State v. Kittelle
State v. Kittelle
Opinion of the Court
The Code, §§1077 and 1078, makes it a misdemeanor for any dealer in intoxicating liquor to sell directly or indirectly, or give away such liquor to any unmarried person under twenty-one years of age', knowing such person to be under that age, and that such sale or giving away shall be prima jade evidence of such knowledge, and further, that the father, mother, guardian or employer of a minor to whom intoxicating liquor shall be sold or given away, may maintain an action for exemplary damages, and that in no case can the jury award the plaintiff a less sum than twenty-five dollars.
The defendant contends that no one can be held criminally liable for an act which is done without his knowledge or consent. This is' the strength of his contention. It is, in substance, that guilt cannot be attributed to him in this matter, because guilt consists in the intention, and that he had no intention to violate the law, because he neither knew of nor consented to the sale. Tnere is, however, a well-defined distinction between those acts which are criminal only by reason of the intent with which they are done, and those in which the intent to commit the forbidden act is itself the criminal intent. As to this very matter of the sale of spirituous liquor to minors, it has often been held that the lack of intention to violate the law did not exculpate,.if, in fact, the defendant did the act, or authorized it to be done,, which constituted a breach of the law. State v. Wool, 86 N. C., 708; State v. McBrayer, 98 N. C., 619; State v. Scoggins, 107 N. C., 959; State v. Lawrence, 97 N. C. 492;
A principal is prima facie liable for the acts of his agents done in the general course of business authorized by him, as where a bar-keeper sells liquor, or a clerk sells a libel, or prints one in a newspaper. 1 Whar. Cr. Law, 247, 341 and 2422. And a vendor of spirituous liquors is indictable for the unlawful sale by his agent employed in bis business, because all concerned are principals. 2 Whar. Cr. Law, 1503. In Carroll v. The State, 63 Md., 551, it is held that if, in the oonduct- of the business of selling liquors, a prohibited sale is made by the agent to a minor, the principal cannot shield himself from liability on the ground that his agent violated his general instructions, and did not inquire, or was deceived by the purchaser as to his age; that while deriving profit from the sale, the principal cannot delegate his duty to know that the purchaser is a lawful one to the determination of an agent and be excused by the agent’s negligence or error; that intention not being an essential ingredient of the offence, the principal is held bound for the acts of his agent in violation of law while pursuing his ordinary business as such agent; being engaged in business where it is lawful to sell only to such persons as are not excepted by law, it is his 'duty to know when a sale is made that it is to a properly situated person, and therefore it is his duty'to trust nobody to do his work but some one whom he can safely trust to discharge his whole duty, and if he does not do so, the law holds him answerable. The same is held in State v. Denson, 31 W. Va., 122; State v. Dow, 21 Vt., 484; and to the same •effect are numerous other decisions. 11 Am. & Eng. Enc., 718.
The same principle of the principal being criminally liable for the misconduct of his agents applies to many other offences. In the leading case of Rex v. Gutch, M. & M., 433, cited in 1 Taylor’s Ev., 827, which was a prosecution for libel, Lord Tenterden said: “A person who derives profit from, and
In Redgate v. Hayes, L. R., 1 Q B. Div. 89, the defendant was charged with suffering gaming to be carried on upon her premises. She had retired for the night, leaving the house in charge of the hall porter, who withdrew his'chair to another part of the hotel and did not see the geming.' It was held that the landlady was responsible. The same principle was maintained in Mullins v. Collins, L R., 9 Q B., 292, where the servant of a licensee supplied liquor to a constable on duty, and the Court held the licensee answerable, though he had no knowledge of the act of his agent.
