Carr v. Coke
Carr v. Coke
Opinion of the Court
The plaintiff, as a citizen and taxpayer of the State, brings this action against the defendant as Secretary of State, who by virtue of his office is the custodian of all Acts passed by the Legislature, or which purport to have been passed, whose duty it is to deliver certified copies of said Acts to the Public Printer for publication. The prayer is that the defendant show cause why a peremptory mandamus shall not issue to compel him to remove the act under consideration from his files, and why he should not be enjoined from delivering a certified copy of the same to the Public Planter. An act to regulate assignments and other conveyances of like nature in North Carolina, ratified March 13, 1895, is the one under consideration.
The complaint alleges that the Act was signed by the President of the Senate and the Speaker of the House of Representatives on the said 13th of March in the presence of each House, and purports to have been ratified upon that day; that, upon information and baiief the act did not become law according to the Constitution of the State. That the journals of both Houses show that it was not read three times in either; that it was never read in the Senate, and was tabled in the House on its second reading ; and that by some unknown fraudulent means the bill was enrolled by some person, unknown to the plaintiff, and signed by the said President and Speaker by mistake.
At the hearing the defendant moved to dismiss the action on the ground that the court had no jurisdiction to grant the- relief prayed for by the plaintiff. The motion was heard and His Honor dismissed the action for want of jurisdiction to grant the relief on the ground that tile court cannot go behind the ratification of the act as the same appeared in the office of the Secretary of State.' With the act before us, on its face regular and in due form, ratified by the genuine signatures of the President of the Senate and Speaker of the House, the question is presented, Can the Court, as a co-ordinate branch of the Government, look behind this record and investigate by inquiry and proof the manner in which this record was established by the legislative branch of the Government, for any of the causes alleged in the complaint ?
It may be stated in the outset that it is an important question and one that has not been heretofore presented directly to this Court.
The Court cannot be blind to the consequences that will flow from a decision either way. On the one hand, if we cannot look behind the record, then, paid and corrupt men, lobbyists and other interested ones in and around the legislative halls, will feel more confident and safer in their disreputable work. On the other hand, if we can open the door and permit every act of the legislature to be inquired into, behind the record, for any of the causes alleged in the complaint, then the State will 'be plagued with all the evils of a veritable Pandora’s box. By an examination of the decisions of the courts of the different States, we find some diversity among the decisions and the opinions of eminent jurists. Those courts, holding the affirmative of the question, as a rule have done so by reason of some provision in
¥e find in no State Constitution the exact wording as it is in ours. We are therefore left to reason with ourselves, and construe the true meaning of our organic law, aided by the best authorities at our command.
Let it now be understood that it is not a question of fraud or wrong-doing in the Legislative halls, as alleged in the complaint, with which we are confronted, but simply a question of power. It cannot be said that this Court from its origin until now has ever failed to lay its hands upon fraud or any wrong-doing, whenever authorized by law' and requested to do so. If crimes are perpetrated in legislation, the authors are liable and can be punished as other violators of the law, and possibly a reasonable and honest effort by the proper authorities would bring to light the authors of the wrong, if any has been done. There is now before the Court in this proceeding no one who is in the slightest degree alleged or supposed to be connected with wrong-doing in this matter. So, then, we are considering a question of power, and not of investigation behind the record of a co-ordinate branch of the State Government.
