Rodwell v. Rowland
Rodwell v. Rowland
Dissenting Opinion
dissenting. I regret that I am compelled to differ with my able and learned brethren in the conclusion arrived at in this case. Were it not for a firni conviction that this question has been settled in this State for thirty years past, I should yield my judgment to theirs. I am convinced that this question has been put at rest for the past thirty years in this State: 1st, by the settled judicial decisions of this
1. Ever since the decision of Gloud v. Wilson, decided in 1875, the words “until the next regular election,” and those other words of similar purport, “until an election can be regularly held,” have been taken by the legislative and judicial departments of the State government to mean “until the next regular election for the office in which a vacancy has occurred.” That decision was made by a Court of exceptional ability and the opinion was written by Chief Justice Pearson, one of the greatest Judges this or any other State has produced. Among lawyers his is "Clarum et venerabile nomen.” It is true Judge Beade dissented, but it was not as to the meaning of these words, but as to the application of them to a particular judicial election. If I were not deeply sensible of the eminent ability, profound research and painstaking care of my esteemed brother who speaks for the Court in this case, I should say he had wholly failed to consider the scope and significance of both of the opinions in Cloud v. Wilson, and had not noted their very words, since he says that this Court does not overrule the principles decided and pronounced in that case. It is unnecessary for me to quote from the conclusive argument of the great Chief Justice, but I note the language of Judge Beade for the purpose of showing that he is not only in accord with Chief Justice Pearson as to the meaning of the words under discussion, but makes it clearer even than the opinion of the Court: “It is also .a useful inquiry: Eor how long a time would the people be lihely to part with this important elective power? As théy parted
The vacancy in the office of Clerk of the Superior Court of Warren County occurred prior to the general election in 1904, at which election such clerks were not regularly elected. They were regularly elected in 1902 for four years. The next election when Clerks will be regularly elected occurs in November, 1906. Judge Peebles commissioned the defendant until that time, and in my opinion he acted according to the well-settled construction of the Constitution and according to the unvarying precedents in this State since 1875.
The adjective “regular” is used to qualify election so as to distinguish it from other kinds of elections. “Regular elections,” says Judge Beade, “for an officer to fill an office, are those by which the office was originally and continuously
The construction adopted in Cloud v. Wilson was expressly recognized in 1882 as applying to vacancies in the office of Clerk of the Superior Court in Deloatch v. Rogers, 86 N. C., 358 and 731, by a Court composed of such eminent Judges as Smith, Ashe and Ruffin. It is not likely that so careful a Judge as Chief Justice Smith could have been inadvertent to the language he used. A portion of his opinion, on page. 731, shows unmistakably that the Court over which he presided recognized the rule of constitutional construction laid down in Cloud v. Wilson as being applicable to Clerks of the Superior Court, and that such rule was not changed by the Convention of 1875. Not long before the general election for members of the General Assembly and other officers in November, 1880, Thomas D. Boone was appointed Clerk of the Superior Court of Hertford County to fill a vacancy for the unexpired term, just as this defendant has been appointed. Boone was voted for at said election. The ballots were declared worthless paper, as there was no vacancy, showing clearly that the question of vacancy or no vacancy was considered by the Court. The Court says: “But as the decision sustains the ruling of the Court in the rejection of all the ballots that have the name of the person voted for to fill the office of Clerk, when there was no vacancy to be supplied, the oversight does not affect the conclusion reached and the proper determination of the appeal.” (P. 731). In Norfleet v. Staton, 73 N. C., 546, while the case turned
2. The authority of the decisions has been recognized and its construction acquiesced in by a constitutional convention and the legislative department of the State government. The Constitutional Convention of 1875 met within six months after the decision in Cloud v. Wilson was handed
Tbe legislative view: “When tbe scales are so evenly balanced we deem it our duty to settle tbe preponderance by casting tbe legislative view, which is of peculiar weight in this case, into tbe scale where it belongs.” Opinion of the Judges, supra,. Every General Assembly that has met since 187 5 has construed the' Constitution in its relation to tbe office of Clerk of the Superior Court in accordance with the contention of the
The Election Law of 1901, chap. 89, sec. 4, is practically identical with section 2736 of The Code, but in reference to the office of Clerk it leaves no doubt of the legislative view of the proper constitutional construction, for in section 1 it practically prohibits an election for Clerk in 1904. It provides that on the first Tuesday after the first Monday in November, 1902, and every four years thereafter an election shall be held in each county for Clerk of the Superior Court and at such times an election shall be held in the several judicial districts for solicitors. On the same page of the act provision is made for an election to fill vacancies in the office of Solicitor by election, but none whatever to fill
