Jones v. Weyerhaeuser Co.
Dissenting Opinion
I disagree with the majority's conclusion that plaintiff has asbestosis and that he is entitled to 104 weeks of benefits pursuant to §
Diagnosis of asbestosis or silicosis; and
Current employment that exposes plaintiff to the hazards of asbestosis or silicosis.
N.C. Gen. Stat. §
That the employee is removed from the industry at the directive of the Commission.
Moore v. Standard Mineral Company,
The American Thoracic Society has determined that the diagnosis of "asbestosis" is a judgment based on a careful consideration of all relevant clinical findings. The Diagnosis of Nonmalignant DiseasesRelated to Asbestos, 134 American Review of Respiratory Disease 363 (Adopted by American Lung Association, March 1986). According to the American Thoracic Society, the diagnosis of asbestosis requires:
A reliable history of exposure, and
An appropriate time interval between exposure and detection, with1
Chest roentgenographic evidence of type "s," "t," "u," small irregular opacifications of a profusion of 1/1 or greater,
A restrictive pattern of lung impairment with a forced vital capacity below lower limit of normal,
A diffusing capacity below the lower limit of normal, and/or
Bilateral late or pan inspiratory crackles at the posterior lung bases not cleared by cough.
The American Thoracic Society acknowledged that interstitial fibrosis might be present without any of the other criteria; however, the ATS stated that a clinical diagnosis could not be made without the other criteria. Id.
The evidence cited by the majority does not support the conclusion that plaintiff has asbestosis. The majority cites physician conclusions that plaintiff has conditions that are "consistent with" asbestosis. The majority has failed to set forth facts that are in evidence to establish a diagnosis based on the medically accepted standard for diagnosis adopted by the American Thoracic Society. See Young v. Hickory BusinessFurniture,
The majority inappropriately cites the opinion of Dr. Darcy to the effect that plaintiff has asbestosis. A review of Dr. Darcy report and the medical studies upon which his opinion is based, however, fails to support this conclusion. Saliently, Dr. Darcy reported normal spirometry and diffusion capacity corrected for hemoglobin. Dr. Darcy also reported that B-readings revealed a 0/1 profusion rating, which is below the ATS minimum threshold of 1/1. When the medical evidence relied upon by Dr. Darcy is applied to the relevant ATS standard, Dr. Darcy's opinion that plaintiff has asbestosis is not competent because there is no evidence of one or more of the third through sixth criteria of the ATS standard.
The majority also inappropriately relies on the conclusion of Dr. Dula that plaintiff's radiology studies are "consistent with" the diagnosis of asbestosis. Dr. Dula is not a doctor of pulmonary medicine qualified to make the diagnosis of asbestosis. The diagnosis of asbestosis cannot be made based only on the read of an x-ray. Dr. Dula is merely a radiologist and B-reader who has interpreted some x-rays. Dr. Dula read plaintiff's 1997 x-ray produced a 0/1 profusion level, which is below the ATS minimum threshold of 1/1, and later read plaintiff's 1999 x-ray to show no parenchymal abnormalities consistent with pneumoconiosis (asbestosis). Interestingly, Dr. Dula testified at deposition that the radiology studies that he reviewed on plaintiff all showed similar findings and were "consistent with" asbestosis. However, this testimony contradicts his own prior interpretations of the radiology studies. Asbestosis is interstitial or parenchymal scarring; therefore, an x-ray cannot be both "consistent with" asbestosis and fail to show signs of asbestosis (pneumoconiosis). Dr. Dula answered "no" on the ILO form to the question of whether plaintiff's December 8, 1999 x-ray showed "any parenchymal abnormalities consistent with pneumoconiosis." Dr. Dula's interpretation of the 1997 x-rays with a 0/1 profusion level is not "diagnostic of" asbestosis under the ATS standards and his interpretation of the 1999 x-ray fails to find any evidence of interstitial scarring that would be associated with asbestosis or any other form of pneumoconiosis. So, the majority has not explained or weighed the incongruity of Dr. Dula's testimony and the results of plaintiff's x-ray studies on this most relevant issue. To the contrary, they cite Dr. Dula as providing evidence of asbestosis, wherein, his diagnostic studies do not allow for this diagnosis.