Our Constitution, Art. 2, Sec. 16, declares that: “Each House shall keep a journal of its proceedings which shall be printed and made public immediately after the adjournment of the General Assembly,” and in Section 23, “All bills and resolutions of a Legislative nature shall be read three times in each House before they pass into laws; and shall be signed by the presiding officers of both Houses.” What shall be the entries on the Journals is not indicated by the Constitution, except as aboye. It is the province and duty of the Court to construe and interpret Legislative
At common law the ratification and approval of an act of Parliament was conclusive and unimpeachable, etc. “An Act of Parliament, thus made, is the exercise of the highest authority that this Kingdom acknowledges upon earth.” “And it cannot be altered, amended, dispensed with, suspended or repealed, but in the same forms and by the same authority of Parliament; for it is a maxim in law that it requires the same strength to dissolve, as to create an obligation.” 1 Blackstone Com., 185-6. “The journal is of good use for the intercourses between the two Houses, and the like, but when the Act is passed the journal is expired. The journals of Parliament are not records, and cannot weaken or control a statute, which is a record and to be tried only by itself.” Rex v. Arundel, Hobart, 109-111, Trinity Term, 14 Jac. Broadnax v. Groom, 64 N. C., 244, was a question upon a private act requiring 30 days’ notice of application, required by Art. II, Sec. 4, (now Sec. 12) of the Constitution, and the motion was to prove that the notice had not been given. Pearson, C. J., said : “We are of opinion that the ratification certified by the Lieut. Governor and the Speaker of the House of Representatives makes it a ‘matter of record,’ which cannot be impeached before the Courts in a collateral way. Lord Coke says, ‘A record
In Scarborough v. Robinson, 81 N. C., 409, in which this question was not directly before the Court, Smith, C. J., in the discussion uses this language on page 426: “The Constitution declares that the legislative, executive and Supreme Judicial powers of the government ought to be forever separate and distinct from each other. Art. I, Sec. 8. And if the nature and effect of an enrolled bill, duly certified and deposited in the proper office, be such as we have attributed to it, it unavoidably follows that thé compulsory order demanded in the action would be an interference with the legitimate exercise of the law-making power and an obstruction to the harmonious working of the separate and distinct co-ordinate departments of the government, and must consequently be denied.” ¥e quote this extract in order to show the trend of the judicial mind of the Court as then constituted. In Field v. Clark, 143 U. S., 649 (1891) the question was elaborately argued and considered in an able opinion. The allegation was that an important section in the bill as it passed was not in the enrolled bill authenticated by the signatures of the Speakers and deposited in the office of the Secretary of State. After full consideration of the numerous points argued, the Court held as follows: “The signing by the Speaker and
The argument was pressed that a bill signed by the Speakers and approved by the President and deposited with the Secretary, as an Act, does not become a law if it had not in fact been passed by Congress. The Court said, in view of the express .requirements of the Constitution, the correctness of this general principle cannot be doubted. “But,” said the Court, “this concession of the general principle” does not determine the precise question before the Court; for it remains to inquire as to the nature of the evidence upon which a court may act, when the issue is made as to whether a bill, asserted to have become a law, was or was not passed by Congress. This question is now presented for the first time in this Court.”
“We cannot be unmindful of the consequences that must result if this Court should feel obliged to declare that an enrolled bill, on which depends public and private interests of vast magnitude, which has been duly authenticated by the presiding officers and deposited in the archives as an Act of Congress was not in fact passed, and therefore did not become a law.” Page 670'. Although the Constitution does not require that Acts of Congress shall be authenticated by the Speakers’ signatures, the Court said that “Hsage, the orderly conduct of legislative proceed
In Pangborn v. Young, 32 N. J. Law, 29, Beasley, C. J., delivered a strong opinion against the affirmative of the present question, and Judge Harlan says: “The conclusion was that upon grounds of public policy as well as upon the ancient and well settled rules of law a copy of a bill bearing the signatures of the presiding officers of the two Houses and in custody of the Secretary of State, was conclusive proof of the enactment and contents of a statute, and could not be contradicted by the legislative journals or in any other mode,” page 674, and other cases.
In ex parte Wren, 63 Miss., 512, is found a case much in point, in which Campbell, J., in an able and vigorous opinion, said that an enrolled act, such as we are considering, “is the sole exposition of its contents and the conclusive evidence of its existence according to its purport, and it is not allowable to look further to discover the history of the Act or ascertain its provisions. Every other view subordinates the legislature and disregards that co-equal position in our system of the three departments of Government.” He then shows that, if such a rule should prevail a justice of the peace and all other judicial officers would be
"With these authorities we are content. There are numerous others but it would be useless to pursue them. We are considering the main and important question which we understand the plaintiff intended to bring to the attention of the Court, without any remarks on the pleadings. It seems to be conceded that the main allegation cannot beestablished by the journals as evidence, and that consequently it must be done by some other kind of proof. It is urged that fraud vitiates every thing, but if we can go behind the record, would not mistake, bribery, &c., serve equally as well ? It is also argued that the fraud alleged is admitted and is therefore to be taken as a fact for the purposes of this action. Admitted by whom? The respondent does not admit it in his answer. The motion was to dismiss for want of jurisdiction and the Court rendered its decision expressly on that ground. The defendant is a mere ministerial State officer who was not a member of the legislature and has no authority from it to plead or admit anything for it. Is he authorized by the Speakers of the two Houses to admit that they signed the bill by mistake ? They have made no such admission so far as this record discloses and they have no opportunity to admit or deny anything. Is the defendant authorized to admit that by some unknown and fraudulent means the bill was enrolled ? If so, who authorized him to admit it? The defendant might have ignored this proceeding entirely without the slightest dereliction of duty. Who then defends the legislature or its Speakers when this grave question is under consideration ? The Executive does not feel it his duty to
We are of opinion that His Honor committed no error and his judgment is affirmed.