3. The construction by the Judges of the Superior Court.
These judges ever since 1875 and prior thereto have uniformly appointed Clerks of the Superior Court for unexpired terms, and such appointments have been recognized as legal throughout the entire State. In the past thirty years there must have been a great many of such appointments and never, until this case, has the right of the Judge to appoint for the unexpired term been questioned. I think it highly probable that the four members of this Court who served on the Superior Court bench made such appointments, and their appointees served for the unexpired term without challenge to their authority. This fact is entitled to weighty consideration, as it is hardly to be supposed that all the Superior Court Judges would have habitually misconstrued the law or usurped authority which was not conferred upon them.
4. Independent of the constitutional question there was no legal election.
The Constitution is no more self-executing in the case of vacancies in the Clerk’s office than as to other vacancies. Stress is laid by the Court upon section 16, Article 4: “A Clerk of the Superior Court, etc., shall be elected, etc., at the time and in the manner prescribed by law for the election of members of the General Assembly.” This must be construed with reference to section 17, which provides that clerks shall hold office for four years, otherwise it would be lawful to elect a clerk every two years, when members of the General Assembly are elected. There is then, taking’ the two sections together, no constitutional warrant whatever for holding an election for Clerk at more frequent intervals than every fourth year. I have already shown that the Act of 1901 expressly provides for holding such election in 1902 and 1906 only.
In Van Amringe v. Taylor, 108 N. C., 198, Merrimon, C. J., says: “The ascertainment of the popular will or desire of the electors under the mere semblance of an election, unauthorized by law, is wholly without legal force or effect, because such election has no legal sanction. In settled, well regulated government, the voice of electors must be expressed and ascertained in an orderly way prescribed by law. It is this that gives order, certainty, integrity of character, dignity and authority of government to the expression of the popular will. An election without the sanction of law expresses simply the voice of disorder, confusion, revolution, however honestly expressed.”
In Commissioners v. Baxter, 35 Pa., 263, it is said that “majorities go for nothing at an irregular election; they are
In Sawyer v. Saydon, 1 Nev., 75, tbe Court says: “We think no Court or Judge has gone so far as to bold that tbe people might bold an election, or vote for any particular officer at a general election, unless special provision was made for electing such officer for tbe particular term for which be was seeking to be elected, either in tbe Constitution or in some statutory enactment.”
It is not sufficient that an election be authorized or warranted by tbe Constitution, but tbe time and manner of its being held must be specifically provided, and there must be affirmative legislation providing tbe necessary machinery for bolding the same. Tbe only election for Clerk of tbe Superior Court mentioned in or authorized by tbe Constitution is . tbe regular election every four years, and then it must be held in tbe manner and at the time prescribed for tbe election of members of tbe General Assembly. That is tbe plain meaning of tbe Constitution. Tbe attempted election in Warren County in 1904 was a nullity. Nowhere, in Constitution or in statute, is there any provision made for voting for a Clerk of tbe Superior Court in case of a vacancy. There is ample provision made for bolding elections to fill vacancies in tbe offices of Secretary of State, Treasurer, Auditor, Superintendent of Public Instruction, Attorney-General, Solicitor, Justice of tbe Supreme Court, Judge of tbe Superior Court, pr any other State officer. But not one word do we find about elections to fill vacancies in tbe office of Clerk of tbe Superior Court. Expressio unius, exclusio alterius.
For these reasons, I am of opinion that tbe judgment of tbe Superior Court should be affirmed.
