Williams v. Richmond & Danville Railroad
Williams v. Richmond & Danville Railroad
Dissenting Opinion
(dissenting): This was a motion to set aside a judgment for excusable neglect. An agreement of counsel is filed, and thereby made a part of the case on appeal, which recites that the Judge did not base his ruling upon his discretion, but held, as a matter of law upon the facts found, that the defendant was entitled to have the judgment set aside. Prom the facts found, it appears that the summons was
The law requires the summons to be served ten days before Court, to give the party time to employ counsel and instruct him as to his defence. This defendant was served twenty six days before Court met, and thirty days before (he judgment was taken. If its agents were negligent in securing counsel, that - has been always held by this Court to be the negligence of the defendant. Finlayson v. Accident Association, 109 N. C., 196, and cases there cited. It appears in “ the facts found,” that the agent on whom the summons was served at Goldsboro on July 7th, sent it to another agent (as required by defendant’s “ regulations” in such cases) at Atlanta, Georgia; that the head agent there delivered it to another General Agent in that place, who, after a delay (not attempted to be accounted for) of ten days, sent it on July 18th to another representative of the defendant at Greensboro, who, by mistake (whether excusable or not is not explained), sent the papers — it does not appear that there was anything more than the simple summons — to another General Agent in South Carolina; that by this latter,on July 20th, the papers were sent back to the company’s representative at Greensboro, but by “some mischance” (as to which general expression no facts are found)
Thesimplesummons, giving notice that the defendant should appear and answer the complaint of the plaintiff, which would be filed on the first three days of Duplin Superior Court, which would begin oh August 3d, and in default thereof that this very judgment, by default, would be taken, had been served in Goldsboro, had been sent “ by regulations ” of the defendant from one of its agents to another through three Statés, from point to point, from office to office, with no legal explanation of a single day’s delay, and we are asked to say,
Amid all this commotion, and marching and counter-marching of this mere copy of a summons, there is danger of forgetting that there is a plaintiff who, ordinarily, would have the legal right to a judgment by default, if the defendant paid no attention to the action after having been served with summons ten days before Court. That the defendant chooses to do its business in this way, is a matter of which no one can complain. If it wishes to enjoy the luxury of a “ circumlocution office,” it has a right to do so. But when it seeks to have it held “as a matter of law” that the use of such methods is excusable neglect, and that the plaintiff must yield his rights, and the Courts conform their procedure to the defendant’s peculiar method of taking thirty days to get notice of the summons, served on the defendant in Goldsboro, to its counsel living in Goldsboro, neither reason or precedent can be found to support the position. The delay of thirty days to procure counsel after service of summons is inexcusable neglect. It was the neglect of some' agent or agents of the defendant. It is not so difficult to find a lawyer to represent any defendant that more than thirty days was required here, -when the law allows only ten
It would seem that amid the “ numerous and multitudinous” handlings of this summons for thirty days by so many agents, that the defendant should be fixed with notice of its contents, and of the place and time where and when it should appear, and of the notice therein that if it did not this judgment would be entered, and that it was inexcusable that it did not pay enough regard to it to employ counsel. I cannot concur in the ruling below that the whole thing was in law “ an unavoidable accident.”
The defendant’s contention that the case should be tried by a jury, and not upon a technicality, if logical, would, by a judicial construction, abolish all judgments by default (if such judgments can be called a technicality). The statute gives the plaintiff a legal right to have such judgment when the defendant neglects in apt time to put in his defence. If such judgments can always be struck out as of right, defendants could always obtain delay by showing a contemptuous disregard of the process of the Court, or neglecting to answer the complaint till it suited their convenience. In truth, in law and in reason a judgment by default is as valid as any other, and can only be set aside when the failure to answer in apt time was not caused by the negligence of the defendant or its agents. The rule that where the negligence is that of counsel the defendant can have the judgment set aside is a matter of grace, and has never been extended beyond the negligence of the counsel actually appearing in the cause, and not even that far unless the defendant was diligent, and himself without laches. Bradfort v. Coit, 77 N. C., 72; Roberts v. Allman, 106 N. C., 391. It is true, if defendant had employed counsel in time, he might have been negligent in putting in the answer in time, and the defendant usually w'ould be excused, but it is a non sequitur
Whether the facts found constitute excusable or inexcusable neglect, is subject to review. Our decisions are uniform that, if there is excusable neglect, the Court, in its discretion, may grant, or not, the motion to set aside the judgment. But if the neglect is inexcusable, it cannot set it aside. I think the Court below erred — (1) in not holding the neglect inexcusable; (2) if it had been excusable neglect, in holding that, as “a matter of law,” the judgment should be set aside. It would, in that case, have been matter of discretion.
