Truelove v. Parker
Truelove v. Parker
Opinion of the Court
On 26 July, 1912, the clerk of the Superior Court of Harnett County issued letters of adoption purporting to establish the relation of parent and child between John A. Weathers and Irma Johnson, who at that time was five years of age. Thereafter Irma lived in the home of Weathers and his wife and was known as Irma Johnson Weathers. John A. Weathers died intestate on 6 April, 1922, seized of about eight hundred acres of land. He left no issue; but Irma’s death occurred a few hours after his. He was survived also by the plaintiffs, who are his brothers and sisters. Irma was survived by her father and mother, one illegitimate half-brother, two illegitimate half-sisters, and one whole brother, Haze Johnson, whose interest in the land, if any, has passed by conveyances to Victor R. Johnson and 0. W. Sand-rock. All these are parties to the action and represent the several conflicting claims of title. The father and mother of Irma contend that under the provisions of C. S., 185, the order of adoption enabled her to inherit, and that she did inherit, the real estate of John A. Weathers in like manner and to the same extent as if she had been his actual child; also, that upon her death the title she had thus acquired vested in them as tenants in common by virtue of the proviso in the sixth canon of descents. C. S., 1654(6). Haze Johnson and his successors in interest say that Irma’s estate was not derived or transmitted to her from an ancestor, but acquired by force of the order of adoption, and that her title therefore descended under the fifth rule, to Haze Johnson as her next collateral relation. On the other hand, the plaintiffs insist
Tbe procedure for tbe adoption of minors is prescribed by statute: a petition must be filed; there must be parties of record; and with tbe requisite consent an order may be made granting letters of adoption. C. S., ch. 2. Section 183 provides tbat tbe parent or guardian, etc., must be a party to tbe proceeding. We think tbe words “the parent,” should not be interpreted, if both parents are living, to include tbe father and exclude tbe mother, for- these several statutes construed as a whole seem to- import tbat ordinarily both tbe parents if living shall be parties. Tbe petition must set forth their names; and if both are living their consent is as a rule prerequisite to an order granting tbe letters; or, if one is dead, tbe consent of tbe survivor. If their consent is essential they must have an opportunity to be beard; and to be beard in a judicial sense and to be bound by tbe order they must be parties to- tbe proceeding.
At common law parental rights were vested in tbe father, and tbe mother bad no legal interest in tbe custody or earnings of her children; but modern decisions have relaxed tbe common-law doctrine and have indicated a manifest tendency to equalize tbe rights of custody and control.' True, under our own decisions tbe father is considered in law as tbe bead of tbe household and as such entitled in tbe first instance to tbe custody of bis child, — a right necessarily springing from bis duty to provide for tbe child’s protection, maintenance, and education. But this right is not absolute; circumstances often occur in which it may be questioned; and beyond doubt tbe mother’s natural interest in tbe. welfare of her children is not less profound than tbat of tbe father. Newsome v. Bunch, 144 N. C., 15; In re Fain, 172 N. C., 790. A father may by deed dispose of tbe custody and tuition of bis unmarried child for such time as it may remain under tbe age of twenty-one years; but only with tbe written consent and privy examination of tbe mother, if she be living. He may make such disposition by bis last will and testament in writing; but only if tbe mother be dead. If tbe father die without exercising tbe right of appointment, or if be wilfully abandon bis wife, tbe mother may in like manner dispose of tbe custody and tuition of her unmarried infant child. 3 C. S., 2151. In all these statutes, and in others, tbe Legislature has recognized tbe human as well as tbe legal relation between parent and child, tbe paramount and tbe subordinate, tbe present and tbe inchoate, rights of tbe father and tbe mother, and has wisely provided tbat both tbe parents shall have ade-
The plaintiffs contend that these requisites are wanting; the defendants contend that we should proceed upon the presumption that the court had jurisdiction of the parties and that the proceeding is regular. The proceedings, whether it be deemed judicial or a proceeding in rem or quasi in rem, calls for the exercise only of such judicial functions as are conferred by chapter 2 of the Consolidated Statutes and to this extent the jurisdiction of the clerk is limited and special. “The jurisdiction in such cases both as to the subject-matter of the judgment and as to the persons to be affected by it must appear by the record; and everything will be presumed to be without the jurisdiction which does not distinctly appear to be within it. The power to enter a decree of adoption conferred upon a court of general jurisdiction is a special and summary power of this class, and the facts essential to the exercise of the special jurisdiction must appear upon the record. To give a decree of adoption any force or effect, jurisdiction must have been acquired by the court, first, over the person seeking to adopt'the child; second, over the child; and third, over the parents of the child; and there can be no presumption that jurisdiction was obtained over the parent of the child if the record of adoption is silent on the subject.” 1 R. C. L., 603, sec. 11.