Similarly, the majority inappropriately relies on the conclusions of Dr. Bernstein who also only found a 0/1 profusion level on plaintiff's x-rays. A 0/1 profusion level is not "diagnostic of" according to the American Thoracic Society. Therefore, the majority's reliance on Dr. Bernstein's interpretation is misplaced. A 0/1 profusion level is not competent evidence of asbestosis.
Further, it should be noted that although Dr. Young reported pathology that might be "consistent with" asbestosis, he also reports that the radiology studies revealed a 0/1 profusion level and that Dr. Darcy's pulmonary function studies were actually normal. Dr. Darcy reported mild restriction because plaintiff's total lung volume was at 79% of predicted value, on a scale where 80% of predicted value is considered to be normal. The medical records indicate, however, that plaintiff's total lung volume was due to lack of effort by plaintiff. Further, a subsequent pulmonary function study revealed a total lung capacity at 99% of predicted value with no evidence of restriction. Therefore, neither pulmonary function study supports the diagnosis of asbestosis. Without a 1/1 or greater profusion level, restrictive impairment and/or loss of diffusion capacity on pulmonary function testing, and/or crackles, the diagnosis of asbestosis is not valid under the medically accepted ATS standard.
Therefore, although some of the experts state that plaintiff has pathology that might be "consistent with" asbestosis, the factual bases for their conclusions do not comply with the minimum required medical standards as expressed above in the ATS standard for the actual "diagnosis of" asbestosis. The physician's conclusions that are not supported by the relevant criteria under the medically accepted standard are not competent evidence. See Young v. Hickory Business Furniture,
The issue under §
"If the Industrial Commission finds at the first hearing that the employee has asbestosis or if the parties enter into an agreement to the fact that the employee has asbestosis, it shall by order remove the employee from any occupation which exposes him to the hazards of asbestosis"
[Emphasis added] Plaintiff has not met the second condition, and indeed has presented no evidence to prove that his occupation currently "exposes him to the hazards of asbestosis." Thus, plaintiff has not established that he is entitled to an order of removal. Only an appropriate order of removal, that actually removes plaintiff from his employment in the industry, triggers the payment of 104 weeks of benefits. See Clark v. ITTGrinnell,
The application of the statutory provision regarding removal and subsequent payment of 104 weeks has a practical purpose and historical significance. By way of an explanation, employees in a dusty trade are entitled to a dusty trade card only after passing a chest x-ray examination, and for as long as their yearly chest x-rays remain clear. Upon a finding of asbestosis after clinical examination (the first panel examination), the employee's dusty trade card is revoked, prohibiting his continued employment in the dusty trade industry. The diagnosis of asbestosis and evidence of current hazardous exposure to asbestos thereby trigger an order of removal and the second and third panel examinations during which time the 104 weeks of benefits is paid. The length of the 104-week period is significant in the statutory scheme of the panel examinations. A 52-week period exists between the first and second panel examinations and another 52-week period exists between the second and third panel examinations. This accounts for the 104 weeks of benefits which are provided as a "safety net" for an employee who is suddenly prohibited from further employment in the dusty trade industry where the employee is currently hazardously exposed and whose final disability determination will not be made until after the third panel examination. Although §
Plaintiff has the burden of proof on the issue of current exposure to the hazards of asbestos. While plaintiff is not required to provide scientific proof of his current exposure to asbestos for purposes of §