Opinion of the Court
after stating the facts. The question presented in this case is whether the relator was duly chosen to the office of Clerk of the Superior Court at the general election held in November, 1904. The defendant contends that he was not, for two reasons: First, because there was no vacancy in the office to be filled at that election, and second, because, if there was such a vacancy, the Legislature had not made any provision whatever for filling it. The first of these reasons is based necessarily upon the assumption that when Judge Peebles appointed the defendant, Oliver L. Eowland, to fill the vacancy, caused by the resignation of the former Clerk, W. A. White, the appointment, under the provisions of the Constitution, was for the unexpired term of White, and
In order to test the correctness of the defendant’s contention and the validity of his reasons therefor, we are called upon to perform the delicate and often difficult duty of construing the Constitution, for whatever is therein ordained, as we may construe it, becomes the supreme law of the State. The relator of course contends that the vacancy created by the resignation of W. A. White was required to be filled at the general election in 1904, and if there has been no special legislation adequate for the purpose of executing the will of the people, as thus expressed in their Constitution, that instrument itself provides sufficiently for such an election, especially when considered in connection with the general election laws of the State, and is therefore self-executing. We will now examine these several and conflicting views and determine which of them is the correct one.
The Constitution provides in Article IV as follows: Section 16. A Clerk of the Superior Court for each county shall be elected by the qualified voters thereof, at the time and in the manner prescribed by law for the election of members of the General Assembly. Section 17. Clerks of the Superior Courts shall hold their offices for four years. Section 24. Sheriffs, coroners and constables shall be elected by popular vote and shall hold their offices for two years, and “in case of a vacancy existing for any cause, in any of the offices created by this section, the commissioners for the
These extracts from tbe Constitution will suffice to show what has been ordained with respect to offices, tbe vacancies in which are not filled by appointment of tbe Governor. Tbe appointees to vacancies in offices, which, are so filled by appointment of tbe Governor, bold their places by tbe express provisions of section 25 until tbe next regular election for members of tbe General Assembly, when elections are required to be held to fill such offices. Indeed, it is suggested that this provision of section 25 of Article IV extends to all offices created by that article, when tbe term of tbe appointee to a vacancy is not otherwise expressly and definitely fixed, if tbe words “unless otherwise provided for” are understood as referring only to tbe method of appointment and not as excepting vacancies not filled by tbe appointment of tbe Governor from tbe operation of that section, and tbe words “appointees” in tbe next line as embracing not only those who have received their appointment from tbe Governor but also those whose appointments may have emanated from some other source designated in that article. We express no opinion as to tbe meaning of that section, preferring not to rest our decision upon its construction, as we think tbe case can well be decided without any reference to it, although if tbe construction, which has been suggested, were adopted, tbe
These general observations will perhaps enable us tbe better to interpret tbe meaning intended to be conveyed by tbe sections of tbe Constitution wbicb we have quoted. Our first inquiry must be, what is meant by tbe words in section 29, “tbe Judge shall appoint to fill tbe vacancy until an election can be regularly held” ? It must be borne in mind that tbis is not a provision for choosing an incumbent for tbe full term, who would of course bold until tbe expiration of that term, but to supply a vacancy by appointment until tbe people can have an opportunity in tbe regular way of choosing some one to fill that vacancy. If it was contemplated that tbe appointee of tbe Judge should bold for tbe unexpired term and therefore until tbe regular election for tbe full term, it was all-sufficient to provide simply that tbe Judge should appoint to fill the vacancy, for tbis would have clearly ,and fully pressed that idea without tbe use of any words of restriction or limitation. The vacancy, nothing else being said, would comprise all of tbe time between tbe appointment and tbe expiration of tbe term. But tbe framers of tbe Constitution evidently intended that tbe words “until an election can be regularly held” should apply to an election to be held short of tbe time when tbe full term would expire, and to an election wbicb could be held regularly or, what is tbe same thing,
There are other considerations which lead us to the conclusion that the constitutional provision refers to the next election at which members of the General Assembly are by law required to be chosen, but it is unnecessary to discuss thtem here. It will be observed, though, when we read the Constitution, that in every instance where the term of office is only for two years and there can be no general election before the expiration of the term, it is provided that the appointee to fill a vacancy shall hold for the unexpired term. This is true notably in the case of sheriffs, coroners, constables and justices of the peace. Const., Art. IV, secs. 24 and 28. But when such an election will by law intervene between the occurrence of the vacancy and the expiration of the term of the next election for the full term, it is provided expressly in the cases of Justices of the Supreme Court, Judges of
We have not adverted to the fact that section 28 relating to a vacancy in the office of justice of the peace and section 29 relating to a vacancy in the office of Clerk are identical in language, except that in the former instance the vacancy is filled “for the unexpired term,” while in the latter it is filled “until an election can be regularly held.” This change in phraseology was not accidental, but it was intended, we think, that the concluding words of the two sections should have different meanings and for the very reasons we have already given, that in the case of the justice an election would not be held, whereas in that of the Clerk one would be held, before the expiration of the term.
