State v. Mostafavi
State v. Mostafavi
Opinion
*804 Seid Michael Mostafavi ("Defendant") appeals from judgment entered after he was convicted in a bench trial of two counts of obtaining property by false pretenses. We hereby vacate Defendant's convictions. 1
*510 Defendant was also convicted of a single count of felony larceny. However, Defendant did not properly preserve his challenge to this conviction. In our discretion, we decline to invoke Rule 2 and do not address Defendant's challenge regarding his conviction for felony larceny.
I. Background
Defendant was charged with a number of crimes in connection with a break-in of a house where certain items were later discovered to have been stolen.
The State's evidence tended to show as follows: A home shared by two individuals was broken into while they were on vacation. The house-sitter testified that she was indebted to Defendant and allowed Defendant to break into the home and to help himself to certain items belonging to the two victims. Some of the missing items were found and recovered at a pawn shop. These items were either sold or pawned by Defendant.
Defendant testified and presented evidence tending to show that the house-sitter claimed she owned the stolen items and that he bought the items from the house-sitter for a negotiated price.
The trial court found Defendant guilty of one count of felony larceny and two counts of obtaining property by false pretenses from the pawn shop. The trial court sentenced Defendant accordingly. Defendant appeals.
II. Analysis
Defendant makes several arguments on appeal, which are addressed in turn below.
*805 A. Larceny Conviction
Defendant argues that there was a fatal variance between the indictment and the evidence presented at trial on the larceny charge. Specifically, he notes that the indictment identified one of the homeowners as the owner of the stolen property. This is indicated by the State's evidence, which showed that the stolen property was owned by the other homeowner.
See
State v. Greene
,
Defendant concedes that he failed to properly preserve this issue on appeal. Defendant requests we invoke Rule 2 of the North Carolina Rules of Appellate Procedure to review the merits of his claim.
Appellate Rule 2 authorizes this Court to "suspend or vary the requirements or provisions of any of [the Rules of Appellate Procedure]." N.C. R. App. P. 2. Although Appellate Rule 2 is available to prevent "manifest injustice," our Supreme Court has stated that this residual power to vary the default provisions of the appellate procedure rules should only be invoked on " 'rare occasions' and under 'exceptional circumstances.' "
Dogwood Dev. & Mgmt. Co. v. White Oak Transp. Co.,
Defendant has failed to demonstrate the "exceptional circumstances" necessary to for us to invoke Appellate Rule 2.
B. Indictment-Obtaining Property By False Pretenses
Defendant contends the trial court erred by failing to dismiss the charges for obtaining property by false pretenses. Defendant contends that the language in the indictment describing the property obtained as "UNITED STATES CURRENCY" was not sufficient to sustain the indictment. We agree.
"Where an indictment is alleged to be invalid on its face, thereby depriving the trial court of its jurisdiction, a challenge to that indictment may be made at any time, even if it was not contested in the trial court."
State v. Wallace
,
We conclude that our Supreme Court's decision in
State v. Reese
,
1. Current Supreme Court Jurisprudence Compels our Conclusion that the Indictment is Fatally Defective
Our Supreme Court has repeatedly held that an indictment is constitutionally sufficient if it "apprises the defendant of the charge against him with enough certainty to enable him to prepare his defense and to protect him from subsequent prosecution for the same offense."
State v. Snyder
,
Here, Defendant was indicted for violating
For indictments charging under
In 1880, our Supreme Court held in
State v. Reese
that an indictment describing the property obtained as "money" was fatally defective, stating that "the money obtained should have been described
at least by the amount
-
as, for instance, so many dollars and cents
."
Reese,
In 1941, our Supreme Court reaffirmed its 1880 holding.
See
Smith
,
More recently, in 2014, our Supreme Court reaffirmed both the 1880 Reese and the 1941 Smith decisions, stating as follows:
*807 This Court has not had occasion to address this issue recently, but consistently has held that simply describing the property obtained as "money," State v. Reese ,83 N.C. 637 , 640 (1880), or "goods and things of value," State v. Smith ,219 N.C. 400 , 401,14 S.E.2d 36 , 36 (1941), is insufficient to allege the crime of obtaining property by false pretenses.
Jones
,
"United States Currency" is synonymous with "money," though the former language does provide
some
further description of the money as some
unspecified
amount of "dollars and cents" issued by
our
federal government, rather than by a foreign government.
