State v. Guevara
State v. Guevara
Opinion of the Court
Defendant appeals his judgments for sexually related crimes committed against his stepchild. On or about 4 October 2017, defendant was convicted of indecent liberties with a child, incest with a child, and rape of a child. Defendant appealed and makes one substantive and one procedural argument. Because the trial court correctly allowed expert opinion testimony regarding the child's physical condition and accepted defendant's stipulation of an aggravating factor, we find no error on these issues. But since the aggravating factor was also an element of the crime of incest, it should not have been used as an aggravating factor in sentencing defendant on the incest conviction, so we remand for resentencing with proper application of the aggravating factor.
I. Background
Defendant was the stepfather of the minor child Jane.
II. Expert Opinion Testimony
Defendant first argues the trial court erred by admitting expert testimony that Jane's physical condition was consistent with "sexual assault."
When reviewing the ruling of a trial court concerning the admissibility of expert opinion testimony, the standard of review is whether the trial court committed an abuse of discretion. An abuse of discretion results where the court's ruling is manifestly unsupported by reason or is so arbitrary that it could not have been the result of a reasoned decision.
Sneed v. Sneed , --- N.C. App. ----, --- S.E.2d ---- (2018) (citations and quotation marks omitted).
During defendant's trial the Sexual Assault Nurse Examiner testified about specific physical findings on Jane's body and stated that in her expert opinion Jane's physical condition was consistent with "sexual assault." Defendant's substantive argument is that "the trial court erred in admitting the testimony of the nurse examiner when she opined that the physical findings were consistent with sexual assault." (Original in all caps.) Defendant contends that "without a proper foundation" the nurse examiner's use of the word "assault" offered "an opinion as to a legal conclusion about a legal-term-of-art which carries a specific legal meaning[,]" and thus her opinion was improperly admitted.
The nurse examiner testified that Jane's physical trauma was consistent with the assault Jane had described. In State v. Aguallo , our Supreme Court held similar testimony to be permissible:
By defendant's second assignment of error, he contends that the pediatrician's testimony that the results of the physical examination were consistent with the victim's pre-examination statement was a comment on the victim's truthfulness or the guilt or innocence of defendant. We disagree.
"Dr. Sinal, who performed a complete examination of the victim, testified that there had been a 'lacerational cut' in the hymen area of the child. When asked if the findings from the physical examination were consistent with what the child had told her, the doctor responded affirmatively. At a later time during direct examination, the prosecutor again asked the doctor if, in her opinion, the lacerations and adhesions she found were consistent with what the child had told her. Over objection she responded, 'I felt it was consistent with her history.'
Defendant relies on a line of cases in which this Court has held it reversible error for medical experts to testify as to the veracity of the victim. This Court has found reversible error when experts have testified that the victim was believable, had no record of lying, and had never been untruthful. This case, however, is distinguishable.
Essentially, the doctor testified that the physical trauma revealed by her examination of the child was consistent with the abuse the child alleged had been inflicted upon her. We find this vastly different from an expert stating on examination that the victim is 'believable' or 'is not lying.' The latter scenario suggests that the complete account which allegedly occurred is true, that is, that this defendant vaginally penetrated this child. The actual statement of the doctor merely suggested that the physical examination was consistent with some type of penetration having occurred. The important difference in the two statements is that the latter implicates the accused as the perpetrator of the crime by affirming the victim's account of the facts. The former does not.
The statement of the doctor only revealed the consistency of her findings with the presence of vaginal trauma. This expert opinion did not comment on the truthfulness of the victim or the guilt or innocence of defendant. The questions and answers were properly admitted to assist the jury in understanding the results of the physical examination and their relevancy to the case being tried. "
State v. Aguallo ,
Defendant further argues that the witness's use of the word "assault" here takes this case beyond those which have approved expert testimony because "assault" has a technical legal meaning. But taken in context here, it is apparent that the witness used the word in the colloquial sense. The nurse examiner was describing abrasions and injuries she saw on Jane's body. Defendant was not charged with a crime which is termed as an "assault" and "assault" in a technical legal sense is not an element of any of the charges. If the expert had used the words "sexual activity" instead of "sexual assault," the meaning would be exactly the same in this context.
And even if we generously assume arguendo that the nurse examiner exceeded the scope of expert testimony by using the word "assault," this evidence was not prejudicial considering the other evidence against defendant. Jane gave extensive detailed testimony of defendant raping her; there was sperm consistent with defendant's DNA on the vaginal swab taken from Jane; sperm consistent with defendant's DNA was found on Jane's underwear, and there were numerous trauma-related physical indications on Jane's body. See State v. Carr ,
III. Aggravating Factor
Defendant's procedural argument is that "the trial court erred by failing to comply with N.C. Gen. Stat. § 15A-1022.1 when the court accepted defense counsel's stipulation to an aggravating factor without ascertaining that the admission was the informed choice of the defendant." (Original in all caps.) "Alleged statutory errors are questions of law, and as such, are reviewed de novo ." State v. Mackey ,
Here, defendant's counsel stipulated to the aggravating factor that "[t]he defendant took advantage of a position of trust or confidence, including a domestic relationship, to commit the offense." North Carolina General Statute § 15A-1022.1 mandates that a colloquy is required "unless the context clearly indicates that they are inappropriate." N.C. Gen. Stat. § 15A-1022.1 (2017). On this same issue, in State v. Marlow , this Court determined,
In reviewing the circumstances under which defendant's prior record was stipulated, we hold that conducting such questioning with defendant would have been inappropriate and unnecessary. After the jury returned the verdicts, the State moved to sentence defendant as a Prior Record Level II, in that he was convicted of possession of drug paraphernalia on 7 January 2008 and was on probation at that time for another offense. After asking defense counsel if they had a chance to review the prior record level and have a discussion with defendant, defense counsel responded "he did stipulate, yes, sir." Defense counsel had the opportunity to inform defendant of the repercussions of conceding certain prior offenses and defendant had the opportunity to interject had he not known such repercussions. Yet, even after being informed, defendant neither objected to nor hesitated when asked about such convictions. With such a routine determination as to whether defendant was convicted of possession of drug paraphernalia while on probation for another offense, we see no reason to have engaged in an extensive colloquy with defendant.
It was like relationship between a daughter and [ ] a father. I would take care of them. I would take them to the park. I would take them to Charlotte. Once we went together to Beldoso, Georgia. I'd take them up to the mountains. We'd play around and driving in the truck we'd -- sometimes we'd listen to music together and even sing. And [Jane] would say that she didn't like the way I would sing. So she would hear me sing and she would say, dad.
The trial court asked if defendant stipulated to the caretaking relationship aggravating factor, and as in Marlow , "[d]efense counsel had the opportunity to inform defendant of the repercussions of conceding certain prior offenses and defendant had the opportunity to interject had he not known such repercussions."
But use of the aggravating factor also presents another issue noted by the State's brief. The State appropriately acknowledges that defendant should not have been convicted within the aggravated range for his crime of incest because the factor of being in "a position of trust or confidence, including a domestic relationship, to commit the offense[,]" N.C. Gen. Stat. § 15A-1022.1, was an element of the crime of incest. See
IV. Conclusion
For the foregoing reasons, we conclude there was no error in defendant's trial but remand for resentencing.
NO ERROR; REMANDED for RESENTENCING.
Report per Rule 30(e).
Judges DIETZ and MURPHY concur.
A pseudonym is used to protect the minor involved.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.