We are not without strong authority to sustain our conclusion.
In the case of State v. Johns, 3 Oregon, 533, the provision of the Constitution which the Court construed was that the Governor should fill the vacancy by appointment, which should expire when a successor shall have been elected. It was contended that the appointee held until the next regular election for the full term, but the Court decided that the vacancy should be filled at the next general election. In a well-considered and able opinion the Court among other things says: “It is not reasonable to presume that, where the people have reserved to themselves the appointment of an officer, they would confer on the Executive the filling of a vacancy in the office which would extend the time of the appointee beyond a general election and deprive the whole peo-
In the people resides the right of selecting their officers, and the appointing power should not be permitted to extend in its operations beyond the particular exigencies and requirements of the case. Appointment is a temporary expedient devised to keep the office filled until the people have the first opportunity to exercise tha right to fill it, which must needs be at the next general election, and this right
We have already shown that an appointee to a vacancy does not hold for a full term, and it hardly requires argument or the citation of authority to show that section II of Article IV of the Constitution, so far as it fixes the duration of a full term, has no bearing upon the question of filling a vacancy, but is quite foreign thereto. Haggarty v. Arnold, 13 Kansas, 367. The decision of this case, as to the time of filling a vacancy, must turn upon the construction of those sections of the Constitution relating strictly to vacancies. If an election, at which members of the General Assembly were chosen and the machinery of which was all-sufficient for a fair and free expression of the popular choice, was not one regularly held within the meaning and intent of the Constitution, we cannot imagine what more was required to make it so. The leading idea in the use of the words “until an election can be regularly held” was to give the people the chance to fill the vacancy just as soon as an election should occur, which would be held and conducted according to the requirement of section 16, namely, “at the time and in the manner prescribed by law for the election of members of the General Assembly.” Any other construction would be strained and unreasonable and deprive the people unnecessarily of the constitutional right to choose their officers. Suppose the Legislature had omitted to provide for filling vacancies in the offices of the Judicial Department, could it be said that the people had no power to elect and that the appointees must hold over, although the Constitution positively requires that such vacancies shall be filled at the next regular election for members of the General Assembly ? We think not, and yet there is no substantial difference between the supposed case and the one now under consideration. The Constitution in both cases prescribes the method of filling offices by election,
We will next consider the contention that there has been no legislation providing for an election to fill a vacancy in the office of clerk. This question has received some attention in what we have already said. It certainly is not absolutely necessary that there should be any special legislation upon the subject, if the Constitution furnishes sufficient machinery in itself or in connection with the general election laws to secure a fair election. The failure of the Legislature to act in obedience to the Constitution in the particular case, if it be requisite that it should act, cannot be permitted to defeat the right of the people to elect their officers, provided the machinery is otherwise sufficient for the purpose of affording them that right. The principle herein asserted that the Constitution is self-executing and that its provisions, if not in themselves sufficient for the purpose of holding an election at which the people may choose their Clerk (and we have shown that they are), may be supplemented by such parts of the general election law as are applicable to the election of clerks at regular or stated intervals or of members of the General Assembly, and that an election held in substantial accordance with such law will be valid, is fully sustained in an able opinion by Judge Brewer (now a Justice of the Supreme Court of the United States) in State v. Thoman, 10 Kansas, 191. Referring to the same subject Judge Cooley says: “A constitutional provision may be said to be self-executing if it supplies a sufficient rule by means of which the right given may be enjoyed and protected, or the duty imposed may be enforced.” Cooley Const. Lim. (7 Ed.), 121. The rule supplied in our case is that furnished by the law for the election of members of the General Assembly. A learned and exhaustive discussion of this question will be found in State v.