In the light of this principle let us see whether it appears upon the record that the court had jurisdiction over Irma’s father and mother. When the clerk made the order of adoption the only paper before him was the petition. The petition, the order of adoption, and the letters of adoption constitute the entire proceeding. Statement of facts, par. 1. It does not affirmatively appear that the father and mother of the child were “parties of record in this proceeding,” as the statute requires. Sec. 183. Indeed, it does not affirmatively appear that either of them was a party. No summons or other similar notice was issued and served; there was no voluntary appearance; and of course the caption of the petition did not supply this defect. It is to be noted that the order of adoption contains no recital of the service of process or the appearance of the child’s parents. In the order there is a recital of the father’s consent to the adoption,' and from this, it is said, his appearance may be
It is not pretended tbat Martha Johnson (or Minnie Parker), the mother, was a party of record; but tbe defendants seek to relieve tbe necessity of her consent and tbe service of process on her by alleging tbat she bad abandoned her child and bad forfeited her rights and privileges with respect to its care, custody, and services. In 1 C. J., 1387(76) it is said: “To constitute such an abandonment by a parent as will deprive him of tbe right to prevent tbe adoption of bis child, and dispense with tbe necessity of bis consent, there must be some conduct on bis part which evinces a settled purpose to forego all parental duties. But merely permitting tbe child to remain for a time undisturbed in tbe care of others is not such an abandonment.” By tbe terms of tbe statute it is necessary tbat such abandonment be wilful, — -tbat is, accomplished purposely and deliberately in violation of law. S. v. Whitener, 93 N. C., 590. Tbe clerk’s finding (which is tbe recital of another allegation in tbe petition), as set forth in tbe order of adoption, is in these words: “Martha Johnson, mother of tbe child, is living away from her husband and child and takes no interest whatever in said child.” It does not appear upon tbe face of tbe record whether her absence was compulsory, negligent, or wilful; and in a proceeding of this kind inferences cannot supply tbe want of an affirmative adjudication. “WTben a petition alleges abandonment of a child it must make a case strictly within tbe provisions of tbe statute relating to such abandonment.” 1 C. J., 1385 (61).
Tbe mother bad no actual or constructive notice of tbe proceeding and no opportunity to be beard on tbe question of abandonment. It is held in a number of cases decided elsewhere tbat tbe existence of abandon
Upon the record as it has come to us we are of opinion that neither the father nor the mother of Irma Johnson was a party to the adoption proceeding within the contemplation of the statute,. and that the clerk had no jurisdiction of their person. Having no jurisdiction of their person he had no jurisdiction of the subject-matter: consent is essential to the order of adoption (sec. 184), and when the statute requires it to be given jurisdiction of the subject-matter cannot be acquired without it. 1 C. J., 1384 (57); In re Cozza, supra, note, page 221.
But it is contended on behalf of the defendants that John A. Weathers voluntarily entered into the contract of adoption, and during his lifetime recognized the relation thus created, and that after his death his heirs at law should not be permitted to avail themselves of a departure from the directions of the statute to defeat the rights of the child, and 10 R. C. L., 764 (81) is cited in support of the position. The principle no doubt applies in case of a mere technical disregard of the statute; but as the clerk had acquired no jurisdiction his order and letters of adoption are not simply irregular; as we have said they are void. In consequence they were binding neither on the father and mother nor on the adopting parent, because estoppels must be mutual; and if not conclusive against the parties, the order is not conclusive against their privies. Ferguson v. Jones, 11 A. S. R., 808, and cases cited in note, page 821; 1 C. J., 1393; Doyle v. Brown, supra; Kissam v. Gaylord, 46 N. C., 294, 298; Peebles v. Pate, 90 N. C., 348; Dudley v. Jeffress, 178 N. C., 111.
We do not concur in the argument that because the father and mother did not formally object to the letters of adoption during the lifetime of John A. Weathers they impliedly assented thereto and may now express their approval and thereby impart vitality to the clerk’s order. This order is void db initio; and the title to the land vested at the instant John A. Weathers died. It follows that the subsequent consent of the father and mother could neither divest the title nor confer jurisdiction upon the court.