In the present case, had the defendant himself sold the liquor to the minor he would be fixed prima facie with the knowledge that the purchaser was a minor. The contention of the defendant that such prim.a facie knowledge is rebutted by the fact that .he was not personally present, omits consideration of the fact that the knowledge of the agent is the knowledge of the principal. This is always true, though the intent of the agent (when material) is not necessarily the intent of the principal. The law requires the County Commissioners to issue license to retail liquor only to persons whom they shall find properly qualified. This is construed in Muller v. Commissioners, 89 N. C., 171, to mean that, among other things, the applicant must possess a good moral character. It would be a vain thing to require the Commissioners to take the pains and trouble to ascertain whether the applicant is properly qualified, and to reject him if he is not, if the licensee may immediately upon opening his bar set up as his clerk another applicant who has, perhaps, just been rejected by the County Commissioners, after due inquiry, as not properly qualified, and may claim, upon a violation of the law by such clerk, that he; the licensee, is not liable, because he had instructed his clerk when he employed him not to
The defendant’s clerks had no license to retail liquor. Every sale by them to anyone is indictable, and the defendant is indictable with them as co-principal (there being no accessories in misdemeanors) for aiding and abetting them in their illegal traffic, unless it is true that their sales are his sales. If it is valid to protect such sales by them under the authority of the license to him, then their sale is also his sale to make him liable if the terms of the license are not complied with. The licensee cannot put his clerks in his shoes, give them the benefit of the license issued to him upon the confidence reposed in his moral character, and not be held responsible for their violations of the law in the scope of such employment. He cannot set up his bar, receive its profits and abdicate his duties. The duty is imposed on him that the law shall not be violated by a sale to a minor. Here the sale was to a minor. The defendant put it in the power and authority of the clerk to sell. It was the defendant’s own risk and peril that he was not present, and that he did not make the sale himself. That his agent did not obey his instructions and negligent!}- or purposely violated the law, does not exculpate the defendant. The law has been violated. It looks to the man it authorized to sell — the licensee — this defendant. The sale by the clerk was in law a sale by the principal, and the violation of the law must be laid upon the defendant, who gave the clerk
Either the licensee is responsible for illegal sales by the clerk (State v. McNeeley, 60 N. C., 232), or the licensee has no authority under his license to sell through the medium of a clerk, and all sales must be by the person himself w'hom the Commissioners have found “ properly qualified,” and have licensed to sell. Any other view of the matter would be illogical, and would be a virtual repeal of the law. It would empower ihe bar-keeper to appoint others as bar keepers, whom, perhaps, the County Commissioners would have refused to license. However well “ qualified” the Commissioners may find the party whom they license, there is no guarantee that he will select clerks who are so, or that he has the energy, the judgment or the skill to prevent violations by them. The law will look.to the man it licenses, and he must select his clerks and be responsible for them at his peril.
In Carroll v. State, supra, the Supreme Court of Maryland, upon a state .of facts and a statute almost identical, comes to the same conclusion, it says: “When the agent, as in this case, is set to do the very thing which, and which only, the principal’s business contemplates, namely, the dispensing of liquors to purchasers, the principal must be chargeable with the agent’s violation of legal restrictions on the business.
In People v. Roby, 50 Am. Rep., 270 (52 Mich., 577), and People v. Blake, 52 Mich., 566, it is held that “ the owner of a saloon whose clerk, without his knowledge or consent, but while he was on the premises, opened it on Sunday morning to clean it out, and sold a drink to a customer, may properly be convicted of keeping a saloon open on Sunday.” The opinion in the first-named case is delivered by Cooley, C. J., the eminent writer on Constitutional Limitations, and in the course of it he says: “As a rule, there can be no crime without a criminal intent, but this is by no means a universal rule. One may be guilty of the high crime of manslaughter when his only fault is gross negligence, and there are many other cases where mere neglect may be highly criminal. Many statutes which are in the nature of police regulations, as this is, impose criminal penalties irrespective of any intent to violate them, the purpose being to require a degree of diligence for the protection of the public which shall render violation impossible,” and numerous incidents and precedents are cited to support the proposition. Bona fides was held also to be no defence in an indictment for extortion, State v. Dickens, 2 N. C., 468 (407); nor for unlawful voting, State v. Boyett, 32 N. C., 336; State v. Hart, 51 N. C., 389; nor generally in statutory offences. State v. Presnell, 34 N. C., 103.