Plaintiff has not presented any evidence that his employment with defendant currently exposes him to the hazards of asbestos. No lay testimony was offered in this case. The parties did stipulate, however, that plaintiff continues to be employed by defendant. There is, however, no evidence that plaintiff is currently, hazardously employed. The majority finds in Finding of Fact No. 3, "plaintiff was injuriously exposed to asbestos for more than 30 days or parts thereof inside seven consecutive months from 24 June 1965 to 19 September 1966 and 2 October 1968 to present." However, there is no evidence, stipulation, or reasonable inference to support the finding that plaintiff is currently, hazardously exposed to asbestos in employment with defendant. The majority correctly finds that plaintiff continues to be employed by defendant. The parties also stipulated that plaintiff was last injuriously exposed (30 work days inside of seven consecutive months) to asbestos while employed by defendant. This finding and stipulation taken together, however, do not support the majority's finding and conclusion that plaintiff was hazardously exposed throughout his employment, or more significantly, at the present time is hazardously exposed in his employment with defendant. The stipulation does not define when during the thirty-some years of employment plaintiff was last exposed to the hazards of asbestos, and more significantly, does not state whether plaintiff is currently exposed to the hazards of asbestos. Thus, there is no evidence to support an essential element of plaintiff's claim under §
Plaintiff's argument arises from a misinterpretation of the Court of Appeals' decision in Barber v. Babcock Wilcox Construction Company,
Plaintiff has misinterpreted the Barber decision. Plaintiff, out of context, quotes Barber to find that §
Similarly, the Supreme Court's decision in Fetner does not support plaintiff's argument that a stipulation of "last injurious exposure" is equivalent to a stipulation of current exposure. See Fetner v. RockyMount Marble Granite Works,
Contrary to the suggestion of plaintiff, the Fetner and Barber
decisions do not abrogate the requirement of plaintiff to establish by the greater weight of the competent evidence the period of hazardous exposure. Rather, these decisions hold that §
Further, the plaintiff's illogical argument that the last thirty days of employment was injurious, without producing evidence of exposure to any asbestos during this thirty-day period, directly violates the Supreme Court's holding in Fetner that the Commission may "not arbitrarily select any thirty days of employment." Fetner,
Further, the Barber and Fetner cases were only in litigation due to the apparent inequity resulting from the strict application of §
The question of current exposure to asbestos as a condition precedent to the award of 104 weeks of benefits was recently addressed by the Court of Appeals in Abernathy. See Abernathy v. Sandoz Chemical, 151N.C. App. 252,
"An employee who is no longer employed in a position that causes harmful exposure need not be `removed' from his employment."
Austin,
Saliently, I believe that plaintiff has failed to satisfy the requirements for removal from hazardous employment, and the award of 104 weeks of benefits, for at least two reasons: (1) plaintiff does not have asbestosis; and (2) plaintiff has failed to establish that his employment presents a current hazard. Therefore, I find that plaintiff has not established entitlement to §
Id. at 378,. . . defendants also contend that "most importantly, the payment of one hundred four weeks of compensation is reserved to those employees who are actually removed from their employment." (Emphasis added). This Court addressed the removal requirement in Moore v. Standard Mineral Co.,
122 N.C. App. 375 ,469 S.E.2d 594 (1996).[T]he term "removal" as used by G.S. §
97-61.5 presumed medical diagnosis will occur during the hazardous employment. Thus the language regarding "removal from the industry" has specific application only to occasions when . . . identified victims of occupational disease are thereafter "removed" from hazardous industry by a directive of the Commission. However, the phrase is inapposite to instances as that sub justice wherein a claimant is diagnosed at some point subsequent to leaving hazardous employment.
Clark
The general rule for recovery for individuals suffering from asbestosis or asbestos-related disorders is found at N.C. Gen. Stat. §
97-64 (1991), which provides:Except as herein otherwise provided, in case of disablement or death from silicosis and/or asbestosis, compensation shall be payable in accordance with the provisions of the North Carolina Workers' Compensation Act.