In our opinion the order of adoption is void and subject to collateral attack; and as the plaintiffs have succeeded to the title of John A. Weathers they should be adjudged the owners of the land in controversy.
Error.
Dissenting Opinion
dissenting: To my mind,-the judgment of the majority is at variance with the legislative intent touching the subject of adoption, and henc.e I am constrained to state the reasons for my dissent.
On 26 July, 1912, John A. Weathers filed in the Superior Court of Harnett County a petition for the adoption of Irma Johnson, a minor residing at that time with the petitioner in said county. The petition recites that Irma Johnson is a female child, five years of age, the daughter of L. J. and Martha Johnson; “that Martha Johnson, mother of the child, has been living away from her husband and child for the past two years, and takes no interest whatever in said child”; that the natural father of the child is not capable of properly providing for said minor, and gives his consent to her adoption by the petitioner; that the child has no estate of any kind, and is entirely dependent upon the petitioner, with whom she has resided for two years; and that the petitioner desires to adopt said child for life, to which adoption L. J. Johnson consents.
Thereupon, the court made and caused to be entered an order of adoption, based upon the finding “that Irma Johnson is a child without any estate; that Martha Johnson, mother of the child, is living away from her husband and child, and takes no interest whatever in said child; and that L. J. Johnson, father of the child, is not capable of properly providing for said child, and consents to the adoption of the child by J. A. Weathers, who is a proper and suitable person to have the custody of said child, and who desires to adopt her for life.” Following the adoption, Irma Johnson lived in the home of John A. Weathers and his wife and assumed the name of Irma Johnson Weathers.
It appears as a fact that Martha Johnson abandoned her legal husband and children and thereafter associated herself in unlawful relation with one Frank Parker.
Irma Johnson Weathers lived with her foster parents, John A. Weathers and his wife, who had no other children, for nearly ten years, when they were all killed in an automobile accident, 6 April, 1922, Irma Johnson Weathers surviving both John A. Weathers and his wife.
This suit is a contest over the estate of John A. Weathers. The plaintiffs are his collateral heirs, while the defendants are the heirs of Irma Johnson Weathers, or they claim through her.
Let it be observed in the outset that this attack upon the order of adoption is not made by the natural parents of Irma Johnson, or any one claiming under her, but by the collateral heirs of John A. Weathers, deceased. This observation is made in limine, because it has been held that attacks of this kind should not be entertained when made by the heirs or representatives of the adoptive parent, who was a party to the proceeding, except for jurisdictional defects appearing on the record. Coleman v. Coleman, 81 Ark., 7; Wilson v. Otis, 71 N. H., 483; Morris v. Dooley, 59 Ark., 483; Watts v. Dull, 184 Ill., 86; Foley v. Foley, 61 Ill. App., 577; Crocker v. Balch, 104 Tenn., 6. And in the absence of evidence to show a want of jurisdiction, the presumption in favor of such jurisdiction should prevail. Josey v. Brown, 119 Ga., 758; In re Camp, 131 Cal., 469.
It has also been-held that where the court has jurisdiction of the subject-matter and of the parties, an irregularity which might render the decree voidable at the election of the infant is no ground for a collateral attack by those claiming under the adoptive parent. Sewall v. Roberts, 115 Mass., 262. The fact that the natural parents were not served with notice of the proceeding to adopt, their child has heen held not to render an order of adoption entered in such proceeding invalid as to the parties thereto and their privies, although the proceeding might have been successfully attacked by the parents for that reason. Coleman v. Coleman, 81 Ark., 7; Woodard’s Appeal, 81 Conn., 152; Sullivan v. People, 224 Ill., 468; Ross v. Ross, 129 Mass., 243; Beatty v. Davenport, 45 Wash., 555; 30 L. R. A. (N. S.), 147 note; 1 R. C. L., 608.
In Woodard’s Appeal, supra, the Court reasoned that even though the parents of the adopted child had the right to contest the validity of the adoption in so far as it deprived them of their legal parental rights, because no notice of the proceeding had been given to them, it did not follow that a decree giving to the infant statutory capacity of inheritance from a stranger, rendered in pursuance of jurisdiction conferred by statute and in the manner prescribed thereby, should be held invalid for that reason.