The defendant relies on State v. Privett, 49 N. C., 100. There the Court charged the jury that if the principal instructed his clerk not to s 11, he'would not be liable for the sale by the clerk unless such instructions had been abrogated expressly, or by a course of condubt which would tacitly amount to the same. The appeal by the defendant, of course, could not bring up for review this charge which had been made in his favor; but Nash, C. J., takes occasion to say: “The defendant has, as we think, no cause to complain of
The retailing of liquor is not a matter of natural right, and the whole subject is within the police power of the State,
The elaborate argument for the defendant is based on the fallacy that our statute requires a scienter to be proven. This would be so, if the section was abruptly cut in two. But taken as it stands, when the State has proven an illegal sale as to a, minor, the case is made out. The statute only permits the defendant to withdraw himself 'from liability by showing that the actual seller did not know that the pur
The evidence is uncontradicted that the sale was to an unmarried person who ivas a minor. No exception was made as to the charge in regard to the purchaser being unmarried, and hence we cannot pass upon a point not raised, and about which, indeed, there was no controversy. Neither the whole of the charge nor of the evidence is stated to have been sent up, only so much as is necessary to present the exceptions made.
The fact that the clerks were acquitted because it could not be determined which one sold to the minor, is a strong argument against the defendant. If the principal weré not liable for all illegal sales made under his license, he could, by having several clerks, or changing them often, easily evade punishment for illegal sales. The law looks to the responsible party — the licensee — who has been permitted to carry on the calling, and who is held for its proper exercise. He is to receive the money from the illegal sales, and he can always be identified.
The amount of supervision exercised by the defendant here is a matter in mitigation to be considered by the Court in passing judgment. It was not enough to prevent the illegal sale, and hence is not a defence.
No error.
Concurring Opinion
Concurring fully in the line of argument adopted by my learned brother, who has delivered the opinion of the Court, and in the conclusion to which it has led, I desire to add some reasons and authorities which it seems to me tend to sustain and strengthen it.
The statute (The Code, §1077) provides that “it shall be unlawful for any dealer in intoxicating drinks or liquors to sell or in any manner to part with, for a compensation therefor, either directly or indirectly, or to give away such drinks or liquor, to any unmarried person under the age of twenty-one years, knowing the said person to be under the age of twenty-one years, provided that such sale or giving away shall be prima, facie evidence of such knowledge.”
Retail dealers are licensed by the order of Boards of County Commissioners “upon satisfactory evidence of good moral character of the applicant.” Lrws of 1891, ch. 323, §32. Proof of moral character is made an. indispensable prerequisite to granting the privilege, and this requirement imposes upon the dealer thus clothed by implication with a public trust, the duty of using extraordinary diligence to prevent all violations of the letter or spirit of the law under cover of theimmunity from indictment for retailing, which the license gives him.
In construing the general statute (The Code, § 1076) which makes a sale “ by the small‘measure, in any other manner than' is prescribed by law,” a misdemeanor, this Court has not hesitated to look through specious evasions in order to determine the real quality of an act. Whether there was direct and positive proof of the actual criminal purpose of the dealer, or such testimony as raised a presumption only of his unlawful intent to evade, or to carelessly permit his agents to evade its provisions, the nisi prius' Judges have been sustained in instructing the jury that the evidence, if believed, would warrant a verdict of guilty. State v. McMinn, 83
The defendant Kittelle employed two clerks in his barroom, both of whom are indicted with him. The prosecuting witness testified that he bought beer from one of the clerks, he did not remember which one, but could not testify that both were present when he purchased, and that he was at the time under the age of twenty-one years. Though no actual knowledge, on their part, of the age of the witness was shown, the proof of selling was prima fade evidence that they knew he was a minor, and if either had been identified by the testimony as the seller, the Court would have allowed the jury to pass upon the question of his guilt. In the absence of testimony tending to identify the actual seller, the question addressed to the Cotfrt was, whether the unre-, butted presumption that the clerk who did the selling knew that he was dealing with a minor, was priwM fade proof of the guilt of the defendant Kittelle, though the jury believed that the sales were made in violation of his instruction, aiid when he was absent, and could have had no actual knowledge of the transaction.