Clark
The majority inappropriately cites Honeycutt v. Carolina Asbestos Co.,
In the instant claim, plaintiff has not sought a waiver from removal from the Commission. In addition, plaintiff has not presented evidence to the Commission on the issue of whether the Commission should approve a waiver of further benefits and allow plaintiff to continue in hazardous employment. Therefore, a §
Moreover, the majority's citation to Honeycutt is not appropriate.Honeycutt is not a §
S/_______________ DIANNE C. SELLERS COMMISSIONER
DCS/gas
"Plaintiff was last injuriously exposed to asbestos during Plaintiff's employment with Defendant-Employer Weyerhaeuser Company, and specifically, that the Plaintiff-Employee was exposed to asbestos for thirty (30) days within a seven month period, as required by N.C. Gen. Stat. §97-57 ."
"I acknowledge the `removal' requirement of section97-61.5 (b) raises concerns regarding whether an employee who chooses to remove himself from employment prior to diagnosis of asbestos should be precluded from receiving 104 weeks of compensation under section97-61.5 (b). For example, this statute may encourage employees who are exposed to asbestos to remain in their employment until they receive a diagnosis of asbestosis. These concerns, however, should not be resolved by this Court; rather, the proper forum for addressing these concerns is in the Legislature."
Austin,
Plaintiff also inappropriately relies on Honeycutt v. Carolina AsbestosCo.,
Opinion of the Court
2. Defendant was a duly qualified self-insured.
3. An employee-employer relationship existed between the parties at all relevant times. Plaintiff was employed by defendant at its facility in Plymouth, North Carolina, from 24 June 1965 to 19 September 1966 and 2 October 1968 to present.
4. Plaintiff was last injuriously exposed to asbestos during plaintiff's employment with defendant, and specifically, that plaintiff was exposed to asbestos for 30 days within a seven-month period, as is required by N.C. Gen. Stat. §
5. It is stipulated that defendant manufactures paper and paper products such as paper for crafts, paper bags, boxes and pulp for baby diapers. The approximate size of defendant's plant in Plymouth, North Carolina, is of a mile long. The entire facility is built on approximately 350 acres and encompasses about 20 different buildings. The newest building was built in the 1960s, and the vast majority of the insulation used in the original construction of the buildings was asbestos containing. There are steam-producing boilers used at the facility. In addition, there are hundreds of miles of steam pipes which were covered with asbestos insulation. The heat coming off the steam pipes is used, among other things, to dry the wet pulp/paper.
6. Plaintiff started working for defendant in 1966, but then served approximately two years in the military. Plaintiff returned to work for defendant in 1968 as a garage mechanic and welder with exposure to asbestos from repairing brake shoes and clutches on the paper machines. He routinely used an air hose to clean off the drums and clutch housing causing the asbestos dust to become airborne and inhaled. Additionally, he swept up the floors in these areas that caused the dust to become airborne. He did not wear any respiratory protection when doing mechanical repairs. He was also exposed to asbestos dust from insulation that was being removed from pipe covers and boilers in the areas of the plant where he worked.
7. By separate stipulation signed by counsel for both parties on 13 August 2002, it is stipulated that plaintiff's wages were sufficient to earn the maximum compensation benefits available under the North Carolina Workers' Compensation Act in the year 2001, which was $620.00.
8. Plaintiff contends that he is entitled to an award of 10% penalty pursuant to the provisions of N.C. Gen. Stat. §
9. The parties agreed further that should plaintiff be awarded compensation, the undersigned may include language removing plaintiff from further exposure pursuant to N.C. Gen. Stat. § 97-62-5(b).