Affirmed.
Concurring Opinion
(concurring): The single question for decision is, can this Court inquire into and pass upon the history of a paper writing which purports to be an Act of the General Assembly and which is authenticated by the undisputed and genuine signatures of the President of the Senate and the Speaker of the House of Representatives ? It is to be always kept in mind that the point is not as to the powers of the Supreme Court to pronounce a law, which is admitted to have been enacted, void by reason of its nnconstitutionality. Our jurisdiction in that case would be complete and unchallenged. But the question is, when the legislature has solemnly certified to a fact, that is, to the passage and ratification of an act which is within its own sphere, will the judiciary be permitted to inquire into or dispute that certification ? The case is of the very first impression and it ought to be settled upon the principles of sound reason and well considered authority. This is a strictly legal question and ought to be settled according to the principles of the law. The Court is aware that its judgment in this case may be attended with dangers in the future, but it is not our province to provide against dangers to the Commonwealth further than to construe honestly
The question at issue brought to the light the more than possibilities of two most serious menaces to popular government. The first one, that of the power of a corruptible or incompetent clerical force or that of a depraved and hired set of lobbyists, or both together, to tamper with the Acts and proceedings of the legislature and have* that cei-tified to be law which was never in fact enacted; the second, that of the power of defeated and unscrupulous politicians, when stung by loss of office or a desire for revenge on their political enemies, to practically repeal the legislation of their successful opponents by resorts to the courts upon mere allegations that there was fraud in the passage of the acts or in their ratification, and by procuring injunctions upon affidavits obtained possibly through bribery or through the ignorance or carelessness of the oath-maker. By the decision of the Court' the latter danger, the far most to be dreaded, is avoided. The presiding officers of the two Houses may, by taking a sufficiency of time and by close scrutiny and rigid examination of the bills and wrappers, prevent fraud and error in ratification, if such a thing be attempted; while for the latter danger no limit or restraint can be found except in the conscience of men who have never eultivated a sense of either generosity or justice. The motives and purposes of the plaintiffs in this action are not intended to be reflected on, neither is the character or official conduct of any officer or .clerk of the last Gfeneral Assembly. No testimony has been heard in the case and
Of the three co-equal departments of our government, the Legislative is of the most importance. It is sovereign as long as it keeps within the bounds of the Constitution. The powers of the Judicial Department are clearly defined and limited in the Constitution. Except to hear claims against the State (and then only to recommend action to the General Assembly) the whole power of this Court is embraced in these words : “The Supreme Court shall have jurisdiction to review upon appeal any decision of the Courts below upou any matter of law or legal inference.” Const., Art. IV, Sec. 8. This means, in ¡slain English, that this Court can construe the laws when their meaning is a matter of contention between litigants, and that it can determine in cases properly befoie it whether or not statutory enactments are constitutional. The writer of this knows of no other instances in which this Court can directly or indirectly pass upon the conduct of the General Assembly. As to the formulas that are necessary to convert a bill into a law, we cannot inquire, if the -ratification in proper form appears and the signatures of the proper offi
In the Case of ex parte Wren, 63 Miss., 512, this same
In Pangborn v. Young, 32 N. J., 29, the principle laid down in the Broadnax case is more than endorsed. The Supreme Court of New Jersey in that case decided,' first, that when an act had been passed by the legislature and signed by the Speaker of each House, approved by the Governor, and filed in the office of the Secretary of State, an exemplification of it under the Great Seal is conclusive evidence of its existence and contents ; second, that it is not competent for the Court to go behind this attestation or to admit evidence to show that the law, as actually voted on and passed and approved by the Governor, was variant from that filed in the office of the Secretary of State; third, the minutes of the two Houses or either of them, although kept under the requirements of the Constitution, cannot be received as evidence for such purpose. In that
The above cited authorities seem to me to be founded on experience and the law, and on a wise public policy ; and as Justice AvbRY well said, in substance, in Logan v. Railroad, at this Term, we ought to be influenced, when looking for assistance from the decisions of other courts, by those opinions which embody sound principles and just reasoning rather than by a simple numerical array of decided cases.