Conceding, for the sake of argument, as has been contended on behalf of the defendant, that where a legislative act, in unqualified terms, makes a guilty intent of the essence of the offence, the burden is on the State to prove thesdenter, the peculiar proviso to our statute would involve a novel question, not presented as far as my investigations have extended in any of the cases involving the const ruction of liquor laws that have been cited. It is too clear and well setiled to admit of argument, that the mere pioof of the sale to a minor by a clerk raised a presumption of knowledge on the part of the clerk that the purchaser was under twenty-one years of age, notwithstanding the express requirement that the act should be done “knowingly.” State v. Scoggins, 107 N. C., 959. If the artificial force of this prima fade proof
If such is the proper interpretation of its language, it is needless to discuss the question of applying the doctrine of respondeat superior to criminal prosecutions. Where a Sheriff is indicted (under The Code, § 1022) for the escape of a prisoner lawfully placed in his custody, though the prisoner may have escaped from the jail in the immediate charge of a jailor, and in the absence of the Sheriff, the statute imposes the burden on the accused, upon proof that
The language used in the Illinois statute was, “ Whoever, by himself, clerk or servaut, shall sell, etc., shall be liable;” and the Supreme Court of that State held that testimony, offered to show that the sales to a minor were made bv the dealer’s .clerk, was properly excluded. Noecker v. People, 01 Ill., 494. The material words of the Georgia statute were, “No person, by himself or another, shall sell, etc., or furnish any minor or minors spirituous, intoxicating, or malt liquors,” etc. The Court of that State held that a dealer could be convicted for a sale by his clerks in his absence, and without his knowledge or consent. Loeb v. State, 75 Ga., 258; Snider v. State, 81 Ga., 753 The statute of Arkansas made it a misdemeanor to be “interested ” in a sale of liquor to a minor without the written consent or order of the parent or guardian. Mugler v. State, 47 Ark., 109; Wuller v. State, 78 Ark.,-; Edgar v. State, 45 Ark., 356. The Court held that “ the dealer’s absence from the saloon-when the bartender sold the liquor to the minor,” was not a sufficient defence to an indictment under that statute.
I think that the purpose of the Legislature in inserting the words “ directly or indirectly” in the statute, was not needlessly to notify the people that the Court would tolerate no attempts at evasion by resorting to artifice, but to meet the very difficulty which seems to'have suggested itself to law-makers in other States, and express the same idea conveyed in Illinois by using the words “ by himself, clerk or servant,” in Georgia “by himself or another,” and in Arkansas by extending the criminal liability to everyone who might be interested in the sale to a minor. If, therefore, the words “ directly or indirectly” are susceptible of two interpretations, and might be construed to have been aimed either at evasions by artifice or at violations perpetrated through agents negligently selected, we should adopt that construe
The section under which the indictment is drawn does not, as we have said, stand alone, but all of our legislation on the subject points with unerring certainty to the one central object of selecting with care the trusted agents of the government, who shall, by virtue of their high moral characters, enjoy the privilege, and, in view of the temptations incident to the traffic, incur the responsibility of licensed dealers in liquors. In the case of People v. Utter, 44 Barb. (N. Y.), 172, the Court said, in order to convict, proof must be made on the part of the defendant of an intent to violate the statute. Where, as in this case, the sale is not made by the defendant personally, or in his presence, the presumption is not over
The fact that our statute by its express terms makes the dealer responsible for the act of unlawful selling done indirectly through his servant, and imputes to him the purpose or neglect of the subordinate, easily distinguishes our case from those arising under statutes which contain neither this provision, that requiring express proof of intent, nor that specifying certain evidence that may raise a presumption of guilty knowledge.
' As I understand it, these differences exist between our statute and those of Mississippi and Michigan, to which our attention has been called, and account for the conclusions reached in the cases cited from the Courts mentioned.
The case of State v. Hayes, 67 Iowa, 27, went off on a question quite different from that raised here. While the Court laid down, in unmistakable terms, the proposition • that a dealer engaged in the business of selling intoxicating liquors “ is criminally liable for the acts of his servant or agent done in the course of the business,” under a statute which made a guilty knowledge necessary and provided that he should be responsible for sales “ by himself, his servant, or his agent,” the defendant was discharged for want of proof to support an averment of the indictment, di’awn under another clause of the act to the effect that the proprietor kept the spirits with unlawful intent.