See
State v. Gibson
,
And where the amount of money is
not
known to the pleader, our Supreme Court instructs that describing the money by the name of the victim from whom it was obtained, the date it was obtained, and the false pretense used to obtain the money is still not sufficiently specific. For instance, the indictment found to be fatal in the 1880
Reese
case alleged that "on 1 January 1876," the defendant defrauded "Henderson Pritchard and John A. Pritchard" out of "goods and money" by stating that he was the owner of "a large and valuable farm, with team and stock thereon, in the county of Northampton[.]"
Reese
,
Our Court has on occasion sustained indictments which seemingly conflict with our Supreme Court's decisions.
See
State v. Ricks
, --- N.C.App. ----,
In
Ricks
-the recent case from our Court relied upon by the dissenting judge in the present case-our Court decided not to follow the Supreme Court precedent cited above, reasoning that the Supreme Court's analysis in those cases was "faulty" and "incorrect."
Ricks
, --- N.C.App. at ----,
The [1941 Supreme] Court failed to look to the statute when deciding Smith . The Court quoted Reese , but failed to follow Reese as a whole by not considering the statute governing the description of money in indictments. This faulty citation to Reese ... led our [Supreme] Court to the incorrect conclusion again in Jones .
Ricks
, --- N.C.App. at ----,
In general, and as noted by the dissent, where a panel of the Court of Appeals has decided an issue, "a subsequent panel of the same court is bound by that precedent, unless it has been overturned by a higher court."
In re Civil Penalty
,
In sum, our Court "has no authority to overrule decisions of our Supreme Court and we have the responsibility to follow those decisions until otherwise ordered[.]"
Andrews v. Haygood
,
2.
Our Court in
Ricks
relied, in part, on language in
In every indictment which it is necessary to make any averment as to the larceny of any money, or United States treasury note, or any note of any bank whatsoever, it is sufficient to describe such money, or treasury note, or bank note, simply as money, without specifying any particular coin, or treasury note, or bank note[.]
The predecessor of
Prior to the passage of the 1877 Act, drafters of indictments were generally required to describe not only the
amount
of money obtained, but also the
type
of money obtained, e.g. three $10 bank notes or two $5 dollar treasury notes, etc.
See
State v. Fulford
,
The
Reese
Court noted that the General Assembly had passed the 1877 Act "to remedy the difficulty of
describing and identifying
bank bills, Treasury notes, etc."
III. Conclusion
In conclusion, as our Supreme Court restated in its 2014
Jones
decision, there remains a requirement to describe the thing obtained in an indictment for false pretenses with "reasonable certainty."
Jones
,
AFFIRMED IN PART; VACATED IN PART.
Chief Judge McGEE concurs.
Judge TYSON concurs in part and dissents in part by separate opinion.
TYSON, Judge, concurring in part, dissenting in part.
*812
I fully concur with those portions of the majority's opinion, which affirm Defendant's felony larceny conviction and holds Defendant's IAC claims are without merit. I respectfully dissent from the majority's notion that the description of the property obtained as "UNITED STATES CURRENCY" is insufficient to lawfully sustain the indictment for obtaining property by false pretenses. This Court is bound by its previous un-appealed and precedential decisions.
See
State v. Ricks
, --- N.C.App. ----, ----,
I. Indictments for Obtaining Property by False Pretenses
"Where a panel of the Court of Appeals has decided the same issue, albeit in a different case, a subsequent panel of the same court is bound by that precedent, unless it has been overturned by a higher court."
*515
In Re Civil Penalty
,
A. State v. Ricks
Last year, this Court considered "the same issue" in
Ricks
.
Id
. In
Ricks
, this Court upheld a conviction for obtaining property by false pretenses where the indictment described the property obtained as "a quantity of U.S. Currency."
State v. Ricks
, --- N.C. App. at ----,
This Court held the indictment did not contain a fatal defect to deprive the trial court of jurisdiction.
Id
. This conclusion was based upon application of
*813 The majority opinion in Ricks explained:
[N.C. Gen. Stat. § 15-149 ] which says describing money simply as "money" is sufficient suggests that term is enough to put a defendant on notice of the property obtained in order to prepare for his or her trial. Here, we have an indictment describing the property as "U.S. Currency," a term more specific than money.
Ricks
, --- N.C.App. at ----,
This holding is wholly consistent with multiple binding precedents of this Court.