I have tried to show that the decision of the Court in this case is in harmony with its former decisions and that the Court is sustained by the opinions of some of the ablest courts of other States. State v. Glasgow, 1 N. C., 176, was not even cited as an authority by the counsel for plaintiff in the argument before us. It has no bearing that I can see on this case as a law authority, though interesting as a bit of early official corruption. No legislative Act or power was questioned. It was simply the case where a former Secretary of State himself fraudu-
In addition, there is to my mind another insuperable objection to the adoption by the Court of the plaintiff’s view of this case. It is this : There could in that event be no unity of decision even in our own Courts. If the certificate of ratification can be inquired into by the Courts, then the trial courts, with the same master in issue, that is, whether an Act properly certified as'having been ratified had duly passed its several readings, might and could arrive at different verdicts and judgments, as the proof varied in each trial. To-day a statute might be declared void because a jury had determined that it had not passed its several readings, and to-morrow the same statute in a new trial with additional testimony, or in a different court, might be declared good ánd valid. And, again, if ratification be not conclusive, how are the stability and integrity of our statutory laws to be maintained in other States and abroad ?
From the position I have taken in this concurring opinion, it is not necessary for me to discuss the other allegations of'the complaint that the signatures of the presiding officers were procured by fraud. If the. certificate of ratification cannot be impeached in a court of law, even by the journals themselves as evidence, it is certain that by all the rules of evidence parol proof cannot be introduced for that purpose.
In conclusion I desire to emphasize that the Court has not made a decision upon a mere matter of fraud. It is a question of jurisdiction — of power ; whether one co-equal department of the G-overnment can invade the province of another and question or dispute the solemn act of the latter attested by the genuine signatures of those officers who are empowered and required to attest and certify those acts.
Dissenting Opinion
(dissenting): The plaintiff alleges on behalf of the people of North Carolina, that a forged paper, purporting to be an enrolled bill, that had passed both Houses of the General Assembly, was placed before the Presiding officers of the Senate and House of Representatives, and that, being misled by fraudulent misrepresentations, they were induced to attach their official signatures to it and give it the force and effect of a law! Upon these facts the plaintiff, as a citizen and in the name of the people of the State, prays the Court to declare that this paper which by such coviuous trickery has been placed upon the files in the office of the Secretary of State, is not a part of the statute law and to restrain that officer from furnishing it for publication among the Acts of the Legislature. The Judge who presided in the court below holds that, admitting the paper ratified in this way to have been a forgery, the Courts are powerless to remedy this great wrong and the people can have no relief till the Legislature shall again assemble. If it be asked how this admission was made, I answer that
In my opinion, to admit that an adroit forger can fraudulently convert his own handiwork into a statute which the courts, with full knowledge of its character must enforce as law, is to confess before the world that government of the people and by the people is an egregious failure. I am not prepared to admit that Courts of Equity, which have dealt death blows to fraud wherever it has reared its hydra head, for hundreds of years, must desist from unearthing and undoing such iniquity because the perpetrator attempts to take refuge in the purlieus of the temple where a coordinate department of the government is in council. The arm of the law is not so shortened that it cannot right such wrong wherever done. No precincts are too sacred to be invaded by its. process when such an end is in view. We cannot forget the fact that this is a case of the first impression. The judicial annals of the States of this Union have
As this is tlie first case in the history of Anglo-Saxon civilization where a forger has attempted to play the role of law-maker, it seems to me a fitting opportunity to vindicate the truth of the axiom that our system of jurisprudence affords an adequate remedy for every wrong done to a citizen, either as individual or as a representative of the public. Courts of Equity (says a leading law-writer) have been confidently resorted to in order to sift the consciences of men and trace out fraud, so that titles founded upon it might be declared void. When the plaintiff comes into court to demand this probing of the consciences of those who know the history of this admitted fraud and forgery, counsel for the defence meet him witli the objection that the clause of the Constitution, which guarantees the independence of three co-ordinate branches of the State government, is