I do not contend that the opinion of the Court is sustained by all of the American Courts. Indeed, I find two cases that seem to be plainly in conflict with it. Anderson v. State 22 Ohio, 305, and Bower v. State, 19 Conn., 398. The Missouri statute, which was construed in State v. Shortell, 93 Mo., 123, failed expressly to prohibit sales made through another, and the decision is put upon that ground, thus plainly dis
The statement of the case on appeal does not purport to contain the -whole of the testimony. No question seems to have been raised as to whether the witness, to whom the sale -was made, -was married and a minor. It seems to have been admitted, as it doubtless appeared by the evidence, that he was not married, and no question was raised as to the fact that he was a minor.
I see no cause to apprehend danger from giving to our statute a reasonable interpretation, and one that will afford to society the protection that necessarily grows out of the consciousness of responsibility by dealers in intoxicating liquors for acts of their agents done in the line of that business. We will be following in the wake of our sister States of Arkansas, Iowa and Georgia in construing our statute so as to carry out the manifest legislative intent, and at the same time we wall reach such a conclusion as will be in harmony with the manifest purpose of the Legislature in passing other kindred law’s. If the General Assembly should see fit to declare in express terms that general merchants should be held criminally liable for felonies or misdemeanors committed by their clerks in the ordinary course of business, I think that such a law would stimulate the proprietors of such stores to very great diligence in the search for honest
Dissenting Opinion
(dissenting): Fully sympathizing, as I do in the solicitude of my brethren that there should be a rigid enforcement of all laws which are intended to suppress the pernicious practice of selling intoxicating liquors to minors, I am, nevertheless, unable to follow them to the extreme position of sustaining the conviction in the present case. To my mind, it involves not only a radical departure from well settled legal principles, as illustrated by the current of judicial decision, but it establishes a most dangerous precedent, the effects of which, in unsettling the old and well defined safeguards of personal liberty, cannot well be estimated.
The defendant is indicted for selling intoxicating spirits to an “unmarried person under twenty-one years of age, knowing such person to be under that age (The Code, § 1077), and the refused instruction assumes that the unlawful sale was made by one of the clerks of the defendant, not only without his knowledge, but “ in violation of his instructions and against his wishes.” We thus have the legal paradox of a man being convicted of knowingly doing an act of which he
So’strange a result cannot but challenge an inquiry into the principles by which it has been reached, and I am very sure that they cannot be found in the common law doctrine which, in misdemeanors, treats as principals all persons who would ordinarily be accessories before the fact; for there can be no accessory, and therefore no such principal, unless the accused shall have procured, counselled, or commanded another to commit the criminal act. 1 Hale P. C., 616; 4 Blackstone, 36; State v. Mann, 1 Hay., 4.
The conviction, therefore, must necessarily be sustained on the ground of the liability of a principal for the acts of his agent, and while this doctrine of respondeat superior is fully recognized by the law, and even applied in some instances to criminal cases, it has never before, I think, been stretched to the same extent as in the case now under consideration. Without attempting to discuss the general doctrine of the criminal responsibility of the principal for the act of the agent, it is sufficient to remark, with Judge Cooley, as quoted in the opinion, that many statutes which are in the nature of police regulations, impose criminal penalties irrespective of any intent to violate them, the purpose being to require a degree of diligence for the protection of the public which shall render violation impossible. Under statutes of this character the principal has, in a very few of the States, been held conclusively liable for the act of his agent in the unlawful sale of liquor to minors, while in others the doctrine has been expressly repudiated, and amendments to the statutes thereby necessitated. It is under such statutes or amendatory acts that the decisions which are cited in the opinion are made. The law is otherwise where the statute makes the criminal intent or knowledge an essential ingredient of the offence, and I trust that I may be pardoned for remarking that it is in the failure to observe this all-impor
“First. When, to an offence, knowledge of certain facts is essential, then ignorance of these facts is a defence. Second. When a statute makes an act indictable, irrespective of guilty knowledge, then ignorance of fact is no defence.”