See
Ledwell
,
Neither Defendant nor the majority's opinion attempts to distinguish this case from
Ricks
or the other cases cited above. The majority's opinion acknowledges U.S. Currency "is practically synonymous with 'money,' though admittedly, the former language does provide
some
further description of the money ... issued by
our
federal government." (emphasis original). Rather, Defendant and the majority's opinion assert this Court in
Ricks
misconstrued
The majority's opinion attempts to resurrect and re-assert the identical arguments stated in the dissenting opinion in
Ricks
, even though the Defendant in
Ricks
did not exercise his appeal as of right to our Supreme Court, nor his right to petition for discretionary review before the Supreme Court.
See
Ricks
, --- N.C.App. at ----,
This Court has no power to overrule our Supreme Court, and "we are bound by the rulings of our Supreme Court."
*814
Mahoney v. Ronnie's Rd. Serv.
,
Under binding Supreme Court precedents, we are bound by our prior decision and analysis
*516
in
Ricks
.
See
In Re Civil Penalty
,
B. State v. Ledwell
Presuming,
arguendo
, that the failure to allege the specific amount of United States Currency is error, such "error" in this case is not fatal.
See
Ledwell
,
Chapter 15, Article 15 of the North Carolina General Statutes provides the indictment requirements for certain crimes, including
Every criminal proceeding by warrant, indictment, information, or impeachment is sufficient in form for all intents and purposes if it express [es] the charge against the defendant in a plain, intelligible, and explicit manner; and the same shall not be quashed, nor the judgment thereon stayed, by reason of any informality or refinement, if in the bill or proceeding, sufficient matter appears to enable the court to proceed to judgment.
An indictment must contain, "[a] plain and concise factual statement in each count which ... asserts facts supporting every element of a criminal offense and the defendant's commission thereof with sufficient precision *815 clearly to apprise the defendant or defendants of the conduct which is the subject of the accusation." N.C. Gen. Stat. § 15A-924(a)(5) (2015).
As our Supreme Court has noted:
"it is not the function of an indictment to bind the hands of the State with technical rules of pleading; rather, its purposes are to identify clearly the crime being charged, thereby putting the accused on reasonable notice to defend against it and prepare for trial, and to protect the accused from being jeopardized by the State more than once for the same crime."
State v. Spivey
,
"An indictment must allege all the essential elements of the offense endeavored to be charged[.]"
Id
. (citation and internal quotation marks omitted). The elements of obtaining property by false pretenses are "(1) a false representation of a subsisting fact or a future fulfillment or event, (2) which is calculated and intended to deceive, (3) which does in fact deceive, and (4) by which one person obtains or attempts to obtain value from another."
State v. Childers,
In
Ledwell
, the challenged indictments alleged the defendant attempted to obtain "United States currency" by false pretenses.
Ledwell
,
The term "United States currency" is sufficient to describe the money and the inclusion of the watch band in the indictment provides defendant with notice of the crime of which he is accused. The indictment in question set forth the elements necessary to provide defendant with proper notice regarding the conduct of attempting to obtain property by false pretenses.
Here, the two counts of obtaining property by false pretenses alleged Defendant obtained "UNITED STATES CURRENCY from CASH NOW PAWN" and the false pretenses consisted of the following:
*816 BY PAWING AN ACER LAPTOP, A VIZIO TELEVISION AND A COMPUTER
*517 MONITOR AS HIS OWN PROPERTY TO SELL, when in fact the property had been stolen from GRAHAM HYDER and the defendant was not authorized to sell the property.
BY PAWING JEWERLRY AS HIS OWN PROPERTY TO SELL, when in fact the property had been stolen from GRAHAM HYDER and the defendant was not authorized to sell the property.
The specificity of these indictments includes: (1) all the essential elements of the crime; (2) provides Defendant proper notice of the crimes with which he is accused; and, (3) protects him from being placed in jeopardy by the State more than once for the same crime.
Moreover, if Defendant wished for additional information in the nature of the specific acts with which he was charged, he could have moved for a bill of particulars from the State.
See
N.C. Gen. Stat. § 15A-925 (2015) ;
see
State v. Wadford
,
The majority's opinion attempts to overrule
Ledwell
and
Almond
, just as it attempts to overrule
Ricks
, and argues
Ledwell
also misconstrued the Supreme Court decisions in
Reese
and
Smith
. However, as with the defendant in
Ricks
, the defendant in
Ledwell
never appealed to the Supreme Court and our Supreme Court in
Jones
did not overrule
Ledwell
.
