choosing to take a standing *421 x-ray, Mrs. Gause's injury arose from medical malpractice as defined by statute.
Plaintiffs contend that this case is controlled by a line of decisions classifying claims in medical settings as ordinary negligence. Those cases are all factually and legally inapposite.
In
Norris v. Rowan Mem'l Hosp., Inc.
,
In
Lewis v. Setty
,
In
Horsley v. Halifax Reg'l Med. Ctr., Inc.
,
*422
Id.
at 414,
Plaintiffs also argue that Defendant is estopped from asserting that this action is one for medical malpractice because Defendant objected to discovery on the basis that Plaintiffs had not alleged a medical malpractice
*418
cause of action. Judicial estoppel bars inconsistent assertions of fact, but generally "the doctrine should not be applied to prevent the assertion of inconsistent legal theories ... such a limitation is necessary to avoid interference with our liberal pleading rules, which permit a litigant to assert inconsistent, even contradictory, legal positions within a lawsuit."
Whitacre P'ship v. Biosignia, Inc.
,
In sum, Plaintiffs' claim sounds in medical malpractice and not in ordinary negligence, and it was subject to dismissal for failing to comply with Rule 9(j). Further, because Plaintiffs' Complaint contained no 9(j) certification, it did not allege a viable claim for medical malpractice.
B. Considering Matters Outside the Pleadings
The trial court, consistent with our precedent, determined that Plaintiffs' Complaint was subject to dismissal for failure to comply with Rule 9(j) based in part on written discovery responses and deposition testimony.
See
Alston
,
*423
Plaintiffs misstate the holding by the North Carolina Supreme Court in
Anderson v. Assimos
,
*419 C. Motion to Amend
Plaintiffs contend that the trial court abused its discretion in denying Plaintiffs' Motion to Amend the Complaint. We do not have jurisdiction to review the trial court's order as to this issue because Plaintiff's' Notice of Appeal did not refer to or encompass this issue, nor can the issue be fairly inferred from the language in the Notice of Appeal.
Rule 3(d) of the North Carolina Rules of Appellate Procedure provides that a notice of appeal "shall designate the judgment or order from
*424
which appeal is taken...." N.C. R. App. P. 3(d). " Rule 3 is jurisdictional, and if the requirements of the rule are not complied with, the appeal must be dismissed."
Foreman v. Sholl
,
In this case, Plaintiffs' Notice of Appeal specified that Plaintiffs were appealing the trial court's order "which dismissed Plaintiffs' action without prejudice." Unlike in
Smith
, the trial court's denial of Plaintiffs' Motion to Amend was entirely independent of the trial court's ruling dismissing the action without prejudice.
See
Foreman
,
*425 Finally, because the Notice of Appeal identified the order as dismissing the action without prejudice , it is not fairly inferred from the Notice that an appeal from the ruling on the Motion to Amend was intended or even necessary. Rule 3(d) can be treacherous for an appellant whose notice identifies one but not all provisions in the order or judgment from which the appellant seeks relief.
IV. Conclusion
For the reasons we have explained, we affirm the trial court's conclusion that this is an action for medical malpractice requiring a certification as provided in Rule 9(j), and we dismiss the remainder of Plaintiffs' appeal for lack of jurisdiction.
AFFIRMED IN PART; DISMISSED IN PART.
Judges DAVIS and ENOCHS concur.
The trial court's order also dismissed Plaintiffs' claim of injury based on the theory of res ipsa loquitor . Plaintiffs do not appeal that portion of the order.
A "health care provider" is "[a] person who pursuant to the provisions of Chapter 90 of the General Statutes is licensed, or is otherwise registered or certified to engage in the practice of or otherwise performs duties associated with any of the following: ... radiology[.]"
Defendant argues that this Court lacks jurisdiction to determine whether the trial court erred by considering matters outside the pleadings because Plaintiffs' Notice of Appeal and Proposed Issues on Appeal contained in the settled record did not designate it as an issue. Defendant's argument is without merit. Rule 3(d) of the North Carolina Rules of Appellate Procedure requires a notice of appeal to identify the party who is appealing, the judgment or order from which the party appeals, the court to which the party addresses the appeal, and the signature of the appealing party's counsel of record. N.C. R. App. P. 3(d). Plaintiffs' Notice of Appeal identified all of the required information and specified that it was appealing from the trial court's order "which dismissed Plaintiffs' action without prejudice." The appeal of the dismissal inherently includes an appeal from the trial court's analysis and conclusions leading to the dismissal, including its reference to matters outside the pleadings.
See
Smith v. Indep. Life Ins. Co
.,
Reference
- Full Case Name
- Joyce Vera Livingston GAUSE, Individually, Natalie Gause, as GAL on Behalf of Joyce Vera Livingston and Vertis Gause, Individually, Plaintiffs, v. NEW HANOVER REGIONAL MEDICAL CENTER, Defendant.
- Cited By
- 7 cases
- Status
- Published