an insuperable barrier to any action on the part of the Courts. Section 8, of Article I, of the Constitution, provides that “The legislative, executive and supreme judicial powers of the State ought to be forever ■ sepárate and distinct.” Is it an invasion of the domain of either of the other two departments to draw in question before the courts the validity of an instrument only attested by the chief officers of either of them? The organic law, it will be observed, couples the Executive with the Legislative Department. Where a private, citizen of North Carolina records an entry upon the entry-taker’s books, containing a specific description of a tract of land, or by a survey makes an indefinite description certain, before his neighbor makes an entry of the same land, though the latter may procure an older grant signed by the Governor of the State, the Courts in the exercise of their equitable jurisdiction
This being a case of the first impression here, the issue must not be obscured by remote analogies, drawn from precedents not in point. If Section 8, of Article 1, of the Constitution, is invoked to prevent the investigation demanded by the people through that one of their number, whom they have chosen as their Executive Chief, it will be seen at a glance by layman as well as lawyer that the Constitution affords the same protection to the independence of the Executive as of the legislative and judicial departments. If it is an impenetrable shield, behind which fraud may stalk secure and mock with ghoulish glee the anger of an injured people, when suit is brought to show that the signatures of the two presiding officers of the two branches of the Legislature were procured by fraud and attached by mistake to an instrument affecting the rights of the whole body of the people,
The single issue of law presented by this appeal is whether a forged paper purporting to be an enrolled bill that had passed both houses, when presented to the presiding officers and signed by them under the mistaken belief that it is genuine, is open to attack for fraud like a grant signed by the Governor. The gravamen of the complaint is embodied in Section 11, where it is alleged that “By some means unknown to this plaintiff, but which he is informed and believes to be fraudulent, the said bill was enrolled by some person to the plaintiff unknown, in the office of the enrolling clerk and signed by mistake by the President of the Senate and Speaker of the House of Representatives upon the day upon which it purports to have been ratified.”
Equity vacates a patent which the Governor signs, not by mistake but in accordance with the requirements of law, because it is procured in fraud of the superior rights of a single citizen. "Why then, shall the same tribunal declare itself powterless to rectify a fraud upon the rights of the whole people of the State, accomplished by imposition practiced in the most specious way, directly upon the chiefs of the two branches of the legislative department ?
When the people met in convention and framed a Constitution they expressly delegated certain powers to each of the three Departments, and prohibited one or all of these agencies, for the most part, in article 1, in terms quite as clear, from exercising certain other sovereign authority.
Battle, Judge, says in State v. Glen, 7 Jones, 321, “Our predecessors were the first of any Judges in any State in the Union, to assume and exercise the jurisdiction of deciding that a legislative enactment was forbidden by the Constitution and was therefore null and void. See Bayard v. Singleton, Martin’s (N. C.) Rep., 48, decided in November, 1789, which was four or five years anterior to the earliest case on the subject referred to by Chancellor Kent. 1 Kent’s Com., 450.” Since that early day this Court has never hesitated to assume this authority to pronounce a statute passed by the legislature with all of the forms of law, null and void because repugnant to the Constitution. Indeed at this Term an act which had not been published in the laws, but which was regularly passed at the last session of the legislature, has been in effect declared unconstitutional, because the right of exacting more than six per cent, as
No one questions the right of this Court in a proper case to pronounce an Act, which is admitted to embody the true sentiment of the Legislature, void on the ground that it had no right to. pass it, yet, if what now purports to be the statute before us had provided that the lawful rate of interest in this State should be three per cent, a month, or thirty-six per annum, and its passage had been procured by speculators and note-shavers, it would nevertheless be contended, if the opinion of the Court is founded upon the correct interpretation of the organic law, that the people would be placed in the dreadful dilemma of groaning under such a burden, until another General Assembly should meet, or of asking the Governor to call an extraordinary session, at a heavy expense, of the same Legislature, that according to the admissions in the pleadings failed at its last session to close some of its Clerk’s rooms against forgery and fraud. I do not believe that the law properly interpreted reduces us to this dire extremity.