See
Jones
,
It is for the Supreme Court to determine whether this Court erred in the analysis and conclusions as set forth in
Ricks
and
Ledwell
.
See
II. Insufficient Evidence
As I vote to uphold the indictment alleging Defendant obtained property by false pretenses, I briefly address Defendant's contention the trial court erred by failing to dismiss these charges due to *817 insufficient evidence to show that Defendant made a false representation of ownership.
A. Standard of Review
The standard of review for a trial court's denial of a motion to dismiss for insufficient evidence is
de novo
.
State v. Smith
,
"In reviewing challenges to the sufficiency of evidence, we must view the evidence in the light most favorable to the State, giving the State the benefit of all reasonable inferences."
State v. Barnes
,
B. Analysis
"The gist of obtaining property by false pretense is the false representation of a subsisting fact intended to and which does deceive one from whom property is obtained."
State v. Linker
,
Our Supreme Court has clearly stated, "the false pretense need not come through spoken words, but instead may be by act or conduct."
State v. Parker
,
Defendant argues the State failed to present any evidence tending to show Defendant made a false representation to Cash Now Pawn. I disagree. The State called employee Austin Dotson to establish the events, which occurred at Cash Now Pawn. Dotson first testified regarding the general procedure for sale or loan transactions at the pawn shop. Dotson testified he requests the identification of the person presenting the property and "check[s] to make sure the person who handed [him] the identification is the same person as reflected in the identification." After checking identification, he and the customer sign a ticket acknowledging the person is "giving a security interest in the below described goods."
Dotson testified he followed this procedure on 10 July 2015 and 21 July 2015. Dotson testified he checked the identification presented by the individual who pawned the items on both dates, and the identification listed Defendant's name. The State presented and entered into evidence the pawn tickets from both transactions, which listed the customer as Defendant but were not signed at the bottom. The tickets entered into evidence contained Defendant's name, address, driver's license number, and birthday. Dotson explained original signed receipts are kept by the owner pawning the property. Each ticket contained the following language, "[y]ou are giving a security interest in the below described goods" and "[b]y signing, I acknowledge ... I agree to all terms and conditions on the front and back[.]"
Additional evidence shows Defendant had pawned items previously. Defendant further testified he had prepared a bill of sale in a personal property transaction. This bill of sale included language where the seller acknowledged the "property items were lawfully hers."
Viewed in the light most favorable to the State and resolving all reasonable inferences in the State's favor, the State presented sufficient evidence tending to show Defendant's conduct constituted a false representation to submit the offense to the jury.
See
Barnes
,
III. Conclusion
I fully concur with those portions of the majority's opinion, which affirm Defendant's felony larceny conviction and hold Defendant's IAC
*819 claims are without merit. As this Court is bound by its previous decisions in Ricks and Ledwell , I respectfully dissent from that portion of the majority's opinion vacating Defendant's convictions for obtaining property by false pretenses. There is no error in Defendant's convictions for obtaining property by false pretenses or in the judgments entered thereon.
Because we have vacated Defendant's convictions for obtaining property by false pretenses, we need not reach Defendant's IAC claim related to these convictions.
The indictment at issue in Jones alleged, in part, that "on or about the 19th day of May, 2010, in Mecklenburg County," the defendant did "obtain services from Tire Kingdom, Inc."
Other decisions from our Court are in accord with
Ricks
and
Ledwell
. For instance, in 1993, an indictment which identified the thing obtained as "United States money" was sustained.
See
State v. Almond
,
The Citizens' State Bank in New Orleans issued a $10 bank note containing the word "DIX" (French for "ten"), which some historians believe is the genesis for the word "Dixie," an historical nickname for the southern region of the United States.
See "Dixie" Originated From Name "Dix" An Old Currency
, New Orleans American, May 29, 1916, vol. 2, no. 150, at 3. The word "greenbacks" originally described certain treasury notes with green ink used on the reverse side issued by the United States to help fund the Civil War.
See
Lackey v. Miller
,
Reference
- Full Case Name
- STATE of North Carolina v. Seid Michael MOSTAFAVI, Defendant.
- Cited By
- 7 cases
- Status
- Published
- Syllabus
- Conflicting Court of Appeals precedents, fatal defect in indictment, State v. Ricks, US currency