It is also remarkable that it is under the second proposition that the learned annotator has placed McCutcheon v. The People (69 Ill., 601), one of the leading authorities cited in support of the present decision. The foregoing propositions are also sustained in State v. McBrayer, 98 N. C., 621 (cited in the opinion), in which the present Chief Justice says: “It is only when the positive wilful purpose to violate a criminal statute, as distinguished from a mere violation thereof, is made an essential ingredient of the offence that honest mistake and misapprehension excuses and saves the alleged offender from guilt.” See also State v. King, 86 N. C., 603. It is further to be observed, that this very doctrine is substantially stated in the opinion of the Court and wholly ignored by the decision. The Court says: “There is, however, a well-defined distinction between those acts which are criminal only by reason of the.intent with which they are done, and those in which the intent to commit the forbidden act is itself the criminal act.” It is manifest that knowledge and intent are used as interchangeable terms,
Having fully established the distinction above mentioned, I will now proceed to an investigation of the other authorities upon which the decision is based. The case of Ferrell v. The State, supra, so far from sustaining, seems to be.in direct conflict with the view of the Court, as it is there held, even under a statute which did not require any scienter or intent, that the defendant could show in his defence that the liquor he sold was represented to him as free from alcoholic properties, and that he sold it with that understanding and belief.
In Carroll v. State, 63 Md., 551; People v. Robey, 52 Mich., 270, and the cases from Illinois, Arkansas, Georgia, West Virginia, Mississippi, and England, I find upon examination that the statutes involved in their decision do not require the existence of a guilty intent or knowledge.
The only case that comes anywhere near sustaining the contention of the State is that of Redgate v. Haynes, L. R. Q. B. Div., 89, but it will be noted that the statute punishes the “suffering” of gaming to be carried on upon the premises, under which it is possible that the negligence of the landlady might be held sufficient. BlackbueN, J., however, used the following language: “I agree that the mere fact that gaming was carried on 'on her premises would not render her liable to be convicted, because that is not ‘suffering’ the gaming to be carried on, and if the Justices were of a different opinion, they were wrong; but I think if she purposely abstained from ascertaining whether gaming was going
In State v. Mogler, 47 Arkansas, much relied upon by the State, it is expressly said that the case was decided upon an act of the Legislature (1879), which changed the law to avoid the effect of the decision in the previous case of State v. Cloud, 36 Arkansas, wherein it was distinctly held that a bar-keeper could not be criminally liable for a sale made by his clerk in his absence, and without his authority.
In State v. Wool, 86 N. C. 708, the indictment was simply for an unlawful sale by a retailer (not by his agent) without the prescription of a physician, and no knowledge or intent is required by the statute to constitute the offence. The liability of the principal for the act of his agent did not arise in the case.
In State v. McBrayer, supra, the indictment was upon the statute- now under consideration, but the sole point determined was that a physician who keeps on hand intoxicating liquors for the purpose of sale or profit was a “ dealer,” and that if he prescribed it and gave it to a minor, he would be guilty. The case was put upon the ground that ignorance of the law is no defence, and the decisions in State v. Boyett, 10 Ired., 336, and State v. Pressnell, 12 Ired., 103, for illegal voting under a mistake of law were cited. State v. Dickens, 1 Haywood, 407, was a case of extortion, and also a question of law, though it has been overruled by this Court, and a criminal intent is now required. State v. Pritchard, 107 N. C., 921.