There would be a prospect of a much more economical and satisfactory settlement of this controversy by the trial before a jury of an issue of fraud, as demanded by the plaintiff, than by inviting the same bodies with the same lobbyists lurking around them, to remedy the great wrong that the public have suffered through some agency that was, at its last session, able to reach its employees. With due deference for the views of others, I am of opinion that we ought on this question, which has been presented to us first of all the courts of America, to follow the example of our predecessors more than a century ago, and assert for the courts the power to unravel fraud, even if the tangled skein should take u¡? behind the solemn act of ratification by presiding officers, as did the determination of the early
The clear-cut issue of law raised by admitting the truth of the charge of fraud must not be obscured by discussing the preceding allegations in reference to a bill, in the same words, the legislative history of which is .traced till it is found tabled in the House and turned over to the State Librarian, who is the custodian of bills, which are thus strangled in the earlier stages of their existence. These allegations are,'at most, but an attempt to negative the idea in advance, that the foi’ged paper had a legislative history leading up to its ratification, which the defendant might contend could not be contradicted. It does not seem to me bad pleading to have inserted these allegations, when the relief demanded was a perpetual restraining order against the defendant, although the plaintiff relied solely upon the ground that the paper presented to the presiding officers was falsely and fraudulently represented to them to be an enrolled bill and its ratification procured in that way. Counsel for the defendant cannot be allowed “to blow hot and cold” to induce the Court, on motion, to hold that it cannot hear proof of the allegation of fraud, if true, and then to say by way of breaking the force of the ruling invoked that they could disprove the charges of forgery and fraud, if they would. The fact that the bill was enrolled without authority and signed by mistake, is not, for the purposes of this appeal, denied by any one. That it is fraudulently enrolled and presented for signature is alleged in the complaint, and His Honor holds that even though all this is true the Court has no jurisdiction to hear evidence to show its truth.
The argument deduced from supposed future inconvenience is always the most specious anti unsatisfactory kind of reasoning. To the suggestion that possible evils may
A free government like ours must always be dependent for its stability more upon the virtue and integrity than upon the intelligence of its citizens. As well might we insist that the statute, which allows any person in the State to make affidavit that any other person has, as he is informed and believes, committed murder, and demand a warrant for his arrest, should be repealed because it opens a way for the arrest of every innocent man in the State, as that to permit investigation of the allegation that what purports to be a law regularly ratified is not in reality an expression of the will of the people through their representatives, but the work of a forger, would raise a doubt as to the validity of every statute passed by the legislature. Where a plaintiff asks, on behalf of the people, an order restraining the Secretary of State from publishing a ratified Act on file in his office he is required to make an oath, which if made falsely and without probable cause subjects him to punishment for perjury. It is not to be supposed that such risks will be taken inconsiderately, and, if the perpetrators of this disgraceful crime could be impaled before the world and held up to public execration, it is to be hoped that another century of our history would glide by without such a flagrant instance of corrupt interference with legislation.
I understand my brethren to concede, what cannot be
The position of the Court, in my opinion, finds no support in the case of Broadnax v. Groom, 64 N. C., 244, where Chief Justice PearsoN, speaking for 'the Court, holds that “The ratification certified by the Lieutenant-Governor and the Speaker of the House of Eepresentatives makes it a matter of record, which cannot be impeached before the courts in a oollateral way.” But the plaintiff is making not a collateral, but a direct attack, and the Court in that opinion concedes that even a record can be successfully avoided and reversed, where it is directly attacked for fraud or irregularity. It is true that where there is a
I deeply regret that the majority of the Court have deemed it their duty to hold that the Courts have no power to investigate and remedy the great wrong which has been
Dissenting Opinion
(dissenting): A demurrer ore terms was entered and the action dismissed because a cause of action was not stated. For the purposes of this proceeding, therefore, the allegations of the complaint are admitted to be true. It is thereby admitted that a bill was introduced into the lower House of the General Assembly; that this bill on its second reading was voted down by the Representatives of the people; that the Journal also shows that fact, and the bill itself was stamped “tabled” and placed in the package of “tabled” bills, where it still remains. It is further admitted that the bill was not introduced in the Senate at all but, that notwithstanding the bill was defeated in one House and never presented for consideration in the other, a fraudulent copy of a bill of similar tenor was procured to be made by a sub-copyist of .the enrolling clerk, and by mistake on the part of the two speakers, who were made to believe that it was a bill which had been duly read three times in each House, it was signed by them. The purport of the bill is to prohibit debtors from preferring any creditor in making assignments.