Upon the findings, in any aspect of them, the defendant is not entitled to have the default set aside, for it is not found that it has a meritorious defence. Bank v. Foote, 77 N. C., 131. It is not entitled to have the case sent back to have an express finding on that fact. Not having been found, it is to be deemed not to exist.
It is said by Ashe, J., in Churchill v. Insurance Co., 88 N. C., 205: “ A party seeking to vacate a judgment under section 133 (now 274) of The Code is always at default, and the onus is upon him to show facts which would make the refusal to vacate an abuse of discretion. Kerchner v. Baker, 82 N. C., 169.”
I think the ruling below should be reversed, and the case sent back, that the plaintiff should execute his inquiry before a jury at the next term, according to the regular procedure of the Courts.
Per curiam. Affirmed.
Concurring Opinion
(concurring): The question upon which the correctness of the judgment rendered in this case hinges, is not whether the agents of the defendant company exercised due diligence in transmitting the notice of the institution of the suit to its local attorney. It is conceded that if we apply the rule laid down in Finlayson v. Insurance Co., and which marks the extreme limit to which this Court has gone in defining negligence on the part of suitors, the defendant’s agents were guilty of such laches that the company would
The attorney had notice on Thursdajq and. would have been in attendance on the Court if it had continued in session the whole day. The law permitted the plaintiff, if his complaint was prepared thirty days before the beginning of the term, to withhold it from the files of the Court till the first Wednesday night of the term at midnight, or the last moment of the three first days. The practice for- many years after the introduction of the new Code in 1868 was to allow the defendant till 12 o’clock of the last night of the term to answer, but the rule was first questioned in Warren v. Harvey, 92 N. C., 137, and since that time it has become the established practice to call the summons docket when the Court is on the eve of adjournment, and enter judgment final or by default, according to the nature of the case, where the plaintiff has filed a complaint and there is no appearance for the defendant.
If counsel for defendant had gone to Kenansville on Wednesday, he could not have calculated on having an opportunity to examine the complaint till the hour when the Court was opened, 9 o’clock or 10 o’clock a. m. on Thursday. So that he could not by extreme diligence have gained access to the record for more than two to three hour,s for the purpose of answering a complaint which the plaintiff had had
The Judge, in passing upon the motion to set aside the judgment, did not maintain that no discretion was allowed him by law, nor did he (admitting that it was vested in him) refuse, to the prejudice of the mover, to exercise it. On the contrary, he said, in effect: “ I have discretionary power to grant or refuse the motion, but out of abundant fairness to the plaintiff, I wish to give him the opportunity of appealing from a ruling on the question of law really involved in the legal exercise of the power, by holding that, upon the facts found by me, the failure on the part of the company to have an attorney at the Court before the adjournment on Thursday was excusable neglect.” While the granting or refusing of the motion upon the facts found, nothing more appearing, would not have been reviewable, yet, if the Judge really allowed it because he thought excusable neglect had been shown, he had a right, waiving his discretion, to rest his ruling upon the true ground, and to let this Court determine, as it always may do, whether a legal reason was given for the exercise of an unquestioned discretion. In Rex v. Peters, 1 Burr., 270, Lord MaNSEIeud said that discretion was “another word for arbitrary will,” but declared that it was (as Lord Coice had said) discernere per legem quid sit justum. Judges v. People, 18 Wend., 99; Platt v. Munroe, 34 Barb., 293.
A party who came into Coürt on Thursday with an attorney ready to answer a complaint that the plaintiff was not required to file till 12 o’clock the previous night, exhibited such diligence as the circumstances required. It must be remembered that the effect of the decision of this Court is to strike out a judgment rendered under a technical rule, and allow the defendant to answer, so that the case may be tried hereafter by a jury upon its merits. If, therefore, the Court has done more than justice to a corporation, an impartial jury of the country can be trusted, with the aid of a Judge, to apply the law to the facts and determine whether the plaintiff is entitled to recover at all, as well as fix the amount of damage, if any, that shall be awarded. I am unable to perceive how a grievous wrong can be done to the plaintiff by leaving the merits of his cause to be reached by the ancient method of trial by a jury of the country. I think that where counsel is employed at all, and is ready to answer for a defendant on the fourth day of the term, a complaint ■which the law has allowed a plaintiff thirty-three days to prepare, it is not inequitable to strike out a judgment by-default entered within three hours after the defendant’s attorney could reasonably expect, by the utmost diligence, to have an opportunity to examine the complaint and know how to prepare his defence. The law does not expect or require a defendant to know intuitively what the cause of action is, or how to answer immediately on reading the summons. I do not think that it was intended that a defendant with his attorney should be required to leave other engagements and sit in a court-room to await the pleasure of counsel on the other side, who will be held to have shown sufficient diligence if he arrive at the court-house on the third
The right to relief Against a judgment rendered under a technical rule of practice, must not be made to depend solely upon the movements of the sand in the hour-glass, or the uncertain progress of the Judge in disposing of the docket, but upon sound principles of equity and justice. Where there is doubt as to the proper method of disposing of such an application, it is alwaj^s safe, when it can be done without violating the law, to have an action tried upon its merits, rather than determined upon a technicality.