It was contended before us that legislation is required in order to give notice to the voters that a vacancy will be filled at the election.- The great weight of authority is directly opposed to this contention. “It has therefore been frequently held,” says Judge Gooley, “that when a vacancy exists in an office which the law requires shall be filled at the next general election, the time and place of which are fixed, and that notice of the general election shall also specify the vacancy to be filled, an election at that time and place to fill the vacancy will be valid, notwithstanding the notice is not given; and such election cannot be defeated by showing that a small portion of the electors were actually aware of the vacancy or cast their votes to fill it. But this would not be the case if either the time or the place was not fixed by law, so that notice became essential for that purpose.” Cooley, supra, 909. This proposition seems to be well supported by the cases. State v. Orvis, 20 Wis., 248; People v. Hart
We believe nearly if not quite all of the courts hold that when notice is required by the law, if there has been actual notice of the vacancy and the people have had a fair opportunity to vote, all of which may be indicated by the vote cast, the election will be valid, though formal notice was not given, and even though many refrained from voting because of a difference of opinion as to the true construction of the Constitution in regard to the existence of a vacancy or the time of filling it. Actual knowledge and an opportunity to vote take the place of notice, or are equivalent to it. Mechem, supra, sec. 174; Adsit v. Sec. of State, 84 Mich., 420. The right to hold an election is derived from the law and not from the notice. McCrary, supra, sec. 145. The cases upon this question of notice refer of course to statutes requiring notice to be given or proclamation to be made, of the election, and it is said that this notice is in addition to that which the law itself gives by implication when it directs that the election shall be held at a certain time and place. We are not aware of any provision of our law requiring notice to be given of elections held at the regular time in the regular manner.
It does not appear from the case agreed, nor has it been suggested, that the voters of Warren County did not know of the vacancy in the office of clerk, which occurred about two months before the election. It can hardly be supposed that such a change was made in the office of Clerk without becoming known almost immediately to the people of the county. There is no presumption against the validity of the election. The presumption, if there is any at all, is the other way. If notice of the vacancy and of the election to fill it was required, we must presume that it was given in the absence of proof to the contrary. Mechem, supra, sec.
We must not be understood to mean, by what we have said in this opinion, that there is any inherent reserved power in the people to hold an election to fill an office. It is freely admitted that authority to hold it must be found somewhere, either in the Constitution or in the statute. McCrary, supra, sec. 170. We merely hold that there was such authority to elect a clerk at the general election in 1904.
Our attention has been called to the case of Deloatch v. Rogers, 86 N. C., 357. It seems that the question we are now deciding was involved in that case and that the Court assumed, upon a state of facts somewhat like those we have in this case, that there was no vacancy to be supplied by a popular election. The matter does not seem to have been contested at all, nor was there the slightest discussion of it nor any citation of authority. It was simply taken for granted that an appointed clerk held to the end of the term, the main question being whether certain ballots were vitiated
It is suggested that in Cloud v. Wilson, supra, the Chief Justice extended the principle of that case to Clerks of the Superior Courts. It is clear that this could not be done. The authorities are all agreed upon this question, and those we will cite emanate from the highest source. “If the construction put by the Court of a State upon one of its statutes was not a matter in judgment, if it might have been decided either way without affecting any right brought into question, then, according to the principles of the common law, an opinion on such a question is not a decision. To make it so, there must have been an application of the judicial mind to the precise question necessary to be determined to fix the rights of the parties, and decide to whom the property in contestation belongs. And therefore this Court (and other courts organized under the common law) has never held itself bound by any part of an opinion, in any case, which was not needful to the ascertainment of the right or title in question between the parties.” Carroll v. Carroll, 16 How. (U. S.), 287. Chief Justice Marshall for the Court says: “It is a maxim not to be disregarded that general expressions in
We are told that the Judges of the Superior Court have in practice adopted a construction different from that we have placed upon the Constitution, and appointed to vacancies for
Our conclusion is that the defendant is not entitled to the office of Clerk, but that the relator was duly chosen to' that office at the election of 1904, and is entitled to exercise its functions and to receive and enjoy its fees and emoluments. The mere fact that the defendant was appointed for the unexpired term can make no difference in the result. The Judge could not thus lengthen his term as fixed by the law.
Opinion of the Judges, 114 N. C., 927. There was error .in the judgment of the Court below. Its judgment should have been for the relator instead of for the respondent.
Reversed.
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