The plaintiff alleges that as a tax-payer he has a right to be protected from paying the expenses of printing the fraudulent bill and distributing it among the laws of the State; that as a citizen he has a right to be excused from including it among the laws which as a voter he has sworn to support, and that as a creditor the right he has had by our laws, time out of time, to have his debtors prefer him, should they see fit, should not be taken away from him against the will of the people, as expressed by their repre
The Constitution under which we live, and which every officer of the State, from the highest to the least, and every registered voter has sworn to support, provides that “All bills shall be read three times in each House Ty&fore they pass into laws.” It is admitted here that this pretended law has not been read three times in each House. It is admitted that it-has not been read three times in either House. It is admitted that it was read in only one House, and in that the people, through their representatives, defeated it and refused to let it pass. It is admitted that subsequently the Speakers were imposed upon and erroneously certified that the bill had passed three readings in each House.
It is contended, however, that we cannot go behind the signatures of the Speakers. But the signatures of the Speakers, procured by fraud, are not their signatures. Fraud vitiates them as it vitiates everything it touches. It is urged, however, that it is dangerous to open up the Acts of the Legislature to be set aside for fraud, and that this would unsettle the laws. The fraud alleged is not in procuring the passage of an Act, but in procuring an untrue certificate that it has been passed. If the alleged statute is not the will of the people, expressed in a constitutional way by three readings in each house of the General Assembly, there is no power to make it a law, and no consideration of danger should prevent a declaration that the laws heretofore made by the people, in the constitutional mode, cannot be repealed, revoked and set aside .in this mode. If there could be any danger in refusing to admit as a law a bill, which, without having been passed, is untruly certified as having been passed, it is to be remembered that among a free people, no other danger is comparable to that of
It is urged, however, that this touches a co-ordinate department of the government. But the Judiciary is the only body authorized to investigate and ascertain whether it is the act of the General Assembly, or a measure which, rejected by the body, has nevertheless been fraudulently palmed oif on the Speakers and their signatures thereto procured by fraud practiced on them. The Executive is also a co-ordinate department. It is matter of history that towards the close of the last century certain land warrants were fraudulently issued by the Secretary of State, the broad seal of the State was affixed, and the Governor being misled honestly affixed his signature (as the Speakers did here), but the Court went behind the Great Seal, behind the admittedly genuine signature of the Governor, set the fraudulent land warrants aside, and jailed the agent of the fraud, and the next Legislature changed the name of the county (Glasgow) which had been named in honor of the dishonest Secretary of State.
The Supreme Court of this State had its origin in the
The power to construe a law necessarily carries with it the power to investigate whether a pretended law is really
In the presence of so vital and so plain a principle, precedents are not needed, but we have them. The Constitution provides that, before becoming laws, bills shall be read three times in each House and shall be signed by the Speakers. In Scarborough v. Robinson, 81 N. C., 409, it was held that if the latter requirement was lacking, the bill was not a law, even though it had the other and far more important requirement of having been passed three times in each House. A fortiori, if the bill has not received the assent of the three constitutional readings, it cannot be the will of the General Assembly. To hold otherwise would be to sacrifice form to substance, and to say that the certificate of the Speaker is sufficient without a vote of the General Assembly, and ( as in this case) in spite of an adverse vote of that body. Again, the Constitution requires that the style of an Act shall bé, “ The General Assembly of North Carolina do enact.” In State v. Patterson, 98 N. C., 660, it was held that although the Speakers had signed and certified a bill as ratified, yet, if this formula was omitted therefrom, it was a nullity, because the Constitution required it.
But we are in the presence of a greater and more important constitutional requirement than the formula which begins an act, or the certificate of the speakers. These are matters of form and essential only because required by the Constitution. ¥e are now face to face with the constitutional requirement that the bill shall three times receive the assent of each House “before it shall become a law,” and the principle, greater than the Constitution itself, that the law-making power resides in the sovereign people to be exercised by their representatives, and that nothing shall be law unless voted by them, and espe
In other States, questions have come up as to the power to go behind the certificate of ratification signed by the Speakers, in cases of mere irregularities, and it has been held in twenty-eight States that this can be done, as this Court has already held in State v. Patterson, supra. In nine States only, it has been held that the certificate of ratification is conclusive against irregularities. These cases need not be here recited and reviewed. They are easily accessible in the 23 Am. & Eng. Enc., 196 et seq. But in none of these cases have we the bold and glaring and admitted fraud upon popular sovereignty, which is here presented.