10. The parties further agreed that should the undersigned determine N.C. Gen. Stat. §§ 97-60 through
11. The parties submitted for consideration by the undersigned the medical records and reports of plaintiff by the following physicians:
1. Dr. Dennis Darcey of the Division of Occupational Environmental Medicine of Duke University.
2. Dr. Fred M. Dula of Piedmont Radiology in Salisbury, a radiologist and B-reader.
3. Dr. Richard C. Bernstein of Pulmonary Critical Care Medicine, a NIOSH B-reader.
4. Dr. D. Allen Hayes, a B-reader at Raleigh Internal Medicine Associates.
5. Dr. Clinton D. Young, a panel physician.
12. Subsequent to the hearing before the Deputy Commissioner, the transcripts from the depositions of the following medical experts were submitted for review:
1. Dr. Fred Dula [March 6, 2000 and July 20, 2000]
2. Dr. Richard Bernstein [January 18, 2000 and July 27, 2000]
3. Dr. Allen Hayes [February 17, 2000 and November 27, 2000]
2. Plaintiff has contracted asbestosis and asbestosis-related pleural disease as a result of his injurious exposure to the hazards of asbestos while employed by defendant, Weyerhaeuser Company.
3. Based upon the stipulated description of plaintiff's job duties while employed by defendant and other evidence submitted, the Full Commission finds as fact that plaintiff was injuriously exposed to asbestos containing materials on a regular basis for more than 30 working days or parts thereof inside of seven consecutive months from 24 June 1965 to 19 September 1966 and from 2 October 1968 until the present.
4. Plaintiff was employed by defendant at its facility in Plymouth, North Carolina, from 24 June 1965 to 19 September 1966 and 2 October 1968 to present.
5. Plaintiff was examined by Dr. Dennis J. Darcey on 10 December 1997. At that time, plaintiff was complaining of shortness of breath in the summer when it was hot and humid. Dr. Darcey reviewed a chest x-ray dated 16 October 1997 by Dr. Fred Dula who found parenchymal abnormalities including irregular opacities in the lower lung zones bilaterally with a 0/1 profusion. In addition, Dr. Darcey noted that there was bilateral pleural thickening and plaque formation on the chest wall without calcifications. He also reviewed a high resolution chest CT dated 16 October 1997, interpreted by Dr. Dula in which plaintiff showed "mild diffuse type plural thickening bilaterally and mild interstitial changes consistent with very early mild asbestosis." Based upon his examination and other pertinent information provided to him, Dr. Darcey concluded that plaintiff "has a clinical diagnosis of asbestos related pleural changes and mild asbestosis." He recommended "periodic monitoring for progression of asbestos related disease . . . including pulmonary function and chest x-ray."
6. In addition to the 1997 x-ray and CT scan, Dr. Dula reviewed a chest x-ray and a high resolution CT scan taken of plaintiff on 8 December 1999 and compared them to the earlier films. Upon review of the 1999 x-ray, Dr. Dula noted pleural thickening along both chest walls and "some linear atelectasis in the left base vs scarring." On the 1999 CT scan, he found "focal interstitial changes in both lung bases, including short, thickened interlobular septal lines extending to the pleural surfaces." He also found "quite a bit of thickening of the major fissure on the right, which [was] new since the prior study." Dr. Dula concluded that the changes seen were consistent with asbestosis.
7. Dr. Richard C. Bernstein examined the 1997 films of plaintiff on 16 October 1999 and found "increased interstitial markings throughout the bases of both lung fields." On 8 December 1999, he examined the new chest films and found increased interstitial markings which "with the proper exposure history and latency [are] consistent with asbestosis."
8. Dr. Allen Hayes examined the 16 October 1997 chest x-ray of plaintiff and found "modest pleural changes but no significant parenchymal disease." Dr. Hayes' opinion on whether plaintiff has asbestosis is given less weight than the opinions of Drs. Darcey, Young, Dula and Bernstein.
9. Dr. Clinton Young examined plaintiff on 4 February 1999, and reviewed the 1997 chest x-ray and CT scan. He found "bilateral pleural thickening in the lateral lung zones with increased density at the left costophrenic angle and an area of horizontal atelectasis or calcification on an area of pleural plaque." Dr. Young noted that on the CT scan there was evident "mild diffuse pleural thickening bilaterally . . . with mild interstitial changes in a few locations including short thickened interlobar lines extending to the pleural surfaces. Dr. Young concluded that plaintiff has mild pulmonary asbestosis.