State v. Scoggins, 107 N. C., 959, turned upon a question of evasion by an adult purchasing with the money of the minor, and then giving him the liquor. State v. Lawrence, 97 N. C., 492, simply decides that a father cannot authorize a sale to
In respect to the libel case of Rex v. Gutch, M. & M., 433, it is only necessary to refer to Bishop’s Criminal Law (Yol. I, 219) to see that it lends no support to the contention of the State. The learned author says: “ The master is never liable criminally for acts of his servant, done without his consent and against his express orders. The liability of a bookseller to be indicted for a libel, solgL from his store by his clerk, is nearest to it. But the character of these cases has not always been understood. If carefully examined, they will be found to contain no new doctrine. * * * They make a sale in a master’s store high, and unexplained, decisive evidence of his assent and co-operation; but they will.not bear out the claim that a bookseller is liable, at all events, for a sale by his general clerk. Lord Makseield said, in Rex v. Almon, 5 Bur., 2686: ‘ The master may avoid the effect of the sale by showing that he was not privy nor assenting to it, nor encouraging it.’ So, in Starkie, it is said that the defendant in such cases may rebut the presumption by showing that the libel -was sold contrary to his orders or under circumstances negativing all privity on his part.” See, also, 1 Hawk., C., 73; Rex v. Walter, 3 Esp. R., 21; Gen’l v. Siddon, 1 Crompt. & Jarvis, 220. In Mullins v. Collins, supra, cited by the Court, the distinction I have been endeavoring to draw is clearly recognized. The defendant was indicted for supplying liquor to a constable on duty, and it was held that the licensee was liable, although he had no knovdedge of the act of his servant. Arohibold, J., said that “ section 16 is one of a series
Mr. Bishop says (Bishop Stat. Crimes, 1022; 1 Bishop Crim. Law, 522, 523): “ Where the statute is silent as to the defendant’s intent or knowledge, the indictment need not allege, or the government’s evidence show, that he knew the fact; his being misled concerning it is a matter for him to set up in defence and prove. Quite different are the law and procedure -where the statute has the word “ knowingly,” or the like: knowledge there is an element in the crime, the indictment must allege it, and the evidence against the defendant must affirmatively establish its existence.” See, also, 1 Wharton, 297. In Hunter v. The State (18 Tex., 444), the Court said that “ knowledge of this fact (minority) by the defendant, at the time of the act, is as essential to constitute this offence as a fraudulent intent at the time of taking property is to constitute the crime of larceny.” It is hardly necessary. to say anything further in support of what I conceive
In Commonwealth v. Nicholas, 10 Met., 259, which was a prosecution for the unlawful sale of liquor, it was held that “if a sale of liquor is made by the servant, without the knowledge of the master, and really in opposition to his will, and in no way participated in, approved or countenanced by him, and this is clearly shown by the master, he ought to be acquitted.” The Court said: “We are aware, as already intimated, the master is sometimes made responsible, civilly, for his servant’s misconduct. The responsibility may grow out of an express or implied undertaking that the thing to be done shall be well done, or out of that great princple of vigilance imposed upon a master that he must see that his business is conducted so as not to injure others, or that his servants shall be duly attentive and prudent. But the master is never liable criminally for acts of his servants, done without -his consent and against his express orders.” This case is cited with approval in the late decision in Commonwealth v. Stevens, 151 Mass., 26 N. E. Rep., 992. So in Hipp v. The State, 2 Black., 149, it was held that an innkeeper was not liable for the selling of spirituous liquor to an intoxicated person by his bar-keeper, in his absence and without his knowledge. So in Commonwealth v. Bryant, 142 Mass., 463, it was held that an unlawful sale of intoxicating liquor by a servant in his master’s shop, and in the regular
. In the American and English Enc., Vol. II, 711, et seq, many cases are collated, some of which I have been unable to examine. It is stated in the text that “ a licensee to sell intoxicating liquors is bound, at his peril, to see that the conditions of the license are complied with by his servants or agents, but to render a defendant liable for sales made by agents or servants, a defendant’s knowledge or consent must be shown.” To the same effect are the cases of People v. Utter, 44 Barb , 170; Anderson v. State, 22 Ohio, 305; Commonwealth v. Nicholas, 10 Met., 259; Wetzter v. State, 18 Ind., 35; Wreidst v. State, 48 Ind., 579: State v. Hayes, 67 Iowa, 27; State v. Shortell, 93 Mo., 123; Commonwealth v. Wachendarf, 141 Mass., 170. In the last case, the Court said: “It would require a clear expression of the will of the Legislature to justify a construction of a penal statute which would expose an innocent man to a disgraceful punishment for an act of which he had no knowledge, which he did not in any way take part in or authorize, but which he had forbidden.” When -we consider that the cases cited are upon statutes which, like those referred to in the opinion, do not require a guilty knowledge or intent, and that they indicate very clearly that the great weight of authority, even upon such statutes, is against the contention of the State, and when we further consider, as I have already observed, that not one decision has been produced which dispenses with a guijty
The merchant whose clerk, against his instructions and without his knowledge, purchases cotton in the seed between the hours of sunset and sunrise (The Code, §§ 1043, 1046) must, upon this principle, be held guilty of a violation of the criminal law; and far worse than this, if the clerk purchases goods, knowing them to have been stolen, the innocent merchant may be convicted and imprisoned in the State’s prison for a long term of years. It is a matter of public policy that the crime of larceny should be suppressed, but it would be startling, indeed, if the guilty knowledge which is required by the statute should be ignored on such a ground, and the most respectable merchants in the State exposed to the punishment of a felon. The Code, § 1074. The statute requires a guilty knowledge to constitute the offence of receiving, and I cannot see how the same language can be construed to mean actual knowledge in one case, and a constructive knowledge in the other. It is said that the distinction consists in the fact that the dealer in liquors is selected by reason of his fitness to carry on that particular business, and therefore he must be held responsible for the acts of his servants, but it is submitted that such a reason cannot have the effect of overriding the plain and unmistakable language of the law, which is, in substance, the same in both cases. Such considerations may be influential-with the Legislature in order that the law may be amended so as to hold the principal-responsible for his negligence in the selection of improper agents and for their unlawful conduct, but it cannot authorize a Court to ignore its explicit requirements.