In the case of In re Evans, 106 Cal., 565, the same view is expressed in the following language: “Various irregularities in the proceedings are urged, but, after these papers were executed before the judge, and this man and this child lived together as father and daughter for ten years and down to the day of his death, it requires more than mere irregularities to brush aside and annul a relationship entered into with
And in Nugent v. Powell, 4 Wyo., 201, it is said: "Notwithstanding these proceedings in adoption, the father might at any time since they took place have brought an action for the possession or custody of the child, and no one will contend, or perhaps can successfully contend, that in such case these adoption proceedings would constitute a bar to the father’s action, or that they were conclusive upon him. But it does not follow that because the adoption proceedings were not conclusive upon the father, they were not conclusive upon the parties to the proceedings and their privies; on the contrary, we think they are, and so hold.”
Again, it is the holding of a number of courts that though the adoption may be voidable at the instance of the child or its natural parents because of a failure to comply with some requirement of the statute, yet if all the conditions have been performed or complied with on the part of the child, or of those who agreed and consented to the adoption, so that the adoptive parent has received full consideration or recompense therefor, the child will ordinarily be entitled to enforce its property rights arising under such adoption. Chehak v. Battles, 133 La., 107; Starkey v. McDermott, 91 Mo., 647; Nowack v. Berger, 133 Mo., 24; Burns v. Smith, 21 Mont., 251; Kofka v. Rosicky, 41 Neb., 328; Van Tine v. Van Tine (N. J.), 15 Atl., 249; 1 R. C. L., 617.
In Wolf’s Appeal (Pa.), 13 Atl., 764, this position is clearly stated as follows: “Nearly nine years after the decree was entered, and more than one year after the death of her adopted father, his administrator and collateral heirs come into court and ask that this decree of adoption be vacated. They are not here in the interest nor on behalf of the innocent subject of adoption, but decidedly against the same. They are either strangers to the adoption proceedings, and therefore have no standing in court, or they are privies in blood or-in law, and stand in .the shoes of Samuel Sankey, through and under whom they claim. Surely Samuel Sankey, if living, would not be heard in this Court questioning its decree made at his solicitation. He invoked the jurisdiction of the court; he asked that the decree of adoption should be made; he got what he desired; and he would not now be allowed to question the means he set in motion. If any wrong was done, Samuel Sankey did it, and neither he nor those who claim under him can be permitted to take advantage of his wrong to the prejudice of an innocent party. On the argument many cases were cited where decrees of adoption have
Tbe above cases are cited only to show bow tbe matter has been dealt with in other jurisdictions. Tbe present record, of course, must be considered in tbe light of our own legislation on tbe subject. It is conceded that tbe act of adopting a child is not a matter of common-law origin, but was taken from tbe civil law and introduced here by statute. Furgeson v. Jones, 17 Ore., 204. Tbe pertinent sections on tbe subject as found in chapter 2 of tbe Consolidated Statutes provide as follows:
First, that any person desiring to adopt a minor child may file a petition in tbe Superior Court of tbe county wherein such child resides, setting forth tbe name and age of tbe child and tbe names of its parents, whether tbe parents or either of them are living, and if there be no living parent, tbe name of tbe guardian, if any, and if there be no guardian, tbe name of tbe person having charge of the child or with whom such child resides, tbe amount and nature of the child’s estate, if any, and especially whether tbe adoption is for tbe minority or for tbe life of the child. C. S., 182.
Second, that the parent or guardian, or the person having charge of such child, or with whom it may reside, must be a party of record in tbe proceeding. C. S., 183.
Third, that in all cases where the parent or parents of any child has wilfully abandoned tbe care, custody, nurture and maintenance of the child to kindred, relatives or other persons, such parent or parents shall be deemed to have forfeited all rights and privileges with respect to the care, custody and services of tbe child. C. S., 189.
It is not required that tbe proceeding be adverse; it may be ex parte, and not infrequently is; it is commenced by petition; no summons is necessary. Rector v. Logging Co., 179 N. C., 59; Caldwell v. Wilson, 121 N. C., p. 453. Tbe parents of tbe child, if living, must appear as parties of record. Here they do appear as parties of record. Tbe father consents to tbe adoption. Tbe mother does not, but it is found as a fact “that Martha Johnson, mother of tbe child, is living away from her husband and child and takes no interest whatever in said child.” While this finding, standing alone, may not be sufficient to show a wilful abandonment on the part of Martha Johnson, such as is required by C. S., 189, to forfeit all her rights and privileges with respect to tbe care, custody and services of such child, yet it does appear by evidence in tbe present proceeding, that, as a matter of fact, tbe said Martha
Here, the reason and excuse for proceeding without the consent of Martha Johnson, since she had forfeited her rights of custody, etc., under C. S., 189, may be shown by extrinsic evidence in aid of upholding the validity of the proceeding, for a decree of adoption is not necessarily invalid because it does not recite, nor the petition allege, the assent of the parents or facts excusing tljeir assent. Wilson v. Otis, 71 N. H., 483. See, also, Crawford v. Wilson, 139 Ga., 465.