10. Based upon the greater weight of the evidence, plaintiff suffers from asbestos related pleural disease and asbestosis as a result of the many years of injurious exposure to the hazards of asbestos while employed by defendant. Plaintiff's pulmonary impairment is permanent and is likely to progress. Plaintiff would benefit from medical monitoring, evaluation and some treatment in the future as a result of his asbestosis and asbestos related pleural disease. Further, the medical monitoring is reasonably necessary due to his increased risk of developing lung and other asbestos related cancers.
11. Based upon the evidence of record, the Full Commission is required to issue an Order of Removal for plaintiff, pursuant to N.C. Gen. Stat. §
12. Plaintiff's average weekly wage was sufficient to entitle plaintiff to the maximum workers' compensation rate of $620.00 during the year 2001, in which Deputy Commissioner Garner ordered plaintiff's removal from asbestos exposing employment.
13. The provisions of N.C. Gen. Stat. §
14. Plaintiff seeks attorney's fees from defendant in this case on the grounds that defendant defended this claim without reasonable ground. This issue should be reserved for subsequent determination at the final hearing in this matter.
2. Plaintiff was last injuriously exposed to the hazards of asbestos dust while employed by defendant for as much as 30 working days or parts thereof, within seven consecutive months during the period from 2 October 1968 to the present, which exposure proximately augmented his asbestosis. N.C. Gen. Stat. §
3. N.C. Gen. Stat. §
4. While it has been determined that a retiree who is no longer employed by the asbestos-exposing industry is not entitled to an order of removal and the subsequent award because he no longer faces the possibility of exposure, see Austin v. General Tire,
5. Pursuant to N.C. Gen. Stat. §
6. The issue of the constitutionality of N.G. Gen. Stat. §
7. Plaintiff is entitled to have defendant pay for such medical expenses incurred or to be incurred as a result of plaintiff's asbestos related pleural disease and asbestosis as may be required to monitor, provide relief, effect a cure or lessen plaintiff's period of disability. N.C. Gen. Stat. §§ 97-25,
8. Plaintiff is entitled to undergo subsequent examinations as provided by law, pursuant to the provisions of N.C. Gen. Stat. §
9. By agreement of the parties, plaintiff is entitled to recover a penalty of 5% of any compensation due him exclusive of medical compensation. By further agreement of the parties, defendant shall be subjected to a late penalty pursuant to N.C. Gen. Stat. §
10. Plaintiff's claim for attorney's fees from defendant on the ground that defendant unreasonably defended this claim pursuant to N.C. Gen. Stat. §
11. This claim must be remanded to a deputy commissioner for further hearing (if necessary) following subsequent examinations as required under N.C. Gen. Stat. §
2. Defendant shall pay an additional weekly sum of 5% of the weekly compensation awarded in Paragraph 1 above to plaintiff which shall also be paid in a lump sum. As to any future weekly compensation or other compensation due, defendant shall increase the amount of such weekly compensation and/or lump sum compensation awarded, by 5%. As per agreement of the parties, defendant shall be subjected to a late penalty pursuant to N.C. Gen. Stat. §
3. Defendant shall pay all medical expenses incurred or to be incurred when bills for the same have been approved, in accordance with the provisions of the Act.
4. Plaintiff shall undergo additional examinations as provided by law.
5. A reasonable attorney's fee of 25% of the compensation due plaintiff as was awarded in paragraphs 1 and 2 above is approved for plaintiff's counsel. Twenty-five percent of the lump sum due plaintiff shall be deducted from that sum and paid directly to his counsel.
6. Defendant shall pay the costs of this proceeding.
This the ___ day of February, 2003.
S/___________________ BERNADINE S. BALLANCE COMMISSIONER
CONCURRING:
S/_____________ THOMAS J. BOLCH COMMISSIONER
DISSENTING:
S/_______________ DIANNE C. SELLERS COMMISSIONER
Case-law data current through December 31, 2025. Source: CourtListener bulk data.