It is further argued, that the act of the agent in selling to a minor makes out a prima facie case of knowledge, and
In providing that the unlawful sale should be prima facie evidence of knowledge, the law did not intend to dispense with the element of scienter as an ingredient of the crime. It simply shifted the burden of proof, reserving to the defendant the right to show his innocence. It was never intended, I think, to extend the prima facie case to one who did not commit the act, and at the same time put it in the power of the person who committed the act, either by neglect or connivance, to shut out all testimony whatever tending to show the absolute innocence of the party charged. I am very sure that the prima facie case applies only to the person making the sale; but if this is not true, and it is extended to the principal, why, pray, does not the right to rebut the prim,a facie case go along wdth it? It is said that the defendant has such a right, but it is to be restricted to
It may be observed that the incongruity of the position is further illustrated by the fact that the record discloses that both of the clerks, who were indicted and tried with the defendant, were acquitted; and thus we have the case of a principal being convicted for the act of an agent who himself has been declared innocent.
Now, it may be that a person can be convicted who commands two others to commit an offence, and the proof shows that it must necessarily have been committed by one of them, although both must be acquitted because of the inability of the jury to-find which of the two committed the crime; but where the principal is absent and the offence is committed contrary to his wishes and commands,and his guilt is asserted solely on the ground of agency, it would-seem to present, at least, a novel ground-woik upon which to build a case of constructive crime, it being impossible for the defendant to ascertain upon which agent the ‘prima fade case, which he is required to rebut, has been imposed. The genius of free and constitutional government is opposed to constructive crime, and while I do not say it may not be warranted in cases of this character, where, in the interest of good morals; a great evil should be suppressed, I cannot sanction such a doctrine, when, as in this instance, the Legislature has not only failed to authorize, but, in my opinion, has expressly forbidden it. Ingenuity may be able to construct a plausible argument in support of the conviction, but I think it must be attended with difficulry, and especially must this
“ Bad precedents,” it is said, “ are like arrows shot from a bow. They cannot be controlled after they have left the string. Their logical sequence often runs terribly away to consequences never dreamed of. * * * I distrust the social advantages promoted by decisions of this nature. Timeo Dañaos et dona, ferentes. They have the fair • semblance of handmaidens of morality. They may be wooden horses unwittingly drawn within the citadel of the Bill of Rights.”
In conclusion, I will add that the defendant is also entitled to a new trial on the ground that his Honor charged the jury that if they believed that the witness bought of one of the clerks the defendant was guilty. There could be no prima facie case against anyone until the fact of minority was found, but notwithstanding this the guilt of the defendant was made to turn upon the simple fact of selling to the witness. There are no admissions in the case, and the charge of the Court in this particular was excepted to. The error is too plain for further elaboration, and thus the very foundation of this constructive crime is swept away. It may be said the refused instructions assumed the minority of the witness, but it surely cannot be insisted that every hypothesis contained in a refused instruction is to be construed into solemn admissions, and that the Judge, in charging the .jury on the whole case, is to assume them to be true. Besides, it was equally necessary that the State should establish the fact that
Per curiam. Affirmed.
Reference
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- State v. GEORGE W. KITTELLE
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