I do not agree to the proposition stated in 1 R. C. L., 603, and approved by the majority opinion, for I do not think it is supported by the weight of authority or the better-considered decisions, that jurisdiction in adoption cases, both as to the subject-matter of the judgment and as to the persons to be affected by it, “must appear on the record, and everything will be presumed to be without the jurisdiction which does not distinctly appear to be within it.” - In the first place, when a court has attained the dignity of a court of record, there is a presumption in favor of its jurisdiction and the rightfulness of its decrees, when it assumes to act, and, until it has attained such dignity, it has no record by which it may speak at all. In the second place, even if its jurisdiction be special in such cases, unless the statute require some written evidence of its jurisdiction to be made and preserved, the general rule respecting judicial officers and courts of limited authority is that the jurisdictional facts, upon which their decrees rest, may be
Certainly in a case like the present, a strict construction of these statutes ought not to be applied for the purpose of thwarting the will of the adoptive parent, and disinheriting an adopted child in favor of the kindred by blood, whom the adoptive parent had sought to exclude from participating in his estate by the adoption of the child of another. Rather in such case, it seems to me, a' liberal operation and intendment should be given the statutes to support a proceeding taken in good faith thereunder. Cofer v. Scroggins, 98 Ala., 342; Fosburg v. Rogers, 114 Mo., 134.
Speaking.to the question in Nugent v. Powell, 4 Wyo., p. 186, Clark, J., said: “It must be admitted in the beginning that a proceeding in adoption was wholly unknown to the common law, and in our system of jurisprudence it is purely a statutory matter. Hence it follows that, in order to give any validity to such proceedings, they must have been conducted in substantial conformity with the provisions of the statute, and its requirements observed; but, notwithstanding this, it ought not to be overlooked, in the examination of cases growing out of the exercise of this statutory right, that the right is a beneficial one, both to the public and those immediately concerned in its exercise. ... In cases of this kind it is not the duty of the court to bring the judicial microscope to bear upon the ease, in order that every slight defect might be enlarged and magnified, so that a reason might be found for declaring invalid an act consummated years before, but rather approach the case with the inclination to uphold such acts, if it is found that there was a substantial compliance with the statute.”
I recognize the force of the argument that the rights of parents over their children should not be lightly dealt with, or easily swept away, and with this I readily concur; but jealous as the law may be of the rights of natural parents over their children, with all due deference, it seems to me that in the ease at bar this solicitude has reached the stage of “a vaulting ambition which o’erleaps itself and falls on t’other side.” There are other adoption proceedings, in North Carolina which may be affected by the present decision. I think we are setting a precedent which will rise up to trouble us in the future.
For the reasons given,. I must dissent from the judgment to be rendered in this case.
Concurring Opinion
I concur fully with the opinion of the Court upon which the decision in this case is founded. It doubtless becomes a precedent. It affords assurance to all mothers that they cannot, under the laws of this State be deprived of the custody of their children by adoption proceedings to which they have not consented or to which they have not been made parties to the end that they may be heard before any order is made depriving them of their rights. The decision recognizes that the mother as well as the father has rights to the custody of the child; she cannot be held to have forfeited such rights without a hearing. The court is without jurisdiction to make an order for the adpotion of a child by a stranger until both parents, if living, have consented to the adoption or until the court has found after a hearing, of which due notice has been given to both, that the parents have forfeited their rights to the custody of the child. The mother cannot be held to have forfeited such rights until she has had notice of the proceedings, merely because the father has consented to the adoption; upon this record, it does not appear that either the father or mother of the child was a party of record to the proceeding.
After the court has acquired jurisdiction by a proceeding to which both parents, if living, are parties, with full opportunity to be heard, then the order of adoption will not thereafter be set aside for mere irregularities, especially when the relationship arising from the adop
Concurring Opinion
concurring in the result: I concur in the conclusion reached in the opinion of the Court.
Reference
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- LALAH M. TRUELOVE v. LIZZIE PARKER
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