. The requirement that thirty days notice must be given of a private law is a condition precedent which the legislature passes upon, but a constitutional provision that the bill must lie read three times in each House "before it passes into la/w goes into the essential matter which a court must determine in passing upon the question whether a printed piece of paper laid before it is a legislative enactment. The certificate of the speaker is certainly prima facie and very strong presumption that it is, but when the very matter at issue is the allegation that the certificate of the Speaker was procured by fraud (and this is admitted by the demurrer), then it is begging the question to say that such piece of paper is conclusively the law of the land without the vote, nay, against the votes, of the law-making power. It is also begging the question to say that the legislature certifies to us, over the signatures of their two principal officers, that this act was passed. The very issue is, did the two officers so certify, or were their signatures procured
The people are the source of all power, but if there is fraud in certifying untruly to the declaration of their will at the ballot box the courts can and will right the wrong and declare the true result. Whence comes it that the legislative department is so superior, or so inferior, that a certificate, fraudulently 'procured, which falsely certifies that it has passed a bill, can not be set aside on proof that, in truth, the opposite result was declared. The Courts have the same power to investigate in one case as in the other.
It is not the declaration of the result of a vote by the legislature itself which is in question, for that would be conclusive, but the false certificate that it had so declared, when it is admitted that the'legislature declared just the opposite by 'tabling the bill.
In this proceeding, if the jury found that the certificate was false and was fraudulently procured, the judgment would be to strike the fraudulent bill out of the files and out of the printed laws and to declare it, what it is, a nullity, as to all the world. This being an equitable jurisdiction the action can only be maintained in the Superior Court and one action is conclusive. It is not open to the objection that such proceedings might, if allowed, be brought before a justice of the peace, nor that there might be different verdicts before different juries. That might be urged against a proceeding as in Wyatt v. M'f'g Co., at this Term, where the invalidity of an act is attempted to
The Constitution does not require that the presiding officers shall sign bills in the presence of the Houses or with their assent, and neither the certificate itself nor the complaint indicates that this was done. It may be the usual practice, but it is npt required, nor does it appear to have been done; hence, there is no presumption that it was done, upon which an argument can be based. The signing has no law making power in itself, but is a mere certification of what the law-making body has decided, and like all certificates may be impeached for fraud or mistake; otherwise, the certificate is more powerful than the authority doing the act which is certified-
The case most strongly relied on by the defendant is Field v. Clark, 143 U. S., 295, but in that case it was admitted that the Act had passed'both Houses and had been approved by the President, and the point decided by the Court was that the Act would not be vitiated because a Section, which was in it when passed by the Houses, was omitted in the enrolled Act on file. It must be noted also that the United States Constitution does not contain the essential provision which is in our Constitution that “Each bill must be read three times in each House before it. becomes a law,” and that in addition to the signatures of the Speakers there is the further safe-guard that the bill is subject to the supervision and approval of the President, which the bill there in question had. Notwitlistanding these vital differences in the two Constitutions and the remote bearing the actual point there decided has upon this case, the court nevertheless takes occasion to say (Harlan, J.) in that very opinion: “ A bill signed by the Speaker of the House of Representatives and by the President of the Senate, presented to and approved by the President of the United States, and delivered by the latter to the Secretary of State as an Act passed by Congress, does not become a law of the United States if it had not in fact been passed by Congress. In view of the express requirements of the ■ Constitution the correctness of this general principle can
Here, the bill was not voted in either House, but was • ■expressly negatived by a vote, and this fact appears by the Journals (which are required by the Constitution to be kept) and is also admittedly beyond controversy. The •certificate of ratification was not purposely and knowingly •appended by the Speakers. They never knowingly intended to certify that this bill had been read three times in each House. Their signatures were inadvertently appended and were procured by a gross fraud. They, in law, are not their signatures. This is not the “signing” which the Constitution requires to bills which have, three times before such signing, been read with the approval of each House.
The conflicting decisions from other States as to whether the signatures of the Speakers can be contradicted by the journals have no application to this case where the allegation is of fraud in procuring their signatures.
The facts of this great fraud are admitted for the purpose of this appeal, for, though the complaint makes these allegations, the action is dismissed “because a cause of action is not stated.” It must be lawful to allege and to prove such fraud if “ government by the people and for the people” is to continue. Otherwise, government by fraud has begun, the sure and unfailing sign in all history that the •end of representative government is at hand. The judgment below should be reversed.
Reference
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- ELIAS CARR v. OCTAVIUS COKE, Secretary of State
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