Concurring Opinion
(concurring): This is a motion to set aside a judgment against the defendant through surprise and excusable neglect, in the Superior Court of Duplin County. It appears that the return term began on Monday, the 3d day of August, 1891, and the Court adjourned on Thursday next thereafter, it being the 6th day of the month. The plaintiff filed his complaint and obtained judgment by default and inquiry for want of an answer, before the Court adjourned. The defendant intended to make defence, and took steps to that end, but its counsel failed to reach the Court at the return term. He was instructed by telegram on the day the Court adjourned to attend and appear for the defendant. Subsequently, in apt time, it moved to set the judgment aside for surprise and excusable neglect. The Court heard the motion upon affidavits, found the facts, and that “the default was occasioned by unavoidable accident,” and allowed the motion, upon the ground that the defendant, as a matter of law, was entitled to have the judgment set aside;
The exercise of his discretion by a Judge of the Superior Court in relieving a party from a judgment taken against him, “through his mistake, inadvertence, surprise or excusable neglect,” is not reviewable in this Court. The Statute (The Code, §274) expressly invests the Judge with discretionary power in such respects. But when he allowed a motion to set aside a judgment upon a state of facts found by him that in no legal view of them constitute “mistake, inadvertence, surprise or excusable neglect,” or when he refuses to allow such motion upon the ground that the facts do not constitute such cause, this Court may review the question of law as to whether the facts, in some view of them, do or do not constitute such cause, and leave the Judge to exercise his discretion as allowed by the statute. If it appears in this Court that such cause existed, and the Judge, in the exercise of his discretion, allowed the motion to set the judgment aside, the order, in that respect, will be affirmed. If, however, it appears that, in no view of the facts, such cause existed, and he allowed the motion, the order allowing the same will be reversed. If he finds the facts, and allows such motion simply because such cause does or does not exist as,a matter of law, and not in the exercise of his discretion, the order will be set aside, and he will be directed'to allow or disallow the motion, in his discretion. The statute intends that the Judge, seeing all the facts and circumstances pertinent, and considering the merits of the motion, shall allow or disallow it in the just exercise .of his discretion. ITe is better qualified to determine its merits than this Court, and besides, such motions should be disposed of promptly. Branch v. Walker, 92 N. C., 87; Foley v. Blank, 92 N. C., 476; Taylor v. Pope, 106 N. C. 267; Skinner v. Terry, 107 N. C., 103; Albertson v. Terry, 108 N. C., 75; Finlayson v. Accident Association, 109 N. C., 196.
In this case, the findings of fact are not so full as they should be to enable us to decide that there was surprise or excusable neglect. It seems there was surprise. The plaintiff had the three first days of the term to file his complaint, and the defendent might have filed its answer at any time during the term, as it appears it intended to do; but the Court adjourned on Thursday of the week, the day, it seems, the counsel of the defendant intended to attend and appear for it. He may have been surprised by the adjournment of the Court at so early a day of the week. Granting, for the present purpose, that there was “surprise or excusable neglect,” the Judge decided, as á matter of law, that the defendant was entitled to have the judgment set aside, and he did not exercise his discretion at all, as he should have done. If he had done so, it may be that he would have declined to allow the motion; he might have been of opinion that the motion was unimportant, and that it would not promote the ends of justice to allow it; he might have thought otherwise, but in any case, he should have allowed or disallowed the motion in his discretion, and not upon the simple ground that the defendant had the legal right to have it allowed.
Opinion of the Court
Taking all of the circumstances into consideration, we think that the ruling of his Honor was correct, and should be affirmed.
Reference
- Full Case Name
- MOSES WILLIAMS v. THE RICHMOND AND DANVILLE RAILROAD COMPANY
- Cited By
- 8 cases
- Status
- Published